Guggenheim Strategic Opportunities Fund

As of 9/22/23
Closing Market Price $15.29
Closing NAV $12.07
Premium/(Discount) 26.68%
Current Distribution Rate1, 214.29%



Weighted Average Duration (years) 3.83

Asset Class Breakdown

Fixed Income 97.04%
Equity Strategy 3.45%
Derivatives -0.46%

Equity Strategy represents the equity exposure, which may be obtained through direct investments in common equity securities and/or through the use of derivatives.

Portfolio Concentration

High Yield Corporate Bonds 36.29%
Bank Loans 31.66%
Asset-Backed Securities 18.70%
Investment Grade Corporate Bonds 12.19%
Preferred Securities 5.90%
Net Credit Derivatives 4.78%
Equity Strategy 4.07%
Non-Agency Mortgage-Backed Securities 2.26%
Agency Mortgage-Backed Securities 1.78%
Municipal Bond 1.50%
Military Housing Bonds 1.30%
Treasury 1.18%
Private Placements 0.80%
CMBS:Traditional 0.31%
Mortgage Loans 0.26%
Foreign Government & Agencies 0.21%
Derivatives -0.55%
Cash & Cash Equivalents -0.71%
Borrowings -21.85%

Sub-Category: Asset-Backed Securities

ABS:CLO 5.99%
ABS:Transportation 4.46%
ABS:Financial 2.16%
ABS:Infrastructure 1.72%
ABS:Whole Business 1.30%
ABS: Net Lease 1.21%
ABS:Other 0.69%
ABS:Insurance 0.12%
ABS:Corp CDO 0.06%

Top 10 Holdings

Madison Park Funding Ltd Mdpk_22-53A 11.05 04/21/2035 1.15%
Sprite Limited Sprte_21-1 3.75 10/15/2046 0.77%
United States of America 0.00 08/15/2051 0.76%
Delta Air Lines Inc 7.00 05/01/2025 0.73%
Morgan Stanley 0.50 10/23/2029 0.71%
Hotwire Funding LLC 8.84 05/20/2053 0.70%
Capital Automotive Reit 4.18 04/15/2047 0.69%
At&T Inc 6.80 12/31/2070 0.67%
CIFC Funding Ltd CIFC_14-4Ra 12.25 01/17/2035 0.66%
Boeing Co 5.81 05/01/2050 0.63%

Credit Quality

AAA 3.41%
AA 0.64%
A 11.27%
BBB 21.68%
BB 26.36%
B 36.56%
CCC 4.91%
CC 0.07%
C 0.13%
Not Rated 8.46%
Other -13.49%

Source: BlackRock Solutions and Bloomberg. The fund credit quality ratings are measured on a scale that generally ranges from AAA (highest) to D (lowest). All securities except for those labeled “Not Rated” or “FX Forward” have been rated by a Nationally Recognized Statistical Rating Organization (“NRSRO”). For purposes of this presentation, when ratings are available from more than one agency, the highest rating is used. Guggenheim Investments converts ratings to the equivalent S&P rating.

All data is subject to change on a daily basis.

Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

© 2023 Guggenheim Investments. All Rights Reserved.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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