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Primary UITs

U.S. Equity

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Blue Chip Dividend Portfolio, 004 CBCDDX 08/02/21 $9.8875 $9.6656 $0.2326 2.35% 05/17/21 05/17/23 BCDV004 40176Y265, 40176Y273, 40176Y281, 40176Y299
  Blue Chip Growth Portfolio, 030 CBCHEX 08/02/21 $11.0202 $10.7671 $0.0590 0.54% 05/17/21 05/17/23 BCHP030 40176Y307, 40176Y315, 40176Y323, 40176Y331
  Blue Chip Multinationals Portfolio, 020 CMNTTX 08/02/21 $11.1348 $10.8786 $0.1421 1.28% 02/08/21 02/08/23 MNTP020 40176W269, 40176W277, 40176W285, 40176W293
  Blue Chip Value Portfolio, 002 CBCVBX 08/02/21 $11.0658 $10.8115 $0.2300 2.08% 02/16/21 02/16/23 BCVA002 40176W582, 40176W590, 40176W608, 40176W616
  Diversified Dividend & Income Portfolio, 034 CDDIIX 08/02/21 $11.0607 $10.8065 $0.2249 2.03% 03/08/21 03/08/23 DDI034 40176W749, 40176W756, 40176W764, 40176W772
  Dividend Growth Portfolio, 019 CDGPSX 08/02/21 $11.3188 $10.9217 $0.2305 2.04% 02/19/21 02/19/26 DGP019 40176W301, 40176W319, 40176W327, 40176W335
  Dividend Strength Portfolio, 042 CGROQX 08/02/21 $9.7581 $9.5398 $0.2332 2.39% 05/24/21 05/24/23 GROW042 40176Y547, 40176Y554, 40176Y562, 40176Y570
  Dow 10 Portfolio, 046 CDOWUX 08/02/21 $10.0854 $9.9488 $0.3301 3.27% 07/06/21 10/04/22 DDP046 40177A183, 40177A191, 40177A209, 40177A217
  Dow 50 Growth Portfolio, 015 CSUSOX 08/02/21 $10.9320 $10.7798 $0.0000 0.00% 05/20/21 08/17/22 SUST015 40176Y505, 40176Y513, 40176Y521, 40176Y539
  Dow 50 Value Dividend Portfolio, 045 CRBDTX 08/02/21 $10.0200 $9.8846 $0.3412 3.41% 06/17/21 09/19/22 RBPD045 40176Y786, 40176Y794, 40176Y802, 40176Y810
  Flaherty & Crumrine Preferred Portfolio, 053 CPRECX 08/02/21 $10.2076 $9.9769 $0.4656 4.56% 05/26/21 05/26/23 PREF053 40177A100, 40177A118, 40177A126, 40177A134
  Large-Cap Core Portfolio, 039 CACENX 08/02/21 $11.2386 $10.9795 $0.1324 1.18% 02/22/21 02/22/23 LCAP039 40176W624, 40176W632, 40176W640, 40176W657
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 024 CACTYX 08/02/21 $9.9420 $9.8081 $0.1999 2.01% 07/27/21 10/25/22 ACTS024 40177A464, 40177A472, 40177A480, 40177A498
  SMid Dividend Strength Portfolio, 016 CSMDPX 08/02/21 $10.0660 $9.8392 $0.2428 2.41% 07/22/21 07/24/23 SMDS016 40177A423, 40177A431, 40177A449, 40177A456
  US 50 Dividend Strategy Portfolio, 029 CUFTDX 08/02/21 $9.8852 $9.7523 $0.4532 4.58% 07/27/21 10/25/22 UFTY029 40177A506, 40177A514, 40177A522, 40177A530
  US Capital Strength Portfolio, 022 CUCAVX 08/02/21 $10.6692 $10.4258 $0.0938 0.88% 05/17/21 05/17/23 UCAP022 40176Y349, 40176Y356, 40176Y364, 40176Y372
  US High Dividend Strategy Portfolio, 041 CUSHPX 08/02/21 $10.0483 $9.9124 $0.4145 4.13% 07/20/21 10/18/22 USHD041 40177A381, 40177A399, 40177A407, 40177A415
  US Low Volatility Strategy Portfolio, 036 CULOKX 08/02/21 $10.0000 $9.8650 $0.1775 1.78% 08/02/21 11/02/22 ULOW036 40177A662, 40177A670, 40177A688, 40177A696

International/Global

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Emerging Markets Dividend Strategy Portfolio, 038 CGEMMX 08/02/21 $10.0523 $9.8259 $0.4156 4.13% 07/06/21 07/06/23 GEMD038 40177A225, 40177A233, 40177A241, 40177A258
  European Capital Strength Portfolio, 022 CECPVX 08/02/21 $10.7201 $10.4753 $0.0916 0.85% 05/17/21 05/17/23 ECAP022 40176Y422, 40176Y430, 40176Y448, 40176Y455
  International Dividend Strategy Portfolio, 052 CMVPBX 08/02/21 $10.1176 $9.9804 $0.3967 3.92% 07/06/21 10/04/22 MVP052 40177A308, 40177A316, 40177A324, 40177A332

Theme/Sector

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  ARK Early Stage Disruptors Portfolio, 001 † CARKAX $0.0000 $0.0000 $0.0000 0.00% 08/03/21 08/03/23 ARKD001 40177A704, 40177A712, 40177A720, 40177A738
  Consumer Innovation Portfolio, 001 CCNSAX 08/02/21 $10.9962 $10.7438 $0.0218 0.20% 03/25/21 03/27/23 CNSR001 40176X846, 40176X853, 40176X861, 40176X879
  Financials Portfolio, 017 CFINQX 08/02/21 $10.1682 $9.9386 $0.1615 1.59% 04/05/21 04/05/23 FIN017 40176X440, 40176X457, 40176X465, 40176X473
  Health Care Portfolio, 031 CHCRFX 08/02/21 $10.2369 $10.0054 $0.0958 0.94% 07/15/21 07/17/23 DHS031 40177A340, 40177A357, 40177A365, 40177A373
  Kensho Space Exploration & Innovation Portfolio, 010 CKSPJX 08/02/21 $9.6616 $9.4459 $0.0321 0.33% 06/14/21 06/14/23 KSPC010 40176Y828, 40176Y836, 40176Y844, 40176Y851
  NDR Precious Metals & Miners Portfolio, 020 CPMMTX 08/02/21 $9.4285 $9.2192 $0.0602 0.64% 04/20/21 04/20/23 PMMP020 40176X804, 40176X812, 40176X820, 40176X838
  REIT Portfolio, 024 CGRTYX 08/02/21 $11.5440 $11.2765 $0.3384 2.93% 02/08/21 02/08/23 GRET024 40176W186, 40176W194, 40176W202, 40176W210
  Technological Innovation Portfolio, 017 CATEQX 08/02/21 $11.0394 $10.7858 $0.0587 0.53% 03/15/21 03/15/23 ATEC017 40176X143, 40176X150, 40176X168, 40176X176
  Technology Portfolio, 029 CTECDX 08/02/21 $10.5690 $10.3284 $0.0505 0.48% 04/22/21 04/24/23 DTS029 40176X648, 40176X655, 40176X663, 40176X671
  Tekla Medical Science Innovation Portfolio, 002 CTMEBX 08/02/21 $10.9147 $10.6645 $0.0000 0.00% 05/17/21 05/17/23 TMED002 40176Y380, 40176Y398, 40176Y406, 40176Y414
  Utilities Portfolio, 034 COPUJX 08/02/21 $10.1047 $9.8768 $0.2831 2.80% 07/15/21 07/17/23 DUS034 40177A266, 40177A274, 40177A282, 40177A290

Multi-Asset

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Balanced Income Builder Portfolio, 036 CGBIKX 08/02/21 $10.0821 $9.8548 $0.3385 3.36% 07/19/21 07/19/23 GBIB036 40177A548, 40177A555, 40177A563, 40177A571
  Core Four 60/40 Retirement Portfolio, 015 CCFOOX 08/02/21 $10.1311 $9.9937 $0.2273 2.24% 05/20/21 08/17/22 CFOR015 40176Y463, 40176Y471, 40176Y489, 40176Y497
  Diversified Credit Portfolio of ETFs, 018 CDCPRX 08/02/21 $10.0249 $9.7992 $0.3550 3.54% 02/12/21 02/13/23 DCP018 40176W426, 40176W434, 40176W442, 40176W459
  Floating Rate & Dividend Growth Portfolio, 023 CFRDWX 08/02/21 $10.2040 $9.9734 $0.3443 3.37% 04/29/21 05/01/23 FRDG023 40176X762, 40176X770, 40176X788, 40176X796
  Global Balanced Income Builder Portfolio, 017 CGBLQX 08/02/21 $10.3686 $10.1335 $0.3105 2.99% 03/30/21 03/30/23 GBAL017 40176X226, 40176X234, 40176X242, 40176X259
  Total Income Portfolio, 025 CTIPZX 08/02/21 $9.8467 $9.7145 $0.4379 4.45% 05/28/21 08/29/22 TIP025 40176Y588, 40176Y596, 40176Y604, 40176Y612

Taxable CEF Income

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Convertible & Income Portfolio of Funds, 034 CECIIX 08/02/21 $10.3402 $10.1058 $0.5710 5.52% 04/05/21 04/05/23 DCEC034 40176X481, 40176X499, 40176X507, 40176X515
  Corporate High Yield & Income Portfolio of CEFs, 040 CEIPLX 08/02/21 $10.0000 $9.7750 $0.7148 7.15% 08/02/21 08/02/23 DCEI040 40177A621, 40177A639, 40177A647, 40177A654
  Covered Call & Income Portfolio of CEFs, 047 CCCISX 08/02/21 $10.4497 $10.2123 $0.6877 6.58% 04/05/21 04/05/23 COV047 40176X523, 40176X531, 40176X549, 40176X556
  Discount Opportunity Strategy Portfolio of CEFs, 020 CGDOTX 08/02/21 $10.5512 $10.3110 $0.6053 5.74% 04/05/21 04/05/23 GDOS020 40176X408, 40176X416, 40176X424, 40176X432
  Diversified Income Wave Portfolio, 081 CFWAPX 08/02/21 $9.8287 $9.6969 $0.8250 8.39% 06/08/21 09/09/22 FWAV081 40176Y745, 40176Y752, 40176Y760, 40176Y778
  Equity & Income Portfolio of CEFs, 050 CCEEZX 08/02/21 $9.9885 $9.7638 $0.6270 6.28% 06/07/21 06/07/23 CEEI050 40176Y620, 40176Y638, 40176Y646, 40176Y653
  Income & Treasury Limited Duration Portfolio of Funds, 068 CFICPX 08/02/21 $10.0638 $9.9276 $0.4745 4.71% 06/08/21 09/09/22 FICE068 40176Y703, 40176Y711, 40176Y729, 40176Y737
  Senior Loan & Income Portfolio of CEFs, 040 CESLNX 08/02/21 $10.0909 $9.8634 $0.6044 5.99% 05/03/21 05/03/23 DCES040 40176Y141, 40176Y158, 40176Y166, 40176Y174
  Strategic Income Portfolio, 113 CFSIOX 08/02/21 $9.9225 $9.6996 $0.7246 7.30% 07/06/21 07/06/23 FSIP113 40177A142, 40177A159, 40177A167, 40177A175

Municipal CEF

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  California Municipal Portfolio of CEFs, 037 CECALX 08/02/21 $10.1314 $9.9028 $0.3472 3.43% 06/07/21 06/07/23 DCCA037 40176Y661, 40176Y679, 40176Y687, 40176Y695
  National Municipal Portfolio of CEFs, 050 CENMZX 08/02/21 $10.3588 $10.1239 $0.4028 3.89% 05/03/21 05/03/23 DCEN050 40176Y109, 40176Y117, 40176Y125, 40176Y133
  New York Municipal Portfolio of CEFs, 036 CENYKX 08/02/21 $10.4232 $10.1866 $0.3740 3.59% 05/03/21 05/03/23 DCNY036 40176Y182, 40176Y190, 40176Y208, 40176Y216

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge, if applicable.

2 The "wrap fee" price represents the offer price of one unit of a trust less applicable fee-based CUSIP-related expenses.

The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges, if applicable, accounted for if investors liquidate units.

4 Estimated Annual Income per Unit is computed by dividing the estimated annual income of the underlying bonds by the number of units outstanding. The amount may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, the selling of bonds to pay for the deferred sales charge, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

5 ECR is computed by dividing the estimated net annual interest income per unit by the public offering price.

6 ELTR is calculated using a formula that (i) takes into consideration, and determines and factors in the relative weightings of, the market values, yields (taking into account the amortization of premiums and the accretion of discounts) and estimated retirements of all the bonds in the trust and (ii) takes into account the expenses and sales charge associated with each unit of the trust. Therefore, there is no assurance that the ECR and ELTR will be realized in the future.

7 The Historical Annual Dividend Distribution (HADD) per unit is as of the day prior to trust deposit and subject to change. The HADD per unit is the weighted average of the trailing twelve-month distributions paid by the securities included in the portfolio. The HADD rate is based on the HADD divided by the current offer price and recalculated daily. Both the HADD per unit and the rate shown are reduced to account for the effects of fees and expenses, which will be incurred when investing in the Trust. The HADD per unit and rate will vary due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio. There is no guarantee the issuers of the securities included in the Trust will declare dividends or distributions in the future. The HADD of the securities included in the Trust is for illustrative purposes only and is not indicative of the Trust’s distribution. Due to the negative economic impact across many industries caused by the recent COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of, or cancel entirely, dividends and/or distributions paid in the future. As a result, the HADD figure will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust.

† Anticipated date of deposit. Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of any offer to buy; nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.  

Form 8937 & Appendix (2019)
Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



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Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Europe Limited, Guggenheim Partners Fund Management (Europe) Limited, Guggenheim Partners Japan Limited, GS GAMMA Advisors, LLC, and Guggenheim Partners India Management. Securities offered through Guggenheim Funds Distributors, LLC.

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