Mutual Fund Resource Center

Prospective Shareholder Information

Account Authorization

Authorizing a Non-Financial Professional

Guggenheim Investments will only accept transactions from and/or give information to the registered owner(s) of an account, however, you may authorize someone to trade and/or receive information on your behalf. Please complete the appropriate sections of the Account Change Form. This request may be faxed or mailed.

Authorizing an RIA or Registered Representative (Broker/Dealer)

If you choose, you may enter into an agreement with an independent registered investment advisor (RIA) or a Registered Representative (Broker/Dealer) who will be responsible for managing your Guggenheim Investments account. The financial professional will have trading authority over your account and will be authorized to make requests on your behalf.

To Add or Change a Financial Professional

You must complete an Appointment of Financial Professional form.  You and the new financial professional must sign the request. If you are changing a RIA or Registered Representative, the new professional will automatically replace the old professional of the same type (i.e.providing new RIA information will update your RIA but will not affect the existing Registered Representative on your account)

To Remove a Financial Professional

Complete the appropriate sections of the Account Change Form and send the form to Guggenheim Investments.

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Europe Limited, Guggenheim Partners Japan Limited, and GS GAMMA Advisors.

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This website is directed to and intended for use by citizens or residents of the United States of America only. The material provided on this website is not intended as a recommendation or as investment advice of any kind, including in connection with rollovers, transfers, and distributions. Such material is not provided in a fiduciary capacity, may not be relied upon for or in connection with the making of investment decisions, and does not constitute a solicitation of an offer to buy or sell securities. All content has been provided for informational or educational purposes only and is not intended to be and should not be construed as legal or tax advice and/or a legal opinion. Always consult a financial, tax and/or legal professional regarding your specific situation. Investing involves risk, including the possible loss of principal.