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  5. Are there any funds which can only be purchased through a financial professional or financial interm

Mutual Fund Resource Center

Frequently Asked Questions


Are there any funds which can only be purchased through a financial professional or financial intermediary?

The following funds can only be purchased through a financial professional or financial intermediary. If you have any questions, please call our Client Services department at 800.820.0888 or 301.296.5100.

Alpha Opportunity Mid Cap Value
Event Driven and Distressed Strategies Multi-Hedge Strategies
Floating Rate Strategies Municipal Income
High Yield (SIHAX, SIHBX, SIHSX) Risk Managed Real Estate
Investment Grade Bond Small Cap Value
Large Cap Value StylePlus Large Core
Limited Duration StylePlus Mid Growth
Long Short Equity Total Return Bond
Macro Opportunities World Equity Income
Managed Futures Strategy  



Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Funds Distributors, LLC, GS GAMMA Advisors, LLC, Guggenheim Partners Europe Limited and Guggenheim Partners India Management. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

This website is directed to and intended for use by citizens or residents of the United States of America only. The material provided on this website is not intended as a recommendation or as investment advice of any kind, including in connection with rollovers, transfers, and distributions. Such material is not provided in a fiduciary capacity, may not be relied upon for or in connection with the making of investment decisions, and does not constitute a solicitation of an offer to buy or sell securities. All content has been provided for informational or educational purposes only and is not intended to be and should not be construed as legal or tax advice and/or a legal opinion. Always consult a financial, tax and/or legal professional regarding your specific situation. Investing involves risk, including the possible loss of principal.