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Primary UITs

Taxable Fixed Income

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Wrap Fee Price2 Liquidation3 Estimated
Annual
Income4
ECR5 ELTR6 ECR (Wrap Fee) ELTR (Wrap Fee) Deposit Date Fact Card Prospectus
  Investment Grade Corporate Trust 3-7 Year, 016 CGIGQX 01/31/23 $1,010.07 $996.43 $990.50 $41.99 4.16% 4.27% 4.21% 4.61% 01/18/23 GIGS016 40177P388, 40177P396

U.S. Equity

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Blue Chip Dividend Portfolio, 010 CBCDJX 01/31/23 $10.4337 $10.1968 $0.2837 2.72% 11/16/22 11/18/24 BCDV010 40177M427, 40177M435, 40177M443, 40177M450
  Blue Chip Growth Portfolio, 036 CBCHKX 01/31/23 $10.6604 $10.4172 $0.0964 0.90% 11/16/22 11/18/24 BCHP036 40177M468, 40177M476, 40177M484, 40177M492
  Blue Chip Multinationals Portfolio, 023 CMNTWX 01/31/23 $9.9199 $9.6971 $0.1249 1.26% 08/10/22 08/12/24 MNTP023 40177K264, 40177K272, 40177K280, 40177K298
  Blue Chip Value Portfolio, 005 CBCVEX 01/31/23 $9.9759 $9.7516 $0.2104 2.11% 08/17/22 08/19/24 BCVA005 40177K421, 40177K439, 40177K447, 40177K454
  Diversified Dividend & Income Portfolio, 037 CDDILX 01/31/23 $10.4129 $10.1765 $0.2405 2.31% 09/08/22 09/09/24 DDI037 40177J721, 40177J739, 40177J747, 40177J754
  Dividend Growth Portfolio, 022 CDGPVX 01/31/23 $10.2336 $9.8794 $0.2426 2.37% 08/24/22 08/24/27 DGP022 40177K629, 40177K637, 40177K645, 40177K652
  Dividend Strength Portfolio, 048 CGROWX 01/31/23 $10.0579 $9.8313 $0.2418 2.40% 11/28/22 11/29/24 GROW048 40177M740, 40177M757, 40177M765, 40177M773
  Dow 10 Portfolio, 052 CDOWBX 01/31/23 $9.6418 $9.5134 $0.3698 3.84% 01/12/23 04/05/24 DDP052 40177N102, 40177N110, 40177N128, 40177N136
  Dow 50 Growth Portfolio, 021 CSUSUX 01/31/23 $10.3606 $10.2189 $0.0043 0.04% 11/18/22 02/22/24 SUST021 40177M625, 40177M633, 40177M641, 40177M658
  Dow 50 Value Dividend Portfolio, 051 CRBDAX 01/31/23 $10.7936 $10.6439 $0.4924 4.56% 12/19/22 03/18/24 RBPD051 40171A809, 40171A817, 40171A825, 40171A833
  Flaherty & Crumrine Preferred Portfolio, 056 CPREFX 01/31/23 $9.4524 $9.2425 $0.5196 5.50% 08/10/22 08/12/24 PREF056 40177K181, 40177K199, 40177K207, 40177K215
  Large-Cap Core Portfolio, 042 CACEQX 01/31/23 $10.2253 $9.9941 $0.126 1.23% 08/29/22 08/29/24 LCAP042 40177K702, 40177K710, 40177K728, 40177K736
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 030 CACTEX 01/31/23 $10.1348 $9.9973 $0.1981 1.95% 01/25/23 04/29/24 ACTS030 40177N342, 40177N359, 40177N367, 40177N375
  SMid Dividend Strength Portfolio, 019 CSMDSX 01/31/23 $10.2567 $10.0246 $0.2359 2.30% 01/23/23 01/23/25 SMDS019 40177N268, 40177N276, 40177N284, 40177N292
  US 50 Dividend Strategy Portfolio, 035 CUFTJX 01/31/23 $10.1968 $10.0582 $0.5987 5.87% 01/25/23 04/29/24 UFTY035 40177N383, 40177N391, 40177N409, 40177N417
  US Capital Strength Portfolio, 025 CUCAYZ 01/31/23 $10.5020 $10.2632 $0.1255 1.20% 11/16/22 11/18/24 UCAP025 40177M500, 40177M518, 40177M526, 40177M534
  US High Dividend Strategy Portfolio, 047 CUSHVX 01/31/23 $10.2467 $10.1071 $0.4447 4.34% 01/23/23 04/22/24 USHD047 40177N300, 40177N318, 40177N326, 40177N334
  US Low Volatility Strategy Portfolio, 041 CULOPX 01/31/23 $10.2028 $10.0640 $0.2015 1.97% 11/02/22 02/05/24 ULOW041 40177M302, 40177M310, 40177M328, 40177M336

International/Global

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  abrdn Blue Chip International Portfolio, 003 CBCICX 01/31/23 $10.7923 $10.5455 $0.1182 1.10% 11/21/22 11/21/24 ABCI003 40177M666, 40177M674, 40177M682, 40177M690
  Emerging Markets Dividend Strategy Portfolio, 041 CGEMPX 01/31/23 $10.2934 $10.0603 $0.7827 7.60% 01/12/23 01/13/25 GEMD041 40177M807, 40177M815, 40177M823, 40177M831
  European Capital Strength Portfolio, 025 CECPZX 01/31/23 $10.9747 $10.7229 $0.2676 2.44% 11/16/22 11/18/24 ECAP025 40177M542, 40177M559, 40177M567, 40177M575

Theme/Sector

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  ARK Early Stage Disruptors Portfolio, 004 CARKDX 01/31/23 $10.5499 $10.3098 $0 0.00% 11/03/22 11/04/24 ARKD004 40177M385, 40177M393, 40177M401, 40177M419
  Consumer Innovation Portfolio, 004 CCNSDX 01/31/23 $10.4325 $10.1956 $0.0638 0.61% 09/19/22 09/19/24 CNSR004 40177L189, 40177L197, 40177L205, 40177L213
  Energy Innovation Portfolio, 002 CGEIBX 01/31/23 $10.4006 $10.1646 $0.1533 1.47% 08/10/22 08/12/24 EIP002 40177K306, 40177K314, 40177K322, 40177K330
  Financials Portfolio, 020 CFINTX 01/31/23 $11.4366 $11.1721 $0.2431 2.13% 10/07/22 10/07/24 FIN020 40177L502, 40177L510, 40177L528, 40177L536
  Health Care Portfolio, 034 CHCRIX 01/31/23 $10.0593 $9.8327 $0.0923 0.92% 01/17/23 01/17/25 DHS034 40177N144, 40177N151, 40177N169, 40177N177
  NDR Precious Metals & Miners Portfolio, 023 CPMMWX 01/31/23 $12.3629 $12.0729 $0.1789 1.45% 10/07/22 10/07/24 PMMP023 40177L544, 40177L551, 40177L569, 40177L577
  REIT Portfolio, 027 CGRTBX 01/31/23 $9.2059 $9.0027 $0.3937 4.28% 08/10/22 08/12/24 GRET027 40177K348, 40177K355, 40177K363, 40177K371
  Technological Innovation Portfolio, 020 CATETX 01/31/23 $10.4283 $10.1915 $0.056 0.54% 09/19/22 09/19/24 ATEC020 40177L106, 40177L114, 40177L122, 40177L130
  Technology Portfolio, 032 CTECGX 01/31/23 $10.8792 $10.6300 $0.0817 0.75% 10/25/22 10/25/24 DTS032 40177L742, 40177L759, 40177L767, 40177L775
  Tekla Medical Science Innovation Portfolio, 005 CTMEEX 01/31/23 $10.3329 $10.0987 $0 0.00% 11/21/22 11/21/24 TMED005 40177M708, 40177M716, 40177M724, 40177M732
  Utilities Portfolio, 037 COPUMX 01/31/23 $9.7828 $9.5638 $0.2713 2.77% 01/17/23 01/17/25 DUS037 40177N185, 40177N193, 40177N201, 40177N219

Multi-Asset

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Balanced Income Builder Portfolio, 042 CGBIQX 01/31/23 $10.1819 $9.9519 $0.4162 4.09% 01/19/23 01/21/25 GBIB042 40177N227, 40177N235, 40177N243, 40177N250
  Core Four 60/40 Retirement Portfolio, 021 CCFOUX 01/31/23 $10.4501 $10.3068 $0.3092 2.96% 11/18/22 02/22/24 CFOR021 40177M583, 40177M591, 40177M609, 40177M617
  Diversified Credit Portfolio of ETFs, 021 CDCPUX 01/31/23 $9.8321 $9.6117 $0.3716 3.78% 08/17/22 08/19/24 DCP021 40177K587, 40177K595, 40177K603, 40177K611
  Floating Rate & Dividend Growth Portfolio, 027 CFRDBX 01/31/23 $10.5295 $10.2899 $0.4189 3.98% 11/02/22 11/04/24 FRDG027 40177M344, 40177M351, 40177M369, 40177M377
  Global Balanced Income Builder Portfolio, 020 CGBLTX 01/31/23 $11.1683 $10.9112 $0.4496 4.03% 09/30/22 09/27/24 GBAL020 40177L221, 40177L239, 40177L247, 40177L254
  Total Income Portfolio, 028 CTIPCX 01/31/23 $10.1857 $9.9556 $0.5527 5.43% 08/29/22 08/29/24 TIP028 40177K785, 40177K793, 40177K801, 40177K819

Taxable CEF Income

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Convertible & Income Portfolio of Funds, 038 CECIMX 01/31/23 $10.7523 $10.5066 $0.8484 7.89% 10/03/22 10/03/24 DCEC038 40177L262, 40177L270, 40177L288, 40177L296
  Corporate High Yield & Income Portfolio of CEFs, 043 CEIPOX 01/31/23 $10.9731 $10.7213 $1.0362 9.44% 10/03/22 10/03/24 DCEI043 40177M146, 40177M153, 40177M161, 40177M179
  Covered Call & Income Portfolio of CEFs, 051 CCCIWX 01/31/23 $10.8328 $10.5849 $0.8841 8.16% 10/07/22 10/07/24 COV051 40177L585, 40177L593, 40177L601, 40177L619
  Discount Opportunity Strategy Portfolio of CEFs, 024 CGDOYX 01/31/23 $10.8821 $10.6328 $0.7453 6.85% 10/03/22 10/03/24 GDOS024 40177L304, 40177L312, 40177L320, 40177L338
  Diversified Income Wave Portfolio, 087 CFWAVX 01/31/23 $10.6392 $10.4924 $1.1273 10.60% 11/02/22 02/02/24 FWAV087 40177M229, 40177M237, 40177M245, 40177M252
  Equity & Income Portfolio of CEFs, 053 CCEECX 01/31/23 $10.0206 $9.7950 $0.8233 8.22% 12/05/22 12/05/24 CEEI053 40171A676, 40171A684, 40171A692, 40171A718
  Income & Treasury Limited Duration Portfolio of Funds, 074 CFICVX 01/31/23 $10.3235 $10.1825 $0.6435 6.23% 12/09/22 03/11/24 FICE074 40171A767, 40171A775, 40171A783, 40171A791
  Senior Loan & Income Portfolio of CEFs, 044 CESLRX 01/31/23 $10.4117 $10.1754 $0.8497 8.16% 10/03/22 10/03/24 DCES044 40177M187, 40177M195, 40177M203, 40177M211
  Strategic Income Portfolio, 117 CFSISX 01/31/23 $10.1879 $9.9577 $0.9158 8.99% 01/12/23 01/13/25 FSIP117 40177M849, 40177M856, 40177M864, 40177M872

Municipal CEF

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  California Municipal Portfolio of CEFs, 043 CECARX 01/31/23 $9.7904 $9.5712 $0.4693 4.79% 12/05/22 12/05/24 DCCA043 40171A726, 40171A734, 40171A742, 40171A759
  National Municipal Portfolio of CEFs, 056 CENMFX 01/31/23 $11.1306 $10.8745 $0.5451 4.90% 11/02/22 11/04/24 DCEN056 40177M260, 40177M278, 40177M286, 40177M294
  New York Municipal Portfolio of CEFs, 039 CENYNX 01/31/23 $9.3175 $9.1113 $0.4505 4.83% 08/03/22 08/05/24 DCNY039 40177H428, 40177H436, 40177H444, 40177H451

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge, if applicable.

2 The "wrap fee" price represents the offer price of one unit of a trust less applicable fee-based CUSIP-related expenses.

The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges, if applicable, accounted for if investors liquidate units.

4 Estimated Annual Income represents the principal amount of the underlying bonds held in the Trust and does not take into account the impact of the sale of bonds to pay expenses of the trust.

5 ECR is computed by dividing the estimated net annual interest income per unit by the public offering price.

6 ELTR is calculated using a formula that (i) takes into consideration, and determines and factors in the relative weightings of, the market values, yields (taking into account the amortization of premiums and the accretion of discounts) and estimated retirements of all the bonds in the trust and (ii) takes into account the expenses and sales charge associated with each unit of the trust. Therefore, there is no assurance that the ECR and ELTR will be realized in the future.

7 The Historical Annual Dividend Distribution (HADD) per unit is as of the day prior to trust deposit and subject to change. The HADD per unit is the weighted average of the trailing twelve-month distributions paid by the securities included in the portfolio. The HADD rate is based on the HADD divided by the current offer price and recalculated daily. Both the HADD per unit and the rate shown are reduced to account for the effects of fees and expenses, which will be incurred when investing in the Trust. The HADD per unit and rate will vary due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio. There is no guarantee the issuers of the securities included in the Trust will declare dividends or distributions in the future. The HADD of the securities included in the Trust is for illustrative purposes only and is not indicative of the Trust’s distribution. Due to the negative economic impact across many industries caused by the recent COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of, or cancel entirely, dividends and/or distributions paid in the future. As a result, the HADD figure will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust.

† Anticipated date of deposit. Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of any offer to buy; nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.  

Form 8937 & Appendix (2021)
Form 8937 & Appendix (2019)
Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



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Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Advisors, LLC, Guggenheim Partners Europe Limited, Guggenheim Partners Japan Limited, GS GAMMA Advisors, LLC, and Guggenheim Partners India Management. Securities offered through Guggenheim Funds Distributors, LLC.

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