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Primary UITs

U.S. Equity

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Blue Chip Dividend Portfolio, 001 CBCDAX 07/02/20 $10.0827 $9.8554 $0.2843 05/28/20 05/31/22 BCDV001 40176A663, 40176A671, 40176A689, 40176A697
  Blue Chip Growth Portfolio, 026 CBCHAX 07/02/20 $10.4732 $10.2352 $0.1208 05/18/20 05/18/22 BCHP026 40176A382, 40176A390, 40176A408, 40176A416
  Diversified Dividend & Income Portfolio, 032 CDDIGX 07/02/20 $9.6790 $9.4628 $0.2370 03/05/20 03/07/22 DDI032 40175G463, 40175G471, 40175G489, 40175G497
  Dividend Growth Portfolio, 017 CDGPQX 07/02/20 $8.4929 $8.2074 $0.2108 02/18/20 02/18/25 DGP017 40175F804, 40175F812, 40175F820, 40175F838
  Dividend Strength Portfolio, 038 CGROMX 07/02/20 $10.1664 $9.9368 $0.2464 05/26/20 05/26/22 GROW038 40176A580, 40176A598, 40176A606, 40176A614
  Dow 10 Portfolio, 041 CDOWPX 07/02/20 $10.7138 $10.5656 $0.5082 04/03/20 07/06/21 DDP041 40175Y225, 40175Y233, 40175Y241, 40175Y258
  Dow Jones Sustainable Growth Portfolio, 011 CSUSKX 07/02/20 $10.5502 $10.4050 $0.0295 05/20/20 08/17/21 SUST011 40176A549, 40176A556, 40176A564, 40176A572
  Dow Jones Value Dividend Focus Portfolio, 041 CRBDPX 07/02/20 $9.6995 $9.5701 $0.4276 06/17/20 09/17/21 RBPD041 40176B141, 40176B158, 40176B166, 40176B174
  Flaherty & Crumrine Preferred Portfolio, 050 CPREZX 07/02/20 $9.9664 $9.7423 $0.5408 05/06/20 05/06/22 PREF050 40175Y183, 40175Y191, 40175Y209, 40175Y217
  Large-Cap Core Portfolio, 037 CACELX 07/02/20 $10.4291 $10.1923 $0.1640 02/28/20 02/28/22 LCAP037 40175G349, 40175G356, 40175G364, 40175G372
  Multinational Titans Portfolio, 018 CMNTRX 07/02/20 $9.3589 $9.1515 $0.1643 02/07/20 02/07/22 MNTP018 40175F689, 40175F697, 40175F705, 40175F713
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 020 CACTTX 07/02/20 $9.8309 $9.6990 $0.2599 06/16/20 10/25/21 ACTS020 40176B745, 40176B752, 40176B760, 40176B778
  SMid Dividend Strength Portfolio, 013 CSMDMX 07/02/20 $7.8999 $7.7327 $0.2047 01/21/20 01/21/22 SMDS013 40175F309, 40175F317, 40175F325, 40175F333
  US 50 Dividend Strategy Portfolio, 024 CUFTYX 07/02/20 $10.5388 $10.3938 $0.8934 04/27/20 07/27/21 UFTY024 40175Y662, 40175Y670, 40175Y688, 40175Y696
  US Capital Strength Portfolio, 020 CUCATX 07/02/20 $10.3383 $10.1040 $0.1365 05/18/20 05/18/22 UCAP020 40176A424, 40176A432, 40176A440, 40176A457
  US High Dividend Strategy Portfolio, 037 CUSHLX 07/02/20 $10.1825 $10.0441 $0.5038 06/24/20 10/18/21 USHD037 40176B620, 40176B638, 40176B646, 40176B653
  US Low Volatility Strategy Portfolio, 031 CULOFX 07/02/20 $10.6739 $10.5264 $0.1712 05/01/20 08/03/21 ULOW031 40176A226, 40176A234, 40176A242, 40176A259
  US SMID High Dividend Portfolio, 036 CSMHKX 07/02/20 $11.3766 $11.2161 $0.4807 04/20/20 07/20/21 SMHD036 40175Y746, 40175Y753, 40175Y761, 40175Y779

International/Global

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Emerging Markets Dividend Strategy Portfolio, 034 CGEMIX 07/02/20 $10.7386 $10.5899 $0.4770 04/09/20 07/09/21 GEMD034 40176A143, 40176A150, 40176A168, 40176A176
  European Capital Strength Portfolio, 020 CECPTX 07/02/20 $10.5159 $10.2767 $0.0950 05/18/20 05/18/22 ECAP020 40176A465, 40176A473, 40176A481, 40176A499
  Global 100 Dividend Strategy Portfolio, 023 CGONWX 07/02/20 $9.7356 $9.6055 $0.5415 06/17/20 09/17/21 GONE023 40176B182, 40176B190, 40176B208, 40176B216
  International Dividend Strategy Portfolio, 047 CMVPVX 07/02/20 $11.0444 $10.8901 $0.6267 04/03/20 07/06/21 MVP047 40175Y266, 40175Y274, 40175Y282, 40175Y290

Theme/Sector

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Alerian Energy Infrastructure & MLP Capital Strength Portfolio, 010 CAMIJX 07/02/20 $11.9936 $11.8217 $1.2187 04/08/20 07/08/21 AMII010 40175Y381, 40175Y399, 40175Y407, 40175Y415
  BDC Scorecard Portfolio, 020 CBDCTX 07/02/20 $9.6022 $9.4746 $1.0310 06/17/20 09/17/21 BDCS020 40176B224, 40176B232, 40176B240, 40176B257
  Financials Portfolio, 015 CFINOX 07/02/20 $9.9281 $9.7051 $0.2486 04/09/20 04/11/22 FIN015 40176A101, 40176A119, 40176A127, 40176A135
  Health Care Portfolio, 028 CHCRCX 07/02/20 $10.1280 $9.8995 $0.0955 01/13/20 01/13/22 DHS028 40175F143, 40175F150, 40175F168, 40175F176
  Kensho New Horizons Portfolio, 007 CKSPGX 07/02/20 $9.8747 $9.7420 $0.0765 06/12/20 09/14/21 KSPC007 40176B109, 40176B117, 40176B125, 40176B133
  NDR Precious Metals & Miners Portfolio, 018 CPMMRX 07/02/20 $12.2221 $11.9360 $0.0000 04/09/20 04/11/22 PMMP018 40175Y423, 40175Y431, 40175Y449, 40175Y456
  REIT Portfolio, 022 CGRTVX 07/02/20 $7.8904 $7.7234 $0.3970 02/07/20 02/07/22 GRET022 40175F648, 40175F655, 40175F663, 40175F671
  Technological Innovation Portfolio, 015 CATEOX 07/02/20 $14.8232 $14.4656 $0.0451 03/16/20 03/16/22 ATEC015 40175G661, 40175G679, 40175G687, 40175G695
  Technology Portfolio, 027 CTECBX 07/02/20 $12.0363 $11.7553 $0.0913 04/20/20 04/20/22 DTS027 40175Y506, 40175Y514, 40175Y522, 40175Y530
  Utilities Portfolio, 031 COPUGX 07/02/20 $8.6981 $8.5089 $0.2680 01/13/20 01/13/22 DUS031 40175F184, 40175F192, 40175F200, 40175F218

Multi-Asset

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Balanced Income Builder Portfolio, 031 CGBIFX 07/02/20 $10.5676 $10.3270 $0.4087 04/20/20 04/20/22 GBIB031 40175Y589, 40175Y597, 40175Y605, 40175Y613
  Core Four 60/40 Retirement Portfolio, 011 CCFOKX 07/02/20 $10.3129 $10.1721 $0.2914 05/20/20 08/17/21 CFOR011 40176A507, 40176A515, 40176A523, 40176A531
  Diversified Credit Portfolio of ETFs, 016 CDCPPX 07/02/20 $9.8324 $9.6120 $0.3254 02/14/20 02/14/22 DCP016 40175F762, 40175F770, 40175F788, 40175F796
  Floating Rate & Dividend Growth Portfolio, 021 CFRDUX 07/02/20 $10.5159 $10.2767 $0.4787 04/30/20 05/02/22 FRDG021 40175Y621, 40175Y639, 40175Y647, 40175Y654
  Global Balanced Income Builder Portfolio, 015 CGBLOX 07/02/20 $10.9515 $10.7003 $0.4185 03/30/20 03/30/22 GBAL015 40175Y100, 40175Y118, 40175Y126, 40175Y134
  Total Income Portfolio, 021 CTIPUX 07/02/20 $10.0511 $9.9152 $0.6342 05/28/20 08/27/21 TIP021 40176A622, 40176A630, 40176A648, 40176A655
  Zacks Income Advantage Strategy Portfolio, 050 CCZIZX 07/02/20 $10.7262 $10.5778 $0.8595 04/13/20 07/13/21 CZIP050 40176A184, 40176A192, 40176A200, 40176A218

Taxable CEF Income

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Convertible & Income Portfolio of Funds, 032 CECIGX 07/02/20 $11.8481 $11.5723 $0.9604 04/08/20 04/08/22 DCEC032 40175Y340, 40175Y357, 40175Y365, 40175Y373
  Corporate High Yield & Income Portfolio of CEFs, 037 CEIPIX 07/02/20 $8.1462 $7.9722 $0.7609 02/03/20 02/03/22 DCEI037 40175F481, 40175F499, 40175F507, 40175F515
  Covered Call & Income Portfolio of CEFs, 045 CCCIQX 07/02/20 $10.6517 $10.4088 $0.9350 04/08/20 04/08/22 COV045 40175Y845, 40175Y852, 40175Y860, 40175Y878
  Discount Opportunity Strategy Portfolio of CEFs, 018 CGDORX 07/02/20 $11.5065 $11.2401 $0.6844 04/06/20 04/06/22 GDOS018 40175Y803, 40175Y811, 40175Y829, 40175Y837
  Diversified Income Wave Portfolio, 077 CFWALX 07/02/20 $9.8114 $9.6799 $1.0765 06/08/20 09/09/21 FWAV077 40176A820, 40176A838, 40176A846, 40176A853
  Equity & Income Portfolio of CEFs, 048 CCEEWX 07/02/20 $9.5002 $9.2889 $0.8031 06/05/20 06/06/22 CEEI048 40176A705, 40176A713, 40176A721, 40176A739
  Income & Treasury Limited Duration Portfolio of Funds, 064 CFICLX 07/02/20 $9.8796 $9.7468 $0.5989 06/08/20 09/09/21 FICE064 40176A788, 40176A796, 40176A804, 40176A812
  Senior Loan & Income Portfolio of CEFs, 038 CESLLX 07/02/20 $10.7794 $10.5330 $0.9584 05/04/20 05/04/22 DCES038 40176A309, 40176A317, 40176A325, 40176A333
  Strategic Income Portfolio, 109 CFSIKX 07/02/20 $11.9695 $11.7981 $1.0521 04/06/20 07/06/21 FSIP109 40175Y308, 40175Y316, 40175Y324, 40175Y332

Municipal CEF

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  California Municipal Portfolio of CEFs, 033 CECAHX 07/02/20 $10.0498 $9.8234 $0.3769 06/05/20 06/06/22 DCCA033 40176A747, 40176A754, 40176A762, 40176A770
  National Municipal Portfolio of CEFs, 046 CENMUX 07/02/20 $10.5555 $10.3152 $0.4553 05/04/20 05/04/22 DCEN046 40176A267, 40176A275, 40176A283, 40176A291
  New York Municipal Portfolio of CEFs, 034 CENYIX 07/02/20 $10.7050 $10.4606 $0.4088 05/04/20 05/04/22 DCNY034 40176A341, 40176A358, 40176A366, 40176A374

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge, if applicable.

2 The "wrap fee" price represents the offer price of one unit of a trust less applicable fee-based CUSIP-related expenses.

The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges, if applicable, accounted for if investors liquidate units.

4 Estimated Annual Income per Unit is computed by dividing the estimated annual income of the underlying bonds by the number of units outstanding. The amount may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, the selling of bonds to pay for the deferred sales charge, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

5 ECR is computed by dividing the estimated net annual interest income per unit by the public offering price.

6 ELTR is calculated using a formula that (i) takes into consideration, and determines and factors in the relative weightings of, the market values, yields (taking into account the amortization of premiums and the accretion of discounts) and estimated retirements of all the bonds in the trust and (ii) takes into account the expenses and sales charge associated with each unit of the trust. Therefore, there is no assurance that the ECR and ELTR will be realized in the future.

7 The Historical Annual Dividend Distribution (HADD) is as of the day prior to trust deposit and subject to change. There is no guarantee the issuers of the securities included in the Trust will declare dividends or distributions in the future. The HADD of the securities included in the Trust is for illustrative purposes only and is not indicative of the Trust’s distribution rate. The HADD will vary due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio. The HADD is calculated as the weighted average of the trailing twelve-month distributions paid by the securities included in the portfolio. The HADD is reduced to account for the effects of fees and expenses, which will be incurred when investing in the Trust.

† Anticipated date of deposit. Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of any offer to buy; nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.  

Form 8937 & Appendix (2019)
Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Europe Limited, GS GAMMA Advisors, LLC, and Guggenheim Partners India Management. Securities offered through Guggenheim Funds Distributors, LLC.

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