Mutual Fund Resource Center

Frequently Asked Questions

What are the account minimums?

Direct Account Minimums
The minimum initial investment amount and minimum account balance for direct investment accounts are:

  • $5,000 for self-managed accounts (including retirement accounts)
  • No account minimums for accounts managed by a financial professional. Each financial professional may have separate minimum account requirements.

Through Your Financial Intermediary
Accounts opened through a financial intermediary will be subject to your financial intermediary’s minimum initial investment amount and minimum account balance, which may differ from the amounts above.

There are no minimum amounts for subsequent investments in the funds except for subsequent investments made via ACH ($20 minimum). Guggenheim Investments reserves the right to modify its minimum account requirements at any time, with or without prior notice to you. 

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Europe Limited, Guggenheim Partners Japan Limited, and GS GAMMA Advisors.

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This website is directed to and intended for use by citizens or residents of the United States of America only. The material provided on this website is not intended as a recommendation or as investment advice of any kind, including in connection with rollovers, transfers, and distributions. Such material is not provided in a fiduciary capacity, may not be relied upon for or in connection with the making of investment decisions, and does not constitute a solicitation of an offer to buy or sell securities. All content has been provided for informational or educational purposes only and is not intended to be and should not be construed as legal or tax advice and/or a legal opinion. Always consult a financial, tax and/or legal professional regarding your specific situation. Investing involves risk, including the possible loss of principal.