GOF

Guggenheim Strategic Opportunities Fund

As of 2/26/21
Closing Market Price $20.81
Closing NAV $17.09
Premium/(Discount) 21.77%
Current Distribution Rate1, 210.50%
Fund Resources
Fact Card

Portfolio


Duration

Weighted Average Duration (Years) 5.06

Asset Class Breakdown

Fixed Income 97.27%
Equity Strategy 5.08%
Other Equity 3.47%
Derivatives 0.21%
FX Forward 0.10%
Cash & Cash Equivalents -6.13%

Equity Strategy represents the equity exposure, which may be obtained through direct investments in common equity securities and/or through the use of derivatives.


Portfolio Concentration

ABS 20.62%
Bank Loans 44.74%
High Yield Corporate Bonds 36.14%
Investment Grade Corporate Bonds 18.45%
Equity Strategy 7.58%
Non-Agency Mortgage-Backed Securities 7.08%
Preferred Securities 5.63%
Other Equity 5.18%
Private Placements 4.15%
Municipal Bond 4.12%
Military Housing Bonds 4.06%
Derivatives 0.31%
CMBS:Traditional 0.23%
FX Forward 0.15%
Cash & Cash Equivalents -9.15%
Net Credit Derivatives -11.86%
Borrowings -37.41%

Equity Strategy represents the equity exposure, which may be obtained through direct mvestments in common equity securities and/or through the use of derivatives.


Sub-Category: Asset-Backed Securities

ABS:CLO 8.62%
ABS:Transportation 4.18%
ABS:Whole Business 1.77%
ABS:Financial 1.73%
ABS:CRE CLO 1.53%
ABS:Infrastructure 1.49%
ABS:CLO BSL 0.39%
ABS: Net Lease 0.37%
ABS:Insurance 0.25%
ABS:Other 0.16%
ABS:Corp CDO 0.13%

Top 10 Holdings

PERSHING SQUARE TONTINE HOLDINGS LTD 0.00 01/00/1900 3.54%
MORGAN STANLEY 0.50 10/23/2029 1.89%
BOEING CO 5.81 05/01/2050 1.63%
DELTA AIR LINES INC 7.00 05/01/2025 1.44%
AESF VI VERDI 2.15 11/25/2024 1.40%
MIDCAP FUNDING XLVI TRUST 5.64 10/29/2024 1.21%
VIACOMCBS INC 4.95 05/19/2050 1.06%
BLACKROCK TAXABLE MUNICIPAL BOND TRUST 0.00 01/00/1900 1.00%
BP PLC 4.88 12/31/2070 0.99%
AEQUI ACQUISITION CORP 0.00 01/00/1900 0.96%

Credit Quality

AAA 1.26%
AA 1.33%
A 16.51%
BBB 29.40%
BB 23.48%
B 36.42%
CCC 6.13%
CC 3.73%
C 0.49%
Not Rated 14.59%
Other -24.19%
Cash & Cash Equivalents* -9.15%

Source: BlackRock Solutions and Bloomberg Barclays. The fund credit quality ratings are measured on a scale that generally ranges from AAA (highest) to D (lowest). All securities except for those labeled “Not Rated” or “FX Forward” have been rated by a Nationally Recognized Statistical Rating Organization (“NRSRO”). For purposes of this presentation, when ratings are available from more than one agency, the highest rating is used. Guggenheim Investments converts ratings to the equivalent S&P rating.

All data is subject to change on a daily basis.





Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

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