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Primary UITs

U.S. Equity

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Blue Chip Dividend Portfolio, 004 † CBCDDX $0.0000 $0.0000 $0.2326 0.00% 05/17/21 05/17/23 BCDV004 40176Y265, 40176Y273, 40176Y281, 40176Y299
  Blue Chip Growth Portfolio, 030 † CBCHEX $0.0000 $0.0000 $0.0590 0.00% 05/17/21 05/17/23 BCHP030 40176Y307, 40176Y315, 40176Y323, 40176Y331
  Blue Chip Multinationals Portfolio, 020 CMNTTX 05/14/21 $10.7591 $10.5132 $0.1421 1.32% 02/08/21 02/08/23 MNTP020 40176W269, 40176W277, 40176W285, 40176W293
  Blue Chip Value Portfolio, 002 CBCVBX 05/14/21 $11.3038 $11.0429 $0.2300 2.03% 02/16/21 02/16/23 BCVA002 40176W582, 40176W590, 40176W608, 40176W616
  Diversified Dividend & Income Portfolio, 034 CDDIIX 05/14/21 $10.9543 $10.7031 $0.2249 2.05% 03/08/21 03/08/23 DDI034 40176W749, 40176W756, 40176W764, 40176W772
  Dividend Growth Portfolio, 019 CDGPSX 05/14/21 $11.3115 $10.9147 $0.2305 2.04% 02/19/21 02/19/26 DGP019 40176W301, 40176W319, 40176W327, 40176W335
  Dividend Strength Portfolio, 041 CGROPX 05/14/21 $11.3173 $11.0561 $0.2573 2.27% 02/22/21 02/22/23 GROW041 40176W665, 40176W673, 40176W681, 40176W699
  Dow 10 Portfolio, 045 CDOWTX 05/14/21 $10.3150 $10.1742 $0.3280 3.18% 04/05/21 07/06/22 DDP045 40176X325, 40176X333, 40176X341, 40176X358
  Dow Jones Sustainable Growth Portfolio, 014 CSUSNX 05/14/21 $10.6493 $10.5023 $0.0000 0.00% 02/19/21 05/20/22 SUST014 40176W343, 40176W350, 40176W368, 40176W376
  Dow Jones Value Dividend Focus Portfolio, 044 CRBDSX 05/14/21 $10.7670 $10.6178 $0.2997 2.78% 03/16/21 06/17/22 RBPD044 40176X184, 40176X192, 40176X200, 40176X218
  Flaherty & Crumrine Preferred Portfolio, 052 CPREBX 05/14/21 $9.9817 $9.7572 $0.4863 4.87% 02/04/21 02/06/23 PREF052 40176X267, 40176X275, 40176X283, 40176X291
  Large-Cap Core Portfolio, 039 CACENX 05/14/21 $10.8981 $10.6484 $0.1324 1.21% 02/22/21 02/22/23 LCAP039 40176W624, 40176W632, 40176W640, 40176W657
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 023 CACTWX 05/14/21 $10.3127 $10.1719 $0.1996 1.94% 04/27/21 07/27/22 ACTS023 40176X689, 40176X697, 40176X705, 40176X713
  SMid Dividend Strength Portfolio, 015 CSMDOX 05/14/21 $11.7656 $11.4920 $0.2460 2.09% 01/22/21 01/23/23 SMDS015 40176E665, 40176E673, 40176E681, 40176E699
  US 50 Dividend Strategy Portfolio, 028 CUFTCX 05/14/21 $10.3303 $10.1892 $0.4499 4.36% 04/27/21 07/27/22 UFTY028 40176X721, 40176X739, 40176X747, 40176X754
  US Capital Strength Portfolio, 022 † CUCAVX $0.0000 $0.0000 $0.0094 0.00% 05/17/21 05/17/23 UCAP022 40176Y349, 40176Y356, 40176Y364, 40176Y372
  US High Dividend Strategy Portfolio, 040 CUSHOX 05/14/21 $10.5764 $10.4307 $0.4100 3.88% 04/20/21 07/20/22 USHD040 40176X606, 40176X614, 40176X622, 40176X630
  US Low Volatility Strategy Portfolio, 035 CULOJX 05/14/21 $10.1154 $9.9783 $0.1703 1.68% 05/03/21 08/03/22 ULOW035 40176Y224, 40176Y232, 40176Y240, 40176Y257

International/Global

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Emerging Markets Dividend Strategy Portfolio, 037 CGEMLX 05/14/21 $10.7149 $10.4702 $0.3566 3.33% 01/06/21 01/12/23 GEMD037 40176E467, 40176E475, 40176E483, 40176E491
  European Capital Strength Portfolio, 022 † CECPVX $0.0000 $0.0000 $0.0916 0.00% 05/17/21 05/17/23 ECAP022 40176Y422, 40176Y430, 40176Y448, 40176Y455
  International Dividend Strategy Portfolio, 051 CMVPAX 05/14/21 $10.4140 $10.2713 $0.3684 3.54% 04/05/21 07/06/22 MVP051 40176X366, 40176X374, 40176X382, 40176X390

Theme/Sector

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Consumer Innovation Portfolio, 001 CCNSAX 05/14/21 $10.0538 $9.8273 $0.0218 0.22% 03/25/21 03/27/23 CNSR001 40176X846, 40176X853, 40176X861, 40176X879
  Financials Portfolio, 017 CFINQX 05/14/21 $10.9422 $10.6913 $0.1615 1.48% 04/05/21 04/05/23 FIN017 40176X440, 40176X457, 40176X465, 40176X473
  Health Care Portfolio, 030 CHCREX 05/14/21 $10.1131 $9.8850 $0.0966 0.96% 01/14/21 01/17/23 DHS030 40176E541, 40176E558, 40176E566, 40176E574
  Kensho New Horizons Portfolio, 009 CKSPIX 05/14/21 $10.4056 $10.1694 $0.0481 0.46% 12/09/20 12/09/22 KSPC009 40176E269, 40176E277, 40176E285, 40176E293
  NDR Precious Metals & Miners Portfolio, 020 CPMMTX 05/14/21 $10.0865 $9.8591 $0.0602 0.60% 04/20/21 04/20/23 PMMP020 40176X804, 40176X812, 40176X820, 40176X838
  REIT Portfolio, 024 CGRTYX 05/14/21 $10.6125 $10.3707 $0.3384 3.19% 02/08/21 02/08/23 GRET024 40176W186, 40176W194, 40176W202, 40176W210
  Technological Innovation Portfolio, 017 CATEQX 05/14/21 $9.9097 $9.6872 $0.0587 0.59% 03/15/21 03/15/23 ATEC017 40176X143, 40176X150, 40176X168, 40176X176
  Technology Portfolio, 029 CTECDX 05/14/21 $9.5960 $9.3821 $0.0505 0.53% 04/22/21 04/24/23 DTS029 40176X648, 40176X655, 40176X663, 40176X671
  Tekla Medical Science Innovation Portfolio, 002 † CTMEBX $0.0000 $0.0000 $0.0000 0.00% 05/17/21 05/17/23 TMED002 40176Y380, 40176Y398, 40176Y406, 40176Y414
  Utilities Portfolio, 033 COPUIX 05/14/21 $10.8537 $10.6052 $0.3087 2.84% 01/14/21 01/17/23 DUS033 40176E624, 40176E632, 40176E640, 40176E657

Multi-Asset

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Balanced Income Builder Portfolio, 035 CGBIJX 05/14/21 $10.2828 $10.0500 $0.3439 3.34% 04/20/21 04/20/23 GBIB035 40176X564, 40176X572, 40176X580, 40176X598
  Core Four 60/40 Retirement Portfolio, 014 CCFONX 05/14/21 $10.6066 $10.4604 $0.2445 2.31% 02/19/21 05/20/22 CFOR014 40176W228, 40176W236, 40176W244, 40176W251
  Diversified Credit Portfolio of ETFs, 018 CDCPRX 05/14/21 $9.7950 $9.5756 $0.3550 3.62% 02/12/21 02/13/23 DCP018 40176W426, 40176W434, 40176W442, 40176W459
  Floating Rate & Dividend Growth Portfolio, 023 CFRDWX 05/14/21 $10.1286 $9.9001 $0.3443 3.40% 04/29/21 05/01/23 FRDG023 40176X762, 40176X770, 40176X788, 40176X796
  Global Balanced Income Builder Portfolio, 017 CGBLQX 05/14/21 $10.3147 $10.0810 $0.3105 3.01% 03/30/21 03/30/23 GBAL017 40176X226, 40176X234, 40176X242, 40176X259
  Total Income Portfolio, 024 CTIPYX 05/14/21 $10.5261 $10.3814 $0.4674 4.44% 02/24/21 05/31/22 TIP024 40176W707, 40176W715, 40176W723, 40176W731

Taxable CEF Income

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  Convertible & Income Portfolio of Funds, 034 CECIIX 05/14/21 $9.7198 $9.5025 $0.5710 5.87% 04/05/21 04/05/23 DCEC034 40176X481, 40176X499, 40176X507, 40176X515
  Corporate High Yield & Income Portfolio of CEFs, 039 CEIPKX 05/14/21 $10.5027 $10.2639 $0.7861 7.48% 02/01/21 02/01/23 DCEI039 40176W103, 40176W111, 40176W129, 40176W137
  Covered Call & Income Portfolio of CEFs, 047 CCCISX 05/14/21 $10.1057 $9.8778 $0.6877 6.81% 04/05/21 04/05/23 COV047 40176X523, 40176X531, 40176X549, 40176X556
  Discount Opportunity Strategy Portfolio of CEFs, 020 CGDOTX 05/14/21 $10.3293 $10.0952 $0.6053 5.86% 04/05/21 04/05/23 GDOS020 40176X408, 40176X416, 40176X424, 40176X432
  Diversified Income Wave Portfolio, 080 CFWAOX 05/14/21 $10.3273 $10.1862 $0.9008 8.72% 03/09/21 06/08/22 FWAV080 40176X101, 40176X119, 40176X127, 40176X135
  Equity & Income Portfolio of CEFs, 049 CCEEYX 05/14/21 $11.1996 $10.9416 $0.7163 6.40% 12/04/20 12/05/22 CEEI049 40176D824, 40176D832, 40176D840, 40176D857
  Income & Treasury Limited Duration Portfolio of Funds, 067 CFICOX 05/14/21 $10.0840 $9.9474 $0.4892 4.85% 03/09/21 06/08/22 FICE067 40176W822, 40176W830, 40176W848, 40176W855
  Senior Loan & Income Portfolio of CEFs, 040 CESLNX 05/14/21 $9.9310 $9.7079 $0.6044 6.09% 05/03/21 05/03/23 DCES040 40176Y141, 40176Y158, 40176Y166, 40176Y174
  Strategic Income Portfolio, 112 CFSINX 05/14/21 $10.7104 $10.4659 $0.7786 7.27% 01/06/21 01/12/23 FSIP112 40176E426, 40176E434, 40176E442, 40176E459

Municipal CEF

CUSIPs Trust Ticker
Symbol
Price Date Offer1 Liquidation3 Hist. Annual
Dividend
Dist. Per Unit7
Hist. Annual
Dividend
Dist. Rate7
Deposit Date Mandatory
Maturity
Date
Fact Card Prospectus
  California Municipal Portfolio of CEFs, 036 CECAKX 05/14/21 $10.4085 $10.1723 $0.3658 3.51% 03/08/21 03/08/23 DCCA036 40176W780, 40176W798, 40176W806, 40176W814
  National Municipal Portfolio of CEFs, 050 CENMZX 05/14/21 $9.9593 $9.7354 $0.4028 4.04% 05/03/21 05/03/23 DCEN050 40176Y109, 40176Y117, 40176Y125, 40176Y133
  New York Municipal Portfolio of CEFs, 036 CENYKX 05/14/21 $9.9841 $9.7595 $0.3740 3.75% 05/03/21 05/03/23 DCNY036 40176Y182, 40176Y190, 40176Y208, 40176Y216

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge, if applicable.

2 The "wrap fee" price represents the offer price of one unit of a trust less applicable fee-based CUSIP-related expenses.

The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges, if applicable, accounted for if investors liquidate units.

4 Estimated Annual Income per Unit is computed by dividing the estimated annual income of the underlying bonds by the number of units outstanding. The amount may be lower or greater than the above-stated amount due to certain factors that may include, but are not limited to, the selling of bonds to pay for the deferred sales charge, a change in Trust expenses or the sale or maturity of securities in the portfolio. Fees and expenses of the Trust may vary as a result of a variety of factors including the Trust's size, redemption activity, brokerage and other transaction costs and extraordinary expenses.

5 ECR is computed by dividing the estimated net annual interest income per unit by the public offering price.

6 ELTR is calculated using a formula that (i) takes into consideration, and determines and factors in the relative weightings of, the market values, yields (taking into account the amortization of premiums and the accretion of discounts) and estimated retirements of all the bonds in the trust and (ii) takes into account the expenses and sales charge associated with each unit of the trust. Therefore, there is no assurance that the ECR and ELTR will be realized in the future.

7 The Historical Annual Dividend Distribution (HADD) per unit is as of the day prior to trust deposit and subject to change. The HADD per unit is the weighted average of the trailing twelve-month distributions paid by the securities included in the portfolio. The HADD rate is based on the HADD divided by the current offer price and recalculated daily. Both the HADD per unit and the rate shown are reduced to account for the effects of fees and expenses, which will be incurred when investing in the Trust. The HADD per unit and rate will vary due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio. There is no guarantee the issuers of the securities included in the Trust will declare dividends or distributions in the future. The HADD of the securities included in the Trust is for illustrative purposes only and is not indicative of the Trust’s distribution. Due to the negative economic impact across many industries caused by the recent COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of, or cancel entirely, dividends and/or distributions paid in the future. As a result, the HADD figure will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust.

† Anticipated date of deposit. Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or a solicitation of any offer to buy; nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.  

Form 8937 & Appendix (2019)
Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Europe Limited, Guggenheim Partners Fund Management (Europe) Limited, Guggenheim Partners Japan Limited, GS GAMMA Advisors, LLC, and Guggenheim Partners India Management. Securities offered through Guggenheim Funds Distributors, LLC.

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