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ML Top Picks for 2019 Series 7

Trust Resources

Investment Objective

The ML Top Picks for 2019 ("Trust") seeks to provide capital appreciation.

Principal Investment Strategy

Selection Criteria

Risks and Other Considerations

Portfolio Information

Daily Data

Offer Price N/A
Wrap Fee Price N/A
Liquidation Price $9.7609
Remaining Deferred Sales Charge $0.1350


Monthly-Cash 40174G548
Monthly-Fee/Cash 40174G555


Deposit Information

Inception Date 2/25/2019
Non-Reoffered Date 4/17/2019
Mandatory Maturity Date 4/17/2020
Trust Structure RIC
Inception Unit Price $10.0000
Inception Liquidation Price $9.8650
Deferred Sales Charge Dates Jun 2019
Jul 2019
Aug 2019
Term 15 Months
Number of Holdings 46
Historical Annual Dividend Distribution* $0.1657

* The Historical Annual Dividend Distribution (HADD) is as of the day prior to trust deposit and subject to change. There is no guarantee the issuers of the securities included in the Trust will declare dividends or distributions in the future. The HADD of the securities included in the Trust is for illustrative purposes only and is not indicative of the Trust’s distribution rate. The HADD is the weighted average of the trailing twelve-month distributions paid by the securities included in the portfolio and is reduced to account for the effects of fees and expenses, which will be incurred when investing in the Trust. The HADD will vary due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio.

Portfolio Holdings Analysis

All data is subject to change daily. Data may differ from the prospectus due to different data sources or market changes. Please refer to prospectus for additional information about the trust including the portfolio section criteria. Source: FactSet Research Systems Inc. unless otherwise noted. The total percentages may not be equal to 100% due to rounding. N/A indicates that certain securities have not been identified and/or classified by the data provider. A unit is a combination of securities or types of securities traded together.

Fundamental Data

Weighted Average Price/Earnings (P/E) Ratio 23.55
Weighted Average Price/Book (P/B) Ratio 15.46
Weighted Average Market Cap (MM) $75,959.27

Market Cap & Style Breakdown

Value Growth N/A Total
Large-Cap 22.76% 35.14% -- 57.90%
Mid-Cap 26.50% 8.15% -- 34.65%
Small-Cap 2.62% -- -- 2.62%
N/A -- -- 4.83% 4.83%
Total 51.88% 43.29% 4.83% 100.00%

Asset Class

US Common Stock 84.22%
Non US Common Stock 8.77%
REIT 4.78%
MLP 2.23%
Total 100.00%

Market Cap Breakdown

Style Breakdown

Sector & Industry Breakdown

Health Care 13.78%
 Biotechnology 1.60%
 Health Care Equipment & Supplies 2.06%
 Health Care Providers & Services 3.53%
 Life Sciences Tools & Services 1.91%
 Pharmaceuticals 4.68%
Information Technology 13.40%
 Communications Equipment 1.71%
 Electronic Equipment Instruments & Components 2.14%
 IT Services 5.16%
 Semiconductors & Semiconductor Equipment 2.33%
 Software 2.07%
Consumer Discretionary 13.34%
 Automobiles 2.44%
 Hotels Restaurants & Leisure 2.33%
 Household Durables 2.37%
 Multiline Retail 2.10%
 Specialty Retail 2.21%
 Textiles Apparel & Luxury Goods 1.90%
Industrials 12.52%
 Aerospace & Defense 1.84%
 Airlines 2.00%
 Industrial Conglomerates 2.34%
 Machinery 1.99%
 Professional Services 2.32%
 Road & Rail 2.02%
Financials 10.77%
 Banks 3.88%
 Capital Markets 2.27%
 Consumer Finance 2.40%
 Insurance 2.22%
Energy 8.83%
 Energy Equipment & Services 1.79%
 Oil Gas & Consumable Fuels 7.04%
Communication Services 7.19%
 Diversified Telecommunication Services 2.19%
 Entertainment 2.57%
 Interactive Media & Services 2.44%
Consumer Staples 6.89%
 Food Products 2.36%
 Household Products 2.34%
 Tobacco 2.19%
Materials 6.27%
 Chemicals 1.93%
 Containers & Packaging 2.31%
 Metals & Mining 2.03%
Real Estate 4.78%
 Equity Real Estate Investment Trusts (REITs) 4.78%
Utilities 2.23%
 Electric Utilities 2.23%
Total 100.00%

Country Breakdown

United States 91.22%
United Kingdom 2.60%
Italy 2.44%
Brazil 2.03%
Finland 1.71%
Total 100.00%

Regional Breakdown

North America 91.22%
West Europe 6.75%
South America 2.03%
Total 100.00%

Developed Status

Developed 97.97%
Emerging 2.03%
Total 100.00%

Past performance is no guarantee of future results. Investment returns and principal value will fluctuate with changes in market conditions. Investors' units, when redeemed, may be worth more or less than their original cost.

Principal Investment Strategy

The Trust seeks to provide a portfolio of companies that represent the top stock picks for 2019 (the “Top Picks”) published by Bank of America Merrill Lynch ( “Merrill Lynch”) Research group. The stocks included in the Top Picks represent the choice of individual fundamental equity analysts’ views regarding the most attractive stocks in their covered stocks for the industry identified by Merrill Lynch. The Top Picks are chosen by Merrill Lynch Research without regard to the Trust or its unitholders. The Sponsor is solely responsible for selecting investments for the Trust. The Trust may invest in the common stock of real estate investment companies. See “Trust Portfolio” for more information regarding the stocks selected.

Selection Criteria

Risks and Other Considerations

As with all investments, you may lose some or all of your investment in the Trust. No assurance can be given that the Trust’s investment objective will be achieved. The Trust also might not perform as well as you expect. This can happen for reasons such as these:

  • Securities prices can be volatile. The value of your investment may fall over time. Market value fluctuates in response to various factors. These can include stock market movements, purchases or sales of securities by the Trust, government policies, litigation, and changes in interest rates, inflation, the financial condition of the securities’ issuer or even perceptions of the issuer. Units of the Trust are not deposits of any bank and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency.
  • The Trust invests in American Depositary Receipts (“ADRs”) and U.S.-listed foreign securities. The Trust’s investment in ADRs and U.S.- listed foreign securities presents additional risk. ADRs are issued by a bank or Trust company to evidence ownership of underlying securities issued by foreign corporations. Securities of foreign issuers present risks beyond those of domestic securities. More specifically, foreign risk is the risk that foreign securities will be more volatile than U.S. securities due to such factors as adverse economic, currency, political, social or regulatory developments in a country, including government seizure of assets, excessive taxation, limitations on the use or transfer of assets, the lack of liquidity or regulatory controls with respect to certain industries or differing legal and/or accounting standards.
  • The Trust invests in securities issued by small-capitalization and mid-capitalization companies. These securities customarily involve more investment risk than securities of large-capitalization companies. Small-capitalization and mid-capitalization companies may have limited product lines, markets or financial resources and may be more vulnerable to adverse general market or economic developments.
  • Share prices or dividend rates on the securities in the Trust may decline during the life of the Trust. There is no guarantee that share prices of the securities in the Trust will not decline and that the issuers of the securities will declare dividends in the future and, if declared, whether they will remain at current levels or increase over time.
  • Inflation may lead to a decrease in the value of assets or income from investments.
  • The Sponsor does not actively manage the portfolio. The Trust will generally hold, and may, when creating additional units, continue to buy, the same securities even though a security’s outlook, market value or yield may have changed.

See “Investment Risks” in Part A of the prospectus and “Risk Factors” in Part B of the prospectus for additional information.

Please see the Trust prospectus for more complete risk information.

Unit Investment Trusts are fixed, not actively managed and should be considered as part of a long-term strategy. Investors should consider their ability to invest in successive portfolios, if available, at the applicable sales charge. UITs are subject to annual fund operating expenses in addition to the sales charge. Investors should consult an attorney or tax advisor regarding tax consequences associated with an investment from one series to the next, if available, and with the purchase or sale of units. Guggenheim Funds Distributors, LLC does not offer tax advice.

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investments Advisors, LLC ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisors to the referenced funds.

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