Advent Convertible and Income Fund

Fund Resources
Fact Card


Portfolio Concentration

Convertible Securities 48.10%
High-Yield Securities 44.65%
Equities 5.72%
Cash and Equivalents 1.53%

Sector Concentration

Information Technology 16.71%
Consumer Discretionary 14.76%
Healthcare 14.43%
Communication Services 10.54%
Industrials 10.29%
Materials 9.70%
Energy 8.18%
Financials 7.84%
Consumer Staples 3.22%
Utilities 2.39%
Real Estate 1.94%

Top 10 Holdings

Bausch Health Cos 1.35%
Microchip Technology 1.33%
Energizer 1.20%
Sprint 1.11%
Splunk 1.08%
Six Flags Entertainment 0.99%
Square 0.94%
HCA 0.94%
Assurant 0.94%
DISH Network 0.85%

U.S./International Allocation

U.S. 82.01%
International 17.99%

Credit Quality

A 2.93%
BBB 6.16%
BB 24.48%
B 25.77%
Below B 3.97%
Not Rated 36.69%

Ratings shown are assigned by one or more Nationally Recognized Statistical Credit Rating Organizations ("NRSRO"), including Standard & Poor's, Moody's, and Fitch. The ratings are an indication of an issuer's creditworthiness and typically range from AAA or Aaa (highest) to D (lowest). When two or more ratings are available, the highest rating is used; and when only one is available, that rating is used. The Non-Rated category consists of securiues that have not been rated by either S&P, Moody's, or Fitch. Bonds with a credit rating of BB or lower are considered below investment grade and carry a higher risk of default than investment grade rated bonds. Credit quality, as rated by S&P, Moody's, or Fitch is an assessment of the credit worthiness of an issuer of the underlying security and not the Fund or its shares. Please note, the Fund itself has not been rated by an independent rating agency.

All data is subject to change on a daily basis.

Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

© 2019 Guggenheim Investments. All Rights Reserved.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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