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Large-Cap Core Portfolio Series 28

Trust Resources
Fact Card
Prospectus
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Investment Objective

The Large-Cap Core Portfolio, Series 28 ("Trust") seeks to maximize total return by investing in U.S.-listed stocks of large-capitalization companies.

Principal Investment Strategy

Selection Criteria

Risks and Other Considerations

Portfolio Information

Daily Data

Offer Price N/A
Wrap Fee Price N/A
Bid Price $9.824000
Liquidation Price $9.579000
Remaining Deferred Sales Charge $0.245000

CUSIPs

Monthly-Cash 40171L102
Monthly-Reinvest 40171L110
Monthly-Fee/Cash 40171L128
Monthly-Fee/Reinvest 40171L136

 

Deposit Information

Inception Date 9/2/2016
Non-Reoffered Date 12/2/2016
Mandatory Maturity Date 9/4/2018
NASDAQ Ticker Symbol CACECX
Trust Structure GRANTOR
Inception Unit Price $10.000000
Inception Bid Price $9.900000
Inception Liquidation Price $9.655000
Deferred Sales Charge Dates Jan 2017
Feb 2017
Mar 2017
Term 2 Years
Number of Holdings 50
Historical Annual Dividend Distribution $0.151500

Portfolio Holdings Analysis

All data is subject to change daily. Data may differ from the prospectus due to different data sources or market changes. Please refer to prospectus for additional information about the trust including the portfolio section criteria. Source: FactSet Research Systems Inc. unless otherwise noted. The total percentages may not be equal to 100% due to rounding. N/A indicates that certain securities have not been identified and/or classified by the data provider. A unit is a combination of securities or types of securities traded together.

Fundamental Data

Weighted Average Price/Earnings (P/E) Ratio 30.35
Weighted Average Price/Book (P/B) Ratio 6.63
Weighted Average Market Cap (MM) $120,786.44

Market Cap & Style Breakdown

Value Growth Total
Large-Cap 41.84% 58.16% 100.00%
Mid-Cap -- -- --
Small-Cap -- -- --
Total 41.84% 58.16% 100.00%

Asset Class

US Common Stock 97.77%
Unit 2.23%
Total 100.00%

Market Cap Breakdown

Style Breakdown

Sector & Industry Breakdown

Information Technology 19.98%
 Communications Equipment 1.93%
 Internet Software & Services 3.73%
 IT Services 4.05%
 Semiconductors & Semiconductor Equipment 2.18%
 Software 5.95%
 Technology Hardware Storage & Peripherals 2.14%
Financials 18.10%
 Banks 4.87%
 Capital Markets 8.91%
 Insurance 4.32%
Health Care 13.48%
 Biotechnology 6.17%
 Health Care Providers & Services 3.82%
 Life Sciences Tools & Services 1.89%
 Pharmaceuticals 1.60%
Consumer Discretionary 12.83%
 Hotels Restaurants & Leisure 2.23%
 Internet & Direct Marketing Retail 1.81%
 Media 4.52%
 Specialty Retail 4.27%
Industrials 10.59%
 Aerospace & Defense 4.32%
 Industrial Conglomerates 1.95%
 Machinery 2.10%
 Road & Rail 2.21%
Consumer Staples 8.64%
 Beverages 1.65%
 Food & Staples Retailing 3.58%
 Food Products 1.78%
 Personal Products 1.63%
Energy 7.64%
 Oil Gas & Consumable Fuels 7.64%
Utilities 3.14%
 Electric Utilities 3.14%
Materials 3.13%
 Chemicals 3.13%
Telecommunication Services 2.47%
 Diversified Telecommunication Services 2.47%
Total 100.00%

Country Breakdown

United States 100.00%
Total 100.00%

Regional Breakdown

North America 100.00%
Total 100.00%

Developed Status

Developed 100.00%
Total 100.00%

Past performance is no guarantee of future results. Investment returns and principal value will fluctuate with changes in market conditions. Investors' units, when redeemed, may be worth more or less than their original cost.


Principal Investment Strategy

Under normal circumstances, the Trust invests at least 80% of the value of its assets in U.S.- listed stocks of large-capitalization companies. The Trust includes stocks from all sectors of the U.S. economy. The U.S.-listed common stocks held by the Trust may include the common stocks of U.S. and non-U.S. companies. The Sponsor selects stocks that it believes have the potential to achieve the Trust’s investment objective. As a result of this strategy, the Trust invests significantly in the consumer products sector and the information technology sector.

Large Capitalization Stocks

A well-balanced portfolio is the foundation for many successful investment strategies. Advisors may use a mix of investments including stocks, bonds and cash to support a strategy they have established with their clients.

There are three main categories of stocks: large-cap, mid-cap and small-cap. The Trust will use capitalization designations provided by Russell Investments.

The Trust includes U.S.-listed stocks of large capitalization companies that the Sponsor believes should be core holdings of a large-cap portfolio. This Trust includes stocks from all sectors of the U.S. economy.

Selection Criteria

The Sponsor selects U.S.-listed companies that it believes should be core holdings of a U.S.-listed large-cap portfolio. To select the portfolio the Sponsor follows a disciplined process which includes both quantitative screening and qualitative analysis.

The Sponsor begins with the companies that are designated as large-capitalization by Russell Investments. The Sponsor then reduces the companies by performing qualitative analysis, which may be primarily based on, but not limited to, the following factors:

• Balance Sheet. The Sponsor favors companies that possess overall financial strength and exhibit balance sheet improvements relative to their peers and the marketplace;

• Industry Leadership. The Sponsor favors companies that possess a strong competitive position among their domestic and global peers;

• Valuation. The Sponsor favors companies whose valuations appear to be attractive based on measures such as price-to-earnings, price-to-book and price-to-cash flow;

• Growth. The Sponsor favors companies with a history of (and prospects for) above average growth of revenues, earnings and dividends (if applicable);

• Profitability. The Sponsor favors companies with a history of (and prospects for) consistent and high profitability as measured by return-on-assets, return-on-equity, gross margin and net margin.

Risks and Other Considerations

As with all investments, you may lose some or all of your investment in the Trust. No assurance can be given that the Trust’s investment objective will be achieved. The Trust also might not perform as well as you expect. This can happen for reasons such as these:

• Securities prices can be volatile. The value of your investment may fall over time. Market value fluctuates in response to various factors. These can include stock market movements, purchases or sales of securities by the Trust, government policies, litigation, and changes in interest rates, inflation, the financial condition of the securities’ issuer or even perceptions of the issuer. Units of the Trust are not deposits of any bank and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency.

• The Trust invests significantly in the consumer products sector. As a result, the factors that impact the consumer products sector will likely have a greater effect on this Trust than on a more broadly diversified Trust. General risks of companies in the consumer products sector include cyclicality of revenues and earnings, economic recession, currency fluctuations, changing consumer tastes, extensive competition, product liability litigation and increased government regulation. A weak economy and its effect on consumer spending would adversely affect companies in the consumer products sector.

• The Trust invests significantly in the information technology sector. As a result, the factors that impact the information technology sector will likely have a greater effect on this Trust than on a more broadly diversified Trust. Companies involved in this sector must contend with rapid changes in technology, intense competition, government regulation and the rapid obsolescence of products and services. Furthermore, sector predictions may not materialize and the companies selected for the Trust may not represent the entire sector and may not participate in the overall sector growth.

• Share prices or dividend rates on the securities in the Trust may decline during the life of the Trust. There is no guarantee that share prices of the securities in the Trust will not decline and that the issuers of the securities will declare dividends in the future and, if declared, whether they will remain at current levels or increase over time.

• Inflation may lead to a decrease in the value of assets or income from investments.

• The Sponsor does not actively manage the portfolio. The Trust will generally hold, and may, when creating additional units, continue to buy, the same securities even though a security’s outlook, market value or yield may have changed.

See “Investment Risks” in Part A of the prospectus and “Risk Factors” in Part B of the prospectus for additional information.

Please see the Trust prospectus for more complete risk information.

Unit Investment Trusts are fixed, not actively managed and should be considered as part of a long-term strategy. Investors should consider their ability to invest in successive portfolios, if available, at the applicable sales charge. UITs are subject to annual fund operating expenses in addition to the sales charge. Investors should consult an attorney or tax advisor regarding tax consequences associated with an investment from one series to the next, if available, and with the purchase or sale of units. Guggenheim Funds Distributors, LLC does not offer tax advice.




Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investments Advisors, LLC ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisors to the referenced funds.

© 2016 Guggenheim Investments. All Rights Reserved.

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