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Primary UITs

U.S. Equity

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Blue Chip Dividend Portfolio, 003 CBCDCX 02/25/21 $10.1401 $9.9112 $0.2819 2.78% 02/16/21 02/16/23 BCDV003 40176W509, 40176W517, 40176W525, 40176W533
  Blue Chip Growth Portfolio, 029 CBCHDX 02/25/21 $9.7536 $9.5354 $0.0608 0.62% 02/16/21 02/16/23 BCHP029 40176W541, 40176W558, 40176W566, 40176W574
  Blue Chip Multinationals Portfolio, 020 CMNTTX 02/25/21 $9.8626 $9.6414 $0.1421 1.44% 02/08/21 02/08/23 MNTP020 40176W269, 40176W277, 40176W285, 40176W293
  Blue Chip Value Portfolio, 002 CBCVBX 02/25/21 $10.0996 $9.8719 $0.2300 2.28% 02/16/21 02/16/23 BCVA002 40176W582, 40176W590, 40176W608, 40176W616
  Diversified Dividend & Income Portfolio, 033 CDDIHX 02/25/21 $11.0614 $10.8072 $0.2559 2.31% 09/08/20 09/08/22 DDI033 40176C180, 40176C198, 40176C206, 40176C214
  Dividend Growth Portfolio, 019 CDGPSX 02/25/21 $10.0328 $9.6865 $0.2305 2.30% 02/19/21 02/19/26 DGP019 40176W301, 40176W319, 40176W327, 40176W335
  Dividend Strength Portfolio, 041 CGROPX 02/25/21 $9.9205 $9.6977 $0.2573 2.59% 02/22/21 02/22/23 GROW041 40176W665, 40176W673, 40176W681, 40176W699
  Dow 10 Portfolio, 044 CDOWSX 02/25/21 $10.4554 $10.3120 $0.3646 3.49% 01/04/21 04/05/22 DDP044 40176E343, 40176E350, 40176E368, 40176E376
  Dow Jones Sustainable Growth Portfolio, 014 CSUSNX 02/25/21 $9.6493 $9.5208 $0.0000 0.00% 02/19/21 05/20/22 SUST014 40176W343, 40176W350, 40176W368, 40176W376
  Dow Jones Value Dividend Focus Portfolio, 043 CRBDRX 02/25/21 $10.8090 $10.6590 $0.3825 3.54% 12/17/20 03/16/22 RBPD043 40176E228, 40176E236, 40176E244, 40176E251
  Flaherty & Crumrine Preferred Portfolio, 052 CPREBX 02/25/21 $9.6365 $9.4215 $0.4863 5.05% 02/04/21 02/06/23 PREF052 40176X267, 40176X275, 40176X283, 40176X291
  Large-Cap Core Portfolio, 039 CACENX 02/25/21 $9.9460 $9.7225 $0.1324 1.33% 02/22/21 02/22/23 LCAP039 40176W624, 40176W632, 40176W640, 40176W657
  ML Top Picks for 2021 (AVAILABLE THROUGH MERRILL LYNCH ADVISORS ONLY), 009 CMPIIX 02/25/21 $9.8975 $9.7644 $0.1612 1.63% 02/23/21 04/25/22 MPIX009 40176X309, 40176X317
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 022 CACTVX 02/25/21 $10.0761 $9.9397 $0.2139 2.12% 01/25/21 04/27/22 ACTS022 40176E707, 40176E715, 40176E723, 40176E731
  SMid Dividend Strength Portfolio, 015 CSMDOX 02/25/21 $10.2079 $9.9772 $0.2460 2.41% 01/22/21 01/23/23 SMDS015 40176E665, 40176E673, 40176E681, 40176E699
  US 50 Dividend Strategy Portfolio, 027 CUFTBX 02/25/21 $10.4566 $10.3132 $0.5253 5.02% 01/25/21 04/27/22 UFTY027 40176E749, 40176E756, 40176E764, 40176E772
  US Capital Strength Portfolio, 021 CUCAUX 02/25/21 $10.1779 $9.9480 $0.1039 1.02% 11/16/20 11/16/22 UCAP021 40176D501, 40176D519, 40176D527, 40176D535
  US High Dividend Strategy Portfolio, 039 CUSHNX 02/25/21 $11.0702 $10.9154 $0.4210 3.80% 01/21/21 04/20/22 USHD039 40176E822, 40176E830, 40176E848, 40176E855
  US Low Volatility Strategy Portfolio, 034 CULOIX 02/25/21 $9.8376 $9.7056 $0.1305 1.33% 02/03/21 05/03/22 ULOW034 40176W145, 40176W152, 40176W160, 40176W178

International/Global

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Emerging Markets Dividend Strategy Portfolio, 037 CGEMLX 02/25/21 $10.1476 $9.9185 $0.3566 3.51% 01/06/21 01/12/23 GEMD037 40176E467, 40176E475, 40176E483, 40176E491
  European Capital Strength Portfolio, 021 CECPUX 02/25/21 $10.5930 $10.3517 $0.1049 0.99% 11/16/20 11/16/22 ECAP021 40176D543, 40176D550, 40176D568, 40176D576
  International Dividend Strategy Portfolio, 050 CMVPZX 02/25/21 $9.9625 $9.8282 $0.4309 4.33% 01/04/21 04/05/22 MVP050 40176E384, 40176E392, 40176E400, 40176E418

Theme/Sector

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Financials Portfolio, 016 CFINPX 02/25/21 $13.5099 $13.1884 $0.2214 1.64% 10/07/20 10/07/22 FIN016 40176C628, 40176C636, 40176C644, 40176C651
  Health Care Portfolio, 030 CHCREX 02/25/21 $9.5546 $9.3418 $0.0966 1.01% 01/14/21 01/17/23 DHS030 40176E541, 40176E558, 40176E566, 40176E574
  Kensho New Horizons Portfolio, 009 CKSPIX 02/25/21 $10.2898 $10.0568 $0.0481 0.47% 12/09/20 12/09/22 KSPC009 40176E269, 40176E277, 40176E285, 40176E293
  NDR Precious Metals & Miners Portfolio, 019 CPMMSX 02/25/21 $9.7411 $9.5232 $0.0086 0.09% 10/07/20 10/07/22 PMMP019 40176C461, 40176C479, 40176C487, 40176C495
  REIT Portfolio, 024 CGRTYX 02/25/21 $9.9019 $9.6796 $0.3384 3.42% 02/08/21 02/08/23 GRET024 40176W186, 40176W194, 40176W202, 40176W210
  Technological Innovation Portfolio, 016 CATEPX 02/25/21 $11.6859 $11.4145 $0.0364 0.31% 09/17/20 09/19/22 ATEC016 40176C222, 40176C230, 40176C248, 40176C255
  Technology Portfolio, 028 CTECCX 02/25/21 $11.6660 $11.3952 $0.0491 0.42% 10/19/20 10/19/22 DTS028 40176C826, 40176C834, 40176C842, 40176C859
  Tekla Medical Science Innovation Portfolio, 001 CTMEAX 02/25/21 $10.8226 $10.5750 $0.0200 0.19% 11/19/20 11/21/22 TMED001 40176D741, 40176D758, 40176D766, 40176D774
  Utilities Portfolio, 033 COPUIX 02/25/21 $9.6652 $9.4494 $0.3087 3.19% 01/14/21 01/17/23 DUS033 40176E624, 40176E632, 40176E640, 40176E657

Multi-Asset

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Balanced Income Builder Portfolio, 034 CGBIIX 02/25/21 $10.3696 $10.1344 $0.3425 3.30% 01/19/21 01/19/23 GBIB034 40176E582, 40176E590, 40176E608, 40176E616
  Core Four 60/40 Retirement Portfolio, 014 CCFONX 02/25/21 $9.9189 $9.7854 $0.2445 2.46% 02/19/21 05/20/22 CFOR014 40176W228, 40176W236, 40176W244, 40176W251
  Diversified Credit Portfolio of ETFs, 018 CDCPRX 02/25/21 $9.7620 $9.5435 $0.3550 3.64% 02/12/21 02/13/23 DCP018 40176W426, 40176W434, 40176W442, 40176W459
  Floating Rate & Dividend Growth Portfolio, 022 CFRDVX 02/25/21 $10.6118 $10.3700 $0.4107 3.87% 11/02/20 11/02/22 FRDG022 40176D386, 40176D394, 40176D402, 40176D410
  Global Balanced Income Builder Portfolio, 016 CGBLPX 02/25/21 $10.5856 $10.3445 $0.3308 3.13% 09/30/20 09/30/22 GBAL016 40175X748, 40175X755, 40175X763, 40175X771
  Total Income Portfolio, 024 CTIPYX 02/25/21 $9.8344 $9.7025 $0.4674 4.75% 02/24/21 05/31/22 TIP024 40176W707, 40176W715, 40176W723, 40176W731

Taxable CEF Income

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Convertible & Income Portfolio of Funds, 033 CECIHX 02/25/21 $12.1838 $11.8987 $0.7146 5.87% 10/02/20 10/03/22 DCEC033 40176C420, 40176C438, 40176C446, 40176C453
  Corporate High Yield & Income Portfolio of CEFs, 039 CEIPKX 02/25/21 $10.0376 $9.8116 $0.7861 7.83% 02/01/21 02/01/23 DCEI039 40176W103, 40176W111, 40176W129, 40176W137
  Covered Call & Income Portfolio of CEFs, 046 CCCIRX 02/25/21 $10.9736 $10.7218 $0.8249 7.52% 10/08/20 10/10/22 COV046 40176C545, 40176C552, 40176C560, 40176C578
  Discount Opportunity Strategy Portfolio of CEFs, 019 CGDOSX 02/25/21 $11.7697 $11.4960 $0.8048 6.84% 10/02/20 10/03/22 GDOS019 40176C388, 40176C396, 40176C404, 40176C412
  Diversified Income Wave Portfolio, 079 CFWANX 02/25/21 $10.3998 $10.2574 $1.0019 9.63% 12/09/20 03/09/22 FWAV079 40176E186, 40176E194, 40176E202, 40176E210
  Equity & Income Portfolio of CEFs, 049 CCEEYX 02/25/21 $10.4598 $10.2222 $0.7163 6.85% 12/04/20 12/05/22 CEEI049 40176D824, 40176D832, 40176D840, 40176D857
  Income & Treasury Limited Duration Portfolio of Funds, 066 CFICNX 02/25/21 $10.0353 $9.8996 $0.5199 5.18% 12/09/20 03/09/22 FICE066 40176E103, 40176E111, 40176E129, 40176E137
  Senior Loan & Income Portfolio of CEFs, 039 CESLMX 02/25/21 $11.2242 $10.9655 $0.8039 7.16% 11/02/20 11/02/22 DCES039 40176D261, 40176D279, 40176D287, 40176D295
  Strategic Income Portfolio, 112 CFSINX 02/25/21 $10.1379 $9.9091 $0.7786 7.68% 01/06/21 01/12/23 FSIP112 40176E426, 40176E434, 40176E442, 40176E459

Municipal CEF

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  California Municipal Portfolio of CEFs, 035 CECAJX 02/25/21 $9.6739 $9.4579 $0.3534 3.65% 12/04/20 12/05/22 DCCA035 40176D782, 40176D790, 40176D808, 40176D816
  National Municipal Portfolio of CEFs, 049 CENMYX 02/25/21 $9.5825 $9.3690 $0.4132 4.31% 02/04/21 02/06/23 DCEN049 40176W384, 40176W392, 40176W400, 40176W418
  New York Municipal Portfolio of CEFs, 035 CENYJX 02/25/21 $10.4351 $10.1981 $0.3967 3.80% 11/02/20 11/02/22 DCNY035 40176D303, 40176D311, 40176D329, 40176D337

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge, if applicable.

2 The "wrap fee" price represents the offer price of one unit of a trust less applicable fee-based CUSIP-related expenses.

The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges, if applicable, accounted for if investors liquidate units.

4 Estimated Annual Income per Unit is computed by dividing the estimated annual income of the underlying bonds by the number of units outstanding. The amount may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, the selling of bonds to pay for the deferred sales charge, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

5 ECR is computed by dividing the estimated net annual interest income per unit by the public offering price.

6 ELTR is calculated using a formula that (i) takes into consideration, and determines and factors in the relative weightings of, the market values, yields (taking into account the amortization of premiums and the accretion of discounts) and estimated retirements of all the bonds in the trust and (ii) takes into account the expenses and sales charge associated with each unit of the trust. Therefore, there is no assurance that the ECR and ELTR will be realized in the future.

7 The Historical Annual Dividend Distribution (HADD) per unit is as of the day prior to trust deposit and subject to change. The HADD per unit is the weighted average of the trailing twelve-month distributions paid by the securities included in the portfolio. The HADD rate is based on the HADD divided by the current offer price and recalculated daily. Both the HADD per unit and the rate shown are reduced to account for the effects of fees and expenses, which will be incurred when investing in the Trust. The HADD per unit and rate will vary due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio. There is no guarantee the issuers of the securities included in the Trust will declare dividends or distributions in the future. The HADD of the securities included in the Trust is for illustrative purposes only and is not indicative of the Trust’s distribution. Due to the negative economic impact across many industries caused by the recent COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of, or cancel entirely, dividends and/or distributions paid in the future. As a result, the HADD figure will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust.

† Anticipated date of deposit. Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of any offer to buy; nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.  

Form 8937 & Appendix (2019)
Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



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Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Europe Limited, GS GAMMA Advisors, LLC, and Guggenheim Partners India Management. Securities offered through Guggenheim Funds Distributors, LLC.

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