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Primary UITs

U.S. Equity

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Blue Chip Growth Portfolio, 023 CBCHWX 08/21/19 $10.0166 $9.7911 $0.1021 08/19/19 08/19/21 BCHP023 40175A300, 40175A318, 40175A326, 40175A334
  Diversified Dividend & Income Portfolio, 030 CDDIEX 08/21/19 $10.8776 $10.6285 $0.2229 03/22/19 03/22/21 DDI030 40174G506, 40174G514, 40174G522, 40174G530
  Dividend Growth Portfolio, 016 CDGPPX 08/21/19 $10.1983 $9.8455 $0.2306 08/15/19 08/15/24 DGP016 40175A540, 40175A557, 40175A565, 40175A573
  Dividend Strength Portfolio, 034 CGROIX 08/21/19 $10.4495 $10.2121 $0.2321 05/23/19 05/24/21 GROW034 40174J229, 40174J237, 40174J245, 40174J252
  Dow 10 Portfolio, 038 CDOWMX 08/21/19 $9.4701 $9.3449 $0.3088 07/03/19 10/02/20 DDP038 40174K101, 40174K119, 40174K127, 40174K135
  Dow Jones Sustainable Growth Portfolio, 008 CSUSHX 08/21/19 $10.1366 $9.9991 $0.0204 08/16/19 11/18/20 SUST008 40175A227, 40175A235, 40175A243, 40175A250
  Dow Jones Value Dividend Focus Portfolio, 037 CRBDLX 08/21/19 $9.7702 $9.6395 $0.4098 06/17/19 09/17/20 RBPD037 40174J708, 40174J716, 40174J724, 40174J732
  Flaherty & Crumrine Preferred Portfolio, 048 CPREWX 08/21/19 $10.3852 $10.1496 $0.5315 05/10/19 05/10/21 PREF048 40174H587, 40174H595, 40174H603, 40174H611
  Large-Cap Core Portfolio, 036 CACEKX 08/21/19 $10.0145 $9.7891 $0.1499 08/19/19 08/19/21 LCAP036 40175A268, 40175A276, 40175A284, 40175A292
  Multinational Titans Portfolio, 017 CMNTQX 08/21/19 $10.2053 $9.9747 $0.1949 08/07/19 08/09/21 MNTP017 40174K788, 40174K796, 40174K804, 40174K812
  Quality Core Equity Portfolio, 004 CQQPDX 08/21/19 $10.2767 $10.1366 $0.1372 08/15/19 11/16/20 QQP004 40175A581, 40175A599, 40175A607, 40175A615
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 016 CACTPX 08/21/19 $9.8070 $9.6756 $0.2343 07/25/19 10/23/20 ACTS016 40174K549, 40174K556, 40174K564, 40174K572
  SMid Dividend Strength Portfolio, 012 CSMDLX 08/21/19 $10.0944 $9.8668 $0.2383 07/22/19 07/22/21 SMDS012 40174K465, 40174K473, 40174K481, 40174K499
  UBS Opportunistic Equity Income: 2019-2 (AVAILABLE THROUGH UBS ADVISORS ONLY), 017 CUBCQX 08/21/19 $9.9586 $9.8244 $0.2727 06/11/19 09/11/20 UCAM017 40174J781, 40174J799, 40174J807, 40174J815
  Undervalued Top Picks Portfolio, 021 CUVAUX 08/21/19 $9.9638 $9.8295 $0.1639 05/23/19 08/24/20 UVAL021 40174J187, 40174J195, 40174J203, 40174J211
  US 50 Dividend Strategy Portfolio, 021 CUFTUX 08/21/19 $9.3638 $9.2406 $0.5734 07/25/19 10/23/20 UFTY021 40174K507, 40174K515, 40174K523, 40174K531
  US Capital Strength Portfolio, 018 CUCARX 08/21/19 $10.4680 $10.2301 $0.1378 05/15/19 05/17/21 UCAP018 40174H660, 40174H678, 40174H686, 40174H694
  US High Dividend Strategy Portfolio, 033 CUSHHX 08/21/19 $9.4328 $9.3083 $0.4136 07/18/19 10/16/20 USHD033 40174K382, 40174K390, 40174K408, 40174K416
  US Low Volatility Strategy Portfolio, 028 CULOCX 08/21/19 $10.1793 $10.0410 $0.2280 08/01/19 11/02/20 ULOW028 40174K622, 40174K630, 40174K648, 40174K655
  US SMID High Dividend Portfolio, 033 CSMHHX 08/21/19 $9.3785 $9.2550 $0.3702 07/18/19 10/16/20 SMHD033 40174K341, 40174K358, 40174K366, 40174K374

International/Global

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Emerging Markets Dividend Strategy Portfolio, 030 CGEMEX 08/21/19 $9.7363 $9.6062 $0.3649 05/23/19 08/24/20 GEMD030 40174J146, 40174J153, 40174J161, 40174J179
  European Capital Strength Portfolio, 018 CECPRX 08/21/19 $9.6549 $9.4394 $0.1057 05/15/19 05/17/21 ECAP018 40174H744, 40174H751, 40174H769, 40174H777
  Global 100 Dividend Strategy Portfolio, 019 CGONSX 08/21/19 $9.4984 $9.3727 $0.5434 06/17/19 09/17/20 GONE019 40174J740, 40174J757, 40174J765, 40174J773
  International Dividend Strategy Portfolio, 044 CMVPSX 08/21/19 $9.1537 $9.0344 $0.4279 07/03/19 10/02/20 MVP044 40174K143, 40174K150, 40174K168, 40174K176

Theme/Sector

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Alerian Energy Infrastructure & MLP Capital Strength Portfolio, 007 CAMIGX 08/21/19 $9.4158 $9.2916 $0.5499 07/08/19 10/08/20 AMII007 40174K226, 40174K234, 40174K242, 40174K259
  BDC Scorecard Portfolio, 016 CBDCPX 08/21/19 $9.9128 $9.7794 $0.7906 06/17/19 09/17/20 BDCS016 40174J666, 40174J674, 40174J682, 40174J690
  Energy Portfolio, 026 CENPAX 08/21/19 $8.1093 $7.9363 $0.2607 01/14/19 01/14/21 DES026 40174E436, 40174E444, 40174E451, 40174E469
  Financials Portfolio, 013 CFINMX 08/21/19 $10.3031 $10.0698 $0.2031 05/31/19 05/25/21 FIN013 40174J344, 40174J351, 40174J369, 40174J377
  Health Care Portfolio, 027 CHCRBX 08/21/19 $9.7786 $9.5597 $0.1094 07/15/19 07/15/21 DHS027 40174K267, 40174K275, 40174K283, 40174K291
  Infrastructure & MLP Portfolio of CEFs, 039 CCEINX 08/21/19 $10.1424 $9.9135 $0.9538 08/07/19 08/09/21 CEIF039 40174K705, 40174K713, 40174K721, 40174K739
  Kensho New Horizons Portfolio, 003 CKSPCX 08/21/19 $10.8829 $10.7316 $0.0645 06/12/19 09/14/20 KSPC003 40174J823, 40174J831, 40174J849, 40174J856
  MLP & Energy Funds Portfolio, 025 CMLPZX 08/21/19 $9.5261 $9.3141 $0.9029 05/31/19 06/24/21 MLP025 40174J385, 40174J393, 40174J401, 40174J419
  NDR Precious Metals & Miners Portfolio, 016 CPMMPX 08/21/19 $11.7729 $11.4991 $0.0000 03/20/19 04/20/21 PMMP016 40174G464, 40174G472, 40174G480, 40174G498
  NDR Rising Rate Defensive Equity Portfolio, 012 CRRELX 08/21/19 $9.6042 $9.3901 $0.0924 04/22/19 04/22/21 RREP012 40174H181, 40174H199, 40174H207, 40174H215
  NDR Thematic Opportunities Portfolio, 008 CTOPHX 08/21/19 $10.4272 $10.2843 $0.1630 05/28/19 08/27/20 TOP008 40174J302, 40174J310, 40174J328, 40174J336
  REIT Portfolio, 021 CGRTUX 08/21/19 $10.2457 $10.0139 $0.4090 08/07/19 08/09/21 GRET021 40174K747, 40174K754, 40174K762, 40174K770
  Technological Innovation Portfolio, 013 CATEMX 08/21/19 $10.1132 $9.8851 $0.0391 03/15/19 03/15/21 ATEC013 40174G381, 40174G399, 40174G407, 40174G415
  Technology Portfolio, 025 CTECZX 08/21/19 $9.9181 $9.6954 $0.0940 04/22/19 04/22/21 DTS025 40174H140, 40174H157, 40174H165, 40174H173
  Utilities Portfolio, 030 COPUFX 08/21/19 $10.1484 $9.9193 $0.2724 07/15/19 07/15/21 DUS030 40174K309, 40174K317, 40174K325, 40174K333

Multi-Asset

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Alternative Income Portfolio, 013 CAIPMX 08/21/19 $9.8269 $9.6067 $0.7664 04/15/19 04/15/21 AIP013 40174G803, 40174G811, 40174G829, 40174G837
  Balanced Income Builder Portfolio, 028 CGBICX 08/21/19 $9.7240 $9.5066 $0.3639 07/19/19 07/19/21 GBIB028 40174K424, 40174K432, 40174K440, 40174K457
  Core Four 60/40 Retirement Portfolio, 008 CCFOHX 08/21/19 $10.0077 $9.8726 $0.2858 08/16/19 11/18/20 CFOR008 40175A185, 40175A193, 40175A201, 40175A219
  Diversified Credit Portfolio of ETFs, 015 CDCPOX 08/21/19 $10.0173 $9.7918 $0.3387 08/12/19 08/12/21 DCP015 40174K820, 40174K838, 40174K846, 40174K853
  Floating Rate & Dividend Growth Portfolio, 019 CFRDSX 08/21/19 $10.2113 $9.9805 $0.3870 04/29/19 04/29/21 FRDG019 40174H306, 40174H314, 40174H322, 40174H330
  Global Balanced Income Builder Portfolio, 013 CGBLMX 08/21/19 $10.3547 $10.1199 $0.3392 02/12/19 02/12/21 GBAL013 40174E790, 40174E808, 40174E816, 40174E824
  Total Income Portfolio, 017 CTIPQX 08/21/19 $9.9855 $9.8508 $0.5141 05/28/19 08/27/20 TIP017 40174J260, 40174J278, 40174J286, 40174J294
  Zacks Income Advantage Strategy Portfolio, 047 CCZIVX 08/21/19 $10.1334 $9.9959 $0.7125 08/15/19 11/16/20 CZIP047 40175A102, 40175A110, 40175A128, 40175A136

Taxable CEF Income

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Convertible & Income Portfolio of Funds, 030 CECIEX 08/21/19 $9.9465 $9.7230 $0.8170 04/04/19 04/05/21 DCEC030 40174G688, 40174G696, 40174G704, 40174G712
  Corporate High Yield & Income Portfolio of CEFs, 036 CEIPHX 08/21/19 $9.8185 $9.5985 $0.7738 08/01/19 08/02/21 DCEI036 40174K580, 40174K598, 40174K606, 40174K614
  Covered Call & Income Portfolio of CEFs, 043 CCCIOX 08/21/19 $10.0387 $9.8126 $0.8124 06/06/19 06/07/21 COV043 40174J500, 40174J518, 40174J526, 40174J534
  Discount Opportunity Strategy Portfolio of CEFs, 016 CGDOPX 08/21/19 $10.2296 $9.9983 $0.6710 06/06/19 06/07/21 GDOS016 40174J468, 40174J476, 40174J484, 40174J492
  Diversified Income Wave Portfolio, 073 CFWAHX 08/21/19 $9.8820 $9.7492 $1.0136 06/07/19 09/09/20 FWAV073 40174J625, 40174J633, 40174J641, 40174J658
  Equity & Income Portfolio of CEFs, 046 CCEEUX 08/21/19 $10.1541 $9.9249 $0.7788 06/06/19 06/07/21 CEEI046 40174J427, 40174J435, 40174J443, 40174J450
  Income & Treasury Limited Duration Portfolio of Funds, 060 CFICHX 08/21/19 $10.0647 $9.9285 $0.5429 06/07/19 09/09/20 FICE060 40174J542, 40174J559, 40174J567, 40174J575
  Senior Loan & Income Portfolio of CEFs, 036 CESLJX 08/21/19 $9.6996 $9.4829 $0.6652 05/02/19 05/03/21 DCES036 40174H462, 40174H470, 40174H488, 40174H496
  Strategic Income Portfolio, 106 CFSIHX 08/21/19 $9.8569 $9.7245 $0.7645 07/05/19 10/07/20 FSIP106 40174K184, 40174K192, 40174K200, 40174K218

Municipal CEF

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  California Municipal Portfolio of CEFs, 029 CECADX 08/21/19 $10.5074 $10.2684 $0.4005 06/06/19 06/07/21 DCCA029 40174J583, 40174J591, 40174J609, 40174J617
  National Municipal Portfolio of CEFs, 043 CENMRX 08/21/19 $10.0028 $9.7777 $0.4282 08/07/19 08/09/21 DCEN043 40174K663, 40174K671, 40174K689, 40174K697
  New York Municipal Portfolio of CEFs, 032 CENYGX 08/21/19 $10.4617 $10.2240 $0.3919 05/02/19 05/03/21 DCNY032 40174H504, 40174H512, 40174H520, 40174H538

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge, if applicable.

2 The "wrap fee" price represents the offer price of one unit of a trust less applicable fee-based CUSIP-related expenses.

The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges, if applicable, accounted for if investors liquidate units.

4 Estimated Annual Income per Unit is computed by dividing the estimated annual income of the underlying bonds by the number of units outstanding. The amount may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, the selling of bonds to pay for the deferred sales charge, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

5 ECR is computed by dividing the estimated net annual interest income per unit by the public offering price.

6 ELTR is calculated using a formula that (i) takes into consideration, and determines and factors in the relative weightings of, the market values, yields (taking into account the amortization of premiums and the accretion of discounts) and estimated retirements of all the bonds in the trust and (ii) takes into account the expenses and sales charge associated with each unit of the trust. Therefore, there is no assurance that the ECR and ELTR will be realized in the future.

7 The Historical Annual Dividend Distribution (HADD) is as of the day prior to trust deposit and subject to change. There is no guarantee the issuers of the securities included in the Trust will declare dividends or distributions in the future. The HADD of the securities included in the Trust is for illustrative purposes only and is not indicative of the Trust’s distribution rate. The HADD will vary due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio. The HADD is calculated as the weighted average of the trailing twelve-month distributions paid by the securities included in the portfolio. The HADD is reduced to account for the effects of fees and expenses, which will be incurred when investing in the Trust.

† Anticipated date of deposit. Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of any offer to buy; nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.  

Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Funds Distributors, LLC, GS GAMMA Advisors, LLC, Guggenheim Partners Europe Limited and Guggenheim Partners India Management. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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