Guggenheim Strategic Opportunities Fund

As of 10/22/21
Closing Market Price $20.05
Closing NAV $16.82
Premium/(Discount) 19.20%
Current Distribution Rate1, 210.90%
Fund Resources
Fact Card



Weighted Average Duration (Years) 4.83

Asset Class Breakdown

Fixed Income 93.81%
Equity Strategy 5.51%
Other Equity 4.29%
Derivatives 0.12%
Cash & Cash Equivalents -3.77%

Equity Strategy represents the equity exposure, which may be obtained through direct investments in common equity securities and/or through the use of derivatives.

Portfolio Concentration

Bank Loans 43.72%
High Yield Corporate Bonds 29.04%
Investment Grade Corporate Bonds 18.73%
ABS 13.00%
Equity Strategy 7.28%
Preferred Securities 6.93%
Other Equity 5.67%
Municipal Bond 3.63%
Private Placements 3.45%
Military Housing Bonds 3.27%
Non-Agency Mortgage-Backed Securities 1.87%
CMBS:Traditional 0.21%
Derivatives 0.16%
Agency Mortgage-Backed Securities -0.06%
Cash & Cash Equivalents -4.98%
Borrowings -32.00%

Sub-Category: Asset-Backed Securities

ABS:CLO 4.14%
ABS:Transportation 3.42%
ABS:Whole Business 1.38%
ABS:Infrastructure 1.24%
ABS:Financial 1.22%
ABS: Net Lease 0.31%
ABS:Corp CDO 0.11%
ABS:Other 0.13%

Top 10 Holdings

UNIFORM MBS 2.50 10/14/2021 2.97%
MORGAN STANLEY 1.50 10/23/2029 1.57%
BOEING CO 5.81 05/01/2050 1.40%
DELTA AIR LINES INC 7.00 05/01/2025 1.24%
MIDCAP FUNDING XLVI TRUST 5.59 10/29/2024 1.00%
VIACOMCBS INC 4.95 05/19/2050 0.88%
APPLEBEES / IHOP FUNDING LLC DIN_19-1A 4.19 06/07/2049 0.82%
BP PLC 4.88 12/31/2070 0.81%

Credit Quality

AAA 0.95%
AA 0.40%
A 10.18%
BBB 30.39%
BB 21.64%
B 42.88%
CCC 3.64%
CC 1.19%
C 0.35%
Not Rated 12.20%
Cash & Cash Equivalents* -4.98%
Other -18.85%

Source: BlackRock Solutions and Bloomberg Barclays. The fund credit quality ratings are measured on a scale that generally ranges from AAA (highest) to D (lowest). All securities except for those labeled “Not Rated” or “FX Forward” have been rated by a Nationally Recognized Statistical Rating Organization (“NRSRO”). For purposes of this presentation, when ratings are available from more than one agency, the highest rating is used. Guggenheim Investments converts ratings to the equivalent S&P rating.

All data is subject to change on a daily basis.

Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

© 2021 Guggenheim Investments. All Rights Reserved.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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