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Primary UITs

U.S. Equity

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Blue Chip Dividend Portfolio, 009 CBCDIX 09/30/22 $8.3970 $8.2161 $0.2692 3.21% 08/17/22 08/19/24 BCDV009 40177K389, 40177K397, 40177K405, 40177K413
  Blue Chip Growth Portfolio, 035 CBCHJX 09/30/22 $8.2327 $8.0563 $0.0885 1.07% 08/17/22 08/19/24 BCHP035 40177K744, 40177K751, 40177K769, 40177K777
  Blue Chip Multinationals Portfolio, 023 CMNTWX 09/30/22 $8.1698 $7.9951 $0.1249 1.53% 08/10/22 08/12/24 MNTP023 40177K264, 40177K272, 40177K280, 40177K298
  Blue Chip Value Portfolio, 005 CBCVEX 09/30/22 $8.4768 $8.2937 $0.2104 2.48% 08/17/22 08/19/24 BCVA005 40177K421, 40177K439, 40177K447, 40177K454
  Diversified Dividend & Income Portfolio, 037 CDDILX 09/30/22 $8.8769 $8.6828 $0.2405 2.71% 09/08/22 09/09/24 DDI037 40177J721, 40177J739, 40177J747, 40177J754
  Dividend Growth Portfolio, 022 CDGPVX 09/30/22 $8.6590 $8.3670 $0.2426 2.80% 08/24/22 08/24/27 DGP022 40177K629, 40177K637, 40177K645, 40177K652
  Dividend Strength Portfolio, 047 CGROVX 09/30/22 $8.6168 $8.4298 $0.2466 2.86% 08/24/22 08/26/24 GROW047 40177K660, 40177K678, 40177K686, 40177K694
  Dow 10 Portfolio, 050 CDOWZX 09/30/22 $8.5725 $8.4639 $0.3819 4.45% 07/06/22 10/04/23 DDP050 40177J366, 40177J374, 40177J382, 40177J390
  Dow 50 Growth Portfolio, 020 CSUSTX 09/30/22 $8.3287 $8.2246 $0 0.00% 08/17/22 11/20/23 SUST020 40177K462, 40177K470, 40177K488, 40177K496
  Dow 50 Value Dividend Portfolio, 050 CRBDZX 09/30/22 $9.0538 $8.9363 $0.526 5.81% 09/19/22 12/19/23 RBPD050 40177L148, 40177L155, 40177L163, 40177L171
  Flaherty & Crumrine Preferred Portfolio, 056 CPREFX 09/30/22 $8.8736 $8.6796 $0.5196 5.86% 08/10/22 08/12/24 PREF056 40177K181, 40177K199, 40177K207, 40177K215
  Large-Cap Core Portfolio, 042 CACEQX 09/30/22 $8.7476 $8.5570 $0.126 1.44% 08/29/22 08/29/24 LCAP042 40177K702, 40177K710, 40177K728, 40177K736
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 028 CACTCX 09/30/22 $8.7168 $8.6055 $0.255 2.93% 07/27/22 10/25/23 ACTS028 40177J648, 40177J655, 40177J663, 40177J671
  SMid Dividend Strength Portfolio, 018 CSMDRX 09/30/22 $9.3033 $9.0975 $0.2161 2.32% 07/20/22 07/22/24 SMDS018 40177J564, 40177J572, 40177J580, 40177J598
  US 50 Dividend Strategy Portfolio, 033 CUFTHX 09/30/22 $8.5258 $8.4181 $0.5333 6.26% 07/27/22 10/25/23 UFTY033 40177J689, 40177J697, 40177J705, 40177J713
  US Capital Strength Portfolio, 024 CUCAYX 09/30/22 $9.2982 $9.0925 $0.1072 1.15% 05/18/22 05/20/24 UCAP024 40177H543, 40177H550, 40177H568, 40177H576
  US High Dividend Strategy Portfolio, 045 CUSHTX 09/30/22 $8.8624 $8.7484 $0.4735 5.34% 07/20/22 10/18/23 USHD045 40177J606, 40177J614, 40177J622, 40177J630
  US Low Volatility Strategy Portfolio, 040 CULOOX 09/30/22 $9.0584 $8.9408 $0.2208 2.44% 08/03/22 11/02/23 ULOW040 40177K140, 40177K157, 40177K165, 40177K173

International/Global

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  abrdn Blue Chip International Portfolio, 002 CBCIBX 09/30/22 $8.6134 $8.4265 $0.1031 1.20% 05/18/22 05/20/24 ABCI002 40177H584, 40177H592, 40177H600, 40177H618
  Emerging Markets Dividend Strategy Portfolio, 040 CGEMOX 09/30/22 $9.2192 $9.0157 $0.7432 8.06% 07/13/22 07/15/24 GEMD040 40177J408, 40177J416, 40177J424, 40177J432
  European Capital Strength Portfolio, 024 CECPYX 09/30/22 $7.7420 $7.5791 $0.2976 3.84% 05/18/22 05/20/24 ECAP024 40177H501, 40177H519, 40177H527, 40177H535

Theme/Sector

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  ARK Early Stage Disruptors Portfolio, 003 CARKCX 09/30/22 $8.6899 $8.5009 $0 0.00% 05/03/22 05/06/24 ARKD003 40177H220, 40177H238, 40177H246, 40177H253
  Consumer Innovation Portfolio, 004 CCNSDX 09/30/22 $8.9265 $8.7310 $0.0638 0.72% 09/19/22 09/19/24 CNSR004 40177L189, 40177L197, 40177L205, 40177L213
  Energy Innovation Portfolio, 002 CGEIBX 09/30/22 $8.8357 $8.6427 $0.1533 1.74% 08/10/22 08/12/24 EIP002 40177K306, 40177K314, 40177K322, 40177K330
  Financials Portfolio, 019 CFINSX 09/30/22 $8.3319 $8.1528 $0.1775 2.13% 04/11/22 04/11/24 FIN019 40177G644, 40177G651, 40177G669, 40177G677
  Health Care Portfolio, 033 CHCRHX 09/30/22 $9.5260 $9.3140 $0.0983 1.03% 07/13/22 07/15/24 DHS033 40177J440, 40177J457, 40177J465, 40177J473
  NDR Precious Metals & Miners Portfolio, 022 CPMMVX 09/30/22 $6.6144 $6.4825 $0.1241 1.88% 04/11/22 04/11/24 PMMP022 40177G685, 40177G693, 40177G701, 40177G719
  REIT Portfolio, 027 CGRTBX 09/30/22 $8.1646 $7.9901 $0.3937 4.82% 08/10/22 08/12/24 GRET027 40177K348, 40177K355, 40177K363, 40177K371
  Technological Innovation Portfolio, 020 CATETX 09/30/22 $9.2231 $9.0195 $0.056 0.61% 09/19/22 09/19/24 ATEC020 40177L106, 40177L114, 40177L122, 40177L130
  Technology Portfolio, 031 CTECFX 09/30/22 $7.4430 $7.2883 $0.0407 0.55% 04/20/22 04/22/24 DTS031 40177G768, 40177G776, 40177G784, 40177G792
  Tekla Medical Science Innovation Portfolio, 004 CTMEDX 09/30/22 $10.6074 $10.3657 $0 0.00% 05/18/22 05/20/24 TMED004 40177H824, 40177H832, 40177H840, 40177H857
  Utilities Portfolio, 036 COPULX 09/30/22 $9.4832 $9.2724 $0.2749 2.90% 07/13/22 07/15/24 DUS036 40177J481, 40177J499, 40177J507, 40177J515

Multi-Asset

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Balanced Income Builder Portfolio, 040 CGBIOX 09/30/22 $9.0922 $8.8922 $0.4044 4.45% 07/20/22 07/22/24 GBIB040 40177J523, 40177J531, 40177J549, 40177J556
  Core Four 60/40 Retirement Portfolio, 020 CCFOTX 09/30/22 $8.7036 $8.5926 $0.2641 3.03% 08/17/22 11/20/23 CFOR020 40177K546, 40177K553, 40177K561, 40177K579
  Diversified Credit Portfolio of ETFs, 021 CDCPUX 09/30/22 $9.1707 $8.9685 $0.3716 4.05% 08/17/22 08/19/24 DCP021 40177K587, 40177K595, 40177K603, 40177K611
  Floating Rate & Dividend Growth Portfolio, 026 CFRDAX 09/30/22 $8.9065 $8.7116 $0.3648 4.10% 05/02/22 05/02/24 FRDG026 40177H261, 40177H279, 40177H287, 40177H295
  Global Balanced Income Builder Portfolio, 020 CGBLTX 09/30/22 $10.0000 $9.7750 $0.4496 4.50% 09/30/22 09/27/24 GBAL020 40177L221, 40177L239, 40177L247, 40177L254
  Total Income Portfolio, 028 CTIPCX 09/30/22 $8.8968 $8.7021 $0.5527 6.21% 08/29/22 08/29/24 TIP028 40177K785, 40177K793, 40177K801, 40177K819

Taxable CEF Income

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Convertible & Income Portfolio of Funds, 037 CECILX 09/30/22 $7.7398 $7.5770 $0.6204 8.02% 04/08/22 04/08/24 DCEC037 40177G602, 40177G610, 40177G628, 40177G636
  Corporate High Yield & Income Portfolio of CEFs, 042 CEIPNX 09/30/22 $8.0770 $7.9049 $0.8459 10.47% 04/19/22 05/06/24 DCEI042 40177J101, 40177J119, 40177J127, 40177J135
  Covered Call & Income Portfolio of CEFs, 050 CCCIVX 09/30/22 $7.8921 $7.7251 $0.7339 9.30% 04/08/22 04/08/24 COV050 40177G560, 40177G578, 40177G586, 40177G594
  Discount Opportunity Strategy Portfolio of CEFs, 023 CGDOWX 09/30/22 $8.0044 $7.8343 $0.5535 6.91% 04/05/22 04/05/24 GDOS023 40177G529, 40177G537, 40177G545, 40177G552
  Diversified Income Wave Portfolio, 086 CFWAUX 09/30/22 $8.3514 $8.2469 $1.001 11.99% 08/03/22 11/02/23 FWAV086 40177J762, 40177J770, 40177J788, 40177J796
  Equity & Income Portfolio of CEFs, 052 CCEEBX 09/30/22 $8.1171 $7.9439 $0.8591 10.58% 06/06/22 06/06/24 CEEI052 40177J143, 40177J150, 40177J168, 40177J176
  Income & Treasury Limited Duration Portfolio of Funds, 073 CFICUX 09/30/22 $9.3105 $9.1883 $0.5856 6.29% 09/09/22 12/11/23 FICE073 40177K827, 40177K835, 40177K843, 40177K850
  Senior Loan & Income Portfolio of CEFs, 043 CESLQX 09/30/22 $8.3514 $8.1717 $0.6826 8.17% 04/19/22 05/06/24 DCES043 40177H469, 40177H477, 40177H485, 40177H493
  Strategic Income Portfolio, 116 CFSIRX 09/30/22 $8.9114 $8.7163 $0.8615 9.67% 09/08/22 09/09/24 FSIP116 40177K504, 40177K512, 40177K520, 40177K538

Municipal CEF

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  California Municipal Portfolio of CEFs, 042 CECAQX 09/30/22 $9.1448 $8.9433 $0.4664 5.10% 09/08/22 09/09/24 DCCA042 40177K223, 40177K231, 40177K249, 40177K256
  National Municipal Portfolio of CEFs, 055 CENMEX 09/30/22 $8.2589 $8.0818 $0.4792 5.80% 08/03/22 08/05/24 DCEN055 40177K108, 40177K116, 40177K124, 40177K132
  New York Municipal Portfolio of CEFs, 039 CENYNX 09/30/22 $8.4847 $8.3014 $0.4505 5.31% 08/03/22 08/05/24 DCNY039 40177H428, 40177H436, 40177H444, 40177H451

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge, if applicable.

2 The "wrap fee" price represents the offer price of one unit of a trust less applicable fee-based CUSIP-related expenses.

The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges, if applicable, accounted for if investors liquidate units.

4 Estimated Annual Income per Unit is computed by dividing the estimated annual income of the underlying bonds by the number of units outstanding. The amount may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, the selling of bonds to pay for the deferred sales charge, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

5 ECR is computed by dividing the estimated net annual interest income per unit by the public offering price.

6 ELTR is calculated using a formula that (i) takes into consideration, and determines and factors in the relative weightings of, the market values, yields (taking into account the amortization of premiums and the accretion of discounts) and estimated retirements of all the bonds in the trust and (ii) takes into account the expenses and sales charge associated with each unit of the trust. Therefore, there is no assurance that the ECR and ELTR will be realized in the future.

7 The Historical Annual Dividend Distribution (HADD) per unit is as of the day prior to trust deposit and subject to change. The HADD per unit is the weighted average of the trailing twelve-month distributions paid by the securities included in the portfolio. The HADD rate is based on the HADD divided by the current offer price and recalculated daily. Both the HADD per unit and the rate shown are reduced to account for the effects of fees and expenses, which will be incurred when investing in the Trust. The HADD per unit and rate will vary due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio. There is no guarantee the issuers of the securities included in the Trust will declare dividends or distributions in the future. The HADD of the securities included in the Trust is for illustrative purposes only and is not indicative of the Trust’s distribution. Due to the negative economic impact across many industries caused by the recent COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of, or cancel entirely, dividends and/or distributions paid in the future. As a result, the HADD figure will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust.

† Anticipated date of deposit. Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of any offer to buy; nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.  

Form 8937 & Appendix (2021)
Form 8937 & Appendix (2019)
Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



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Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Partners Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Europe Limited, Guggenheim Partners Japan Limited, GS GAMMA Advisors, LLC, and Guggenheim Partners India Management. Securities offered through Guggenheim Funds Distributors, LLC.

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