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Primary UITs

U.S. Equity

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Blue Chip Growth Portfolio, 025 CBCHZX 04/06/20 $8.4886 $8.3052 $0.0827 02/20/20 02/22/22 BCHP025 40175G141, 40175G158, 40175G166, 40175G174
  Diversified Dividend & Income Portfolio, 032 CDDIGX 04/06/20 $8.7844 $8.5928 $0.2370 03/05/20 03/07/22 DDI032 40175G463, 40175G471, 40175G489, 40175G497
  Dividend Growth Portfolio, 017 CDGPQX 04/06/20 $7.5592 $7.3106 $0.2108 02/18/20 02/18/25 DGP017 40175F804, 40175F812, 40175F820, 40175F838
  Dividend Strength Portfolio, 037 CGROLX 04/06/20 $8.7954 $8.6035 $0.2278 02/26/20 02/28/22 GROW037 40175G265, 40175G273, 40175G281, 40175G299
  Dow 10 Portfolio, 041 CDOWPX 04/06/20 $10.2797 $10.1395 $0.5082 04/03/20 07/06/21 DDP041 40175Y225, 40175Y233, 40175Y241, 40175Y258
  Dow Jones Sustainable Growth Portfolio, 010 CSUSJX 04/06/20 $7.5754 $7.4853 $0.0020 02/19/20 05/20/21 SUST010 40175G109, 40175G117, 40175G125, 40175G133
  Dow Jones Value Dividend Focus Portfolio, 040 CRBDOX 04/06/20 $11.0898 $10.9346 $0.5413 03/16/20 06/17/21 RBPD040 40175G703, 40175G711, 40175G729, 40175G737
  Flaherty & Crumrine Preferred Portfolio, 049 CPREYX 04/06/20 $8.2706 $8.0932 $0.4990 10/03/19 10/04/21 PREF049 40175E229, 40175E237, 40175E245, 40175E252
  Large-Cap Core Portfolio, 037 CACELX 04/06/20 $9.1881 $8.9854 $0.1640 02/28/20 02/28/22 LCAP037 40175G349, 40175G356, 40175G364, 40175G372
  ML Top Picks for 2020 (AVAILABLE THROUGH MERRILL LYNCH ADVISORS ONLY), 008 CMPIHX 04/06/20 $7.4321 $7.3446 $0.1627 02/18/20 04/21/21 MPIX008 40175X102, 40175X110
  Multinational Titans Portfolio, 018 CMNTRX 04/06/20 $7.9623 $7.7933 $0.1643 02/07/20 02/07/22 MNTP018 40175F689, 40175F697, 40175F705, 40175F713
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 018 CACTRX 04/06/20 $7.9380 $7.8411 $0.2250 01/23/20 04/27/21 ACTS018 40175F341, 40175F358, 40175F366, 40175F374
  SMid Dividend Strength Portfolio, 013 CSMDMX 04/06/20 $7.0561 $6.9121 $0.2047 01/21/20 01/21/22 SMDS013 40175F309, 40175F317, 40175F325, 40175F333
  UBS Opportunistic Equity Income: 2020-1 (AVAILABLE THROUGH UBS ADVISORS ONLY), 020 CUBCTX 04/06/20 $9.1863 $9.0664 $0.3320 03/11/20 06/11/21 UCAM020 40175G588, 40175G596, 40175G604, 40175G612
  US 50 Dividend Strategy Portfolio, 023 CUFTWX 04/06/20 $6.2340 $6.1687 $0.5806 01/23/20 04/27/21 UFTY023 40175F382, 40175F390, 40175F408, 40175F416
  US Capital Strength Portfolio, 019 CUCASX 04/06/20 $8.6529 $8.4649 $0.1443 11/15/19 11/15/21 UCAP019 40175D387, 40175D395, 40175D403, 40175D411
  US High Dividend Strategy Portfolio, 035 CUSHJX 04/06/20 $7.1237 $7.0419 $0.3758 01/21/20 04/20/21 USHD035 40175F267, 40175F275, 40175F283, 40175F291
  US Low Volatility Strategy Portfolio, 030 CULOEX 04/06/20 $8.0651 $7.9659 $0.2008 02/03/20 05/03/21 ULOW030 40175F564, 40175F572, 40175F580, 40175F598
  US SMID High Dividend Portfolio, 035 CSMHJX 04/06/20 $6.1346 $6.0711 $0.3472 01/21/20 04/20/21 SMHD035 40175F226, 40175F234, 40175F242, 40175F259

International/Global

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Emerging Markets Dividend Strategy Portfolio, 033 CGEMHX 04/06/20 $7.1029 $7.0215 $0.4069 02/20/20 05/26/21 GEMD033 40175G182, 40175G190, 40175G208, 40175G216
  European Capital Strength Portfolio, 019 CECPSX 04/06/20 $7.8764 $7.7098 $0.1768 11/15/19 11/15/21 ECAP019 40175D460, 40175D478, 40175D486, 40175D494
  Global 100 Dividend Strategy Portfolio, 022 CGONVX 04/06/20 $10.5680 $10.4225 $0.8213 03/16/20 06/17/21 GONE022 40175G745, 40175G752, 40175G760, 40175G778
  International Dividend Strategy Portfolio, 047 CMVPVX 04/06/20 $10.2883 $10.1480 $0.6267 04/03/20 07/06/21 MVP047 40175Y266, 40175Y274, 40175Y282, 40175Y290

Theme/Sector

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Alerian Energy Infrastructure & MLP Capital Strength Portfolio, 009 CAMIIX 04/06/20 $5.0214 $4.9785 $0.6071 01/07/20 04/08/21 AMII009 40175F101, 40175F119, 40175F127, 40175F135
  BDC Scorecard Portfolio, 019 CBDCSX 04/06/20 $8.4316 $8.3256 $1.0314 03/16/20 06/17/21 BDCS019 40175G786, 40175G794, 40175G802, 40175G810
  Financials Portfolio, 014 CFINNX 04/06/20 $6.9893 $6.8471 $0.1797 11/27/19 11/29/21 FIN014 40175E104, 40175E112, 40175E120, 40175E138
  Health Care Portfolio, 028 CHCRCX 04/06/20 $8.9009 $8.7061 $0.0955 01/13/20 01/13/22 DHS028 40175F143, 40175F150, 40175F168, 40175F176
  Infrastructure & MLP Portfolio of CEFs, 041 CCEIPX 04/06/20 $4.4804 $4.4072 $0.8868 02/03/20 02/03/22 CEIF041 40175F606, 40175F614, 40175F622, 40175F630
  Kensho New Horizons Portfolio, 006 CKSPFX 04/06/20 $11.0633 $10.9086 $0.0674 03/12/20 06/14/21 KSPC006 40175G620, 40175G638, 40175G646, 40175G653
  MLP/Midstream & Energy Portfolio, 027 CMLPBX 04/06/20 $3.2352 $3.1962 $0.9139 12/23/19 12/23/21 MLP027 40175E708, 40175E716, 40175E724, 40175E732
  NDR Precious Metals & Miners Portfolio, 017 CPMMQX 04/06/20 $8.7477 $8.5571 $0.0000 09/20/19 10/20/21 PMMP017 40175B225, 40175B233, 40175B241, 40175B258
  NDR Rising Rate Defensive Equity Portfolio, 013 CRREMX 04/06/20 $7.6241 $7.4644 $0.0646 10/25/19 10/25/21 RREP013 40175D106, 40175D114, 40175D122, 40175D130
  REIT Portfolio, 022 CGRTVX 04/06/20 $6.6923 $6.5583 $0.3970 02/07/20 02/07/22 GRET022 40175F648, 40175F655, 40175F663, 40175F671
  Technological Innovation Portfolio, 015 CATEOX 04/06/20 $11.7493 $11.4762 $0.0451 03/16/20 03/16/22 ATEC015 40175G661, 40175G679, 40175G687, 40175G695
  Technology Portfolio, 026 CTECAX 04/06/20 $9.3988 $9.1903 $0.0755 10/25/19 10/25/21 DTS026 40175B829, 40175B837, 40175B845, 40175B852
  Utilities Portfolio, 031 COPUGX 04/06/20 $8.4582 $8.2756 $0.2680 01/13/20 01/13/22 DUS031 40175F184, 40175F192, 40175F200, 40175F218

Multi-Asset

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Alternative Income Portfolio, 014 CAIPNX 04/06/20 $4.2513 $4.1844 $0.7754 10/08/19 10/08/21 AIP014 40175B589, 40175B597, 40175B605, 40175B613
  Balanced Income Builder Portfolio, 030 CGBIEX 04/06/20 $8.3524 $8.1727 $0.3475 01/27/20 01/27/22 GBIB030 40175F424, 40175F432, 40175F440, 40175F457
  Core Four 60/40 Retirement Portfolio, 010 CCFOJX 04/06/20 $8.5099 $8.4025 $0.2561 02/19/20 05/20/21 CFOR010 40175F846, 40175F853, 40175F861, 40175F879
  Diversified Credit Portfolio of ETFs, 016 CDCPPX 04/06/20 $9.2750 $9.0699 $0.3254 02/14/20 02/14/22 DCP016 40175F762, 40175F770, 40175F788, 40175F796
  Floating Rate & Dividend Growth Portfolio, 020 CFRDTX 04/06/20 $8.4691 $8.2862 $0.4081 10/29/19 10/29/21 FRDG020 40175D148, 40175D155, 40175D163, 40175D171
  Global Balanced Income Builder Portfolio, 015 CGBLOX 04/06/20 $10.0913 $9.8638 $0.4185 03/30/20 03/30/22 GBAL015 40175Y100, 40175Y118, 40175Y126, 40175Y134
  Total Income Portfolio, 020 CTIPTX 04/06/20 $7.0075 $6.9279 $0.5064 02/24/20 05/28/21 TIP020 40175G224, 40175G232, 40175G240, 40175G257
  Zacks Income Advantage Strategy Portfolio, 049 CCZIYX 04/06/20 $5.4995 $5.4478 $0.6474 02/18/20 05/17/21 CZIP049 40175F721, 40175F739, 40175F747, 40175F754

Taxable CEF Income

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Convertible & Income Portfolio of Funds, 031 CECIFX 04/06/20 $7.7749 $7.6111 $0.8098 10/03/19 10/04/21 DCEC031 40175B464, 40175B472, 40175B480, 40175B498
  Corporate High Yield & Income Portfolio of CEFs, 037 CEIPIX 04/06/20 $6.7958 $6.6589 $0.7609 02/03/20 02/03/22 DCEI037 40175F481, 40175F499, 40175F507, 40175F515
  Covered Call & Income Portfolio of CEFs, 044 CCCIPX 04/06/20 $7.4770 $7.3214 $0.7323 12/06/19 12/06/21 COV044 40175E385, 40175E393, 40175E401, 40175E419
  Discount Opportunity Strategy Portfolio of CEFs, 018 CGDORX 04/06/20 $10.0000 $9.7750 $0.6844 04/06/20 04/06/22 GDOS018 40175Y803, 40175Y811, 40175Y829, 40175Y837
  Diversified Income Wave Portfolio, 076 CFWAKX 04/06/20 $8.0437 $7.9449 $1.0202 03/09/20 06/08/21 FWAV076 40175G547, 40175G554, 40175G562, 40175G570
  Equity & Income Portfolio of CEFs, 047 CCEEVX 04/06/20 $7.1517 $7.0050 $0.7172 12/06/19 12/06/21 CEEI047 40175E260, 40175E278, 40175E286, 40175E294
  Income & Treasury Limited Duration Portfolio of Funds, 063 CFICKX 04/06/20 $8.6122 $8.5029 $0.5633 03/09/20 06/08/21 FICE063 40175G505, 40175G513, 40175G521, 40175G539
  Senior Loan & Income Portfolio of CEFs, 037 CESLKX 04/06/20 $7.3742 $7.2214 $0.7221 11/04/19 11/04/21 DCES037 40175D221, 40175D239, 40175D247, 40175D254
  Strategic Income Portfolio, 109 CFSIKX 04/06/20 $10.0000 $9.8650 $1.0521 04/06/20 07/06/21 FSIP109 40175Y308, 40175Y316, 40175Y324, 40175Y332

Municipal CEF

CUSIPs Trust NASDAQ
Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. 7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  California Municipal Portfolio of CEFs, 032 CECAGX 04/06/20 $8.7386 $8.5483 $0.3525 03/05/20 03/07/22 DCCA032 40175G422, 40175G430, 40175G448, 40175G455
  National Municipal Portfolio of CEFs, 045 CENMTX 04/06/20 $8.5188 $8.3345 $0.4006 02/03/20 02/03/22 DCEN045 40175F523, 40175F531, 40175F549, 40175F556
  New York Municipal Portfolio of CEFs, 033 CENYHX 04/06/20 $8.6658 $8.4775 $0.3743 11/04/19 11/04/21 DCNY033 40175D262, 40175D270, 40175D288, 40175D296

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge, if applicable.

2 The "wrap fee" price represents the offer price of one unit of a trust less applicable fee-based CUSIP-related expenses.

The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges, if applicable, accounted for if investors liquidate units.

4 Estimated Annual Income per Unit is computed by dividing the estimated annual income of the underlying bonds by the number of units outstanding. The amount may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, the selling of bonds to pay for the deferred sales charge, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

5 ECR is computed by dividing the estimated net annual interest income per unit by the public offering price.

6 ELTR is calculated using a formula that (i) takes into consideration, and determines and factors in the relative weightings of, the market values, yields (taking into account the amortization of premiums and the accretion of discounts) and estimated retirements of all the bonds in the trust and (ii) takes into account the expenses and sales charge associated with each unit of the trust. Therefore, there is no assurance that the ECR and ELTR will be realized in the future.

7 The Historical Annual Dividend Distribution (HADD) is as of the day prior to trust deposit and subject to change. There is no guarantee the issuers of the securities included in the Trust will declare dividends or distributions in the future. The HADD of the securities included in the Trust is for illustrative purposes only and is not indicative of the Trust’s distribution rate. The HADD will vary due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio. The HADD is calculated as the weighted average of the trailing twelve-month distributions paid by the securities included in the portfolio. The HADD is reduced to account for the effects of fees and expenses, which will be incurred when investing in the Trust.

† Anticipated date of deposit. Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of any offer to buy; nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.  

Form 8937 & Appendix (2019)
Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Europe Limited, GS GAMMA Advisors, LLC, and Guggenheim Partners India Management. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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