GOF

Guggenheim Strategic Opportunities Fund

Fund Resources
Fact Card

Portfolio

Asset Class Breakdown

Fixed Income 82.70%
Equity Strategy 15.30%
Preferred Stock 1.60%
Other Equity 0.40%
Cash & Cash Equivalents 0.00%
Derivatives 0.00%
FX Forward 0.00%

Equity Strategy represents the equity exposure, which may be obtained through direct investments in common equity securities and/or through the use of derivatives.


Portfolio Concentration

Bank Loans 33.94%
ABS 19.32%
Equity Strategy 15.26%
High Yield Corporate Bonds 14.29%
Non-Agency Mortgage-Backed Securities 6.63%
Investment Grade Corporate Bonds 4.08%
Military Housing Bonds 2.55%
Preferred Securities 1.62%
Private Placements 0.98%
CMBS:Traditional 0.52%
Other Equity 0.37%
Municipal Bond 0.23%
Foreign Government & Agencies 0.16%
FX Forward 0.05%

Equity Strategy represents the equity exposure, which may be obtained through direct mvestments in common equity securities and/or through the use of derivatives.


Sub-Category: Asset-Backed Securities

ABS:CLO 11.08%
ABS:Transportation 3.95%
ABS:CLO BSL 0.93%
ABS:Whole Business 0.89%
ABS:CRE CLO 0.87%
ABS:Corp CDO 0.72%
ABS:Infrastructure 0.35%
ABS:Financial 0.23%
ABS:Other 0.19%
ABS:CRE CDO 0.10%

Top 10 Holdings

LSTAR SECURITIES FINANCING VEHICLE LSTAR_18-1 3.91 04/01/2021 1.11%
TSG ENTERTAINMENT FINANCE LLC TSGE_17-1 6.25 09/25/2031 0.95%
GOLUB CAPITAL PARTNERS CLO LTD GOCAP_18-36A 4.19 02/05/2031 0.93%
FORTRESS CREDIT OPPORTUNITIES CLO LP FCO_17-9A 4.99 11/15/2029 0.75%
ENCORE CAPITAL GROUP INC. 5.63 08/11/2024 0.73%
GMAC COMMERCIAL MORTGAGE ASSET CORPORATION GMACN_04-POKA 6.36 09/10/2044 0.70%
ARMOR PARENT CORP 7.55 11/17/2023 0.65%
QBE INSURANCE GROUP LTD 7.50 11/24/2043 0.62%
ARGENT SECURITIES INC ARSI_06-M3 2.13 10/25/2036 0.62%
FLAGSHIP CLO FLAGS_14-8A 7.55 01/16/2026 0.61%

Credit Quality

AA 0.97%
A 9.35%
BBB 14.78%
BB 11.93%
B 34.63%
CCC 6.44%
CC 5.24%
C 0.03%
Not Rated 16.63%

Source: BlackRock Solutions. The fund credit quality ratings are measured on a scale that generally ranges from AM (highest) to D (lowest). All securities except for those labeled "Not Rated" or "Other Fixed Income" have been rated by a Nationally Recognized Statistical Rating Organization ("NRSRO"). For purposes of this presentation, when ratings are available from more than one NRSRO, the highest rating is used. Guggenheim Investments converts ratings to the equivalent S&P rating. Unrated securities do not necessarily indicate low credit quality.

All data is subject to change on a daily basis.





Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

© 2018 Guggenheim Investments. All Rights Reserved.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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