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Blue Chip Growth Portfolio Series 12

Trust Resources
Fact Card
Prospectus
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Investment Objective

The Blue Chip Growth Portfolio, Series 12 ("Trust") seeks to provide total return through capital appreciation and dividend income.

Principal Investment Strategy

Selection Criteria

Risks and Other Considerations

Portfolio Information

Daily Data

Offer Price $10.116400
Wrap Fee Price $9.767200
Bid Price $10.012200
Liquidation Price $9.767200
Remaining Deferred Sales Charge $0.245000

CUSIPs

Monthly-Cash 40171N389
Monthly-Reinvest 40171N397
Monthly-Fee/Cash 40171N405
Monthly-Fee/Reinvest 40171N413

 

Deposit Information

Inception Date 11/16/2016
Non-Reoffered Date 2/15/2017
Mandatory Maturity Date 11/16/2018
NASDAQ Ticker Symbol CBCHLX
Trust Structure GRANTOR
Inception Unit Price $10.000000
Inception Bid Price $9.900000
Inception Liquidation Price $9.655000
Deferred Sales Charge Dates Mar 2017
Apr 2017
May 2017
Term 2 Years
Number of Holdings 30
Historical Annual Dividend Distribution $0.122600

Portfolio Holdings Analysis

All data is subject to change daily. Data may differ from the prospectus due to different data sources or market changes. Please refer to prospectus for additional information about the trust including the portfolio section criteria. Source: FactSet Research Systems Inc. unless otherwise noted. The total percentages may not be equal to 100% due to rounding. N/A indicates that certain securities have not been identified and/or classified by the data provider. A unit is a combination of securities or types of securities traded together.

Fundamental Data

Weighted Average Price/Earnings (P/E) Ratio 35.55
Weighted Average Price/Book (P/B) Ratio 17.17
Weighted Average Market Cap (MM) $129,523.94

Market Cap & Style Breakdown

Value Growth Total
Large-Cap 6.11% 93.89% 100.00%
Mid-Cap -- -- --
Small-Cap -- -- --
Total 6.11% 93.89% 100.00%

Asset Class

US Common Stock 100.00%
Total 100.00%

Market Cap Breakdown

Style Breakdown

Sector & Industry Breakdown

Consumer Discretionary 20.56%
 Hotels Restaurants & Leisure 3.55%
 Internet & Direct Marketing Retail 3.49%
 Media 10.14%
 Textiles Apparel & Luxury Goods 3.39%
Information Technology 19.51%
 Internet Software & Services 6.32%
 IT Services 3.38%
 Semiconductors & Semiconductor Equipment 3.31%
 Software 3.16%
 Technology Hardware Storage & Peripherals 3.35%
Health Care 19.20%
 Biotechnology 9.24%
 Health Care Equipment & Supplies 3.22%
 Health Care Providers & Services 6.73%
Consumer Staples 17.12%
 Beverages 3.37%
 Food & Staples Retailing 3.54%
 Food Products 3.39%
 Personal Products 3.29%
 Tobacco 3.52%
Industrials 10.17%
 Aerospace & Defense 3.31%
 Air Freight & Logistics 3.42%
 Machinery 3.44%
Materials 6.80%
 Chemicals 6.80%
Financials 6.64%
 Capital Markets 6.64%
Total 100.00%

Country Breakdown

United States 100.00%
Total 100.00%

Regional Breakdown

North America 100.00%
Total 100.00%

Developed Status

Developed 100.00%
Total 100.00%

Past performance is no guarantee of future results. Investment returns and principal value will fluctuate with changes in market conditions. Investors' units, when redeemed, may be worth more or less than their original cost.


Principal Investment Strategy

Under normal circumstances, the Trust will invest at least 80% of the value of its assets in large-cap equity securities. The Trust aims to provide a portfolio of securities that the Sponsor believes includes large, high quality U.S. growth companies. The U.S.- listed common stocks held by the Trust may include the common stocks of U.S. and non- U.S. companies. The Sponsor believes that companies that exhibit strong growth characteristics may demonstrate an ability to accelerate revenues, returns and profits. This acceleration, relative to a firm’s peer group, usually reflects an innovative product or service, an expanding geographic operating footprint, or a competitive advantage enabling the firm to capture additional market share. However, there can be no assurance that any security held by the Trust will meet the Trust objective.

As a result of this strategy, the Trust is concentrated in the consumer products sector and invests significantly in the health care sector.

Selection Criteria

The Trust’s portfolio is constructed by the Sponsor using the methodology described below:

  • Begin with an initial universe of all U.S.-listed growth securities.

  • Focus on factors including, but not limited to:
     
    • Valuation. The Sponsor favors companies whose valuations appear to be attractive based on measures such as price-toearnings, price-to-book and priceto- cash flow.

    • Growth. The Sponsor may screen for companies with a history of (and prospects for) above average growth of dividends, sales and earnings.

    • Profitability. The Sponsor may screen for companies with a history of consistent and high profitability as measured by returnon- assets, return-on equity, gross margin and net margin.

    • Industry leadership. The Sponsor favors companies that possess a strong competitive position among their domestic and global peers.

    • Balance sheet. The Sponsor favors companies that possess overall financial strength and exhibit balance sheet improvements relative to their peers and the marketplace.

    • Cash-flow adequacy. The Sponsor favors companies with recent earnings and operating cash-flow significantly higher than the dividends paid as of the company’s most recent financial reporting period.

  • Select a portfolio of securities from the remaining universe by selecting the most attractive candidates, as determined by the Sponsor, from each sector for expected performance and risk, while maintaining diversification with limits on sector and market capitalization.

Risks and Other Considerations

As with all investments, you may lose some or all of your investment in the Trust. No assurance can be given that the Trust’s investment objective will be achieved. The Trust also might not perform as well as you expect. This can happen for reasons such as these:

  • Securities prices can be volatile. The value of your investment may fall over time. Market value fluctuates in response to various factors. These can include stock market movements, purchases or sales of securities by the Trust, government policies, litigation, and changes in interest rates, inflation, the financial condition of the securities’ issuer or even perceptions of the issuer. Units of the Trust are not deposits of any bank and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency.
  • Share prices or dividend rates on the securities in the Trust may decline during the life of the Trust. There is no guarantee that share prices of the securities in the Trust will not decline and that the issuers of the securities will declare dividends in the future and, if declared, whether they will remain at current levels or increase over time.
  • The Trust is concentrated in the consumer products sector. As a result, the factors that impact the consumer products sector will likely have a greater effect on this Trust than on a more broadly diversified Trust. General risks of companies in the consumer products sector include cyclicality of revenues and earnings, economic recession, currency fluctuations, changing consumer tastes, extensive competition, product liability litigation and increased government regulation. A weak economy and its effect on consumer spending would adversely affect companies in the consumer products sector.
  • The Trust invest significantly in the health care sector. As a result, the factors that impact the health care sector will likely have a greater effect on this Trust than on a more broadly diversified Trust. General risks of companies in the health care sector include extensive competition, generic drug sales, the loss of patent protection, product liability litigation and increased government regulation.
  • Inflation may lead to a decrease in the value of assets or income from investments.
  • The Sponsor does not actively manage the portfolio. The Trust will generally hold, and may, when creating additional units, continue to buy, the same securities even though a security’s outlook, market value or yield may have changed.

See “Investment Risks” in Part A of the prospectus and “Risk Factors” in Part B of the prospectus for additional information.

Please see the Trust prospectus for more complete risk information.

Unit Investment Trusts are fixed, not actively managed and should be considered as part of a long-term strategy. Investors should consider their ability to invest in successive portfolios, if available, at the applicable sales charge. UITs are subject to annual fund operating expenses in addition to the sales charge. Investors should consult an attorney or tax advisor regarding tax consequences associated with an investment from one series to the next, if available, and with the purchase or sale of units. Guggenheim Funds Distributors, LLC does not offer tax advice.




Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investments Advisors, LLC ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisors to the referenced funds.

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