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U.S. Equity

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Blue Chip Dividend Portfolio, 001 CBCDAX 09/25/20 $10.4243 $10.1876 $0.2843 2.73% 05/28/20 05/31/22 BCDV001 40176A663, 40176A671, 40176A689, 40176A697
  Blue Chip Growth Portfolio, 027 CBCHBX 09/25/20 $9.9348 $9.7116 $0.0890 0.90% 08/17/20 08/17/22 BCHP027 40175X508, 40175X516, 40175X524, 40175X532
  Blue Chip Value Portfolio, 001 CBCVAX 09/25/20 $9.7026 $9.4858 $0.2395 2.47% 08/17/20 08/17/22 BCVA001 40176C149, 40176C156, 40176C164, 40176C172
  Diversified Dividend & Income Portfolio, 033 CDDIHX 09/25/20 $9.8020 $9.5824 $0.2559 2.61% 09/08/20 09/08/22 DDI033 40176C180, 40176C198, 40176C206, 40176C214
  Dividend Growth Portfolio, 018 CDGPRX 09/25/20 $9.6608 $9.3292 $0.2363 2.45% 08/18/20 08/18/25 DGP018 40175X425, 40175X433, 40175X441, 40175X458
  Dividend Strength Portfolio, 039 CGRONX 09/25/20 $9.6707 $9.4548 $0.2297 2.38% 08/24/20 08/24/22 GROW039 40175X466, 40175X474, 40175X482, 40175X490
  Dow 10 Portfolio, 042 CDOWQX 09/25/20 $9.8988 $9.7657 $0.4510 4.56% 07/06/20 10/04/21 DDP042 40176B265, 40176B273, 40176B281, 40176B299
  Dow Jones Sustainable Growth Portfolio, 012 CSUSLX 09/25/20 $9.6937 $9.5644 $0.0216 0.22% 08/17/20 11/18/21 SUST012 40175X383, 40175X391, 40175X409, 40175X417
  Dow Jones Value Dividend Focus Portfolio, 042 CRBDQX 09/25/20 $9.6525 $9.5239 $0.4308 4.46% 09/17/20 12/17/21 RBPD042 40175X664, 40175X672, 40175X680, 40175X698
  Flaherty & Crumrine Preferred Portfolio, 050 CPREZX 09/25/20 $10.4331 $10.1962 $0.5408 5.18% 05/06/20 05/06/22 PREF050 40175Y183, 40175Y191, 40175Y209, 40175Y217
  Large-Cap Core Portfolio, 038 CACEMX 09/25/20 $9.6081 $9.3939 $0.1578 1.64% 08/27/20 08/29/22 LCAP038 40175X540, 40175X557, 40175X565, 40175X573
  Multinational Titans Portfolio, 019 CMNTSX 09/25/20 $9.8102 $9.5904 $0.1603 1.63% 08/10/20 08/10/22 MNTP019 40175X268, 40175X276, 40175X284, 40175X292
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 020 CACTTX 09/25/20 $10.4457 $10.3025 $0.2599 2.49% 06/16/20 10/25/21 ACTS020 40176B745, 40176B752, 40176B760, 40176B778
  SMid Dividend Strength Portfolio, 014 CSMDNX 09/25/20 $9.7419 $9.5240 $0.2497 2.56% 07/20/20 07/20/22 SMDS014 40176B703, 40176B711, 40176B729, 40176B737
  US 50 Dividend Strategy Portfolio, 025 CUFTZX 09/25/20 $9.7936 $9.6624 $0.6516 6.65% 07/27/20 10/25/21 UFTY025 40176B786, 40176B794, 40176B802, 40176B810
  US Capital Strength Portfolio, 020 CUCATX 09/25/20 $11.0493 $10.7954 $0.1365 1.24% 05/18/20 05/18/22 UCAP020 40176A424, 40176A432, 40176A440, 40176A457
  US High Dividend Strategy Portfolio, 037 CUSHLX 09/25/20 $10.2261 $10.0869 $0.5038 4.93% 06/24/20 10/18/21 USHD037 40176B620, 40176B638, 40176B646, 40176B653
  US Low Volatility Strategy Portfolio, 032 CULOGX 09/25/20 $9.9831 $9.8484 $0.1717 1.72% 08/03/20 11/02/21 ULOW032 40176C107, 40176C115, 40176C123, 40176C131
  US SMID High Dividend Portfolio, 037 CSMHLX 09/25/20 $9.8637 $9.7312 $0.4791 4.86% 07/20/20 10/18/21 SMHD037 40176B588, 40176B596, 40176B604, 40176B612

International/Global

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Emerging Markets Dividend Strategy Portfolio, 035 CGEMJX 09/25/20 $9.8075 $9.6761 $0.4000 4.08% 07/09/20 10/11/21 GEMD035 40176B380, 40176B398, 40176B406, 40176B414
  European Capital Strength Portfolio, 020 CECPTX 09/25/20 $10.9125 $10.6624 $0.0950 0.87% 05/18/20 05/18/22 ECAP020 40176A465, 40176A473, 40176A481, 40176A499
  Global 100 Dividend Strategy Portfolio, 024 CGONYX 09/25/20 $9.5960 $9.4685 $0.5073 5.29% 09/17/20 12/17/21 GONE024 40176C347, 40176C354, 40176C362, 40176C370
  International Dividend Strategy Portfolio, 048 CMVPWX 09/25/20 $9.9835 $9.8488 $0.4646 4.65% 07/06/20 10/04/21 MVP048 40176B349, 40176B356, 40176B364, 40176B372

Theme/Sector

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Alerian Energy Infrastructure & MLP Capital Strength Portfolio, 011 CAMIKX 09/25/20 $9.0294 $8.9124 $0.7179 7.95% 07/08/20 10/08/21 AMII011 40176B661, 40176B679, 40176B687, 40176B695
  BDC Scorecard Portfolio, 021 CBDCUX 09/25/20 $9.8527 $9.7204 $1.0283 10.44% 09/17/20 12/17/21 BDCS021 40175X706, 40175X714, 40175X722, 40175X730
  Financials Portfolio, 015 CFINOX 09/25/20 $9.8538 $9.6328 $0.2486 2.52% 04/09/20 04/11/22 FIN015 40176A101, 40176A119, 40176A127, 40176A135
  Health Care Portfolio, 029 CHCRDX 09/25/20 $9.9779 $9.7535 $0.1242 1.24% 07/13/20 07/13/22 DHS029 40176B463, 40176B471, 40176B489, 40176B497
  Kensho New Horizons Portfolio, 008 CKSPHX 09/25/20 $9.5962 $9.4687 $0.0626 0.65% 09/14/20 12/14/21 KSPC008 40175X789, 40175X797, 40175X805, 40175X813
  NDR Precious Metals & Miners Portfolio, 018 CPMMRX 09/25/20 $13.4610 $13.1408 $0.0000 0.00% 04/09/20 04/11/22 PMMP018 40175Y423, 40175Y431, 40175Y449, 40175Y456
  REIT Portfolio, 023 CGRTWX 09/25/20 $9.2462 $9.0419 $0.3267 3.53% 08/10/20 08/10/22 GRET023 40175X227, 40175X235, 40175X243, 40175X250
  Technological Innovation Portfolio, 016 CATEPX 09/25/20 $9.9980 $9.7731 $0.0364 0.36% 09/17/20 09/19/22 ATEC016 40176C222, 40176C230, 40176C248, 40176C255
  Technology Portfolio, 027 CTECBX 09/25/20 $12.5679 $12.2723 $0.0913 0.73% 04/20/20 04/20/22 DTS027 40175Y506, 40175Y514, 40175Y522, 40175Y530
  Utilities Portfolio, 032 COPUHX 09/25/20 $9.8338 $9.6134 $0.3116 3.17% 07/13/20 07/13/22 DUS032 40176B505, 40176B513, 40176B521, 40176B539

Multi-Asset

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Balanced Income Builder Portfolio, 032 CGBIGX 09/25/20 $10.0051 $9.7800 $0.3796 3.79% 07/20/20 07/20/22 GBIB032 40176B547, 40176B554, 40176B562, 40176B570
  Core Four 60/40 Retirement Portfolio, 012 CCFOLX 09/25/20 $9.7411 $9.6109 $0.2603 2.67% 08/17/20 11/18/21 CFOR012 40175X300, 40175X318, 40175X326, 40175X334
  Diversified Credit Portfolio of ETFs, 017 CDCPQX 09/25/20 $9.8610 $9.6398 $0.3555 3.61% 08/17/20 08/17/22 DCP017 40175X342, 40175X359, 40175X367, 40175X375
  Floating Rate & Dividend Growth Portfolio, 021 CFRDUX 09/25/20 $10.9092 $10.6592 $0.4787 4.39% 04/30/20 05/02/22 FRDG021 40175Y621, 40175Y639, 40175Y647, 40175Y654
  Global Balanced Income Builder Portfolio, 015 CGBLOX 09/25/20 $11.0395 $10.7859 $0.4185 3.79% 03/30/20 03/30/22 GBAL015 40175Y100, 40175Y118, 40175Y126, 40175Y134
  Total Income Portfolio, 022 CTIPVX 09/25/20 $9.5524 $9.4257 $0.5900 6.18% 08/27/20 11/29/21 TIP022 40175X581, 40175X599, 40175X607, 40175X615
  Zacks Income Advantage Strategy Portfolio, 051 CCZIAX 09/25/20 $9.7220 $9.5921 $0.8366 8.61% 07/13/20 10/13/21 CZIP051 40176B422, 40176B430, 40176B448, 40176B455

Taxable CEF Income

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Convertible & Income Portfolio of Funds, 032 CECIGX 09/25/20 $12.3532 $12.0635 $0.9604 7.77% 04/08/20 04/08/22 DCEC032 40175Y340, 40175Y357, 40175Y365, 40175Y373
  Corporate High Yield & Income Portfolio of CEFs, 038 CEIPJX 09/25/20 $9.9841 $9.7595 $0.9145 9.16% 08/03/20 08/03/22 DCEI038 40175X185, 40175X193, 40175X201, 40175X219
  Covered Call & Income Portfolio of CEFs, 045 CCCIQX 09/25/20 $10.4800 $10.2418 $0.9350 8.92% 04/08/20 04/08/22 COV045 40175Y845, 40175Y852, 40175Y860, 40175Y878
  Discount Opportunity Strategy Portfolio of CEFs, 018 CGDORX 09/25/20 $11.6711 $11.4001 $0.6844 5.86% 04/06/20 04/06/22 GDOS018 40175Y803, 40175Y811, 40175Y829, 40175Y837
  Diversified Income Wave Portfolio, 078 CFWAMX 09/25/20 $9.6557 $9.5271 $1.0537 10.91% 09/09/20 12/09/21 FWAV078 40175X623, 40175X631, 40175X649, 40175X656
  Equity & Income Portfolio of CEFs, 048 CCEEWX 09/25/20 $9.5037 $9.2923 $0.8031 8.45% 06/05/20 06/06/22 CEEI048 40176A705, 40176A713, 40176A721, 40176A739
  Income & Treasury Limited Duration Portfolio of Funds, 065 CFICMX 09/25/20 $9.8796 $9.7468 $0.5911 5.98% 09/09/20 12/09/21 FICE065 40176C305, 40176C313, 40176C321, 40176C339
  Senior Loan & Income Portfolio of CEFs, 038 CESLLX 09/25/20 $11.2409 $10.9818 $0.9584 8.53% 05/04/20 05/04/22 DCES038 40176A309, 40176A317, 40176A325, 40176A333
  Strategic Income Portfolio, 110 CFSILX 09/25/20 $10.0913 $9.9546 $0.8653 8.57% 07/06/20 10/07/21 FSIP110 40176B307, 40176B315, 40176B323, 40176B331

Municipal CEF

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  California Municipal Portfolio of CEFs, 034 CECAIX 09/25/20 $9.9752 $9.7509 $0.3556 3.56% 09/08/20 09/08/22 DCCA034 40176C263, 40176C271, 40176C289, 40176C297
  National Municipal Portfolio of CEFs, 047 CENMVX 09/25/20 $9.5693 $9.3561 $0.3988 4.17% 08/03/20 08/03/22 DCEN047 40175X144, 40175X151, 40175X169, 40175X177
  New York Municipal Portfolio of CEFs, 034 CENYIX 09/25/20 $10.7251 $10.4802 $0.4088 3.81% 05/04/20 05/04/22 DCNY034 40176A341, 40176A358, 40176A366, 40176A374

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge, if applicable.

2 The "wrap fee" price represents the offer price of one unit of a trust less applicable fee-based CUSIP-related expenses.

The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges, if applicable, accounted for if investors liquidate units.

4 Estimated Annual Income per Unit is computed by dividing the estimated annual income of the underlying bonds by the number of units outstanding. The amount may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, the selling of bonds to pay for the deferred sales charge, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

5 ECR is computed by dividing the estimated net annual interest income per unit by the public offering price.

6 ELTR is calculated using a formula that (i) takes into consideration, and determines and factors in the relative weightings of, the market values, yields (taking into account the amortization of premiums and the accretion of discounts) and estimated retirements of all the bonds in the trust and (ii) takes into account the expenses and sales charge associated with each unit of the trust. Therefore, there is no assurance that the ECR and ELTR will be realized in the future.

7 The Historical Annual Dividend Distribution (HADD) per unit is as of the day prior to trust deposit and subject to change. The HADD per unit is the weighted average of the trailing twelve-month distributions paid by the securities included in the portfolio. The HADD rate is based on the HADD divided by the current offer price and recalculated daily. Both the HADD per unit and the rate shown are reduced to account for the effects of fees and expenses, which will be incurred when investing in the Trust. The HADD per unit and rate will vary due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio. There is no guarantee the issuers of the securities included in the Trust will declare dividends or distributions in the future. The HADD of the securities included in the Trust is for illustrative purposes only and is not indicative of the Trust’s distribution. Due to the negative economic impact across many industries caused by the recent COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of, or cancel entirely, dividends and/or distributions paid in the future. As a result, the HADD figure will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust.

† Anticipated date of deposit. Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of any offer to buy; nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.  

Form 8937 & Appendix (2019)
Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Europe Limited, GS GAMMA Advisors, LLC, and Guggenheim Partners India Management. Securities offered through Guggenheim Funds Distributors, LLC.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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