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Primary UITs

Taxable Fixed Income

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Estimated Annual Income4 ECR5 ELTR5 Deposit Date Fact Card Prospectus
  Investment Grade Corporate Trust 3-7 Year, 007 CGIGGX 12/09/16 $1,070.05000 $1,049.34000 $1,049.34000 $37.60340 3.51% 2.33% 08/18/16 GIGS007 40171K245, 40171K252
  Short Duration High Yield Trust, 046 CGSYUX 12/09/16 $1,076.39000 $1,044.79000 $1,044.79000 $63.12050 5.86% 4.69% 09/15/16 GSHY046 40171H226, 40171H234
  Investment Grade Corporate Trust 5-8 Year, 001 CIGIAX 12/09/16 $1,040.90000 $1,010.51000 $1,010.51000 $40.01840 3.84% 3.55% 09/22/16 GIGI001 40171L623, 40171L631

U.S. Equity

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Hist. Annual Dividend Dist. 6 Deposit Date Mandatory Maturity Date Fact Card Prospectus
  Blue Chip Growth Portfolio, 012 CBCHLX 12/09/16 $10.19060 $10.08260 $9.83760 $0.12260 11/16/16 11/16/18 BCHP012 40171N389, 40171N397, 40171N405, 40171N413
  Cash Flow Kings Portfolio, 003 CCFKCX 12/09/16 $10.07100 $9.96930 $9.82430 $0.07610 12/07/16 03/07/18 CFK003 40171N827, 40171N835, 40171N843, 40171N850
  Diversified Dividend & Income Portfolio, 024 CDDIYX 12/09/16 $10.36390 $10.36390 $10.01890 $0.22870 09/28/16 09/28/18 DDI024 40171L540, 40171L557, 40171L565, 40171L573
  Dividend Growth Portfolio, 010 CDGPJX 12/09/16 $10.30730 $10.19190 $9.84690 $0.23580 11/23/16 11/23/21 DGP010 40171N629, 40171N637, 40171N645, 40171N652
  Dividend Strength Portfolio, 023 CGROWX 12/09/16 $10.24970 $10.14000 $9.89500 $0.24370 11/23/16 11/26/18 GROW023 40171N660, 40171N678, 40171N686, 40171N694
  Dow 10 Portfolio, 027 CDOWBX 12/09/16 $10.43100 $10.31830 $10.17330 $0.31180 10/03/16 01/03/18 DDP027 40171L748, 40171L755, 40171L763, 40171L771
  Dow Jones Value Dividend Focus Portfolio, 026 CRBDAX 12/09/16 $11.08280 $10.95090 $10.80590 $0.35010 09/16/16 12/15/17 RBPD026 40171L425, 40171L433, 40171L441, 40171L458
  Enhanced Quality 16 Strategy Portfolio, 005 CEQSEX 12/09/16 $10.72520 $10.60400 $10.45900 $0.14470 10/06/16 01/08/18 EQST005 40171M100, 40171M118, 40171M126, 40171M134
  Equity Best Ideas 2016-2 (AVAILABLE THROUGH BAIRD ADVISORS ONLY), 002 CBBEBX 12/09/16 $10.50630 $10.38970 $10.20970 $0.14610 10/18/16 04/18/18 BBEI002 40171M381, 40171M399, 40171M407, 40171M415
  Flaherty & Crumrine Preferred Portfolio, 041 CPREPX 12/09/16 $9.70410 $9.61580 $9.37080 $0.52980 11/17/16 11/19/18 PREF041 40171M845, 40171M852, 40171M860, 40171M878
  Large-Cap Core Portfolio, 029 CACEDX 12/09/16 $10.31810 $10.20560 $9.96060 $0.15700 12/02/16 12/03/18 LCAP029 40171N702, 40171N710, 40171N728, 40171N736
  Multinational Titans Portfolio, 011 CMNTKX 12/09/16 $10.83740 $10.70410 $10.45910 $0.18040 10/19/16 10/19/18 MNTP011 40171M506, 40171M514, 40171M522, 40171M530
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 005 CACTEX 12/09/16 $10.44770 $10.33490 $10.18990 $0.24250 10/24/16 01/26/18 ACTS005 40171M662, 40171M670, 40171M688, 40171M696
  SMid Dividend Strength Portfolio, 006 CSMDFX 12/09/16 $11.56390 $11.40200 $11.15700 $0.24930 09/14/16 09/14/18 SMDS006 40171L300, 40171L318, 40171L326, 40171L334
  UBS Opportunistic Equity Income List: Equity Advisory Group 2016-4 (AVAILABLE THROUGH UBS ADVISORS ONLY), 007 CUBCGX 12/09/16 $10.00000 $9.90000 $9.75500 $0.28590 12/09/16 03/09/18 UCAM007 40171U144, 40171U151, 40171U169, 40171U177
  Undervalued Top Picks Portfolio, 011 CUVAKX 12/09/16 $10.45950 $10.34550 $10.20050 $0.15560 11/22/16 02/23/18 UVAL011 40171N587, 40171N595, 40171N603, 40171N611
  US 50 Dividend Strategy Portfolio, 010 CUFTJX 12/09/16 $11.00880 $10.87890 $10.73390 $0.56590 10/24/16 01/25/18 UFTY010 40171M704, 40171M712, 40171M720, 40171M738
  US Capital Strength Portfolio, 012 CUCALX 12/09/16 $10.27480 $10.16380 $9.91880 $0.15760 11/16/16 11/16/18 UCAP012 40171N462, 40171N470, 40171N488, 40171N496
  US High Dividend Strategy Portfolio (2-Year), 010 CTUHJX 12/09/16 $10.52920 $10.40810 $10.16310 $0.37100 08/17/16 08/17/18 TUHD010 40171H523, 40171H531, 40171H549, 40171H556
  US High Dividend Strategy Portfolio , 022 CUSHVX 12/09/16 $10.98960 $10.85990 $10.71490 $0.39880 10/17/16 01/18/18 USHD022 40171M340, 40171M357, 40171M365, 40171M373
  US Low Volatility Strategy Portfolio, 017 CULOQX 12/09/16 $10.33770 $10.22810 $10.08310 $0.21090 11/01/16 02/01/18 ULOW017 40171M803, 40171M811, 40171M829, 40171M837
  US SMID High Dividend Portfolio , 022 CSMHVX 12/09/16 $11.67410 $11.52470 $11.37970 $0.50620 10/17/16 01/18/18 SMHD022 40171M308, 40171M316, 40171M324, 40171M332

International/Global

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Hist. Annual Dividend Dist. 6 Deposit Date Mandatory Maturity Date Fact Card Prospectus
  Emerging Markets Dividend Strategy Portfolio, 020 CGEMTX 12/09/16 $10.29350 $10.18440 $10.03940 $0.33350 11/22/16 02/23/18 GEMD020 40171N546, 40171N553, 40171N561, 40171N579
  European Capital Strength Portfolio, 012 CECPLX 12/09/16 $10.17340 $10.06660 $9.82160 $0.00000 11/16/16 11/16/18 ECAP012 40171N504, 40171N512, 40171N520, 40171N538
  European High Dividend Portfolio, 006 CEUHFX 12/09/16 $10.72270 $10.59400 $10.34900 $0.36350 06/15/16 06/15/18 EUHD006 40171J842, 40171J859, 40171J867, 40171J875
  Global 100 Dividend Strategy Portfolio, 008 CGONHX 12/09/16 $10.48870 $10.37440 $10.22940 $0.46340 09/16/16 12/15/17 GONE008 40171L383, 40171L391, 40171L409, 40171L417
  International Dividend Strategy Portfolio, 033 CMVPHX 12/09/16 $10.17060 $10.06580 $9.92080 $0.42200 10/03/16 01/03/18 MVP033 40171L789, 40171L797, 40171L805, 40171L813
  Quality Dividend Strategy Portfolio, 018 CTPLRX 12/09/16 $10.63260 $10.51350 $10.36850 $0.39510 10/03/16 01/03/18 TPLA018 40171L821, 40171L839, 40171L847, 40171L854
  S&P Global Dividend Aristocrats Select 25 Strategy Portfolio, 001 CGACAX 12/09/16 $10.11420 $10.01100 $9.86600 $0.34590 10/06/16 01/08/18 GACT001 40171L581, 40171L599, 40171L607, 40171L615

Theme/Sector

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Hist. Annual Dividend Dist. 6 Deposit Date Mandatory Maturity Date Fact Card Prospectus
  BDC Scorecard Portfolio, 005 CBDCEX 12/09/16 $10.26000 $10.15230 $10.00730 $0.93170 09/16/16 12/15/17 BDCS005 40171L342, 40171L359, 40171L367, 40171L375
  Energy Portfolio, 021 CENPUX 12/09/16 $11.48260 $11.32410 $11.07910 $0.22230 07/15/16 07/13/18 DES021 40171K542, 40171K559, 40171K567, 40171K575
  Financials Portfolio, 007 CFINGX 12/09/16 $12.19990 $12.01320 $11.76820 $0.19740 10/14/16 10/12/18 FIN007 40171M266, 40171M274, 40171M282, 40171M290
  Global Water Equities Portfolio, 031 CGWEFX 12/09/16 $10.22800 $10.11860 $9.87360 $0.09410 11/16/16 11/16/18 AQUA031 40171N421, 40171N439, 40171N447, 40171N454
  Health Care Portfolio, 021 CHCRUX 12/09/16 $9.02970 $8.96830 $8.72330 $0.08950 07/27/16 07/27/18 DHS021 40171K823, 40171K831, 40171K849, 40171K856
  Infrastructure & MLP Portfolio of CEFs, 028 CCEICX 12/09/16 $10.35820 $10.24430 $9.99930 $0.84950 11/09/16 11/09/18 CEIF028 40171N223, 40171N231, 40171N249, 40171N256
  MLP & Energy Funds Portfolio, 015 CMLPOX 12/09/16 $9.74980 $9.66010 $9.41510 $0.78530 09/28/16 09/28/18 MLP015 40171L508, 40171L516, 40171L524, 40171L532
  Precious Metals & Miners Portfolio, 011 CPMMKX 12/09/16 $8.86980 $8.81480 $8.56980 $0.01510 10/19/16 10/19/18 PMMP011 40171M548, 40171M555, 40171M563, 40171M571
  REIT Portfolio, 015 CGRTOX 12/09/16 $9.82800 $9.73460 $9.48960 $0.39690 10/19/16 10/19/18 GRET015 40171M464, 40171M472, 40171M480, 40171M498
  Rising Rate Defensive Equity Portfolio, 006 CRREFX 12/09/16 $11.75660 $11.58730 $11.34230 $0.07240 10/21/16 10/19/18 RREP006 40171M621, 40171M639, 40171M647, 40171M654
  Technological Innovation Portfolio, 007 CATEGX 12/09/16 $10.02520 $9.92390 $9.67890 $0.04600 09/21/16 09/21/18 ATEC007 40171L466, 40171L474, 40171L482, 40171L490
  Technology Portfolio, 019 CTECSX 12/09/16 $10.40430 $10.28880 $10.04380 $0.09730 10/20/16 10/19/18 DTS019 40171M589, 40171M597, 40171M605, 40171M613
  Utilities Portfolio, 024 COPUYX 12/09/16 $9.45310 $9.37460 $9.12960 $0.27060 07/27/16 07/27/18 DUS024 40171K781, 40171K799, 40171K807, 40171K815

Multi-Asset

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Hist. Annual Dividend Dist. 6 Deposit Date Mandatory Maturity Date Fact Card Prospectus
  Alternative Income Portfolio, 007 CAIPGX 12/09/16 $10.18800 $10.08100 $9.83600 $0.86600 10/14/16 10/12/18 AIP007 40171M225, 40171M233, 40171M241, 40171M258
  Balanced Income Builder Portfolio, 017 CGBIQX 12/09/16 $10.37160 $10.25650 $10.01150 $0.34440 10/19/16 10/19/18 GBIB017 40171M423, 40171M431, 40171M449, 40171M456
  Diversified Credit Portfolio of ETFs, 009 CDCPIX 12/09/16 $9.69320 $9.60500 $9.36000 $0.38380 08/17/16 08/17/18 DCP009 40171H606, 40171H614, 40171H622, 40171H630
  Floating Rate & Dividend Growth Portfolio, 013 CFRDMX 12/09/16 $10.35570 $10.24180 $9.99680 $0.37400 10/31/16 10/31/18 FRDG013 40171M746, 40171M753, 40171M761, 40171M779
  Global Balanced Income Builder Portfolio, 008 CGBLHX 12/09/16 $9.98140 $9.88260 $9.63760 $0.35450 07/27/16 07/27/18 GBAL008 40171K740, 40171K757, 40171K765, 40171K773
  Total Income Portfolio, 008 CTIPHX 12/09/16 $9.90040 $9.80440 $9.55940 $0.53500 08/24/16 08/24/18 TIP008 40171H762, 40171H770, 40171H788, 40171H796
  Zacks Income Advantage Strategy Portfolio (2-Year), 018 CTZIRX 12/09/16 $10.50600 $10.38620 $10.14120 $0.60680 11/15/16 11/15/18 TZIP018 40171N306, 40171N314, 40171N322, 40171N330
  Zacks Income Advantage Strategy Portfolio, 036 CCZIKX 12/09/16 $10.47890 $10.36470 $10.21970 $0.60620 11/15/16 02/15/18 CZIP036 40171N348, 40171N355, 40171N363, 40171N371

Taxable CEF Income

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Hist. Annual Dividend Dist. 6 Deposit Date Mandatory Maturity Date Fact Card Prospectus
  Convertible & Income Portfolio of Funds, 024 CECIYX 12/09/16 $10.01850 $9.91730 $9.67230 $0.84100 10/12/16 10/12/18 DCEC024 40171M183, 40171M191, 40171M209, 40171M217
  Corporate High Yield & Income Portfolio of CEFs, 030 CEIPBX 12/09/16 $10.02210 $9.92090 $9.67590 $0.83640 08/10/16 08/10/18 DCEI030 40171H325, 40171H333, 40171H341, 40171H358
  Covered Call & Income Portfolio of CEFs, 037 CCCIIX 12/09/16 $10.11640 $10.01220 $9.76720 $0.86000 06/08/16 06/08/18 COV037 40171J602, 40171J610, 40171J628, 40171J636
  Discount Opportunity Strategy Portfolio of CEFs, 010 CGDOJX 12/09/16 $10.29960 $10.18730 $9.94230 $0.83280 06/15/16 06/15/18 GDOS010 40171K104, 40171K112, 40171K120, 40171K138
  Diversified Income Wave Portfolio, 063 CFWAWX 12/09/16 $9.95620 $9.85760 $9.71260 $1.01010 12/07/16 03/07/18 FWAV063 40171N785, 40171N793, 40171N801, 40171N819
  Equity & Income Portfolio of CEFs, 040 CCEEOX 12/09/16 $9.81910 $9.72580 $9.48080 $0.76760 06/08/16 06/08/18 CEEI040 40171J560, 40171J578, 40171J586, 40171J594
  Income & Treasury Limited Duration Portfolio of Funds, 050 CFICWX 12/09/16 $9.96720 $9.86850 $9.72350 $0.58410 12/07/16 03/07/18 FICE050 40171N744, 40171N751, 40171N769, 40171N777
  Senior Loan & Income Portfolio of CEFs, 030 CESLDX 12/09/16 $10.40240 $10.28690 $10.04190 $0.65640 11/09/16 11/09/18 DCES030 40171N264, 40171N272, 40171N280, 40171N298
  Strategic Income Portfolio, 095 CFSIVX 12/09/16 $9.92890 $9.83060 $9.68560 $0.85370 10/07/16 01/09/18 FSIP095 40171M142, 40171M159, 40171M167, 40171M175

Municipal CEF

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Bid2 Liquidation3 Hist. Annual Dividend Dist. 6 Deposit Date Mandatory Maturity Date Fact Card Prospectus
  California Municipal Portfolio of CEFs, 020 CECATX 12/09/16 $9.89220 $9.79620 $9.55120 $0.49840 12/07/16 12/07/18 DCCA020 40171U102, 40171U110, 40171U128, 40171U136
  National Municipal Portfolio of CEFs, 032 CENMGX 12/09/16 $9.50290 $9.42210 $9.17710 $0.52800 11/02/16 11/02/18 DCEN032 40171N108, 40171N116, 40171N124, 40171N132
  New Jersey Municipal Portfolio of CEFs, 018 CENJRX 12/09/16 $8.70580 $8.65700 $8.41200 $0.45870 07/13/16 07/13/18 DCNJ018 40171K500, 40171K518, 40171K526, 40171K534
  New York Municipal Portfolio of CEFs, 026 CENYAX 12/09/16 $9.46670 $9.38810 $9.14310 $0.45430 11/02/16 11/02/18 DCNY026 40171N140, 40171N157, 40171N165, 40171N173

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge, if applicable.

2 The "bid" price represents the net asset value of one unit of a trust excluding deferred sales charge, if applicable.

3 The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges, if applicable, accounted for if investors liquidate units.

4 Estimated Annual Income per Unit is computed by dividing the estimated annual income of the underlying bonds by the number of units outstanding. The amount may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, the selling of bonds to pay for the deferred sales charge, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

5 ECR is computed by dividing the estimated net annual interest income per unit by the public offering price. ELTR is calculated using a formula that (i) takes into consideration, and determines and factors in the relative weightings of, the market values, yields (taking into account the amortization of premiums and the accretion of discounts) and estimated retirements of all the bonds in the trust and (ii) takes into account the expenses and sales charge associated with each unit of the trust. Therefore, there is no assurance that the ECR and ELTR will be realized in the future.

6 The Historical Annual Dividend Distribution is as of date of deposit. The amount of distributions of the Trust may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

† Anticipated date of deposit. Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of any offer to buy; nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.

Form 8937 & Appendix (2015)



Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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