Principles for Responsible Investment

Guggenheim Partners Investment Management, LLC (GPIM) joins the UN-supported Principles for Responsible Investment in an important sustainability milestone.


In 2020 GPIM became a signatory to the United Nations-supported Principles for Responsible Investment (PRI), the world’s leading framework to guide responsible investment. This milestone reinforces GPIM’s commitment to environmental, social, and corporate governance (ESG) considerations as an important component of its investment philosophy.

By joining the global network of PRI signatories, GPIM has committed to the following six core Principles where consistent with our fiduciary responsibilities and our obligations to our clients*:

  • Incorporate ESG issues into investment analysis and decision-making processes.
  • Be active owners and incorporate ESG issues into our ownership policies and practices.
  • Seek appropriate disclosure on ESG issues by the entities in which we invest.
  • Promote acceptance and implementation of the Principles within the investment industry.
  • Work to enhance our effectiveness in implementing the Principles.
  • Report on our activities and progress towards implementing the Principles.

The firm has been a pioneer in transitioning sustainable infrastructure investing into an institutional asset class. Ultimately, becoming a signatory is intended to support the global growth of our Firm, meet the needs of our clients, maintain our corporate culture of responsibility, integrate ESG factors within our investment process, and leverage our experience to advance sustainable development investing globally.

* The six Principles are voluntary and aspirational. GPIM's commitment to the Principles is a work in progress and will provide direction for its responsible investment efforts. GPIM became a signatory in February 2020.

 



This material is not intended as a recommendation or as investment advice of any kind, including in connection with rollovers, transfers, and distributions. Such material is not provided in a fiduciary capacity, may not be relied upon for or in connection with the making of investment decisions, and does not constitute a solicitation of an offer to buy or sell securities. All content has been provided for informational or educational purposes only and is not intended to be and should not be construed as legal or tax advice and/or a legal opinion. Always consult a financial, tax and/or legal professional regarding your specific situation.




Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Europe Limited, Guggenheim Partners Japan Limited, and GS GAMMA Advisors.

© Guggenheim Investments. All rights reserved.

Research our firm with FINRA Broker Check.

• Not FDIC Insured • No Bank Guarantee • May Lose Value

This website is directed to and intended for use by citizens or residents of the United States of America only. The material provided on this website is not intended as a recommendation or as investment advice of any kind, including in connection with rollovers, transfers, and distributions. Such material is not provided in a fiduciary capacity, may not be relied upon for or in connection with the making of investment decisions, and does not constitute a solicitation of an offer to buy or sell securities. All content has been provided for informational or educational purposes only and is not intended to be and should not be construed as legal or tax advice and/or a legal opinion. Always consult a financial, tax and/or legal professional regarding your specific situation. Investing involves risk, including the possible loss of principal.