GOF

Guggenheim Strategic Opportunities Fund

Fund Resources
Fact Card

Portfolio

Asset Class Breakdown

Fixed Income 79.70%
Equity Strategy 15.80%
Preferred Stock 4.20%
Other Equity 0.40%
FX Forward -0.10%

Equity Strategy represents the equity exposure, which may be obtained through direct investments in common equity securities and/or through the use of derivatives.


Portfolio Concentration

Bank Loans 34.14%
ABS 18.82%
Equity Strategy 15.77%
High Yield Corporate Bonds 14.42%
Investment Grade Corporate Bonds 4.84%
Preferred Securities 4.18%
Military Housing Bonds 2.85%
Non-Agency Mortgage-Backed Securities 2.77%
Private Placements 1.13%
CMBS:Traditional 0.58%
Other Equity 0.41%
Municipal Bond 0.17%
FX Forward -0.07%

Equity Strategy represents the equity exposure, which may be obtained through direct mvestments in common equity securities and/or through the use of derivatives.


Sub-Category: Asset-Backed Securities

ABS:CLO 10.50%
ABS:Transportation 4.68%
ABS:CLO BSL 1.06%
ABS:Whole Business 0.97%
ABS:Corp CDO 0.82%
ABS:CRE CLO 0.39%
ABS:Financial 0.27%
ABS:CRE CDO 0.13%

Top 10 Holdings

TSG ENTERTAINMENT FINANCE LLC TSGE_17-1 6.25 09/25/2031 1.00%
CITIGROUP INC 5.95 12/31/2049 0.87%
FORTRESS CREDIT OPPORTUNITIES CLO LP FCO_17-9A 4.07 11/15/2029 0.83%
ENCORE CAPITAL GROUP INC. 5.63 08/11/2024 0.81%
GMAC COMMERCIAL MORTGAGE ASSET CORPORATION GMACN_04-POKA 6.36 09/10/2044 0.76%
QBE INSURANCE GROUP LTD 7.50 11/24/2043 0.71%
ARMOR PARENT CORP 6.94 11/17/2023 0.71%
FLAGSHIP CLO FLAGS_14-8A 6.56 01/16/2026 0.69%
ANCHORAGE CREDIT FUNDING LTD ANCHF_15-1A 6.30 07/28/2030 0.65%
TRONAIR PARENT INC 6.16 09/08/2023 0.65%

Credit Quality

AA 0.88%
A 8.72%
BBB 19.25%
BB 11.29%
B 34.39%
CCC 5.90%
CC 1.45%
Not Rated 18.12%

Source: BlackRock Solutions. The fund credit quality ratings are measured on a scale that generally ranges from AM (highest) to D (lowest). All securities except for those labeled "Not Rated" or "Other Fixed Income" have been rated by a Nationally Recognized Statistical Rating Organization ("NRSRO"). For purposes of this presentation, when ratings are available from more than one NRSRO, the highest rating is used. Guggenheim Investments converts ratings to the equivalent S&P rating. Unrated securities do not necessarily indicate low credit quality.

All data is subject to change on a daily basis.





Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

© 2018 Guggenheim Investments. All Rights Reserved.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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