GOF

Guggenheim Strategic Opportunities Fund

As of 9/30/22
Closing Market Price $15.36
Closing NAV $12.61
Premium/(Discount) 21.81%
Current Distribution Rate1, 214.23%
Fund Resources
Fact Card

Portfolio


Duration

Weighted Average Duration (years) 4.43

Asset Class Breakdown

Fixed Income 94.87%
Equity Strategy 5.05%
Derivatives 0.13%

Equity Strategy represents the equity exposure, which may be obtained through direct investments in common equity securities and/or through the use of derivatives.


Portfolio Concentration

High Yield Corporate Bonds 35.25%
Bank Loans 32.06%
ABS 12.90%
Investment Grade Corporate Bonds 10.84%
Net Credit Derivatives 8.50%
Agency Mortgage-Backed Securities 8.12%
Equity Strategy 5.98%
Preferred Securities 5.31%
Private Placements 1.92%
Military Housing Bonds 1.79%
Municipal Bond 1.76%
Treasury 1.38%
Non-Agency Mortgage-Backed Securities 0.65%
Foreign Government & Agencies 0.22%
Derivatives 0.16%
CMBS:Traditional 0.13%
FX Forward -0.06%
Cash & Cash Equivalents -7.27%
Borrowings -19.64%

Sub-Category: Asset-Backed Securities

ABS:CLO 6.08%
ABS:Transportation 2.76%
ABS:Financial 1.64%
ABS:Infrastructure 0.92%
ABS:Whole Business 0.82%
ABS:CRE CLO 0.44%
ABS: Net Lease 0.16%
ABS:Corp CDO 0.06%

Top 10 Holdings

UNIFORM MBS 4.00 09/14/2022 7.13%
MADISON PARK FUNDING LTD MDPK_22-53A 8.47 04/21/2035 1.05%
SPRITE LIMITED SPRTE_21-1 3.75 10/15/2046 0.93%
UNITED STATES OF AMERICA 0.00 08/15/2051 0.91%
MORGAN STANLEY 1.50 10/23/2029 0.76%
DELTA AIR LINES INC 7.00 05/01/2025 0.75%
CIFC FUNDING LTD CIFC_14-4RA 9.74 01/17/2035 0.68%
BOEING CO 5.81 05/01/2050 0.64%
MIDCAP FUNDING XLVI TRUST 5.30 11/22/2023 0.63%
BOYCE 2022-1A 6.80 04/21/2035 0.60%

Credit Quality

AAA 9.46%
AA 0.19%
A 6.46%
BBB 18.36%
BB 24.27%
B 33.80%
CCC 4.56%
CC 0.18%
C 0.14%
Not Rated 7.31%
Other -4.72%

Source: BlackRock Solutions and Bloomberg. The fund credit quality ratings are measured on a scale that generally ranges from AAA (highest) to D (lowest). All securities except for those labeled “Not Rated” or “FX Forward” have been rated by a Nationally Recognized Statistical Rating Organization (“NRSRO”). For purposes of this presentation, when ratings are available from more than one agency, the highest rating is used. Guggenheim Investments converts ratings to the equivalent S&P rating.

All data is subject to change on a daily basis.





Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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