1. Home
  2. UIT
  3. Primary UITs

Primary UITs

U.S. Equity

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Blue Chip Dividend Portfolio, 006 CBCDFX 01/25/22 $9.9609 $9.7370 $0.2547 2.56% 11/18/21 11/20/23 BCDV006 40177C387, 40177C395, 40177C403, 40177C411
  Blue Chip Growth Portfolio, 032 CBCHGX 01/25/22 $9.0072 $8.8095 $0.0817 0.91% 11/18/21 11/20/23 BCHP032 40177C429, 40177C437, 40177C445, 40177C452
  Blue Chip Multinationals Portfolio, 021 CMNTUX 01/25/22 $9.7791 $9.5602 $0.1298 1.33% 08/17/21 08/17/23 MNTP021 40177B223, 40177B231, 40177B249, 40177B256
  Blue Chip Value Portfolio, 003 CBCVCX 01/25/22 $10.5233 $10.2839 $0.1697 1.61% 08/17/21 08/17/23 BCVA003 40177B108, 40177B116, 40177B124, 40177B132
  Diversified Dividend & Income Portfolio, 035 CDDIJX 01/25/22 $10.2623 $10.0301 $0.2298 2.24% 09/07/21 09/07/23 DDI035 40177B546, 40177B553, 40177B561, 40177B579
  Dividend Growth Portfolio, 020 CDGPTX 01/25/22 $10.4314 $10.0694 $0.2103 2.02% 08/19/21 08/19/26 DGP020 40177B348, 40177B355, 40177B363, 40177B371
  Dividend Strength Portfolio, 044 CGROSX 01/25/22 $9.9734 $9.7491 $0.238 2.39% 11/22/21 11/22/23 GROW044 40177C544, 40177C551, 40177C569, 40177C577
  Dow 10 Portfolio, 048 CDOWWX 01/25/22 $9.7821 $9.6511 $0.3321 3.39% 01/13/22 04/05/23 DDP048 40177D146, 40177D153, 40177D161, 40177D179
  Dow 50 Growth Portfolio, 017 CSUSQX 01/25/22 $8.5347 $8.4268 $0 0.00% 11/18/21 02/22/23 SUST017 40177C460, 40177C478, 40177C486, 40177C494
  Dow 50 Value Dividend Portfolio, 047 CRBDVX 01/25/22 $10.2941 $10.1537 $0.3802 3.69% 12/17/21 03/16/23 RBPD047 40177C841, 40177C858, 40177C866, 40177C874
  Flaherty & Crumrine Preferred Portfolio, 054 CPREDX 01/25/22 $9.5658 $9.3527 $0.4569 4.78% 09/29/21 09/29/23 PREF054 40171A627, 40171A635, 40171A643, 40171A650
  Large-Cap Core Portfolio, 040 CACEOX 01/25/22 $10.0251 $9.7994 $0.1243 1.24% 08/19/21 08/21/23 LCAP040 40177B389, 40177B397, 40177B405, 40177B413
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 026 CACTAX 01/25/22 $10.0000 $9.8650 $0.208 2.08% 01/25/22 04/27/23 ACTS026 40177D468, 40177D476, 40177D484, 40177D492
  SMid Dividend Strength Portfolio, 017 CSMDQX 01/25/22 $10.2098 $9.9790 $0.2177 2.13% 01/21/22 01/22/24 SMDS017 40177D385, 40177D393, 40177D401, 40177D419
  US 50 Dividend Strategy Portfolio, 031 CUFTFX 01/25/22 $10.0000 $9.8650 $0.4629 4.63% 01/25/22 04/27/23 UFTY031 40177D500, 40177D518, 40177D526, 40177D534
  US Capital Strength Portfolio, 023 CUCAWX 01/25/22 $9.2546 $9.0501 $0.0942 1.02% 11/15/21 11/15/23 UCAP023 40177C346, 40177C353, 40177C361, 40177C379
  US High Dividend Strategy Portfolio, 043 CUSHRX 01/25/22 $10.2447 $10.1052 $0.4001 3.91% 01/21/22 04/20/23 USHD043 40177D427, 40177D435, 40177D443, 40177D450
  US Low Volatility Strategy Portfolio, 037 CULOLX 01/25/22 $10.1972 $10.0586 $0.1796 1.76% 11/02/21 02/03/23 ULOW037 40177C106, 40177C114, 40177C122, 40177C130

International/Global

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  abrdn Blue Chip International Portfolio, 001 CBCIAX 01/25/22 $8.7803 $8.5888 $0.0617 0.70% 11/18/21 11/20/23 ABCI001 40171A189, 40171A197, 40171A205, 40171A213
  Emerging Markets Dividend Strategy Portfolio, 039 CGEMNX 01/25/22 $9.8180 $9.5980 $0.6584 6.71% 01/13/22 01/16/24 GEMD039 40177D187, 40177D195, 40177D203, 40177D211
  European Capital Strength Portfolio, 023 CECPWX 01/25/22 $9.1905 $8.9878 $0.1255 1.37% 11/15/21 11/15/23 ECAP023 40177C262, 40177C270, 40177C288, 40177C296

Theme/Sector

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  ARK Early Stage Disruptors Portfolio, 002 CARKBX 01/25/22 $5.5262 $5.4242 $0 0.00% 11/03/21 11/03/23 ARKD002 40177C601, 40177C619, 40177C627, 40177C635
  Consumer Innovation Portfolio, 002 CCNSBX 01/25/22 $8.3922 $8.2114 $0.0225 0.27% 09/24/21 09/25/23 CNSR002 40177B744, 40177B751, 40177B769, 40177B777
  Financials Portfolio, 018 CFINRX 01/25/22 $9.8554 $9.6344 $0.1582 1.61% 10/05/21 10/05/23 FIN018 40171A304, 40171A312, 40171A320, 40171A338
  Health Care Portfolio, 032 CHCRGX 01/25/22 $9.6906 $9.4741 $0.1125 1.16% 01/13/22 01/16/24 DHS032 40177D229, 40177D237, 40177D245, 40177D252
  Kensho Space Exploration & Innovation Portfolio, 011 CKSPKX 01/25/22 $9.7168 $9.4996 $0.0458 0.47% 12/17/21 12/18/23 KSPC011 40177D104, 40177D112, 40177D120, 40177D138
  NDR Precious Metals & Miners Portfolio, 021 CPMMUX 01/25/22 $10.0512 $9.8248 $0.0951 0.95% 10/18/21 10/18/23 PMMP021 40171A429, 40171A437, 40171A445, 40171A452
  REIT Portfolio, 025 CGRTZX 01/25/22 $9.6010 $9.3870 $0.3272 3.41% 08/09/21 08/09/23 GRET025 40177A787, 40177A795, 40177A803, 40177A811
  Technological Innovation Portfolio, 018 CATERX 01/25/22 $8.8627 $8.6690 $0.0573 0.65% 09/15/21 09/15/23 ATEC018 40177B660, 40177B678, 40177B686, 40177B694
  Technology Portfolio, 030 CTECEX 01/25/22 $8.9316 $8.7360 $0.0536 0.60% 10/25/21 10/25/23 DTS030 40171A502, 40171A510, 40171A528, 40171A536
  Tekla Medical Science Innovation Portfolio, 003 CTMECX 01/25/22 $8.2714 $8.0939 $0 0.00% 11/15/21 11/15/23 TMED003 40177C304, 40177C312, 40177C320, 40177C338
  Utilities Portfolio, 035 COPUKX 01/25/22 $9.7372 $9.5194 $0.2728 2.80% 01/13/22 01/16/24 DUS035 40177D302, 40177D310, 40177D328, 40177D336

Multi-Asset

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Balanced Income Builder Portfolio, 038 CGBIMX 01/25/22 $10.0706 $9.8437 $0.34 3.38% 01/21/22 01/22/24 GBIB038 40177D344, 40177D351, 40177D369, 40177D377
  Core Four 60/40 Retirement Portfolio, 017 CCFOQX 01/25/22 $9.8894 $9.7564 $0.2357 2.38% 11/18/21 02/22/23 CFOR017 40177C502, 40177C510, 40177C528, 40177C536
  Diversified Credit Portfolio of ETFs, 019 CDCPSX 01/25/22 $9.6080 $9.3938 $0.2957 3.08% 08/12/21 08/14/23 DCP019 40177A829, 40177A837, 40177A845, 40177A852
  Floating Rate & Dividend Growth Portfolio, 025 CFRDZX 01/25/22 $9.7976 $9.5782 $0.3572 3.65% 01/19/22 01/19/24 FRDG025 40177F646, 40177F653, 40177F661, 40177F679
  Global Balanced Income Builder Portfolio, 018 CGBLRX 01/25/22 $10.0265 $9.8008 $0.3341 3.33% 09/30/21 09/29/23 GBAL018 40177B785, 40177B793, 40177B801, 40177B819
  Total Income Portfolio, 026 CTIPAX 01/25/22 $9.9114 $9.6888 $0.4626 4.67% 08/27/21 08/28/23 TIP026 40177B462, 40177B470, 40177B488, 40177B496

Taxable CEF Income

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Convertible & Income Portfolio of Funds, 036 CECIKX 01/25/22 $9.5521 $9.3394 $0.5381 5.63% 01/19/22 01/19/24 DCEC036 40177F604, 40177F612, 40177F620, 40177F638
  Corporate High Yield & Income Portfolio of CEFs, 041 CEIPMX 01/25/22 $9.4097 $9.2009 $0.762 8.10% 01/07/22 01/12/24 DCEI041 40177D625, 40177D633, 40177D641, 40177D658
  Covered Call & Income Portfolio of CEFs, 049 CCCIUX 01/25/22 $9.1074 $8.9069 $0.6412 7.04% 01/07/22 01/12/24 COV049 40177F463, 40177F471, 40177F489, 40177F497
  Discount Opportunity Strategy Portfolio of CEFs, 022 CGDOVX 01/25/22 $9.3685 $9.1609 $0.552 5.89% 01/07/22 01/12/24 GDOS022 40177F547, 40177F554, 40177F562, 40177F570
  Diversified Income Wave Portfolio, 083 CFWARX 01/25/22 $9.6095 $9.4817 $0.8768 9.12% 12/09/21 03/09/23 FWAV083 40177C809, 40177C817, 40177C825, 40177C833
  Equity & Income Portfolio of CEFs, 051 CCEEAX 01/25/22 $9.2215 $9.0179 $0.7131 7.73% 12/06/21 12/06/23 CEEI051 40177C684, 40177C692, 40177C700, 40177C718
  Income & Treasury Limited Duration Portfolio of Funds, 070 CFICRX 01/25/22 $9.5200 $9.3939 $0.5109 5.37% 12/09/21 03/09/23 FICE070 40177C767, 40177C775, 40177C783, 40177C791
  Senior Loan & Income Portfolio of CEFs, 042 CESLPX 01/25/22 $9.4514 $9.2415 $0.6911 7.31% 01/07/22 01/12/24 DCES042 40177F505, 40177F513, 40177F521, 40177F539
  Strategic Income Portfolio, 114 CFSIPX 01/25/22 $9.3248 $9.1184 $0.7385 7.92% 01/13/22 01/16/24 FSIP114 40177D260, 40177D278, 40177D286, 40177D294

Municipal CEF

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  California Municipal Portfolio of CEFs, 039 CECANX 01/25/22 $9.2806 $9.0754 $0.3491 3.76% 12/06/21 12/06/23 DCCA039 40177C726, 40177C734, 40177C742, 40177C759
  National Municipal Portfolio of CEFs, 053 CENMCX 01/25/22 $9.3911 $9.1828 $0.411 4.38% 01/07/22 02/05/24 DCEN053 40177D666, 40177D674, 40177D682, 40177D690
  New York Municipal Portfolio of CEFs, 037 CENYLX 01/25/22 $9.2956 $9.0900 $0.3821 4.11% 11/04/21 11/06/23 DCNY037 40177C221, 40177C239, 40177C247, 40177C254

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge, if applicable.

2 The "wrap fee" price represents the offer price of one unit of a trust less applicable fee-based CUSIP-related expenses.

The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges, if applicable, accounted for if investors liquidate units.

4 Estimated Annual Income per Unit is computed by dividing the estimated annual income of the underlying bonds by the number of units outstanding. The amount may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, the selling of bonds to pay for the deferred sales charge, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

5 ECR is computed by dividing the estimated net annual interest income per unit by the public offering price.

6 ELTR is calculated using a formula that (i) takes into consideration, and determines and factors in the relative weightings of, the market values, yields (taking into account the amortization of premiums and the accretion of discounts) and estimated retirements of all the bonds in the trust and (ii) takes into account the expenses and sales charge associated with each unit of the trust. Therefore, there is no assurance that the ECR and ELTR will be realized in the future.

7 The Historical Annual Dividend Distribution (HADD) per unit is as of the day prior to trust deposit and subject to change. The HADD per unit is the weighted average of the trailing twelve-month distributions paid by the securities included in the portfolio. The HADD rate is based on the HADD divided by the current offer price and recalculated daily. Both the HADD per unit and the rate shown are reduced to account for the effects of fees and expenses, which will be incurred when investing in the Trust. The HADD per unit and rate will vary due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio. There is no guarantee the issuers of the securities included in the Trust will declare dividends or distributions in the future. The HADD of the securities included in the Trust is for illustrative purposes only and is not indicative of the Trust’s distribution. Due to the negative economic impact across many industries caused by the recent COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of, or cancel entirely, dividends and/or distributions paid in the future. As a result, the HADD figure will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust.

† Anticipated date of deposit. Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of any offer to buy; nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.  

Form 8937 & Appendix (2019)
Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Europe Limited, Guggenheim Partners Fund Management (Europe) Limited, Guggenheim Partners Japan Limited, GS GAMMA Advisors, LLC, and Guggenheim Partners India Management. Securities offered through Guggenheim Funds Distributors, LLC.

© Guggenheim Investments. All rights reserved.

Research our firm with FINRA Broker Check.

• Not FDIC Insured • No Bank Guarantee • May Lose Value

This website is directed to and intended for use by citizens or residents of the United States of America only. The material provided on this website is not intended as a recommendation or as investment advice of any kind, including in connection with rollovers, transfers, and distributions. Such material is not provided in a fiduciary capacity, may not be relied upon for or in connection with the making of investment decisions, and does not constitute a solicitation of an offer to buy or sell securities. All content has been provided for informational or educational purposes only and is not intended to be and should not be construed as legal or tax advice and/or a legal opinion. Always consult a financial, tax and/or legal professional regarding your specific situation. Investing involves risk, including the possible loss of principal.