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Primary UITs

Taxable Fixed Income

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Estimated Annual Income4 ECR5 ELTR5 Deposit Date Fact Card Prospectus
  Short Duration High Yield Trust, 046 CGSYUX 01/24/17 $1,077.17000 $1,046.94000 $1,046.94000 $60.09320 5.58% 4.54% 09/15/16 GSHY046 40171H226, 40171H234
  Investment Grade Corporate Trust 5-8 Year, 001 CIGIAX 01/24/17 $1,054.32000 $1,023.53000 $1,023.53000 $39.71840 3.77% 3.29% 09/22/16 GIGI001 40171L623, 40171L631

U.S. Equity

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Hist. Annual Dividend Dist. 6 Deposit Date Mandatory Maturity Date Fact Card Prospectus
  Blue Chip Growth Portfolio, 012 CBCHLX 01/24/17 $10.43550 $10.31860 $10.07360 $0.12260 11/16/16 11/16/18 BCHP012 40171N389, 40171N397, 40171N405, 40171N413
  Cash Flow Kings Portfolio, 003 CCFKCX 01/24/17 $10.11300 $10.00980 $9.86480 $0.07610 12/07/16 03/07/18 CFK003 40171N827, 40171N835, 40171N843, 40171N850
  Diversified Dividend & Income Portfolio, 024 CDDIYX 01/24/17 $10.30090 $10.30090 $9.95590 $0.22870 09/28/16 09/28/18 DDI024 40171L540, 40171L557, 40171L565, 40171L573
  Dividend Growth Portfolio, 010 CDGPJX 01/24/17 $10.25030 $10.13750 $9.79250 $0.23580 11/23/16 11/23/21 DGP010 40171N629, 40171N637, 40171N645, 40171N652
  Dividend Strength Portfolio, 023 CGROWX 01/24/17 $10.23070 $10.12120 $9.87620 $0.24370 11/23/16 11/26/18 GROW023 40171N660, 40171N678, 40171N686, 40171N694
  Dow 10 Portfolio, 028 CDOWCX 01/24/17 $9.91990 $9.82270 $9.67770 $0.31340 01/03/17 04/03/18 DDP028 40172A428, 40172A436, 40172A444, 40172A451
  Dow Jones Value Dividend Focus Portfolio, 027 CRBDBX 01/24/17 $10.04230 $9.94090 $9.79590 $0.39030 12/15/16 03/15/18 RBPD027 40171U300, 40171U318, 40171U326, 40171U334
  Enhanced Quality 16 Strategy Portfolio, 006 CEQSFX 01/24/17 $10.09270 $9.98980 $9.84480 $0.18660 01/06/17 04/06/18 EQST006 40172A261, 40172A279, 40172A287, 40172A295
  Equity Best Ideas 2016-2 (AVAILABLE THROUGH BAIRD ADVISORS ONLY), 002 CBBEBX 01/24/17 $10.60360 $10.48380 $10.30380 $0.14610 10/18/16 04/18/18 BBEI002 40171M381, 40171M399, 40171M407, 40171M415
  Flaherty & Crumrine Preferred Portfolio, 041 CPREPX 01/24/17 $10.01270 $9.91260 $9.66760 $0.52980 11/17/16 11/19/18 PREF041 40171M845, 40171M852, 40171M860, 40171M878
  Large-Cap Core Portfolio, 029 CACEDX 01/24/17 $10.39640 $10.28100 $10.03600 $0.15700 12/02/16 12/03/18 LCAP029 40171N702, 40171N710, 40171N728, 40171N736
  Multinational Titans Portfolio, 011 CMNTKX 01/24/17 $11.00820 $10.86840 $10.62340 $0.18040 10/19/16 10/19/18 MNTP011 40171M506, 40171M514, 40171M522, 40171M530
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 005 CACTEX 01/24/17 $10.41500 $10.30250 $10.15750 $0.24250 10/24/16 01/26/18 ACTS005 40171M662, 40171M670, 40171M688, 40171M696
  SMid Dividend Strength Portfolio, 007 CSMDGX 01/24/17 $10.16420 $10.05750 $9.81250 $0.24510 01/20/17 01/22/19 SMDS007 40172A469, 40172A477, 40172A485, 40172A493
  UBS Opportunistic Equity Income List: Equity Advisory Group 2016-4 (AVAILABLE THROUGH UBS ADVISORS ONLY), 007 CUBCGX 01/24/17 $9.86290 $9.76720 $9.62220 $0.28590 12/09/16 03/09/18 UCAM007 40171U144, 40171U151, 40171U169, 40171U177
  Undervalued Top Picks Portfolio, 011 CUVAKX 01/24/17 $10.15090 $10.04630 $9.90130 $0.15560 11/22/16 02/23/18 UVAL011 40171N587, 40171N595, 40171N603, 40171N611
  US 50 Dividend Strategy Portfolio, 010 CUFTJX 01/24/17 $11.24040 $11.10330 $10.95830 $0.56590 10/24/16 01/25/18 UFTY010 40171M704, 40171M712, 40171M720, 40171M738
  US Capital Strength Portfolio, 012 CUCALX 01/24/17 $10.46240 $10.34420 $10.09920 $0.15760 11/16/16 11/16/18 UCAP012 40171N462, 40171N470, 40171N488, 40171N496
  US High Dividend Strategy Portfolio (2-Year), 010 CTUHJX 01/24/17 $10.44540 $10.32740 $10.08240 $0.37100 08/17/16 08/17/18 TUHD010 40171H523, 40171H531, 40171H549, 40171H556
  US High Dividend Strategy Portfolio , 023 CUSHWX 01/24/17 $10.01450 $9.91440 $9.76940 $0.34710 01/18/17 04/18/18 USHD023 40171U706, 40171U714, 40171U722, 40171U730
  US Low Volatility Strategy Portfolio, 017 CULOQX 01/24/17 $10.35040 $10.23970 $10.09470 $0.21090 11/01/16 02/01/18 ULOW017 40171M803, 40171M811, 40171M829, 40171M837
  US SMID High Dividend Portfolio , 023 CSMHWX 01/24/17 $9.97710 $9.87730 $9.73230 $0.50830 01/18/17 04/18/18 SMHD023 40171U748, 40171U755, 40171U763, 40171U771

International/Global

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Hist. Annual Dividend Dist. 6 Deposit Date Mandatory Maturity Date Fact Card Prospectus
  Emerging Markets Dividend Strategy Portfolio, 020 CGEMTX 01/24/17 $10.60420 $10.48650 $10.34150 $0.33350 11/22/16 02/23/18 GEMD020 40171N546, 40171N553, 40171N561, 40171N579
  European Capital Strength Portfolio, 012 CECPLX 01/24/17 $10.61680 $10.49260 $10.24760 $0.00000 11/16/16 11/16/18 ECAP012 40171N504, 40171N512, 40171N520, 40171N538
  European High Dividend Portfolio, 007 CEUHGX 01/24/17 $10.24580 $10.13620 $9.89120 $0.32500 12/21/16 12/21/18 EUHD007 40171U383, 40171U391, 40171U409, 40171U417
  Global 100 Dividend Strategy Portfolio, 009 CGONIX 01/24/17 $10.33430 $10.22480 $10.07980 $0.44390 12/15/16 03/15/18 GONE009 40171U268, 40171U276, 40171U284, 40171U292
  International Dividend Strategy Portfolio, 034 CMVPIX 01/24/17 $10.27640 $10.16850 $10.02350 $0.35800 01/03/17 04/03/18 MVP034 40172A386, 40172A394, 40172A402, 40172A410
  Quality Dividend Strategy Portfolio, 019 CTPLSX 01/24/17 $10.08380 $9.98090 $9.83590 $0.36890 01/03/17 04/03/18 TPLA019 40172A345, 40172A352, 40172A360, 40172A378
  S&P Global Dividend Aristocrats Select 25 Strategy Portfolio, 002 CGACBX 01/24/17 $10.07040 $9.96870 $9.82370 $0.29710 01/06/17 04/06/18 GACT002 40172A220, 40172A238, 40172A246, 40172A253

Theme/Sector

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Hist. Annual Dividend Dist. 6 Deposit Date Mandatory Maturity Date Fact Card Prospectus
  BDC Scorecard Portfolio, 006 CBDCFX 01/24/17 $10.23830 $10.13080 $9.98580 $0.89110 12/15/16 03/15/18 BDCS006 40171U342, 40171U359, 40171U367, 40171U375
  Energy Portfolio, 022 CENPVX 01/24/17 $9.97370 $9.87500 $9.63000 $0.18150 01/13/17 01/14/19 DES022 40172A147, 40172A154, 40172A162, 40172A170
  Financials Portfolio, 007 CFINGX 01/24/17 $12.02950 $11.84910 $11.60410 $0.19740 10/14/16 10/12/18 FIN007 40171M266, 40171M274, 40171M282, 40171M290
  Global Water Equities Portfolio, 031 CGWEFX 01/24/17 $10.37000 $10.25490 $10.00990 $0.09410 11/16/16 11/16/18 AQUA031 40171N421, 40171N439, 40171N447, 40171N454
  Health Care Portfolio, 021 CHCRUX 01/24/17 $9.08700 $9.02340 $8.77840 $0.08950 07/27/16 07/27/18 DHS021 40171K823, 40171K831, 40171K849, 40171K856
  Infrastructure & MLP Portfolio of CEFs, 028 CCEICX 01/24/17 $11.00460 $10.86480 $10.61980 $0.84950 11/09/16 11/09/18 CEIF028 40171N223, 40171N231, 40171N249, 40171N256
  MLP & Energy Funds Portfolio, 016 CMLPPX 01/24/17 $10.31020 $10.19780 $9.95280 $0.75010 12/28/16 12/28/18 MLP016 40171U466, 40171U474, 40171U482, 40171U490
  Precious Metals & Miners Portfolio, 011 CPMMKX 01/24/17 $9.85560 $9.76100 $9.51600 $0.01510 10/19/16 10/19/18 PMMP011 40171M548, 40171M555, 40171M563, 40171M571
  REIT Portfolio, 015 CGRTOX 01/24/17 $10.11000 $10.00590 $9.76090 $0.39690 10/19/16 10/19/18 GRET015 40171M464, 40171M472, 40171M480, 40171M498
  Rising Rate Defensive Equity Portfolio, 006 CRREFX 01/24/17 $11.89090 $11.71610 $11.47110 $0.07240 10/21/16 10/19/18 RREP006 40171M621, 40171M639, 40171M647, 40171M654
  Technological Innovation Portfolio, 007 CATEGX 01/24/17 $10.50970 $10.38990 $10.14490 $0.04600 09/21/16 09/21/18 ATEC007 40171L466, 40171L474, 40171L482, 40171L490
  Technology Portfolio, 019 CTECSX 01/24/17 $10.67970 $10.55260 $10.30760 $0.09730 10/20/16 10/19/18 DTS019 40171M589, 40171M597, 40171M605, 40171M613
  Utilities Portfolio, 024 COPUYX 01/24/17 $9.49740 $9.41760 $9.17260 $0.27060 07/27/16 07/27/18 DUS024 40171K781, 40171K799, 40171K807, 40171K815

Multi-Asset

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Hist. Annual Dividend Dist. 6 Deposit Date Mandatory Maturity Date Fact Card Prospectus
  Alternative Income Portfolio, 007 CAIPGX 01/24/17 $10.37230 $10.25720 $10.01220 $0.86600 10/14/16 10/12/18 AIP007 40171M225, 40171M233, 40171M241, 40171M258
  Balanced Income Builder Portfolio, 018 CGBIRX 01/24/17 $10.00230 $9.90230 $9.65730 $0.33780 01/18/17 01/18/19 GBIB018 40172A105, 40172A113, 40172A121, 40172A139
  Diversified Credit Portfolio of ETFs, 009 CDCPIX 01/24/17 $9.78340 $9.69240 $9.44740 $0.38380 08/17/16 08/17/18 DCP009 40171H606, 40171H614, 40171H622, 40171H630
  Floating Rate & Dividend Growth Portfolio, 013 CFRDMX 01/24/17 $10.35340 $10.23950 $9.99450 $0.37400 10/31/16 10/31/18 FRDG013 40171M746, 40171M753, 40171M761, 40171M779
  Global Balanced Income Builder Portfolio, 008 CGBLHX 01/24/17 $10.04730 $9.94580 $9.70080 $0.35450 07/27/16 07/27/18 GBAL008 40171K740, 40171K757, 40171K765, 40171K773
  Total Income Portfolio, 008 CTIPHX 01/24/17 $9.97360 $9.87490 $9.62990 $0.53500 08/24/16 08/24/18 TIP008 40171H762, 40171H770, 40171H788, 40171H796
  Zacks Income Advantage Strategy Portfolio (2-Year), 018 CTZIRX 01/24/17 $10.41050 $10.29390 $10.04890 $0.60680 11/15/16 11/15/18 TZIP018 40171N306, 40171N314, 40171N322, 40171N330
  Zacks Income Advantage Strategy Portfolio, 036 CCZIKX 01/24/17 $10.38590 $10.27480 $10.12980 $0.60620 11/15/16 02/15/18 CZIP036 40171N348, 40171N355, 40171N363, 40171N371

Taxable CEF Income

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Hist. Annual Dividend Dist. 6 Deposit Date Mandatory Maturity Date Fact Card Prospectus
  Convertible & Income Portfolio of Funds, 024 CECIYX 01/24/17 $10.28110 $10.17010 $9.92510 $0.84100 10/12/16 10/12/18 DCEC024 40171M183, 40171M191, 40171M209, 40171M217
  Corporate High Yield & Income Portfolio of CEFs, 030 CEIPBX 01/24/17 $10.29430 $10.18310 $9.93810 $0.83640 08/10/16 08/10/18 DCEI030 40171H325, 40171H333, 40171H341, 40171H358
  Covered Call & Income Portfolio of CEFs, 038 CCCIJX 01/24/17 $10.09200 $9.98810 $9.74310 $0.93500 12/14/16 12/14/18 COV038 40171U185, 40171U193, 40171U201, 40171U219
  Discount Opportunity Strategy Portfolio of CEFs, 011 CGDOKX 01/24/17 $10.26340 $10.15260 $9.90760 $0.72460 12/21/16 12/21/18 GDOS011 40171U425, 40171U433, 40171U441, 40171U458
  Diversified Income Wave Portfolio, 063 CFWAWX 01/24/17 $10.33890 $10.22930 $10.08430 $1.01010 12/07/16 03/07/18 FWAV063 40171N785, 40171N793, 40171N801, 40171N819
  Equity & Income Portfolio of CEFs, 041 CCEEPX 01/24/17 $10.34510 $10.23130 $9.98630 $0.77440 12/14/16 12/14/18 CEEI041 40171U227, 40171U235, 40171U243, 40171U250
  Income & Treasury Limited Duration Portfolio of Funds, 050 CFICWX 01/24/17 $10.22930 $10.12290 $9.97790 $0.58410 12/07/16 03/07/18 FICE050 40171N744, 40171N751, 40171N769, 40171N777
  Senior Loan & Income Portfolio of CEFs, 030 CESLDX 01/24/17 $10.65320 $10.52750 $10.28250 $0.65640 11/09/16 11/09/18 DCES030 40171N264, 40171N272, 40171N280, 40171N298
  Strategic Income Portfolio, 096 CFSIWX 01/24/17 $10.07490 $9.97310 $9.82810 $0.81580 01/09/17 04/09/18 FSIP096 40172A188, 40172A196, 40172A204, 40172A212

Municipal CEF

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Hist. Annual Dividend Dist. 6 Deposit Date Mandatory Maturity Date Fact Card Prospectus
  California Municipal Portfolio of CEFs, 020 CECATX 01/24/17 $10.15280 $10.04720 $9.80220 $0.49840 12/07/16 12/07/18 DCCA020 40171U102, 40171U110, 40171U128, 40171U136
  National Municipal Portfolio of CEFs, 032 CENMGX 01/24/17 $9.71260 $9.62420 $9.37920 $0.52800 11/02/16 11/02/18 DCEN032 40171N108, 40171N116, 40171N124, 40171N132
  New Jersey Municipal Portfolio of CEFs, 019 CENJSX 01/24/17 $9.90570 $9.80960 $9.56460 $0.50880 01/04/17 01/04/19 DCNJ019 40172A303, 40172A311, 40172A329, 40172A337
  New York Municipal Portfolio of CEFs, 026 CENYAX 01/24/17 $9.63110 $9.54540 $9.30040 $0.45430 11/02/16 11/02/18 DCNY026 40171N140, 40171N157, 40171N165, 40171N173

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge, if applicable.

2 The "bid" price represents the net asset value of one unit of a trust excluding deferred sales charge, if applicable.

3 The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges, if applicable, accounted for if investors liquidate units.

4 Estimated Annual Income per Unit is computed by dividing the estimated annual income of the underlying bonds by the number of units outstanding. The amount may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, the selling of bonds to pay for the deferred sales charge, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

5 ECR is computed by dividing the estimated net annual interest income per unit by the public offering price. ELTR is calculated using a formula that (i) takes into consideration, and determines and factors in the relative weightings of, the market values, yields (taking into account the amortization of premiums and the accretion of discounts) and estimated retirements of all the bonds in the trust and (ii) takes into account the expenses and sales charge associated with each unit of the trust. Therefore, there is no assurance that the ECR and ELTR will be realized in the future.

6 The Historical Annual Dividend Distribution is as of date of deposit. The amount of distributions of the Trust may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

† Anticipated date of deposit. Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of any offer to buy; nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.

Form 8937 & Appendix (2015)



Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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