GOF

Guggenheim Strategic Opportunities Fund

Fund Resources
Fact Card

Portfolio

Asset Class Breakdown

Fixed Income 84.08%
Equity Strategy 15.56%
Other Equity 0.35%

Equity Strategy represents the equity exposure, which may be obtained through direct investments in common equity securities and/or through the use of derivatives.


Portfolio Concentration

ABS 19.83%
Bank Loans 32.52%
Equity Strategy 15.56%
High Yield Corporate Bonds 12.98%
Non-Agency Mortgage-Backed Securities 9.04%
Investment Grade Corporate Bonds 3.91%
Military Housing Bonds 2.44%
Preferred Securities 1.45%
Private Placements 0.77%
CMBS:Traditional 0.75%
Other Equity 0.35%
Municipal Bond 0.23%
Foreign Government & Agencies 0.16%
Bank Loans 32.52%
Equity Strategy 15.56%
High Yield Corporate Bonds 12.98%
Non-Agency Mortgage-Backed Securities 9.04%
Investment Grade Corporate Bonds 3.91%
Military Housing Bonds 2.44%
Preferred Securities 1.45%
Private Placements 0.77%
CMBS:Traditional 0.75%
Other Equity 0.35%
Municipal Bond 0.23%
Foreign Government & Agencies 0.16%

Equity Strategy represents the equity exposure, which may be obtained through direct mvestments in common equity securities and/or through the use of derivatives.


Sub-Category: Asset-Backed Securities

ABS:CLO 9.96%
ABS:Transportation 4.03%
ABS:CRE CLO 2.16%
ABS:CLO BSL 0.89%
ABS:Whole Business 0.85%
ABS:Corp CDO 0.69%
ABS:Insurance 0.42%
ABS:Infrastructure 0.34%
ABS:Financial 0.21%
ABS:Other 0.19%
ABS:CRE CDO 0.09%

Top 10 Holdings

LSTAR SECURITIES FINANCING VEHICLE LSTAR_18-1 4.09 04/01/2021 1.03%
LEHMAN XS TRUST LXS_06-18N 2.24 12/25/2036 1.00%
TSG ENTERTAINMENT FINANCE LLC TSGE_17-1 6.25 09/25/2031 0.90%
GOLUB CAPITAL PARTNERS CLO LTD GOCAP_18-36A 4.27 02/05/2031 0.90%
FORTRESS CREDIT OPPORTUNITIES CLO LP FCO_17-9A 4.99 11/15/2029 0.73%
ENCORE CAPITAL GROUP INC. 5.63 08/11/2024 0.70%
GMAC COMMERCIAL MORTGAGE ASSET CORPORATION GMACN_04-POKA 6.36 09/10/2044 0.66%
ARMOR PARENT CORP 7.58 11/17/2023 0.62%
QBE INSURANCE GROUP LTD 7.50 11/24/2043 0.59%
ARGENT SECURITIES INC ARSI_06-M3 2.24 10/25/2036 0.59%

Credit Quality

AA 0.94%
A 10.06%
BBB 15.44%
BB 9.79%
B 33.18%
CCC 6.54%
CC 6.69%
C 1.16%
Not Rated 16.20%

Source: BlackRock Solutions. The fund credit quality ratings are measured on a scale that generally ranges from AM (highest) to D (lowest). All securities except for those labeled "Not Rated" or "Other Fixed Income" have been rated by a Nationally Recognized Statistical Rating Organization ("NRSRO"). For purposes of this presentation, when ratings are available from more than one NRSRO, the highest rating is used. Guggenheim Investments converts ratings to the equivalent S&P rating. Unrated securities do not necessarily indicate low credit quality.

All data is subject to change on a daily basis.





Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

© 2018 Guggenheim Investments. All Rights Reserved.

Research our firm with FINRA Broker Check.

• Not FDIC Insured • No Bank Guarantee • May Lose Value

This website is directed to and intended for use by citizens or residents of the United States of America only. The material provided on this website is not intended as a recommendation or as investment advice of any kind, including in connection with rollovers, transfers, and distributions. Such material is not provided in a fiduciary capacity, may not be relied upon for or in connection with the making of investment decisions, and does not constitute a solicitation of an offer to buy or sell securities. All content has been provided for informational or educational purposes only and is not intended to be and should not be construed as legal or tax advice and/or a legal opinion. Always consult a financial, tax and/or legal professional regarding your specific situation. Investing involves risk, including the possible loss of principal.