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Taxable Fixed Income

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Wrap Fee Price2 Liquidation3 Estimated
Annual
Income4
ECR5 ELTR6 ECR (Wrap Fee) ELTR (Wrap Fee) Deposit Date Fact Card Prospectus
  Investment Grade Corporate Trust 3-7 Year, 012 CGIGMX 06/14/19 $1,060.14 - $1,040.10 $31.4863 2.97% 1.98% - - 10/18/18 GIGS012 40173W643

U.S. Equity

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Blue Chip Growth Portfolio, 022 CBCHVX 06/14/19 $10.1843 $9.9542 $0.1110 05/15/19 05/17/21 BCHP022 40174H629, 40174H637, 40174H645, 40174H652
  Diversified Dividend & Income Portfolio, 030 CDDIEX 06/14/19 $10.5595 $10.3191 $0.2229 03/22/19 03/22/21 DDI030 40174G506, 40174G514, 40174G522, 40174G530
  Dividend Growth Portfolio, 015 CDGPOX 06/14/19 $10.3762 $10.0163 $0.2353 02/15/19 02/15/24 DGP015 40174F342, 40174F359, 40174F367, 40174F375
  Dividend Strength Portfolio, 034 CGROIX 06/14/19 $10.2188 $9.9878 $0.2321 05/23/19 05/24/21 GROW034 40174J229, 40174J237, 40174J245, 40174J252
  Dow 10 Portfolio, 037 CDOWLX 06/14/19 $9.7538 $9.6234 $0.2986 04/03/19 07/06/20 DDP037 40174G563, 40174G571, 40174G589, 40174G597
  Dow Jones Sustainable Growth Portfolio, 007 CSUSGX 06/14/19 $10.3696 $10.2278 $0.0301 05/20/19 08/17/20 SUST007 40174J104, 40174J112, 40174J120, 40174J138
  Dow Jones Value Dividend Focus Portfolio, 036 CRBDKX 06/14/19 $9.7995 $9.6682 $0.3588 03/15/19 06/17/20 RBPD036 40174G340, 40174G357, 40174G365, 40174G373
  Flaherty & Crumrine Preferred Portfolio, 048 CPREWX 06/14/19 $10.1056 $9.8777 $0.5315 05/10/19 05/10/21 PREF048 40174H587, 40174H595, 40174H603, 40174H611
  Large-Cap Core Portfolio, 035 CACEJX 06/14/19 $10.4875 $10.2491 $0.1655 02/22/19 02/22/21 LCAP035 40174F706, 40174F714, 40174F722, 40174F730
  Multinational Titans Portfolio, 016 CMNTPX 06/14/19 $10.4463 $10.2090 $0.1646 02/08/19 02/08/21 MNTP016 40174F268, 40174F276, 40174F284, 40174F292
  Quality Quantamental Portfolio (AVAILABLE THROUGH WELLS FARGO ADVISORS ONLY), 003 CQQPCX 06/14/19 $10.0856 $9.9490 $0.1174 05/15/19 08/17/20 QQP003 40174H785, 40174H793, 40174H801, 40174H819
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 015 CACTOX 06/14/19 $9.9647 $9.8304 $0.2584 04/25/19 07/27/20 ACTS015 40174H223, 40174H231, 40174H249, 40174H256
  SMid Dividend Strength Portfolio, 011 CSMDKX 06/14/19 $10.7015 $10.4572 $0.2560 01/22/19 01/22/21 SMDS011 40174E675, 40174E683, 40174E691, 40174E709
  UBS Opportunistic Equity Income: 2019-2 (AVAILABLE THROUGH UBS ADVISORS ONLY), 017 CUBCQX 06/14/19 $9.9345 $9.8007 $0.2727 06/11/19 09/11/20 UCAM017 40174J781, 40174J799, 40174J807, 40174J815
  Undervalued Top Picks Portfolio, 021 CUVAUX 06/14/19 $10.0719 $9.9356 $0.1639 05/23/19 08/24/20 UVAL021 40174J187, 40174J195, 40174J203, 40174J211
  US 50 Dividend Strategy Portfolio, 020 CUFTTX 06/14/19 $9.6506 $9.5221 $0.6244 04/25/19 07/27/20 UFTY020 40174H264, 40174H272, 40174H280, 40174H298
  US Capital Strength Portfolio, 018 CUCARX 06/14/19 $10.1682 $9.9386 $0.1378 05/15/19 05/17/21 UCAP018 40174H660, 40174H678, 40174H686, 40174H694
  US High Dividend Strategy Portfolio , 032 CUSHGX 06/14/19 $9.7522 $9.6218 $0.4173 04/18/19 07/20/20 USHD032 40174G845, 40174G852, 40174G860, 40174G878
  US Low Volatility Strategy Portfolio, 027 CULOBX 06/14/19 $10.5199 $10.3753 $0.2087 05/01/19 08/03/20 ULOW027 40174H389, 40174H397, 40174H405, 40174H413
  US SMID High Dividend Portfolio , 032 CSMHGX 06/14/19 $9.6588 $9.5301 $0.3996 04/18/19 07/20/20 SMHD032 40174H108, 40174H116, 40174H124, 40174H132

International/Global

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Emerging Markets Dividend Strategy Portfolio, 030 CGEMEX 06/14/19 $10.3081 $10.1674 $0.3649 05/23/19 08/24/20 GEMD030 40174J146, 40174J153, 40174J161, 40174J179
  European Capital Strength Portfolio, 018 CECPRX 06/14/19 $10.0986 $9.8709 $0.1057 05/15/19 05/17/21 ECAP018 40174H744, 40174H751, 40174H769, 40174H777
  Global 100 Dividend Strategy Portfolio, 018 CGONRX 06/14/19 $9.7345 $9.6044 $0.5541 03/15/19 06/17/20 GONE018 40174G423, 40174G431, 40174G449, 40174G456
  International Dividend Strategy Portfolio, 043 CMVPRX 06/14/19 $9.6213 $9.4933 $0.4719 04/03/19 07/06/20 MVP043 40174G605, 40174G613, 40174G621, 40174G639

Theme/Sector

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Alerian Energy Infrastructure & MLP Capital Strength Portfolio, 006 CAMIFX 06/14/19 $9.4055 $9.2815 $0.5474 04/08/19 07/08/20 AMII006 40174G720, 40174G738, 40174G746, 40174G753
  BDC Scorecard Portfolio, 015 CBDCOX 06/14/19 $10.0752 $9.9388 $0.8445 03/15/19 06/17/20 BDCS015 40174G308, 40174G316, 40174G324, 40174G332
  Energy Portfolio, 026 CENPAX 06/14/19 $9.2279 $9.0241 $0.2607 01/14/19 01/14/21 DES026 40174E436, 40174E444, 40174E451, 40174E469
  Financials Portfolio, 013 CFINMX 06/14/19 $10.5096 $10.2706 $0.2031 05/31/19 05/25/21 FIN013 40174J344, 40174J351, 40174J369, 40174J377
  Health Care Portfolio, 026 CHCRAX 06/14/19 $10.5460 $10.3060 $0.0977 01/14/19 01/14/21 DHS026 40174E477, 40174E485, 40174E493, 40174E501
  Infrastructure & MLP Portfolio of CEFs, 038 CCEIMX 06/14/19 $9.9645 $9.7405 $0.8750 05/08/19 05/10/21 CEIF038 40174H546, 40174H553, 40174H561, 40174H579
  Kensho New Horizons Portfolio, 003 CKSPCX 06/14/19 $9.9467 $9.8127 $0.0645 06/12/19 09/14/20 KSPC003 40174J823, 40174J831, 40174J849, 40174J856
  MLP & Energy Funds Portfolio, 025 CMLPZX 06/14/19 $10.0009 $9.7759 $0.9029 05/31/19 06/24/21 MLP025 40174J385, 40174J393, 40174J401, 40174J419
  NDR Precious Metals & Miners Portfolio, 016 CPMMPX 06/14/19 $9.7171 $9.4999 $0.0000 03/20/19 04/20/21 PMMP016 40174G464, 40174G472, 40174G480, 40174G498
  NDR Rising Rate Defensive Equity Portfolio, 012 CRRELX 06/14/19 $9.6239 $9.4092 $0.0924 04/22/19 04/22/21 RREP012 40174H181, 40174H199, 40174H207, 40174H215
  NDR Thematic Opportunities Portfolio, 008 CTOPHX 06/14/19 $10.4396 $10.2965 $0.1630 05/28/19 08/27/20 TOP008 40174J302, 40174J310, 40174J328, 40174J336
  REIT Portfolio, 020 CGRTTX 06/14/19 $10.4501 $10.2127 $0.3861 02/08/19 02/08/21 GRET020 40174F227, 40174F235, 40174F243, 40174F250
  Technological Innovation Portfolio, 013 CATEMX 06/14/19 $9.6581 $9.4425 $0.0391 03/15/19 03/15/21 ATEC013 40174G381, 40174G399, 40174G407, 40174G415
  Technology Portfolio, 025 CTECZX 06/14/19 $9.5566 $9.3438 $0.0940 04/22/19 04/22/21 DTS025 40174H140, 40174H157, 40174H165, 40174H173
  Utilities Portfolio, 029 COPUEX 06/14/19 $11.6602 $11.3895 $0.3009 01/14/19 01/14/21 DUS029 40174E519, 40174E527, 40174E535, 40174E543

Multi-Asset

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Alternative Income Portfolio, 013 CAIPMX 06/14/19 $9.8726 $9.6511 $0.7664 04/15/19 04/15/21 AIP013 40174G803, 40174G811, 40174G829, 40174G837
  Balanced Income Builder Portfolio, 027 CGBIBX 06/14/19 $9.9740 $9.7497 $0.3636 04/22/19 04/22/21 GBIB027 40174H348, 40174H355, 40174H363, 40174H371
  Core Four 60/40 Retirement Portfolio, 007 CCFOGX 06/14/19 $10.1087 $9.9717 $0.2619 05/20/19 08/17/20 CFOR007 40174H827, 40174H835, 40174H843, 40174H850
  Diversified Credit Portfolio of ETFs, 014 CDCPNX 06/14/19 $10.1813 $9.9513 $0.3552 02/12/19 02/12/21 DCP014 40174F466, 40174F474, 40174F482, 40174F490
  Floating Rate & Dividend Growth Portfolio, 019 CFRDSX 06/14/19 $10.0568 $9.8302 $0.3870 04/29/19 04/29/21 FRDG019 40174H306, 40174H314, 40174H322, 40174H330
  Global Balanced Income Builder Portfolio, 013 CGBLMX 06/14/19 $10.2700 $10.0376 $0.3392 02/12/19 02/12/21 GBAL013 40174E790, 40174E808, 40174E816, 40174E824
  Total Income Portfolio, 017 CTIPQX 06/14/19 $10.1143 $9.9772 $0.5141 05/28/19 08/27/20 TIP017 40174J260, 40174J278, 40174J286, 40174J294
  Zacks Income Advantage Strategy Portfolio, 046 CCZIUX 06/14/19 $9.8537 $9.7214 $0.6139 05/15/19 08/17/20 CZIP046 40174H702, 40174H710, 40174H728, 40174H736

Taxable CEF Income

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Convertible & Income Portfolio of Funds, 030 CECIEX 06/14/19 $9.7110 $9.4939 $0.8170 04/04/19 04/05/21 DCEC030 40174G688, 40174G696, 40174G704, 40174G712
  Corporate High Yield & Income Portfolio of CEFs, 035 CEIPGX 06/14/19 $10.4003 $10.1643 $0.8184 02/01/19 02/01/21 DCEI035 40174E832, 40174E840, 40174E857, 40174E865
  Covered Call & Income Portfolio of CEFs, 043 CCCIOX 06/14/19 $10.0493 $9.8229 $0.8124 06/06/19 06/07/21 COV043 40174J500, 40174J518, 40174J526, 40174J534
  Discount Opportunity Strategy Portfolio of CEFs, 016 CGDOPX 06/14/19 $10.0845 $9.8572 $0.6710 06/06/19 06/07/21 GDOS016 40174J468, 40174J476, 40174J484, 40174J492
  Diversified Income Wave Portfolio, 073 CFWAHX 06/14/19 $9.9525 $9.8184 $1.0136 06/07/19 09/09/20 FWAV073 40174J625, 40174J633, 40174J641, 40174J658
  Equity & Income Portfolio of CEFs, 046 CCEEUX 06/14/19 $10.0829 $9.8556 $0.7788 06/06/19 06/07/21 CEEI046 40174J427, 40174J435, 40174J443, 40174J450
  Income & Treasury Limited Duration Portfolio of Funds, 060 CFICHX 06/14/19 $10.0103 $9.8751 $0.5429 06/07/19 09/09/20 FICE060 40174J542, 40174J559, 40174J567, 40174J575
  Senior Loan & Income Portfolio of CEFs, 036 CESLJX 06/14/19 $9.8264 $9.6062 $0.6652 05/02/19 05/03/21 DCES036 40174H462, 40174H470, 40174H488, 40174H496
  Strategic Income Portfolio, 105 CFSIGX 06/14/19 $10.0289 $9.8934 $0.7928 04/04/19 07/06/20 FSIP105 40174G647, 40174G654, 40174G662, 40174G670

Municipal CEF

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  California Municipal Portfolio of CEFs, 029 CECADX 06/14/19 $10.0170 $9.7915 $0.4005 06/06/19 06/07/21 DCCA029 40174J583, 40174J591, 40174J609, 40174J617
  National Municipal Portfolio of CEFs, 042 CENMQX 06/14/19 $10.1374 $9.9086 $0.4473 05/02/19 05/03/21 DCEN042 40174H421, 40174H439, 40174H447, 40174H454
  New York Municipal Portfolio of CEFs, 032 CENYGX 06/14/19 $10.1117 $9.8836 $0.3919 05/02/19 05/03/21 DCNY032 40174H504, 40174H512, 40174H520, 40174H538

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge, if applicable.

2 The "wrap fee" price represents the offer price of one unit of a trust less applicable fee-based CUSIP-related expenses.

The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges, if applicable, accounted for if investors liquidate units.

4 Estimated Annual Income per Unit is computed by dividing the estimated annual income of the underlying bonds by the number of units outstanding. The amount may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, the selling of bonds to pay for the deferred sales charge, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

5 ECR is computed by dividing the estimated net annual interest income per unit by the public offering price.

6 ELTR is calculated using a formula that (i) takes into consideration, and determines and factors in the relative weightings of, the market values, yields (taking into account the amortization of premiums and the accretion of discounts) and estimated retirements of all the bonds in the trust and (ii) takes into account the expenses and sales charge associated with each unit of the trust. Therefore, there is no assurance that the ECR and ELTR will be realized in the future.

7 The Historical Annual Dividend Distribution (HADD) is as of the day prior to trust deposit and subject to change. There is no guarantee the issuers of the securities included in the Trust will declare dividends or distributions in the future. The HADD of the securities included in the Trust is for illustrative purposes only and is not indicative of the Trust’s distribution rate. The HADD will vary due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio. Trusts depositing after 2/25/2019, the HADD is calculated as the weighted average of the trailing twelve-month distributions paid by the securities included in the portfolio and Trusts depositing prior to 2/25/2019, unless noted on the fact card, the HADD is calculated by annualizing the most recent dividend paid by the securities included in the portfolio. In both cases the HADD is reduced to account for the effects of fees and expenses, which will be incurred when investing in the Trust.

† Anticipated date of deposit. Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of any offer to buy; nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.  

Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Funds Distributors, LLC, GS GAMMA Advisors, LLC, Guggenheim Partners Europe Limited and Guggenheim Partners India Management. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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