Environmental, Social, and Governance (ESG) Initiatives

We view the integration of ESG factors as a crucial part of both our business operations and our investment process.

ESG Integration Statement

This document describes the consideration of material ESG factors and Responsible Investment principles within our investment process.

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Principles for Responsible Investment

Guggenheim Investments joins the UN-supported Principles for Responsible Investment in an important sustainability milestone.

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European Sustainable Finance Disclosure

The Sustainable Finance Disclosure Regulation seeks to establish a pan-European framework to facilitate Sustainable Investment.

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This material is not intended as a recommendation or as investment advice of any kind, including in connection with rollovers, transfers, and distributions. Such material is not provided in a fiduciary capacity, may not be relied upon for or in connection with the making of investment decisions, and does not constitute a solicitation of an offer to buy or sell securities. All content has been provided for informational or educational purposes only and is not intended to be and should not be construed as legal or tax advice and/or a legal opinion. Always consult a financial, tax and/or legal professional regarding your specific situation.

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Wealth Solutions, LLC, Guggenheim Partners Europe Limited, Guggenheim Partners Japan Limited, GS GAMMA Advisors, LLC, and Guggenheim Private Investments, LLC.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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Environmental, Social, and Governance (ESG) Initiatives

We view the integration of ESG factors as a crucial part of both our business operations and our investment process.

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