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Primary UITs

U.S. Equity

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Blue Chip Dividend Portfolio, 005 CBCDEX 10/20/21 $10.1142 $9.8861 $0.2492 2.46% 08/17/21 08/17/23 BCDV005 40177B140, 40177B157, 40177B165, 40177B173
  Blue Chip Growth Portfolio, 031 CBCHFX 10/20/21 $10.1065 $9.8786 $0.0941 0.93% 08/17/21 08/17/23 BCHP031 40177B181, 40177B199, 40177B207, 40177B215
  Blue Chip Multinationals Portfolio, 021 CMNTUX 10/20/21 $9.9494 $9.7258 $0.1298 1.30% 08/17/21 08/17/23 MNTP021 40177B223, 40177B231, 40177B249, 40177B256
  Blue Chip Value Portfolio, 003 CBCVCX 10/20/21 $10.3946 $10.1587 $0.1697 1.63% 08/17/21 08/17/23 BCVA003 40177B108, 40177B116, 40177B124, 40177B132
  Diversified Dividend & Income Portfolio, 035 CDDIJX 10/20/21 $10.1372 $9.9084 $0.2298 2.27% 09/07/21 09/07/23 DDI035 40177B546, 40177B553, 40177B561, 40177B579
  Dividend Growth Portfolio, 020 CDGPTX 10/20/21 $10.3261 $9.9682 $0.2103 2.04% 08/19/21 08/19/26 DGP020 40177B348, 40177B355, 40177B363, 40177B371
  Dividend Strength Portfolio, 043 CGRORX 10/20/21 $10.0802 $9.8530 $0.2453 2.43% 08/23/21 08/23/23 GROW043 40177B421, 40177B439, 40177B447, 40177B454
  Dow 10 Portfolio, 047 CDOWVX 10/20/21 $10.1979 $10.0592 $0.3465 3.40% 10/04/21 01/13/23 DDP047 40171A148, 40171A155, 40171A163, 40171A171
  Dow 50 Growth Portfolio, 016 CSUSPX 10/20/21 $10.3147 $10.1739 $0.0000 0.00% 08/17/21 11/18/22 SUST016 40177B264, 40177B272, 40177B280, 40177B298
  Dow 50 Value Dividend Portfolio, 046 CRBDUX 10/20/21 $10.5346 $10.3897 $0.3503 3.33% 09/17/21 12/19/22 RBPD046 40177B702, 40177B710, 40177B728, 40177B736
  Flaherty & Crumrine Preferred Portfolio, 054 CPREDX 10/20/21 $9.9389 $9.7156 $0.4569 4.60% 09/29/21 09/29/23 PREF054 40171A627, 40171A635, 40171A643, 40171A650
  Large-Cap Core Portfolio, 040 CACEOX 10/20/21 $10.2076 $9.9769 $0.1243 1.22% 08/19/21 08/21/23 LCAP040 40177B389, 40177B397, 40177B405, 40177B413
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 024 CACTYX 10/20/21 $9.8209 $9.6892 $0.1999 2.04% 07/27/21 10/25/22 ACTS024 40177A464, 40177A472, 40177A480, 40177A498
  SMid Dividend Strength Portfolio, 016 CSMDPX 10/20/21 $10.6939 $10.4498 $0.2428 2.27% 07/22/21 07/24/23 SMDS016 40177A423, 40177A431, 40177A449, 40177A456
  US 50 Dividend Strategy Portfolio, 029 CUFTDX 10/20/21 $10.1537 $10.0159 $0.4532 4.46% 07/27/21 10/25/22 UFTY029 40177A506, 40177A514, 40177A522, 40177A530
  US Capital Strength Portfolio, 022 CUCAVX 10/20/21 $10.7745 $10.5282 $0.0938 0.87% 05/17/21 05/17/23 UCAP022 40176Y349, 40176Y356, 40176Y364, 40176Y372
  US High Dividend Strategy Portfolio, 042 CUSHQX 10/20/21 $10.1130 $9.9759 $0.4118 4.07% 10/18/21 01/23/23 USHD042 40171A387, 40171A395, 40171A403, 40171A411
  US Low Volatility Strategy Portfolio, 036 CULOKX 10/20/21 $10.1893 $10.0508 $0.1775 1.74% 08/02/21 11/02/22 ULOW036 40177A662, 40177A670, 40177A688, 40177A696

International/Global

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Emerging Markets Dividend Strategy Portfolio, 038 CGEMMX 10/20/21 $9.8739 $9.6524 $0.4156 4.21% 07/06/21 07/06/23 GEMD038 40177A225, 40177A233, 40177A241, 40177A258
  European Capital Strength Portfolio, 022 CECPVX 10/20/21 $10.2414 $10.0098 $0.0916 0.89% 05/17/21 05/17/23 ECAP022 40176Y422, 40176Y430, 40176Y448, 40176Y455

Theme/Sector

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  ARK Early Stage Disruptors Portfolio, 001 CARKAX 10/20/21 $9.8359 $9.6154 $0.0000 0.00% 08/03/21 08/03/23 ARKD001 40177A704, 40177A712, 40177A720, 40177A738
  Consumer Innovation Portfolio, 002 CCNSBX 10/20/21 $10.2622 $10.0300 $0.0226 0.22% 09/24/21 09/25/23 CNSR002 40177B744, 40177B751, 40177B769, 40177B777
  Financials Portfolio, 018 CFINRX 10/20/21 $10.4462 $10.2089 $0.1582 1.51% 10/05/21 10/05/23 FIN018 40171A304, 40171A312, 40171A320, 40171A338
  Health Care Portfolio, 031 CHCRFX 10/20/21 $9.9601 $9.7362 $0.0958 0.96% 07/15/21 07/17/23 DHS031 40177A340, 40177A357, 40177A365, 40177A373
  Kensho Space Exploration & Innovation Portfolio, 010 CKSPJX 10/20/21 $9.1965 $8.9936 $0.0321 0.35% 06/14/21 06/14/23 KSPC010 40176Y828, 40176Y836, 40176Y844, 40176Y851
  NDR Precious Metals & Miners Portfolio, 021 CPMMUX 10/20/21 $10.0424 $9.8162 $0.0951 0.95% 10/18/21 10/18/23 PMMP021 40171A429, 40171A437, 40171A445, 40171A452
  REIT Portfolio, 025 CGRTZX 10/20/21 $10.1700 $9.9403 $0.3272 3.22% 08/09/21 08/09/23 GRET025 40177A787, 40177A795, 40177A803, 40177A811
  Technological Innovation Portfolio, 018 CATERX 10/20/21 $10.1174 $9.8892 $0.0573 0.57% 09/15/21 09/15/23 ATEC018 40177B660, 40177B678, 40177B686, 40177B694
  Technology Portfolio, 029 CTECDX 10/20/21 $10.6882 $10.4443 $0.0505 0.47% 04/22/21 04/24/23 DTS029 40176X648, 40176X655, 40176X663, 40176X671
  Tekla Medical Science Innovation Portfolio, 002 CTMEBX 10/20/21 $10.4322 $10.1953 $0.0000 0.00% 05/17/21 05/17/23 TMED002 40176Y380, 40176Y398, 40176Y406, 40176Y414
  Utilities Portfolio, 034 COPUJX 10/20/21 $10.1774 $9.9475 $0.2831 2.78% 07/15/21 07/17/23 DUS034 40177A266, 40177A274, 40177A282, 40177A290

Multi-Asset

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Balanced Income Builder Portfolio, 037 CGBILX 10/20/21 $10.0521 $9.8257 $0.3473 3.45% 10/18/21 10/18/23 GBIB037 40171A346, 40171A353, 40171A361, 40171A379
  Core Four 60/40 Retirement Portfolio, 016 CCFOPX 10/20/21 $10.0217 $9.8863 $0.2303 2.30% 08/17/21 11/18/22 CFOR016 40177B306, 40177B314, 40177B322, 40177B330
  Diversified Credit Portfolio of ETFs, 019 CDCPSX 10/20/21 $9.8716 $9.6501 $0.2957 3.00% 08/12/21 08/14/23 DCP019 40177A829, 40177A837, 40177A845, 40177A852
  Floating Rate & Dividend Growth Portfolio, 023 CFRDWX 10/20/21 $10.4005 $10.1645 $0.3443 3.31% 04/29/21 05/01/23 FRDG023 40176X762, 40176X770, 40176X788, 40176X796
  Global Balanced Income Builder Portfolio, 018 CGBLRX 10/20/21 $10.1863 $9.9562 $0.3341 3.28% 09/30/21 09/29/23 GBAL018 40177B785, 40177B793, 40177B801, 40177B819
  Total Income Portfolio, 026 CTIPAX 10/20/21 $10.0968 $9.8691 $0.4626 4.58% 08/27/21 08/28/23 TIP026 40177B462, 40177B470, 40177B488, 40177B496

Taxable CEF Income

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Convertible & Income Portfolio of Funds, 035 CECIJX 10/20/21 $10.4702 $10.2323 $0.5881 5.62% 10/04/21 10/04/23 DCEC035 40171A106, 40171A114, 40171A122, 40171A130
  Corporate High Yield & Income Portfolio of CEFs, 040 CEIPLX 10/20/21 $10.1517 $9.9225 $0.7148 7.04% 08/02/21 08/02/23 DCEI040 40177A621, 40177A639, 40177A647, 40177A654
  Covered Call & Income Portfolio of CEFs, 048 CCCITX 10/20/21 $10.3090 $10.0755 $0.7050 6.84% 10/05/21 10/05/23 COV048 40171A221, 40171A239, 40171A247, 40171A254
  Discount Opportunity Strategy Portfolio of CEFs, 021 CGDOUX 10/20/21 $10.3892 $10.1535 $0.5449 5.24% 10/05/21 10/05/23 GDOS021 40171A262, 40171A270, 40171A288, 40171A296
  Diversified Income Wave Portfolio, 082 CFWAQX 10/20/21 $9.8474 $9.7152 $0.8399 8.53% 09/09/21 12/09/22 FWAV082 40177B629, 40177B637, 40177B645, 40177B652
  Equity & Income Portfolio of CEFs, 050 CCEEZX 10/20/21 $10.0457 $9.8194 $0.6270 6.24% 06/07/21 06/07/23 CEEI050 40176Y620, 40176Y638, 40176Y646, 40176Y653
  Income & Treasury Limited Duration Portfolio of Funds, 069 CFICQX 10/20/21 $9.8813 $9.7485 $0.4587 4.64% 09/09/21 12/09/22 FICE069 40177B587, 40177B595, 40177B603, 40177B611
  Senior Loan & Income Portfolio of CEFs, 040 CESLNX 10/20/21 $10.4640 $10.2262 $0.6044 5.78% 05/03/21 05/03/23 DCES040 40176Y141, 40176Y158, 40176Y166, 40176Y174
  Strategic Income Portfolio, 113 CFSIOX 10/20/21 $9.8993 $9.6771 $0.7246 7.32% 07/06/21 07/06/23 FSIP113 40177A142, 40177A159, 40177A167, 40177A175

Municipal CEF

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  California Municipal Portfolio of CEFs, 038 CECAMX 10/20/21 $9.6241 $9.4094 $0.3484 3.62% 09/07/21 09/07/23 DCCA038 40177B504, 40177B512, 40177B520, 40177B538
  National Municipal Portfolio of CEFs, 051 CENMAX 10/20/21 $9.5137 $9.3021 $0.3978 4.18% 08/09/21 08/09/23 DCEN051 40177A746, 40177A753, 40177A761, 40177A779
  New York Municipal Portfolio of CEFs, 036 CENYKX 10/20/21 $9.5953 $9.3814 $0.3740 3.90% 05/03/21 05/03/23 DCNY036 40176Y182, 40176Y190, 40176Y208, 40176Y216

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge, if applicable.

2 The "wrap fee" price represents the offer price of one unit of a trust less applicable fee-based CUSIP-related expenses.

The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges, if applicable, accounted for if investors liquidate units.

4 Estimated Annual Income per Unit is computed by dividing the estimated annual income of the underlying bonds by the number of units outstanding. The amount may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, the selling of bonds to pay for the deferred sales charge, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

5 ECR is computed by dividing the estimated net annual interest income per unit by the public offering price.

6 ELTR is calculated using a formula that (i) takes into consideration, and determines and factors in the relative weightings of, the market values, yields (taking into account the amortization of premiums and the accretion of discounts) and estimated retirements of all the bonds in the trust and (ii) takes into account the expenses and sales charge associated with each unit of the trust. Therefore, there is no assurance that the ECR and ELTR will be realized in the future.

7 The Historical Annual Dividend Distribution (HADD) per unit is as of the day prior to trust deposit and subject to change. The HADD per unit is the weighted average of the trailing twelve-month distributions paid by the securities included in the portfolio. The HADD rate is based on the HADD divided by the current offer price and recalculated daily. Both the HADD per unit and the rate shown are reduced to account for the effects of fees and expenses, which will be incurred when investing in the Trust. The HADD per unit and rate will vary due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio. There is no guarantee the issuers of the securities included in the Trust will declare dividends or distributions in the future. The HADD of the securities included in the Trust is for illustrative purposes only and is not indicative of the Trust’s distribution. Due to the negative economic impact across many industries caused by the recent COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of, or cancel entirely, dividends and/or distributions paid in the future. As a result, the HADD figure will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust.

† Anticipated date of deposit. Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of any offer to buy; nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.  

Form 8937 & Appendix (2019)
Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



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Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Europe Limited, Guggenheim Partners Fund Management (Europe) Limited, Guggenheim Partners Japan Limited, GS GAMMA Advisors, LLC, and Guggenheim Partners India Management. Securities offered through Guggenheim Funds Distributors, LLC.

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