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Primary UITs

Taxable Fixed Income

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Estimated Annual Income4 ECR5 ELTR5 Deposit Date Fact Card Prospectus
  Investment Grade Corporate Trust 3-7 Year, 008 CGIGHX 02/24/17 $1,064.32000 $1,043.69000 $1,043.69000 $33.35090 3.13% 2.13% 02/09/17 GIGS008 40171L649, 40171L656
  Short Duration High Yield Trust, 047 † CGSYVX 02/24/17 $1,075.96000 $1,044.39000 $1,044.39000 $61.73000 5.74% 4.58% 02/24/17 GSHY047 40171M787, 40171M795
  Investment Grade Corporate Trust 5-8 Year, 001 CIGIAX 02/24/17 $1,070.79000 $1,039.52000 $1,039.52000 $39.71840 3.71% 3.01% 09/22/16 GIGI001 40171L623, 40171L631

U.S. Equity

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Hist. Annual Dividend Dist. 6 Deposit Date Mandatory Maturity Date Fact Card Prospectus
  Blue Chip Growth Portfolio, 013 CBCHMX 02/24/17 $10.09520 $9.99120 $9.74620 $0.10450 02/15/17 02/15/19 BCHP013 40172R306, 40172R314, 40172R322, 40172R330
  Cash Flow Kings Portfolio, 003 CCFKCX 02/24/17 $10.44430 $10.33150 $10.18650 $0.07610 12/07/16 03/07/18 CFK003 40171N827, 40171N835, 40171N843, 40171N850
  Diversified Dividend & Income Portfolio, 024 CDDIYX 02/24/17 $10.67050 $10.67050 $10.32550 $0.22870 09/28/16 09/28/18 DDI024 40171L540, 40171L557, 40171L565, 40171L573
  Dividend Growth Portfolio, 010 CDGPJX 02/24/17 $10.78690 $10.64770 $10.30270 $0.23580 11/23/16 11/23/21 DGP010 40171N629, 40171N637, 40171N645, 40171N652
  Dividend Strength Portfolio, 024 CGROYX 02/24/17 $10.06730 $9.96460 $9.71960 $0.23820 02/22/17 02/22/19 GROW024 40172R504, 40172R512, 40172R520, 40172R538
  Dow 10 Portfolio, 028 CDOWCX 02/24/17 $10.23240 $10.12600 $9.98100 $0.31340 01/03/17 04/03/18 DDP028 40172A428, 40172A436, 40172A444, 40172A451
  Dow Jones Value Dividend Focus Portfolio, 027 CRBDBX 02/24/17 $10.43540 $10.32270 $10.17770 $0.39030 12/15/16 03/15/18 RBPD027 40171U300, 40171U318, 40171U326, 40171U334
  Enhanced Quality 16 Strategy Portfolio, 006 CEQSFX 02/24/17 $10.51720 $10.40150 $10.25650 $0.18660 01/06/17 04/06/18 EQST006 40172A261, 40172A279, 40172A287, 40172A295
  Equity Best Ideas 2016-2 (AVAILABLE THROUGH BAIRD ADVISORS ONLY), 002 CBBEBX 02/24/17 $11.03200 $10.89740 $10.71740 $0.14610 10/18/16 04/18/18 BBEI002 40171M381, 40171M399, 40171M407, 40171M415
  Flaherty & Crumrine Preferred Portfolio, 041 CPREPX 02/24/17 $10.29500 $10.18380 $9.93880 $0.52980 11/17/16 11/19/18 PREF041 40171M845, 40171M852, 40171M860, 40171M878
  Large-Cap Core Portfolio, 030 CACEEX 02/24/17 $10.03200 $9.93070 $9.68570 $0.15350 02/22/17 02/22/19 LCAP030 40172R546, 40172R553, 40172R561, 40172R579
  Multinational Titans Portfolio, 011 CMNTKX 02/24/17 $11.45300 $11.29610 $11.05110 $0.18040 10/19/16 10/19/18 MNTP011 40171M506, 40171M514, 40171M522, 40171M530
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 006 CACTFX 02/24/17 $10.43080 $10.31810 $10.17310 $0.23530 01/26/17 04/25/18 ACTS006 40171U508, 40171U516, 40171U524, 40171U532
  SMid Dividend Strength Portfolio, 007 CSMDGX 02/24/17 $10.25410 $10.14440 $9.89940 $0.24510 01/20/17 01/22/19 SMDS007 40172A469, 40172A477, 40172A485, 40172A493
  UBS Opportunistic Equity Income List: Equity Advisory Group 2016-4 (AVAILABLE THROUGH UBS ADVISORS ONLY), 007 CUBCGX 02/24/17 $10.15610 $10.05150 $9.90650 $0.28590 12/09/16 03/09/18 UCAM007 40171U144, 40171U151, 40171U169, 40171U177
  Undervalued Top Picks Portfolio, 012 CUVALX 02/24/17 $10.07340 $9.97170 $9.82670 $0.15590 02/23/17 05/23/18 UVAL012 40172R660, 40172R678, 40172R686, 40172R694
  US 50 Dividend Strategy Portfolio, 011 CUFTKX 02/24/17 $10.09460 $9.99160 $9.84660 $0.53120 01/25/17 04/25/18 UFTY011 40171U540, 40171U557, 40171U565, 40171U573
  US Capital Strength Portfolio, 013 CUCAMX 02/24/17 $10.12260 $10.01730 $9.77230 $0.13090 02/16/17 02/19/19 UCAP013 40172R462, 40172R470, 40172R488, 40172R496
  US High Dividend Strategy Portfolio (2-Year), 011 CTUHKX 02/24/17 $10.19420 $10.08610 $9.84110 $0.34590 02/15/17 02/15/19 TUHD011 40172R348, 40172R355, 40172R363, 40172R371
  US High Dividend Strategy Portfolio , 023 CUSHWX 02/24/17 $10.29470 $10.18560 $10.04060 $0.34710 01/18/17 04/18/18 USHD023 40171U706, 40171U714, 40171U722, 40171U730
  US Low Volatility Strategy Portfolio, 018 CULORX 02/24/17 $10.49200 $10.37760 $10.23260 $0.18970 02/01/17 05/01/18 ULOW018 40171U821, 40171U839, 40171U847, 40171U854
  US SMID High Dividend Portfolio , 023 CSMHWX 02/24/17 $10.01680 $9.91660 $9.77160 $0.50830 01/18/17 04/18/18 SMHD023 40171U748, 40171U755, 40171U763, 40171U771

International/Global

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Hist. Annual Dividend Dist. 6 Deposit Date Mandatory Maturity Date Fact Card Prospectus
  Emerging Markets Dividend Strategy Portfolio, 021 CGEMUX 02/24/17 $9.90650 $9.80940 $9.66440 $0.31910 02/23/17 05/23/18 GEMD021 40172R629, 40172R637, 40172R645, 40172R652
  European Capital Strength Portfolio, 013 CECPMX 02/24/17 $9.98560 $9.88570 $9.64070 $0.05440 02/16/17 02/19/19 ECAP013 40172R421, 40172R439, 40172R447, 40172R454
  European High Dividend Portfolio, 007 CEUHGX 02/24/17 $10.19100 $10.08300 $9.83800 $0.32500 12/21/16 12/21/18 EUHD007 40171U383, 40171U391, 40171U409, 40171U417
  Global 100 Dividend Strategy Portfolio, 009 CGONIX 02/24/17 $10.53550 $10.41960 $10.27460 $0.44390 12/15/16 03/15/18 GONE009 40171U268, 40171U276, 40171U284, 40171U292
  International Dividend Strategy Portfolio, 034 CMVPIX 02/24/17 $10.29510 $10.18600 $10.04100 $0.35800 01/03/17 04/03/18 MVP034 40172A386, 40172A394, 40172A402, 40172A410
  Quality Dividend Strategy Portfolio, 019 CTPLSX 02/24/17 $10.17630 $10.07150 $9.92650 $0.36890 01/03/17 04/03/18 TPLA019 40172A345, 40172A352, 40172A360, 40172A378
  S&P Global Dividend Aristocrats Select 25 Strategy Portfolio, 002 CGACBX 02/24/17 $10.24520 $10.13760 $9.99260 $0.29710 01/06/17 04/06/18 GACT002 40172A220, 40172A238, 40172A246, 40172A253

Theme/Sector

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Hist. Annual Dividend Dist. 6 Deposit Date Mandatory Maturity Date Fact Card Prospectus
  BDC Scorecard Portfolio, 006 CBDCFX 02/24/17 $10.65290 $10.53360 $10.38860 $0.89110 12/15/16 03/15/18 BDCS006 40171U342, 40171U359, 40171U367, 40171U375
  Energy Portfolio, 022 CENPVX 02/24/17 $9.39300 $9.31690 $9.07190 $0.18150 01/13/17 01/14/19 DES022 40172A147, 40172A154, 40172A162, 40172A170
  Financials Portfolio, 007 CFINGX 02/24/17 $12.53910 $12.33850 $12.09350 $0.19740 10/14/16 10/12/18 FIN007 40171M266, 40171M274, 40171M282, 40171M290
  Global Water Equities Portfolio, 031 CGWEFX 02/24/17 $10.39920 $10.28380 $10.03880 $0.09410 11/16/16 11/16/18 AQUA031 40171N421, 40171N439, 40171N447, 40171N454
  Health Care Portfolio, 022 CHCRVX 02/24/17 $10.62150 $10.49720 $10.25220 $0.10510 01/25/17 01/25/19 DHS022 40171U623, 40171U631, 40171U649, 40171U656
  Infrastructure & MLP Portfolio of CEFs, 029 CCEIDX 02/24/17 $9.87800 $9.78320 $9.53820 $0.73880 02/08/17 02/08/19 CEIF029 40172R140, 40172R157, 40172R165, 40172R173
  MLP & Energy Funds Portfolio, 016 CMLPPX 02/24/17 $10.43510 $10.31820 $10.07320 $0.75010 12/28/16 12/28/18 MLP016 40171U466, 40171U474, 40171U482, 40171U490
  Precious Metals & Miners Portfolio, 011 CPMMKX 02/24/17 $9.97260 $9.87390 $9.62890 $0.01510 10/19/16 10/19/18 PMMP011 40171M548, 40171M555, 40171M563, 40171M571
  REIT Portfolio, 015 CGRTOX 02/24/17 $10.32540 $10.21290 $9.96790 $0.39690 10/19/16 10/19/18 GRET015 40171M464, 40171M472, 40171M480, 40171M498
  Rising Rate Defensive Equity Portfolio, 006 CRREFX 02/24/17 $12.15010 $11.96540 $11.72040 $0.07240 10/21/16 10/19/18 RREP006 40171M621, 40171M639, 40171M647, 40171M654
  Technological Innovation Portfolio, 007 CATEGX 02/24/17 $11.08070 $10.93780 $10.69280 $0.04600 09/21/16 09/21/18 ATEC007 40171L466, 40171L474, 40171L482, 40171L490
  Technology Portfolio, 019 CTECSX 02/24/17 $11.19220 $11.04560 $10.80060 $0.09730 10/20/16 10/19/18 DTS019 40171M589, 40171M597, 40171M605, 40171M613
  Utilities Portfolio, 025 COPUAX 02/24/17 $10.56590 $10.44330 $10.19830 $0.29600 01/25/17 01/25/19 DUS025 40171U581, 40171U599, 40171U607, 40171U615

Multi-Asset

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Hist. Annual Dividend Dist. 6 Deposit Date Mandatory Maturity Date Fact Card Prospectus
  Alternative Income Portfolio, 007 CAIPGX 02/24/17 $10.52980 $10.40870 $10.16370 $0.86600 10/14/16 10/12/18 AIP007 40171M225, 40171M233, 40171M241, 40171M258
  Balanced Income Builder Portfolio, 018 CGBIRX 02/24/17 $10.18600 $10.07900 $9.83400 $0.33780 01/18/17 01/18/19 GBIB018 40172A105, 40172A113, 40172A121, 40172A139
  Diversified Credit Portfolio of ETFs, 010 CDCPJX 02/24/17 $10.03930 $9.93790 $9.69290 $0.37880 02/15/17 02/15/19 DCP010 40172R389, 40172R397, 40172R405, 40172R413
  Floating Rate & Dividend Growth Portfolio, 013 CFRDMX 02/24/17 $10.61220 $10.48800 $10.24300 $0.37400 10/31/16 10/31/18 FRDG013 40171M746, 40171M753, 40171M761, 40171M779
  Global Balanced Income Builder Portfolio, 009 CGBLIX 02/24/17 $10.13210 $10.02670 $9.78170 $0.36860 01/25/17 01/25/19 GBAL009 40171U664, 40171U672, 40171U680, 40171U698
  Total Income Portfolio, 009 CTIPIX 02/24/17 $9.95930 $9.86070 $9.61570 $0.49250 02/22/17 02/22/19 TIP009 40172R587, 40172R595, 40172R603, 40172R611
  Zacks Income Advantage Strategy Portfolio (2-Year), 019 CTZISX 02/24/17 $9.99030 $9.89040 $9.64540 $0.55960 02/15/17 02/15/19 TZIP019 40172R264, 40172R272, 40172R280, 40172R298
  Zacks Income Advantage Strategy Portfolio, 037 CCZILX 02/24/17 $9.93990 $9.84150 $9.69650 $0.55660 02/15/17 05/15/18 CZIP037 40172R223, 40172R231, 40172R249, 40172R256

Taxable CEF Income

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Hist. Annual Dividend Dist. 6 Deposit Date Mandatory Maturity Date Fact Card Prospectus
  Convertible & Income Portfolio of Funds, 024 CECIYX 02/24/17 $10.63380 $10.50830 $10.26330 $0.84100 10/12/16 10/12/18 DCEC024 40171M183, 40171M191, 40171M209, 40171M217
  Corporate High Yield & Income Portfolio of CEFs, 031 CEIPCX 02/24/17 $10.02750 $9.92620 $9.68120 $0.78260 02/08/17 02/08/19 DCEI031 40172R181, 40172R199, 40172R207, 40172R215
  Covered Call & Income Portfolio of CEFs, 038 CCCIJX 02/24/17 $10.43060 $10.31380 $10.06880 $0.93500 12/14/16 12/14/18 COV038 40171U185, 40171U193, 40171U201, 40171U219
  Discount Opportunity Strategy Portfolio of CEFs, 011 CGDOKX 02/24/17 $10.51960 $10.39860 $10.15360 $0.72460 12/21/16 12/21/18 GDOS011 40171U425, 40171U433, 40171U441, 40171U458
  Diversified Income Wave Portfolio, 063 CFWAWX 02/24/17 $10.64240 $10.52320 $10.37820 $1.01010 12/07/16 03/07/18 FWAV063 40171N785, 40171N793, 40171N801, 40171N819
  Equity & Income Portfolio of CEFs, 041 CCEEPX 02/24/17 $10.63440 $10.50890 $10.26390 $0.77440 12/14/16 12/14/18 CEEI041 40171U227, 40171U235, 40171U243, 40171U250
  Income & Treasury Limited Duration Portfolio of Funds, 050 CFICWX 02/24/17 $10.38050 $10.26940 $10.12440 $0.58410 12/07/16 03/07/18 FICE050 40171N744, 40171N751, 40171N769, 40171N777
  Senior Loan & Income Portfolio of CEFs, 030 CESLDX 02/24/17 $10.82630 $10.69310 $10.44810 $0.65640 11/09/16 11/09/18 DCES030 40171N264, 40171N272, 40171N280, 40171N298
  Strategic Income Portfolio, 096 CFSIWX 02/24/17 $10.30830 $10.19900 $10.05400 $0.81580 01/09/17 04/09/18 FSIP096 40172A188, 40172A196, 40172A204, 40172A212

Municipal CEF

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Hist. Annual Dividend Dist. 6 Deposit Date Mandatory Maturity Date Fact Card Prospectus
  California Municipal Portfolio of CEFs, 020 CECATX 02/24/17 $10.14380 $10.03830 $9.79330 $0.49840 12/07/16 12/07/18 DCCA020 40171U102, 40171U110, 40171U128, 40171U136
  National Municipal Portfolio of CEFs, 033 CENMHX 02/24/17 $9.97600 $9.87720 $9.63220 $0.51670 02/02/17 02/04/19 DCEN033 40172R108, 40172R116, 40172R124, 40172R132
  New Jersey Municipal Portfolio of CEFs, 019 CENJSX 02/24/17 $10.02790 $9.92660 $9.68160 $0.50880 01/04/17 01/04/19 DCNJ019 40172A303, 40172A311, 40172A329, 40172A337
  New York Municipal Portfolio of CEFs, 026 CENYAX 02/24/17 $9.63260 $9.54690 $9.30190 $0.45430 11/02/16 11/02/18 DCNY026 40171N140, 40171N157, 40171N165, 40171N173

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge, if applicable.

2 The "bid" price represents the net asset value of one unit of a trust excluding deferred sales charge, if applicable.

3 The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges, if applicable, accounted for if investors liquidate units.

4 Estimated Annual Income per Unit is computed by dividing the estimated annual income of the underlying bonds by the number of units outstanding. The amount may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, the selling of bonds to pay for the deferred sales charge, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

5 ECR is computed by dividing the estimated net annual interest income per unit by the public offering price. ELTR is calculated using a formula that (i) takes into consideration, and determines and factors in the relative weightings of, the market values, yields (taking into account the amortization of premiums and the accretion of discounts) and estimated retirements of all the bonds in the trust and (ii) takes into account the expenses and sales charge associated with each unit of the trust. Therefore, there is no assurance that the ECR and ELTR will be realized in the future.

6 The Historical Annual Dividend Distribution is as of date of deposit. The amount of distributions of the Trust may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

† Anticipated date of deposit. Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of any offer to buy; nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.

Form 8937 & Appendix (2016)



Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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