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Fund Action Reporting


Certain Guggenheim Investments Products have taken organizational actions that affect their basis. These organizational actions can include, but are not limited to fund mergers, fund closures, share splits and return of capital. Please see the Fund Actions listed below for Mutual Funds, ETFs and Variable Insurance Funds.

Date Product Name Product Type Action IRS FORM 8937
11/25/2014 Macro Opportunities Fund Mutual Fund Return on Capital Macro Opportunities - 11/25/2014
5/20/2014 Government Long Bond 1.2x Strategy Mutual Fund Return on Capital Government Long Bond 1.2x Strategy - 5/20/2014
2/7/2014 Government Long Bond 1.2x Strategy Mutual Fund Share Splits Government Long Bond 1.2x Strategy - 2/7/2014
2/7/2014 Technology Mutual Fund Share Splits Technology - 2/7/2014
2/7/2014 Inverse Russell 2000 Strategy Mutual Fund ShareSplits Inverse Russell 2000 Strategy - 2/7/2014
2/7/2014 Strengthening Dollar 2x Strategy Mutual Fund Share Splits Strengthening Dollar 2x Strategy 2/7/2014
2/7/2014 Telecommunication Mutual Fund Share Splits Telecommunication 2/7/2014
2/7/2014 Inverse Mid Cap Strategy Mutual Fund Share Splits Inverse Mid Cap Strategy 2/7/2014
2/21/2014 Inverse S&P 500 2x Strategy Mutual Fund Share Splits Inverse S&P 500 2x Strategy 2/21/2014
2/21/2014 Inverse Nasdaq 100 2x Strategy Mutual Fund Share Splits Inverse Nasdaq 100 2x Strategy 2/21/2014
2/21/2014 Inverse Dow 2x Strategy Mutual Fund Share Splits Inverse Dow 2x Strategy 2/21/2014
2/21/2014 Inverse Government Long Bond Strategy Mutual Fund Share Splits Inverse Government Long Bond Strategy 2/21/2014
2/21/2014 Inverse Russell 2000 2x Strategy Mutual Fund Share Splits Inverse Russell 2000 2x Strategy 2/21/2014
2/21/2014 Inverse Nasdaq 100 Strategy Mutual Fund Share Splits Inverse Nasdaq 100 Strategy 2/21/2014
2/21/2014 Emerging Market 2x Strategy Mutual Fund Share Splits Emerging Market 2x Strategy 2/21/2014
01/18/2013 Flexible Strategies - A Class Mutual Fund Merger Flexible Strategies - A Class 01/18/2013
01/18/2013 Flexible Strategies - C Class Mutual Fund Merger Flexible Strategies - C Class 01/18/2013
01/18/2013 Flexible Strategies - H Class Mutual Fund Merger Flexible Strategies - H Class 01/18/2013
01/18/2013 Flexible Strategies - Institutional Class Mutual Fund Merger Flexible Strategies - Institutional Class 01/18/2013
07/13/2012 Rydex Series Funds -Alternative Strategies Allocation Fund - A Class Mutual Fund Merger Alternative Strategies Allocation Fund - A Class- 07/13/2012
07/13/2012 Rydex Series Funds -Alternative Strategies Allocation Fund - C Class Mutual Fund Merger Alternative Strategies Allocation Fund- C Class - 07/13/2012
07/13/2012 Rydex Series Funds - Alternative Strategies Allocation Fund- H Class Mutual Fund Merger Alternative Strategies Allocation Fund - H Class - 07/13/2012

Share Spilte

Split information is shown in order of most recent event.
Ex-Date: For splits, the date that the share price changes to reflect the split.
Date of record: Date on which an individual must own shares in order to be eligible to receive split price.

Fund Split Date Split Type Reason Ex Date
Government Long Bond 1.2x Strategy 2/7/2014 One-for-Three Reverse Split Increase share price 2/7/2014
Technology 2/7/2014 One-for-Three Reverse Split Increase share price 2/7/2014
Inverse Russell 2000® Strategy 2/7/2014 One-for-Three Reverse Split Increase share price 2/7/2014
Strengthening Dollar 2x Strategy 2/7/2014 One-for-Three Reverse Split Increase share price 2/7/2014
Telecommunication 2/7/2014 One-for-Three Reverse Split Increase share price 2/7/2014
Inverse Mid-Cap Strategy 2/7/2014 One-for-Three Reverse Split Increase share price 2/7/2014
Inverse S&P 500® 2x Strategy 2/21/2014 One-for-Seven Reverse Split Increase share price 2/21/2014
Inverse NASDAQ-100® 2x Strategy 2/21/2014 One-for-Seven Reverse Split Increase share price 2/21/2014
Inverse Dow 2x Strategy 2/21/2014 One-for-Seven Reverse Split Increase share price 2/21/2014
Inverse Government Long Bond Strategy 2/21/2014 One-for-Five Reverse Split Increase share price 2/21/2014
Inverse Russell 2000® 2x Strategy 2/21/2014 One-for-Five Reverse Split Increase share price 2/21/2014
Inverse NASDAQ-100® Strategy 2/21/2014 One-for-Five Reverse Split Increase share price 2/21/2014
Emerging Markets 2x Strategy 2/21/2014 One-for-Five Reverse Split Increase share price 2/21/2014
Inverse NASDAQ-100® 2x Strategy 12/2/11 One-for-Four Reverse Split Increase share price 12/5/11
Inverse Russell 2000® 2x Strategy 12/2/11 One-for-Four Reverse Split Increase share price 12/5/11
Large Cap Core 04/08/11 One-for-Four Reverse Split Increase share price 04/11/11
Large Cap Value 04/08/11 One-for-Four Reverse Split Increase share price 04/11/11
Mid Cap Growth 04/08/11 One-for-Four Reverse Split Increase share price 04/11/11
U.S. Intermediate Bond 04/08/11 One-for-Four Reverse Split Increase share price 04/11/11
Banking 04/17/09 One-for-Ten Reverse Split Increase share price 04/20/09
Electronics 04/17/09 One-for-Five Reverse Split Increase share price 04/20/09
Financial Services 04/17/09 One-for-Ten Reverse Split Increase share price 04/20/09
NASDAQ-100® 2x Strategy 04/17/09 One-for-Five Reverse Split Increase share price 04/20/09
Russell 2000® 2x Strategy 04/17/09 One-for-Ten Reverse Split Increase share price 04/20/09
S&P 500® Pure Value 04/17/09 One-for-Five Reverse Split Increase share price 04/20/09
Inverse S&P 500 Strategy 04/20/07 One-for-Five Reverse Split Increase share price 04/23/07
S&P 500 2x Strategy 04/17/03 One-for-Three Reverse Split Increase share price 04/21/03
Japan 1.25x Strategy 04/17/03 One-for-Three Reverse Split Increase share price 04/21/03
Basic Materials 04/17/03 One-for-Three Reverse Split Increase share price 04/21/03
Consumer Products 04/17/03 One-for-Three Reverse Split Increase share price 04/21/03
Energy Services 04/17/03 One-for-Three Reverse Split Increase share price 04/21/03
Leisure 04/17/03 One-for-Three Reverse Split Increase share price 04/21/03
Telecommunications 04/17/03 One-for-Three Reverse Split Increase share price 04/21/03
Transportation 04/17/03 One-for-Three Reverse Split Increase share price 04/21/03
Utilities 04/17/03 One-for-Three Reverse Split Increase share price 04/21/03
Inverse Gov't Long Bond Strategy 02/07/03 One-for-Three Reverse Split Increase share price 02/10/03
NASDAQ-100® 2x Strategy 04/20/01 One-for-Ten Reverse Split Increase share price 04/23/01
Internet 04/20/01 One-for-Twenty Reverse Split Increase share price 04/23/01
Inverse NASDAQ-100® Strategy 04/14/00 One-for-Five Reverse Split Increase share price 04/17/00
NASDAQ-100® 04/14/00 Three-for-One Split Decrease share price 04/17/00
Precious Metals 04/14/00 One-for-Five Reverse Increase share price 04/17/00
Inverse S&P 500 Strategy 08/14/98 One-for-Two Reverse Split Increase share price 08/17/98


Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

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