Advent Convertible and Income Fund

As of 9/24/20
Closing Market Price $13.42
Closing NAV $15.74
Premium/(Discount) -14.74%
Current Distribution Rate1, 210.48%


Portfolio Concentration

Convertible Securities 61.44%
High-Yield Securities 30.11%
Equities 6.37%
Cash and Equivalents 2.09%

Sector Concentration

Information Technology 22.92%
Consumer Discretionary 17.64%
Healthcare 15.08%
Industrials 9.47%
Communication Services 8.90%
Financials 6.75%
Materials 6.27%
Energy 6.23%
Consumer Staples 2.84%
Utilities 2.18%
Real Estate 1.73%

Top 10 Holdings

Broadcom 1.24%
Palo Alto Networks 1.23%
Royal Caribbean Cruises 1.22%
Splunk 1.21%
Booking Holdings 1.09%
Southwest Airlines 1.08%
Microchip Technology 0.99%
Tesla 0.98%
Herbalife Nutrition 0.97%
Jazz Pharmaceuticals 0.96%

U.S./International Allocation

U.S. 89.79%
International 10.21%

Credit Quality

A 1.84%
BBB 8.59%
BB 17.51%
B 13.94%
Below B 4.70%
Not Rated 53.42%

Ratings shown are assigned by one or more Nationally Recognized Statistical Credit Rating Organizations ("NRSRO"), including Standard & Poor's, Moody's, and Fitch. The ratings are an indication of an issuer's creditworthiness and typically range from AAA or Aaa (highest) to D (lowest). When two or more ratings are available, the highest rating is used; and when only one is available, that rating is used. The Non-Rated category consists of securiues that have not been rated by either S&P, Moody's, or Fitch. Bonds with a credit rating of BB or lower are considered below investment grade and carry a higher risk of default than investment grade rated bonds. Credit quality, as rated by S&P, Moody's, or Fitch is an assessment of the credit worthiness of an issuer of the underlying security and not the Fund or its shares. Please note, the Fund itself has not been rated by an independent rating agency.

All data is subject to change on a daily basis.

Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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