GOF

Guggenheim Strategic Opportunities Fund

Fund Resources
Fact Card

Portfolio


Asset Class Breakdown

Fixed Income 97.50%
Equity Strategy 0.17%
Cash & Cash Equivalents 1.66%
Derivatives 0.14%
Other Equity 0.34%
FX Forward 0.19%

Equity Strategy represents the equity exposure, which may be obtained through direct investments in common equity securities and/or through the use of derivatives.


Portfolio Concentration

Bank Loans 41.10%
ABS 17.38%
Non-Agency Mortgage-Backed Securities 9.67%
High Yield Corporate Bonds 8.65%
Foreign Government & Agencies 6.42%
Investment Grade Corporate Bonds 4.86%
Municipal Bond 4.44%
Military Housing Bonds 2.92%
Preferred Securities 1.30%
Private Placements 0.76%
Other Equity 0.34%
FX Forward 0.19%
Equity Strategy 0.17%
Derivatives 0.14%
Cash & Cash Equivalents 1.66%

Equity Strategy represents the equity exposure, which may be obtained through direct mvestments in common equity securities and/or through the use of derivatives.


Sub-Category: Asset-Backed Securities

ABS:CLO 8.93%
ABS:Transportation 3.88%
ABS:CRE CLO 1.01%
ABS:Financial 0.93%
ABS:Whole Business 0.92%
ABS:CLO BSL 0.74%
ABS:Insurance 0.34%
ABS:Infrastructure 0.29%
ABS:Other 0.17%
ABS:Corp CDO 0.15%
ABS:CRE CDO 0.02%

Top 10 Holdings

MORGAN STANLEY 1.50 10/23/2029 1.99%
JAPAN (GOVERNMENT OF) 0.00 01/10/2020 1.50%
BLACKROCK TAXABLE MUNICIPAL BOND TRUST 0.00 01/00/1900 0.99%
ISRAEL (STATE OF) 1.00 04/30/2021 0.90%
NUVEEN TAXABLE MUNICIPAL INCOM 0.00 01/00/1900 0.90%
BRAZIL FEDERATIVE REPUBLIC OF (GOVERNMENT) 0.00 01/01/2020 0.90%
TSG ENTERTAINMENT FINANCE LLC TSGE_17-1 6.25 09/25/2031 0.76%
LSTAR SECURITIES INVESTMENT LTD LSTRZ_19-5 3.20 11/01/2024 0.74%
LEHMAN XS TRUST LXS_06-18N 1.89 12/25/2036 0.68%
GOLUB CAPITAL PARTNERS CLO LTD GOCAP_18-36A 3.99 02/05/2031 0.68%

Credit Quality

AAA 0.25%
AA 2.25%
A 12.87%
BBB 12.06%
BB 13.28%
B 30.99%
CCC 5.24%
CC 5.40%
C 0.68%
D 0.12%
Not Rated 14.54%
Cash & Cash Equivalents* 1.66%
Other 0.65%

Source: BlackRock Solutions and Bloomberg Barclays. The fund credit quality ratings are measured on a scale that generally ranges from AAA (highest) to D (lowest). All securities except for those labeled “Not Rated” or “FX Forward” have been rated by a Nationally Recognized Statistical Rating Organization (“NRSRO”). For purposes of this presentation, when ratings are available from more than one agency, the highest rating is used. Guggenheim Investments converts ratings to the equivalent S&P rating.

All data is subject to change on a daily basis.





Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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