GOF

Guggenheim Strategic Opportunities Fund

As of 9/17/20
Closing Market Price $17.83
Closing NAV $16.19
Premium/(Discount) 10.13%
Current Distribution Rate1, 212.26%
Fund Resources
Fact Card

Portfolio


Duration

Weighted Average Duration (Years) 4.50

Asset Class Breakdown

Fixed Income 98.75%
Equity Strategy 5.89%
Other Equity 0.35%
FX Forward 0.21%
Derivatives 0.21%
Cash & Cash Equivalents -5.43%

Equity Strategy represents the equity exposure, which may be obtained through direct investments in common equity securities and/or through the use of derivatives.


Portfolio Concentration

ABS 21.47%
Bank Loans 40.71%
High Yield Corporate Bonds 29.06%
Investment Grade Corporate Bonds 12.84%
Non-Agency Mortgage-Backed Securities 10.08%
Equity Strategy 7.71%
Preferred Securities 4.51%
Municipal Bond 4.38%
Military Housing Bonds 3.72%
Private Placements 2.18%
Other Equity 0.46%
FX Forward 0.30%
Derivatives 0.28%
CMBS:Traditional 0.25%
Net Credit Derivatives -12.93%
Borrowings -17.91%
Cash & Cash Equivalents -7.10%

Equity Strategy represents the equity exposure, which may be obtained through direct mvestments in common equity securities and/or through the use of derivatives.


Sub-Category: Asset-Backed Securities

ABS:CLO 8.39%
ABS:Transportation 4.73%
ABS:Financial 2.35%
ABS:Infrastructure 1.65%
ABS:CRE CLO 1.64%
ABS:Whole Business 1.07%
ABS:CLO BSL 0.64%
ABS: Net Lease 0.38%
ABS:Insurance 0.31%
ABS:Other 0.17%
ABS:Corp CDO 0.13%

Top 10 Holdings

FIRSTKEY REVOLVING TRUST FKRT_20-C2 5.47 07/03/2023 2.25%
MORGAN STANLEY 1.50 10/23/2029 2.03%
DELTA AIR LINES INC 7.00 05/01/2025 1.72%
BOEING CO 5.81 05/01/2050 1.67%
AESF VI VERDI 2.15 11/25/2024 1.46%
VIACOMCBS INC 4.95 05/19/2050 1.07%
BLACKROCK TAXABLE MUNICIPAL BOND TRUST 0.00 01/00/1900 1.06%
BP PLC 4.88 12/31/2049 1.04%
VB-S1 ISSUER LLC 6.66 06/15/2050 0.96%
DYAL CAPITAL PARTNERS III ISSUER (A) 4.40 06/15/2040 0.95%

Credit Quality

AAA 1.65%
AA 2.04%
A 15.14%
BBB 21.74%
BB 18.31%
B 30.63%
CCC 5.44%
CC 4.68%
C 0.58%
Not Rated 16.06%
Other -9.17%
Cash & Cash Equivalents* -7.10%

Source: BlackRock Solutions and Bloomberg Barclays. The fund credit quality ratings are measured on a scale that generally ranges from AAA (highest) to D (lowest). All securities except for those labeled “Not Rated” or “FX Forward” have been rated by a Nationally Recognized Statistical Rating Organization (“NRSRO”). For purposes of this presentation, when ratings are available from more than one agency, the highest rating is used. Guggenheim Investments converts ratings to the equivalent S&P rating.

All data is subject to change on a daily basis.





Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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