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U.S. Equity

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Blue Chip Growth Portfolio, 024 CBCHYX 12/06/19 $10.1241 $9.8957 $0.0715 11/18/19 11/18/21 BCHP024 40175D627, 40175D635, 40175D643, 40175D650
  Diversified Dividend & Income Portfolio, 031 CDDIFX 12/06/19 $10.4238 $10.1871 $0.2366 09/05/19 09/07/21 DDI031 40175A623, 40175A631, 40175A649, 40175A656
  Dividend Growth Portfolio, 016 CDGPPX 12/06/19 $10.9277 $10.5461 $0.2306 08/15/19 08/15/24 DGP016 40175A540, 40175A557, 40175A565, 40175A573
  Dividend Strength Portfolio, 036 CGROKX 12/06/19 $10.0162 $9.7908 $0.2157 11/22/19 11/22/21 GROW036 40175D668, 40175D676, 40175D684, 40175D692
  Dow 10 Portfolio, 039 CDOWNX 12/06/19 $10.7401 $10.5914 $0.3320 10/02/19 01/04/21 DDP039 40175B381, 40175B399, 40175B407, 40175B415
  Dow Jones Sustainable Growth Portfolio, 009 CSUSIX 12/06/19 $10.1133 $9.9762 $0.0166 11/18/19 02/19/21 SUST009 40175D585, 40175D593, 40175D601, 40175D619
  Dow Jones Value Dividend Focus Portfolio, 038 CRBDMX 12/06/19 $10.5190 $10.3744 $0.4062 09/17/19 12/17/20 RBPD038 40175B142, 40175B159, 40175B167, 40175B175
  Flaherty & Crumrine Preferred Portfolio, 049 CPREYX 12/06/19 $9.7930 $9.5737 $0.4990 10/03/19 10/04/21 PREF049 40175E229, 40175E237, 40175E245, 40175E252
  Large-Cap Core Portfolio, 036 CACEKX 12/06/19 $10.5493 $10.3092 $0.1499 08/19/19 08/19/21 LCAP036 40175A268, 40175A276, 40175A284, 40175A292
  Multinational Titans Portfolio, 017 CMNTQX 12/06/19 $11.3401 $11.0782 $0.1949 08/07/19 08/09/21 MNTP017 40174K788, 40174K796, 40174K804, 40174K812
  Quality Core Equity Portfolio, 005 CQQPEX 12/06/19 $10.0705 $9.9342 $0.1209 11/15/19 02/18/21 QQP005 40175D429, 40175D437, 40175D445, 40175D452
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 017 CACTQX 12/06/19 $10.4597 $10.3162 $0.2335 10/23/19 01/25/21 ACTS017 40175B746, 40175B753, 40175B761, 40175B779
  SMid Dividend Strength Portfolio, 012 CSMDLX 12/06/19 $10.7199 $10.4751 $0.2383 07/22/19 07/22/21 SMDS012 40174K465, 40174K473, 40174K481, 40174K499
  UBS Opportunistic Equity Income: 2019-3 (AVAILABLE THROUGH UBS ADVISORS ONLY), 018 CUBCRX 12/06/19 $10.4159 $10.2732 $0.2661 09/11/19 12/11/20 UCAM018 40175A748, 40175A755, 40175A763, 40175A771
  Undervalued Top Picks Portfolio, 023 CUVAWX 12/06/19 $10.1020 $9.9651 $0.1044 11/26/19 02/25/21 UVAL023 40175D742, 40175D759, 40175D767, 40175D775
  US 50 Dividend Strategy Portfolio, 022 CUFTVX 12/06/19 $10.0767 $9.9403 $0.6039 10/23/19 01/25/21 UFTY022 40175B787, 40175B795, 40175B803, 40175B811
  US Capital Strength Portfolio, 019 CUCASX 12/06/19 $10.1129 $9.8848 $0.1443 11/15/19 11/15/21 UCAP019 40175D387, 40175D395, 40175D403, 40175D411
  US High Dividend Strategy Portfolio, 034 CUSHIX 12/06/19 $10.4126 $10.2700 $0.4138 10/16/19 01/21/21 USHD034 40175B662, 40175B670, 40175B688, 40175B696
  US Low Volatility Strategy Portfolio, 029 CULODX 12/06/19 $10.0870 $9.9504 $0.2120 11/01/19 02/03/21 ULOW029 40175D189, 40175D197, 40175D205, 40175D213
  US SMID High Dividend Portfolio, 034 CSMHIX 12/06/19 $10.4786 $10.3347 $0.3898 10/16/19 01/21/21 SMHD034 40175B621, 40175B639, 40175B647, 40175B654

International/Global

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Emerging Markets Dividend Strategy Portfolio, 032 CGEMGX 12/06/19 $10.0240 $9.8886 $0.4181 11/26/19 02/25/21 GEMD032 40175D700, 40175D718, 40175D726, 40175D734
  European Capital Strength Portfolio, 019 CECPSX 12/06/19 $10.0772 $9.8501 $0.1768 11/15/19 11/15/21 ECAP019 40175D460, 40175D478, 40175D486, 40175D494
  Global 100 Dividend Strategy Portfolio, 020 CGONTX 12/06/19 $10.1982 $10.0595 $0.4971 09/17/19 12/17/20 GONE020 40175B183, 40175B191, 40175B209, 40175B217
  International Dividend Strategy Portfolio, 045 CMVPTX 12/06/19 $10.3501 $10.2086 $0.4663 10/02/19 01/04/21 MVP045 40175B423, 40175B431, 40175B449, 40175B456

Theme/Sector

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Alerian Energy Infrastructure & MLP Capital Strength Portfolio, 008 CAMIHX 12/06/19 $9.7985 $9.6672 $0.6051 10/08/19 01/07/21 AMII008 40175B548, 40175B555, 40175B563, 40175B571
  BDC Scorecard Portfolio, 017 CBDCQX 12/06/19 $10.0310 $9.8954 $0.8147 09/17/19 12/17/20 BDCS017 40175B100, 40175B118, 40175B126, 40175B134
  Energy Portfolio, 027 CENPBX 12/06/19 $10.9849 $10.7328 $0.3282 08/27/19 08/27/21 DES027 40175A144, 40175A151, 40175A169, 40175A177
  Financials Portfolio, 014 CFINNX 12/06/19 $10.0406 $9.8145 $0.1797 11/27/19 11/29/21 FIN014 40175E104, 40175E112, 40175E120, 40175E138
  Health Care Portfolio, 027 CHCRBX 12/06/19 $10.9150 $10.6648 $0.1094 07/15/19 07/15/21 DHS027 40174K267, 40174K275, 40174K283, 40174K291
  Infrastructure & MLP Portfolio of CEFs, 040 CCEIOX 12/06/19 $9.5245 $9.3126 $0.9012 11/04/19 11/04/21 CEIF040 40175D346, 40175D353, 40175D361, 40175D379
  Kensho New Horizons Portfolio, 004 CKSPDX 12/06/19 $9.9864 $9.8517 $0.0535 09/12/19 12/14/20 KSPC004 40175A821, 40175A839, 40175A847, 40175A854
  MLP/Midstream & Energy Portfolio, 026 CMLPAX 12/06/19 $8.7439 $8.5534 $0.9289 09/27/19 09/27/21 MLP026 40175B266, 40175B274, 40175B282, 40175B290
  NDR Precious Metals & Miners Portfolio, 017 CPMMQX 12/06/19 $9.6930 $9.4764 $0.0000 09/20/19 10/20/21 PMMP017 40175B225, 40175B233, 40175B241, 40175B258
  NDR Rising Rate Defensive Equity Portfolio, 013 CRREMX 12/06/19 $10.4954 $10.2568 $0.0646 10/25/19 10/25/21 RREP013 40175D106, 40175D114, 40175D122, 40175D130
  NDR Thematic Opportunities Portfolio, 010 CTOPJX 12/06/19 $10.1035 $9.9666 $0.1689 11/29/19 03/01/21 TOP010 40175E187, 40175E195, 40175E203, 40175E211
  REIT Portfolio, 021 CGRTUX 12/06/19 $10.5184 $10.2791 $0.4090 08/07/19 08/09/21 GRET021 40174K747, 40174K754, 40174K762, 40174K770
  Technological Innovation Portfolio, 014 CATENX 12/06/19 $11.1488 $10.8922 $0.0415 09/30/19 09/30/21 ATEC014 40175B308, 40175B316, 40175B324, 40175B332
  Technology Portfolio, 026 CTECAX 12/06/19 $10.5920 $10.3507 $0.0755 10/25/19 10/25/21 DTS026 40175B829, 40175B837, 40175B845, 40175B852
  Utilities Portfolio, 030 COPUFX 12/06/19 $10.2543 $10.0223 $0.2724 07/15/19 07/15/21 DUS030 40174K309, 40174K317, 40174K325, 40174K333

Multi-Asset

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Alternative Income Portfolio, 014 CAIPNX 12/06/19 $9.8411 $9.6205 $0.7754 10/08/19 10/08/21 AIP014 40175B589, 40175B597, 40175B605, 40175B613
  Balanced Income Builder Portfolio, 029 CGBIDX 12/06/19 $10.1359 $9.9072 $0.3636 10/18/19 10/18/21 GBIB029 40175B704, 40175B712, 40175B720, 40175B738
  Core Four 60/40 Retirement Portfolio, 009 CCFOIX 12/06/19 $10.0701 $9.9338 $0.2748 11/18/19 02/19/21 CFOR009 40175D544, 40175D551, 40175D569, 40175D577
  Diversified Credit Portfolio of ETFs, 015 CDCPOX 12/06/19 $9.9868 $9.7622 $0.3387 08/12/19 08/12/21 DCP015 40174K820, 40174K838, 40174K846, 40174K853
  Floating Rate & Dividend Growth Portfolio, 020 CFRDTX 12/06/19 $10.1796 $9.9497 $0.4081 10/29/19 10/29/21 FRDG020 40175D148, 40175D155, 40175D163, 40175D171
  Global Balanced Income Builder Portfolio, 014 CGBLNX 12/06/19 $10.0346 $9.8086 $0.3272 09/30/19 09/30/21 GBAL014 40175B340, 40175B357, 40175B365, 40175B373
  Total Income Portfolio, 019 CTIPSX 12/06/19 $9.9768 $9.8422 $0.5210 11/27/19 02/24/21 TIP019 40175E146, 40175E153, 40175E161, 40175E179
  Zacks Income Advantage Strategy Portfolio, 048 CCZIWX 12/06/19 $9.9573 $9.8231 $0.6779 11/15/19 02/18/21 CZIP048 40175D502, 40175D510, 40175D528, 40175D536

Taxable CEF Income

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Convertible & Income Portfolio of Funds, 031 CECIFX 12/06/19 $10.6253 $10.3831 $0.8098 10/03/19 10/04/21 DCEC031 40175B464, 40175B472, 40175B480, 40175B498
  Corporate High Yield & Income Portfolio of CEFs, 036 CEIPHX 12/06/19 $9.8928 $9.6707 $0.7738 08/01/19 08/02/21 DCEI036 40174K580, 40174K598, 40174K606, 40174K614
  Covered Call & Income Portfolio of CEFs, 044 CCCIPX 12/06/19 $10.0000 $9.7750 $0.7323 12/06/19 12/06/21 COV044 40175E385, 40175E393, 40175E401, 40175E419
  Discount Opportunity Strategy Portfolio of CEFs, 017 CGDOQX 12/06/19 $10.0000 $9.7750 $0.6156 12/06/19 12/06/21 GDOS017 40175E302, 40175E310, 40175E328, 40175E336
  Diversified Income Wave Portfolio, 074 CFWAIX 12/06/19 $10.0812 $9.9447 $1.0102 09/09/19 12/09/20 FWAV074 40175A664, 40175A672, 40175A680, 40175A698
  Equity & Income Portfolio of CEFs, 047 CCEEVX 12/06/19 $10.0000 $9.7750 $0.7172 12/06/19 12/06/21 CEEI047 40175E260, 40175E278, 40175E286, 40175E294
  Income & Treasury Limited Duration Portfolio of Funds, 061 CFICIX 12/06/19 $10.0615 $9.9254 $0.5339 09/09/19 12/09/20 FICE061 40175A706, 40175A714, 40175A722, 40175A730
  Senior Loan & Income Portfolio of CEFs, 037 CESLKX 12/06/19 $10.1299 $9.9013 $0.7221 11/04/19 11/04/21 DCES037 40175D221, 40175D239, 40175D247, 40175D254
  Strategic Income Portfolio, 107 CFSIIX 12/06/19 $10.1744 $10.0362 $0.7680 10/07/19 01/06/21 FSIP107 40175B506, 40175B514, 40175B522, 40175B530

Municipal CEF

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  California Municipal Portfolio of CEFs, 031 CECAFX 12/06/19 $10.0000 $9.7750 $0.3733 12/06/19 12/06/21 DCCA031 40175E344, 40175E351, 40175E369, 40175E377
  National Municipal Portfolio of CEFs, 044 CENMSX 12/06/19 $10.0791 $9.8519 $0.4298 11/04/19 11/04/21 DCEN044 40175D304, 40175D312, 40175D320, 40175D338
  New York Municipal Portfolio of CEFs, 033 CENYHX 12/06/19 $10.1427 $9.9138 $0.3743 11/04/19 11/04/21 DCNY033 40175D262, 40175D270, 40175D288, 40175D296

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge, if applicable.

2 The "wrap fee" price represents the offer price of one unit of a trust less applicable fee-based CUSIP-related expenses.

The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges, if applicable, accounted for if investors liquidate units.

4 Estimated Annual Income per Unit is computed by dividing the estimated annual income of the underlying bonds by the number of units outstanding. The amount may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, the selling of bonds to pay for the deferred sales charge, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

5 ECR is computed by dividing the estimated net annual interest income per unit by the public offering price.

6 ELTR is calculated using a formula that (i) takes into consideration, and determines and factors in the relative weightings of, the market values, yields (taking into account the amortization of premiums and the accretion of discounts) and estimated retirements of all the bonds in the trust and (ii) takes into account the expenses and sales charge associated with each unit of the trust. Therefore, there is no assurance that the ECR and ELTR will be realized in the future.

7 The Historical Annual Dividend Distribution (HADD) is as of the day prior to trust deposit and subject to change. There is no guarantee the issuers of the securities included in the Trust will declare dividends or distributions in the future. The HADD of the securities included in the Trust is for illustrative purposes only and is not indicative of the Trust’s distribution rate. The HADD will vary due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio. The HADD is calculated as the weighted average of the trailing twelve-month distributions paid by the securities included in the portfolio. The HADD is reduced to account for the effects of fees and expenses, which will be incurred when investing in the Trust.

† Anticipated date of deposit. Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of any offer to buy; nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.  

Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Funds Distributors, LLC, GS GAMMA Advisors, LLC, Guggenheim Partners Europe Limited and Guggenheim Partners India Management. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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