Guggenheim Strategic Opportunities Fund

As of 1/26/23
Closing Market Price $16.55
Closing NAV $13.11
Premium/(Discount) 26.24%
Current Distribution Rate1, 213.20%
Fund Resources
Fact Card



Weighted Average Duration (years) 4.49

Asset Class Breakdown

Fixed Income 91.77%
Equity Strategy 6.58%
Cash & Cash Equivalents 2.06%
Derivatives -0.29%
FX Forward -0.12%

Equity Strategy represents the equity exposure, which may be obtained through direct investments in common equity securities and/or through the use of derivatives.

Portfolio Concentration

High Yield Corporate Bonds 35.18%
Bank Loans 32.45%
ABS 15.20%
Investment Grade Corporate Bonds 11.57%
Equity Strategy 7.96%
Net Credit Derivatives 7.01%
Preferred Securities 5.55%
Cash & Cash Equivalents 2.49%
Private Placements 2.11%
Non-Agency Mortgage-Backed Securities 2.03%
Agency Mortgage-Backed Securities 1.92%
Military Housing Bonds 1.74%
Municipal Bond 1.65%
Treasury 1.19%
Foreign Government & Agencies 0.21%
CMBS:Traditional 0.13%
FX Forward -0.15%
Derivatives -0.35%
Borrowings -27.90%

Sub-Category: Asset-Backed Securities

ABS:CLO 6.07%
ABS:Transportation 3.35%
ABS:Financial 1.82%
ABS:Infrastructure 1.17%
ABS:Whole Business 1.01%
ABS:Other 0.68%
ABS: Net Lease 0.29%
ABS:Corp CDO 0.06%

Top 10 Holdings

Madison Park Funding Ltd Mdpk_22-53A 9.99 04/21/2035 1.12%
Sprite Limited SPRTE_21-1 3.75 10/15/2046 0.86%
United States Of America 0.00 08/15/2051 0.76%
Delta Air Lines Inc 7.00 05/01/2025 0.74%
Morgan Stanley 1.50 10/23/2029 0.71%
CIFC Funding Ltd CIFC_14-4Ra 11.08 01/17/2035 0.64%
Midcap Funding XLVI Trust 7.35 11/22/2023 0.64%
Boeing Co 5.81 05/01/2050 0.61%
Boyce 2022-1A 10.24 04/21/2035 0.61%
Gaia Aviation Ltd Tlwnd_19-1 3.97 12/15/2044 0.61%

Credit Quality

AAA 3.81%
AA 0.07%
A 9.71%
BBB 21.47%
BB 25.94%
B 35.72%
CCC 4.67%
CC 0.08%
C 0.14%
Not Rated 9.34%
Cash & Cash Equivalents* 2.49%
Other -13.43%

Source: BlackRock Solutions and Bloomberg. The fund credit quality ratings are measured on a scale that generally ranges from AAA (highest) to D (lowest). All securities except for those labeled “Not Rated” or “FX Forward” have been rated by a Nationally Recognized Statistical Rating Organization (“NRSRO”). For purposes of this presentation, when ratings are available from more than one agency, the highest rating is used. Guggenheim Investments converts ratings to the equivalent S&P rating.

All data is subject to change on a daily basis.

Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

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