GOF

Guggenheim Strategic Opportunities Fund

Fund Resources
Fact Card

Portfolio


Asset Class Breakdown

Fixed Income 98.45%
Equity Strategy 0.17%
Cash & Cash Equivalents 0.82%
Derivatives 0.15%
Other Equity 0.36%
FX Forward 0.06%

Equity Strategy represents the equity exposure, which may be obtained through direct investments in common equity securities and/or through the use of derivatives.


Portfolio Concentration

Bank Loans 41.09%
ABS 18.50%
Non-Agency Mortgage-Backed Securities 9.13%
High Yield Corporate Bonds 8.74%
Foreign Government & Agencies 6.59%
Investment Grade Corporate Bonds 4.89%
Municipal Bond 4.40%
Military Housing Bonds 3.01%
Preferred Securities 1.30%
Private Placements 0.81%
Other Equity 0.36%
Equity Strategy 0.17%
Derivatives 0.15%
FX Forward 0.06%
Cash & Cash Equivalents 0.82%

Equity Strategy represents the equity exposure, which may be obtained through direct mvestments in common equity securities and/or through the use of derivatives.


Sub-Category: Asset-Backed Securities

ABS:CLO 9.90%
ABS:Transportation 3.96%
ABS:CRE CLO 1.02%
ABS:Financial 0.94%
ABS:Whole Business 0.92%
ABS:CLO BSL 0.75%
ABS:Insurance 0.35%
ABS:Infrastructure 0.29%
ABS:Other 0.17%
ABS:Corp CDO 0.15%
ABS:CRE CDO 0.04%

Top 10 Holdings

MORGAN STANLEY 1.50 10/23/2029 1.97%
JAPAN (GOVERNMENT OF) 0.00 01/10/2020 1.53%
BLACKROCK BUILD AMERICA BOND TRUST 0.00 01/00/1900 0.99%
BRAZIL FEDERATIVE REPUBLIC OF (GOVERNMENT) 0.00 01/01/2020 0.95%
NUVEEN TAXABLE MUNICIPAL INCOM 0.00 01/00/1900 0.90%
ISRAEL (STATE OF) 1.00 04/30/2021 0.89%
ABPCI DIRECT LENDING FUND IV LTD ABPCI_19-5A 4.26 03/22/2029 0.86%
TSG ENTERTAINMENT FINANCE LLC TSGE_17-1 6.25 09/25/2031 0.77%
LEHMAN XS TRUST LXS_06-18N 2.00 12/25/2036 0.71%
NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND 0.00 01/00/1900 0.70%

Credit Quality

AAA 0.25%
AA 3.07%
A 13.04%
BBB 12.34%
BB 13.13%
B 31.45%
CCC 5.24%
CC 5.50%
C 0.71%
D 0.12%
Not Rated 13.75%
Cash & Cash Equivalents* 0.82%
Other 0.58%

Source: BlackRock Solutions and Bloomberg Barclays. The fund credit quality ratings are measured on a scale that generally ranges from AAA (highest) to D (lowest). All securities except for those labeled “Not Rated” or “FX Forward” have been rated by a Nationally Recognized Statistical Rating Organization (“NRSRO”). For purposes of this presentation, when ratings are available from more than one agency, the highest rating is used. Guggenheim Investments converts ratings to the equivalent S&P rating.

All data is subject to change on a daily basis.





Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

© 2019 Guggenheim Investments. All Rights Reserved.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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