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U.S. Equity

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Blue Chip Growth Portfolio, 023 CBCHWX 10/17/19 $10.0265 $9.8008 $0.1021 08/19/19 08/19/21 BCHP023 40175A300, 40175A318, 40175A326, 40175A334
  Diversified Dividend & Income Portfolio, 031 CDDIFX 10/17/19 $10.0857 $9.8583 $0.2366 09/05/19 09/07/21 DDI031 40175A623, 40175A631, 40175A649, 40175A656
  Dividend Growth Portfolio, 016 CDGPPX 10/17/19 $10.5275 $10.1617 $0.2306 08/15/19 08/15/24 DGP016 40175A540, 40175A557, 40175A565, 40175A573
  Dividend Strength Portfolio, 035 CGROJX 10/17/19 $10.2421 $10.0104 $0.2298 08/23/19 08/23/21 GROW035 40175A383, 40175A391, 40175A409, 40175A417
  Dow 10 Portfolio, 039 CDOWNX 10/17/19 $10.3321 $10.1910 $0.3320 10/02/19 01/04/21 DDP039 40175B381, 40175B399, 40175B407, 40175B415
  Dow Jones Sustainable Growth Portfolio, 008 CSUSHX 10/17/19 $10.3253 $10.1843 $0.0204 08/16/19 11/18/20 SUST008 40175A227, 40175A235, 40175A243, 40175A250
  Dow Jones Value Dividend Focus Portfolio, 038 CRBDMX 10/17/19 $9.9686 $9.8342 $0.4062 09/17/19 12/17/20 RBPD038 40175B142, 40175B159, 40175B167, 40175B175
  Flaherty & Crumrine Preferred Portfolio, 049 CPREYX 10/17/19 $10.0383 $9.8122 $0.4990 10/03/19 10/04/21 PREF049 40175E229, 40175E237, 40175E245, 40175E252
  Large-Cap Core Portfolio, 036 CACEKX 10/17/19 $10.1506 $9.9215 $0.1499 08/19/19 08/19/21 LCAP036 40175A268, 40175A276, 40175A284, 40175A292
  Multinational Titans Portfolio, 017 CMNTQX 10/17/19 $10.6628 $10.4196 $0.1949 08/07/19 08/09/21 MNTP017 40174K788, 40174K796, 40174K804, 40174K812
  Quality Core Equity Portfolio, 004 CQQPDX 10/17/19 $10.3899 $10.2477 $0.1372 08/15/19 11/16/20 QQP004 40175A581, 40175A599, 40175A607, 40175A615
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 016 CACTPX 10/17/19 $10.2252 $10.0860 $0.2343 07/25/19 10/23/20 ACTS016 40174K549, 40174K556, 40174K564, 40174K572
  SMid Dividend Strength Portfolio, 012 CSMDLX 10/17/19 $10.3829 $10.1474 $0.2383 07/22/19 07/22/21 SMDS012 40174K465, 40174K473, 40174K481, 40174K499
  UBS Opportunistic Equity Income: 2019-3 (AVAILABLE THROUGH UBS ADVISORS ONLY), 018 CUBCRX 10/17/19 $9.9833 $9.8486 $0.2661 09/11/19 12/11/20 UCAM018 40175A748, 40175A755, 40175A763, 40175A771
  Undervalued Top Picks Portfolio, 022 CUVAVX 10/17/19 $10.5962 $10.4502 $0.1357 08/23/19 11/27/20 UVAL022 40175A425, 40175A433, 40175A441, 40175A458
  US 50 Dividend Strategy Portfolio, 021 CUFTUX 10/17/19 $9.8042 $9.6728 $0.5734 07/25/19 10/23/20 UFTY021 40174K507, 40174K515, 40174K523, 40174K531
  US Capital Strength Portfolio, 018 CUCARX 10/17/19 $10.6631 $10.4199 $0.1378 05/15/19 05/17/21 UCAP018 40174H660, 40174H678, 40174H686, 40174H694
  US High Dividend Strategy Portfolio, 034 CUSHIX 10/17/19 $9.9843 $9.8496 $0.4138 10/16/19 01/21/21 USHD034 40175B662, 40175B670, 40175B688, 40175B696
  US Low Volatility Strategy Portfolio, 028 CULOCX 10/17/19 $10.3442 $10.2028 $0.2280 08/01/19 11/02/20 ULOW028 40174K622, 40174K630, 40174K648, 40174K655
  US SMID High Dividend Portfolio, 034 CSMHIX 10/17/19 $10.0457 $9.9099 $0.3898 10/16/19 01/21/21 SMHD034 40175B621, 40175B639, 40175B647, 40175B654

International/Global

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Emerging Markets Dividend Strategy Portfolio, 031 CGEMFX 10/17/19 $10.4934 $10.3493 $0.4327 08/23/19 11/27/20 GEMD031 40175A342, 40175A359, 40175A367, 40175A375
  European Capital Strength Portfolio, 018 CECPRX 10/17/19 $9.9379 $9.7146 $0.1057 05/15/19 05/17/21 ECAP018 40174H744, 40174H751, 40174H769, 40174H777
  Global 100 Dividend Strategy Portfolio, 020 CGONTX 10/17/19 $9.9507 $9.8166 $0.4971 09/17/19 12/17/20 GONE020 40175B183, 40175B191, 40175B209, 40175B217
  International Dividend Strategy Portfolio, 045 CMVPTX 10/17/19 $10.3543 $10.2127 $0.4663 10/02/19 01/04/21 MVP045 40175B423, 40175B431, 40175B449, 40175B456

Theme/Sector

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Alerian Energy Infrastructure & MLP Capital Strength Portfolio, 008 CAMIHX 10/17/19 $10.0361 $9.9004 $0.6051 10/08/19 01/07/21 AMII008 40175B548, 40175B555, 40175B563, 40175B571
  BDC Scorecard Portfolio, 017 CBDCQX 10/17/19 $9.7779 $9.6470 $0.8147 09/17/19 12/17/20 BDCS017 40175B100, 40175B118, 40175B126, 40175B134
  Energy Portfolio, 027 CENPBX 10/17/19 $10.6666 $10.4233 $0.3282 08/27/19 08/27/21 DES027 40175A144, 40175A151, 40175A169, 40175A177
  Financials Portfolio, 013 CFINMX 10/17/19 $10.7314 $10.4863 $0.2031 05/31/19 05/25/21 FIN013 40174J344, 40174J351, 40174J369, 40174J377
  Health Care Portfolio, 027 CHCRBX 10/17/19 $9.8158 $9.5959 $0.1094 07/15/19 07/15/21 DHS027 40174K267, 40174K275, 40174K283, 40174K291
  Infrastructure & MLP Portfolio of CEFs, 039 CCEINX 10/17/19 $9.7895 $9.5703 $0.9538 08/07/19 08/09/21 CEIF039 40174K705, 40174K713, 40174K721, 40174K739
  Kensho New Horizons Portfolio, 004 CKSPDX 10/17/19 $9.7575 $9.6270 $0.0535 09/12/19 12/14/20 KSPC004 40175A821, 40175A839, 40175A847, 40175A854
  MLP/Midstream & Energy Portfolio, 026 CMLPAX 10/17/19 $9.3782 $9.1703 $0.9289 09/27/19 09/27/21 MLP026 40175B266, 40175B274, 40175B282, 40175B290
  NDR Precious Metals & Miners Portfolio, 017 CPMMQX 10/17/19 $9.6855 $9.4691 $0.0000 09/20/19 10/20/21 PMMP017 40175B225, 40175B233, 40175B241, 40175B258
  NDR Rising Rate Defensive Equity Portfolio, 012 CRRELX 10/17/19 $9.9583 $9.7344 $0.0924 04/22/19 04/22/21 RREP012 40174H181, 40174H199, 40174H207, 40174H215
  NDR Thematic Opportunities Portfolio, 009 CTOPIX 10/17/19 $10.4867 $10.3427 $0.1116 08/27/19 11/30/20 TOP009 40175A508, 40175A516, 40175A524, 40175A532
  REIT Portfolio, 021 CGRTUX 10/17/19 $10.6874 $10.4435 $0.4090 08/07/19 08/09/21 GRET021 40174K747, 40174K754, 40174K762, 40174K770
  Technological Innovation Portfolio, 014 CATENX 10/17/19 $10.1197 $9.8914 $0.0415 09/30/19 09/30/21 ATEC014 40175B308, 40175B316, 40175B324, 40175B332
  Technology Portfolio, 025 CTECZX 10/17/19 $10.1116 $9.8835 $0.0940 04/22/19 04/22/21 DTS025 40174H140, 40174H157, 40174H165, 40174H173
  Utilities Portfolio, 030 COPUFX 10/17/19 $10.3754 $10.1401 $0.2724 07/15/19 07/15/21 DUS030 40174K309, 40174K317, 40174K325, 40174K333

Multi-Asset

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Alternative Income Portfolio, 014 CAIPNX 10/17/19 $9.9658 $9.7417 $0.7754 10/08/19 10/08/21 AIP014 40175B589, 40175B597, 40175B605, 40175B613
  Balanced Income Builder Portfolio, 029 † CGBIDX $0.0000 $0.0000 $0.3636 10/18/19 10/18/21 GBIB029 40175B704, 40175B712, 40175B720, 40175B738
  Core Four 60/40 Retirement Portfolio, 008 CCFOHX 10/17/19 $10.1748 $10.0366 $0.2858 08/16/19 11/18/20 CFOR008 40175A185, 40175A193, 40175A201, 40175A219
  Diversified Credit Portfolio of ETFs, 015 CDCPOX 10/17/19 $9.9715 $9.7473 $0.3387 08/12/19 08/12/21 DCP015 40174K820, 40174K838, 40174K846, 40174K853
  Floating Rate & Dividend Growth Portfolio, 019 CFRDSX 10/17/19 $10.2702 $10.0378 $0.3870 04/29/19 04/29/21 FRDG019 40174H306, 40174H314, 40174H322, 40174H330
  Global Balanced Income Builder Portfolio, 014 CGBLNX 10/17/19 $9.9981 $9.7732 $0.3272 09/30/19 09/30/21 GBAL014 40175B340, 40175B357, 40175B365, 40175B373
  Total Income Portfolio, 018 CTIPRX 10/17/19 $10.2476 $10.1080 $0.5328 08/27/19 11/27/20 TIP018 40175A466, 40175A474, 40175A482, 40175A490
  Zacks Income Advantage Strategy Portfolio, 047 CCZIVX 10/17/19 $10.2225 $10.0834 $0.7125 08/15/19 11/16/20 CZIP047 40175A102, 40175A110, 40175A128, 40175A136

Taxable CEF Income

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Convertible & Income Portfolio of Funds, 031 CECIFX 10/17/19 $10.1744 $9.9446 $0.8098 10/03/19 10/04/21 DCEC031 40175B464, 40175B472, 40175B480, 40175B498
  Corporate High Yield & Income Portfolio of CEFs, 036 CEIPHX 10/17/19 $9.8592 $9.6381 $0.7738 08/01/19 08/02/21 DCEI036 40174K580, 40174K598, 40174K606, 40174K614
  Covered Call & Income Portfolio of CEFs, 043 CCCIOX 10/17/19 $10.0767 $9.8496 $0.8124 06/06/19 06/07/21 COV043 40174J500, 40174J518, 40174J526, 40174J534
  Discount Opportunity Strategy Portfolio of CEFs, 016 CGDOPX 10/17/19 $10.2712 $10.0387 $0.6710 06/06/19 06/07/21 GDOS016 40174J468, 40174J476, 40174J484, 40174J492
  Diversified Income Wave Portfolio, 074 CFWAIX 10/17/19 $9.9263 $9.7927 $1.0102 09/09/19 12/09/20 FWAV074 40175A664, 40175A672, 40175A680, 40175A698
  Equity & Income Portfolio of CEFs, 046 CCEEUX 10/17/19 $10.1872 $9.9571 $0.7788 06/06/19 06/07/21 CEEI046 40174J427, 40174J435, 40174J443, 40174J450
  Income & Treasury Limited Duration Portfolio of Funds, 061 CFICIX 10/17/19 $9.9226 $9.7890 $0.5339 09/09/19 12/09/20 FICE061 40175A706, 40175A714, 40175A722, 40175A730
  Senior Loan & Income Portfolio of CEFs, 036 CESLJX 10/17/19 $9.5444 $9.3319 $0.6652 05/02/19 05/03/21 DCES036 40174H462, 40174H470, 40174H488, 40174H496
  Strategic Income Portfolio, 107 CFSIIX 10/17/19 $10.0608 $9.9247 $0.7680 10/07/19 01/06/21 FSIP107 40175B506, 40175B514, 40175B522, 40175B530

Municipal CEF

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  California Municipal Portfolio of CEFs, 030 CECAEX 10/17/19 $9.7596 $9.5412 $0.3689 09/06/19 09/07/21 DCCA030 40175A789, 40175A797, 40175A805, 40175A813
  National Municipal Portfolio of CEFs, 043 CENMRX 10/17/19 $9.8060 $9.5863 $0.4282 08/07/19 08/09/21 DCEN043 40174K663, 40174K671, 40174K689, 40174K697
  New York Municipal Portfolio of CEFs, 032 CENYGX 10/17/19 $10.3360 $10.1018 $0.3919 05/02/19 05/03/21 DCNY032 40174H504, 40174H512, 40174H520, 40174H538

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge, if applicable.

2 The "wrap fee" price represents the offer price of one unit of a trust less applicable fee-based CUSIP-related expenses.

The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges, if applicable, accounted for if investors liquidate units.

4 Estimated Annual Income per Unit is computed by dividing the estimated annual income of the underlying bonds by the number of units outstanding. The amount may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, the selling of bonds to pay for the deferred sales charge, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

5 ECR is computed by dividing the estimated net annual interest income per unit by the public offering price.

6 ELTR is calculated using a formula that (i) takes into consideration, and determines and factors in the relative weightings of, the market values, yields (taking into account the amortization of premiums and the accretion of discounts) and estimated retirements of all the bonds in the trust and (ii) takes into account the expenses and sales charge associated with each unit of the trust. Therefore, there is no assurance that the ECR and ELTR will be realized in the future.

7 The Historical Annual Dividend Distribution (HADD) is as of the day prior to trust deposit and subject to change. There is no guarantee the issuers of the securities included in the Trust will declare dividends or distributions in the future. The HADD of the securities included in the Trust is for illustrative purposes only and is not indicative of the Trust’s distribution rate. The HADD will vary due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio. The HADD is calculated as the weighted average of the trailing twelve-month distributions paid by the securities included in the portfolio. The HADD is reduced to account for the effects of fees and expenses, which will be incurred when investing in the Trust.

† Anticipated date of deposit. Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of any offer to buy; nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.  

Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Funds Distributors, LLC, GS GAMMA Advisors, LLC, Guggenheim Partners Europe Limited and Guggenheim Partners India Management. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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