XGEIX

Guggenheim Energy & Income Fund

As of 9/27/21
Closing NAV $831.81
Current Distribution Rate1, 212.89%
Fund Resources
Fact Card

Portfolio


Duration

Weighted Average Duration (Years) 2.72

Asset Class Breakdown

Fixed Income 90.93%
Equity 9.05%
FX Forward 0.02%

Sector Allocation

Energy Investments 63.18%
Equity 9.05%
Consumer Cyclical 7.18%
Communications 4.65%
Consumer Non Cyclical 3.37%
Industrials - Other 3.31%
Basic Materials 3.23%
Capital Goods 1.90%
Brokerage 1.26%
Technology 1.20%
Financial - Other 0.42%
Preferred Securities 0.39%
Transportation 0.36%
Finance Company 0.27%
REITs 0.21%
Derivatives 0.02%

Under normal market conditions, the Fund will invest at least 80% of its Managed Assets (as defined in this prospectus) in (i) securities of energy companies and (ii) income producing securities of other issuers.

Energy companies include companies that have at least 50% of their assets, income, sales or profits committed to, or derived from, (i) production, exploration, development, mining, extraction, transportation (including marine transportation), refining, processing, storage, distribution, management, marketing and/or trading of oil, natural gas, natural gas liquids, refined petroleum products, coal, biofuels, or other natural resources used to produce energy, or ethanol, (ii) generation, transmission, distribution, marketing, sale and/or trading of all forms of electrical power (including through clean and renewable resources, such as solar energy, wind energy, geothermal energy or hydropower) or gas, (iii) manufacturing, marketing, management, sale and/or trading of equipment, products or other supplies predominantly used by entities engaged in such businesses and (iv) provision of services to entities engaged in such businesses.

Under normal market conditions, the Fund will invest at least 70% of its Managed Assets in securities of energy companies. The Fund intends to focus its energy company investments in debt securities, including bonds, debentures, notes, loans and loan participations, mezzanine and preferred securities, convertible securities and structured products.

Certain investments in debt securities of energy companies may be convertible into equity securities or may be accompanied by warrants, options or other forms of equity participation. As a result of such investments, the Fund may also hold equity securities of the issuers of debt securities in which the Fund invests. The Adviser will generally evaluate these investments based primarily on their debt characteristics.

This data is subject to change on a daily basis.


Energy Investments

Midstream 55.86%
Independent Energy 23.55%
Electric 11.54%
Oil Field Services 5.92%
Refining 3.13%

Top 10 Holdings

TEXGEN POWER LLC 4.74%
COVEY PARK ENERGY LLC 7.50 05/15/2025 3.73%
OVINTIV EXPLORATION INC 5.38 01/01/2026 3.19%
ENERGY TRANSFER LP 5.95 12/01/2025 3.14%
ACCURIDE CORP 6.25 11/17/2023 3.12%
WHITING PETROLEUM CORP 3.07%
GULFSTREAM NATURAL GAS SYSTEM LL 4.60 09/15/2025 3.02%
HESS CORPORATION 4.30 04/01/2027 2.40%
LBC TANK TERMINALS HOLDING NETHERLANDS BV 6.88 05/15/2023 2.20%
ARTERA SERVICES LLC 9.03 12/04/2025 2.19%

Credit Quality

A 0.52%
BBB 22.83%
BB 32.19%
B 28.41%
CCC 13.46%
C 0.24%
Not Rated 2.33%
FX Forward 0.02%

*Source: BlackRock Solutions and Barclays. The fund credit quality ratings are measured on a scale that generally ranges from AAA (highest) to D (lowest). All securities except for those labeled “Not Rated” or “FX Forward" have been rated by a Nationally Recognized Statistical Rating Organization (“NRSRO”). For purposes of this presentation, when ratings are available from more than one agency, the highest rating is used. Guggenheim Investments converts ratings to the equivalent S&P rating.





Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

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