GOF

Guggenheim Strategic Opportunities Fund

Fund Resources
Fact Card

Portfolio


Asset Class Breakdown

Fixed Income 84.49%
Equity Strategy 15.31%
Other Equity 0.28%
FX Forward -0.08%

Equity Strategy represents the equity exposure, which may be obtained through direct investments in common equity securities and/or through the use of derivatives.


Portfolio Concentration

ABS 18.62%
Bank Loans 33.97%
Equity Strategy 15.31%
Non-Agency Mortgage-Backed Securities 11.13%
High Yield Corporate Bonds 8.78%
Foreign Government & Agencies 3.63%
Investment Grade Corporate Bonds 2.87%
Military Housing Bonds 2.33%
Preferred Securities 1.24%
CMBS:Traditional 1.16%
Private Placements 0.69%
Other Equity 0.28%
Municipal Bond 0.07%
FX Forward -0.08%

Equity Strategy represents the equity exposure, which may be obtained through direct mvestments in common equity securities and/or through the use of derivatives.


Sub-Category: Asset-Backed Securities

ABS:CLO 9.82%
ABS:Transportation 3.82%
ABS:CRE CLO 1.52%
ABS:Whole Business 0.97%
ABS:CLO BSL 0.81%
ABS:Corp CDO 0.63%
ABS:Insurance 0.34%
ABS:Infrastructure 0.31%
ABS:Other 0.18%
ABS:Financial 0.17%
ISRAEL (STATE OF) 2.25 05/31/2019 2.87%

Top 10 Holdings

LSTAR SECURITIES INVESTMENT LTD LSTRZ_18-1 4.49 04/01/2021 0.84%
TSG ENTERTAINMENT FINANCE LLC TSGE_17-1 6.25 09/25/2031 0.83%
LEHMAN XS TRUST LXS_06-18N 2.67 12/25/2036 0.82%
LSTAR SECURITIES INVESTMENT TRUST LSTRZ_19-1 4.19 03/01/2024 0.81%
BRAZIL FEDERATIVE REPUBLIC OF (GOVERNMENT) 0.00 07/01/2019 0.78%
GOLUB CAPITAL PARTNERS CLO LTD GOCAP_18-36A 4.83 02/05/2031 0.75%
AIM AVIATION FINANCE LTD 5.07 02/15/2040 0.69%
ENCORE CAPITAL GROUP INC. 5.63 08/11/2024 0.64%

Credit Quality

AAA 0.26%
AA 3.71%
A 7.90%
BBB 11.80%
BB 9.10%
B 27.34%
CCC 4.82%
CC 6.12%
C 0.80%
D 0.26%
Not Rated 12.31%
Other 15.57%

Source: BlackRock Solutions and Bloomberg Barclays. The fund credit quality ratings are measured on a scale that generally ranges from AAA (highest) to D (lowest). All securities except for those labeled “Not Rated” or “FX Forward” have been rated by a Nationally Recognized Statistical Rating Organization (“NRSRO”). For purposes of this presentation, when ratings are available from more than one agency, the highest rating is used. Guggenheim Investments converts ratings to the equivalent S&P rating.

All data is subject to change on a daily basis.





Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

© 2019 Guggenheim Investments. All Rights Reserved.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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