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Institutional Strategies


Our equity strategies are rooted in a common belief: irrational investor behavior is consistent and predictable and creates inefficiencies in global equity markets. We deliver a broad range of portfolio management expertise and employ disciplined investment processes to exploit inefficiencies across different markets.


Pioneers in Low Volatility

Empirical evidence for equities reveals an inverse relationship between risk and return. Chief Strategist Nardin Baker’s 1991 research paper The Efficient Market Inefficiency of Capitalization-Weighted Portfolios is largely cited as proof of this market inefficiency.

Available strategies:

Minimum Volatility

Dynamic Covered Call Approach

Ingrained behavioral biases cause investors to routinely overpay for index and ETF options to hedge their portfolios. Our dynamic covered call strategies employ a quantitative, rules- based investment process to systematically exploit the premiums in index and ETF options markets.

Available strategies:

Enhanced Equity

Innovative Value Strategies

Our value team’s quantitative screening tool allows us to focus our fundamental research on stocks which we believe have the highest probability of delivering long-term outperformance. Focusing our bottom-up research on these stocks may provide our portfolios with a higher likelihood of delivering long-term outperformance.

Available strategies:

U.S. Value


Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Guggenheim Investments represent the investment management business of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investments Advisors, LLC ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

This website is directed to and intended for use by citizens or residents of the United States of America only. The information provided does not constitute a solicitation of an offer to buy, or an offer to sell securities in any jurisdiction, or to any person to who, it is not lawful to make such an offer. All content has been provided for informational purposes only. It is not intended to be and should not be construed as, (i) a recommendation; (ii) legal or tax advice; and/or (iii) a legal opinion. Always consult a financial, tax and /or legal professional regarding your specific situation. Investing involves risk, including the possible loss of principal.