GOF

Guggenheim Strategic Opportunities Fund

Fund Resources
Fact Card

Portfolio


Asset Class Breakdown

Fixed Income 98.46%
Cash & Cash Equivalents 0.72%
Other Equity 0.35%
Derivatives 0.18%
Equity Strategy 0.17%
FX Forward 0.13%

Equity Strategy represents the equity exposure, which may be obtained through direct investments in common equity securities and/or through the use of derivatives.


Portfolio Concentration

Bank Loans 38.69%
ABS 17.66%
Foreign Government & Agencies 10.92%
Non-Agency Mortgage-Backed Securities 9.33%
High Yield Corporate Bonds 8.79%
Repos 3.45%
Investment Grade Corporate Bonds 3.09%
Military Housing Bonds 2.57%
Municipal Bond 1.99%
Preferred Securities 1.31%
Cash & Cash Equivalents 0.72%
Private Placements 0.66%
Other Equity 0.35%
Derivatives 0.18%
Equity Strategy 0.17%
FX Forward 0.13%

Equity Strategy represents the equity exposure, which may be obtained through direct mvestments in common equity securities and/or through the use of derivatives.


Sub-Category: Asset-Backed Securities

ABS:CLO 9.65%
ABS:Transportation 3.49%
ABS:CRE CLO 1.22%
ABS:Whole Business 0.93%
ABS:CLO BSL 0.76%
ABS:Financial 0.45%
ABS:Insurance 0.36%
ABS:Infrastructure 0.29%
ABS:Other 0.17%
ABS:Corp CDO 0.15%
ABS: Net Lease 0.00%
ABS:CRE CDO 0.04%

Top 10 Holdings

JAPAN (GOVERNMENT OF) 0.00 01/10/2020 3.13%
BRAZIL FEDERATIVE REPUBLIC OF (GOVERNMENT) 0.00 10/01/2019 1.38%
BNP PARIBAS SA 2.47 11/01/2019 1.19%
BRAZIL FEDERATIVE REPUBLIC OF (GOVERNMENT) 0.00 01/01/2020 0.92%
ISRAEL (STATE OF) 1.00 04/30/2021 0.90%
TSG ENTERTAINMENT FINANCE LLC TSGE_17-1 6.25 09/25/2031 0.77%
DEUTSCHE BANK AG 2.62 11/06/2019 0.75%
LEHMAN XS TRUST LXS_06-18N 2.33 12/25/2036 0.73%
GOLUB CAPITAL PARTNERS CLO LTD GOCAP_18-36A 4.39 02/05/2031 0.69%
SOCIETE GENERALE SA 2.74 03/03/2020 0.65%

Credit Quality

AAA 0.25%
AA 5.84%
A 13.06%
BBB 12.87%
BB 13.27%
B 30.32%
CCC 4.85%
CC 5.60%
C 0.74%
D 0.12%
Not Rated 11.66%
Cash & Cash Equivalents* 0.72%
Other 0.70%

Source: BlackRock Solutions and Bloomberg Barclays. The fund credit quality ratings are measured on a scale that generally ranges from AAA (highest) to D (lowest). All securities except for those labeled “Not Rated” or “FX Forward” have been rated by a Nationally Recognized Statistical Rating Organization (“NRSRO”). For purposes of this presentation, when ratings are available from more than one agency, the highest rating is used. Guggenheim Investments converts ratings to the equivalent S&P rating.

All data is subject to change on a daily basis.





Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

© 2019 Guggenheim Investments. All Rights Reserved.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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