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Secondary UITs

Primary Trusts   |   Matured Trusts
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CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Liquidation2 Deposit Date Mandatory Maturity Date
  Advisory Series: Investment Grade Corporate 3-7 Year Trust, 002 CAGIBX 9/30/2020 $0.0000 $927.6100 6/27/2018 5/15/2025 AGIGS002 40173X443
  Advisory Series: Investment Grade Corporate Trust 3-7 Year (FEE-BASED ONLY), 001 CAGIAX 9/30/2020 $0.0000 $884.7900 4/18/2018 3/25/2025 AGIGS001 40173V124
  Alerian Energy Infrastructure & MLP Capital Strength Portfolio, 007 CAMIGX 9/30/2020 $0.0000 $5.1750 7/8/2019 10/8/2020 AMII007 40174K226, 40174K234, 40174K242, 40174K259
  Alerian Energy Infrastructure & MLP Capital Strength Portfolio, 008 CAMIHX 9/30/2020 $0.0000 $5.8405 10/8/2019 1/7/2021 AMII008 40175B548, 40175B555, 40175B563, 40175B571
  Alerian Energy Infrastructure & MLP Capital Strength Portfolio, 009 CAMIIX 9/30/2020 $0.0000 $5.6202 1/7/2020 4/8/2021 AMII009 40175F101, 40175F119, 40175F127, 40175F135
  Alerian Energy Infrastructure & MLP Capital Strength Portfolio, 010 CAMIJX 9/30/2020 $0.0000 $10.5476 4/8/2020 7/8/2021 AMII010 40175Y381, 40175Y399, 40175Y407, 40175Y415
  Alternative Income Portfolio, 012 CAIPLX 9/30/2020 $0.0000 $5.8441 10/12/2018 10/12/2020 AIP012 40174B796, 40174B804, 40174B812, 40174B820
  Alternative Income Portfolio, 013 CAIPMX 9/30/2020 $0.0000 $5.5710 4/15/2019 4/15/2021 AIP013 40174G803, 40174G811, 40174G829, 40174G837
  Alternative Income Portfolio, 014 CAIPNX 9/30/2020 $0.0000 $5.5221 10/8/2019 10/8/2021 AIP014 40175B589, 40175B597, 40175B605, 40175B613
  Balanced Income Builder Portfolio, 025 CGBIZX 9/30/2020 $0.0000 $9.1622 10/19/2018 10/19/2020 GBIB025 40174C265, 40174C273, 40174C281, 40174C299
  Balanced Income Builder Portfolio, 026 CGBIAX 9/30/2020 $0.0000 $9.5767 2/12/2019 4/20/2021 GBIB026 40174E550, 40174E568, 40174E576, 40174E584
  Balanced Income Builder Portfolio, 027 CGBIBX 9/30/2020 $0.0000 $9.3174 4/22/2019 4/22/2021 GBIB027 40174H348, 40174H355, 40174H363, 40174H371
  Balanced Income Builder Portfolio, 028 CGBICX 9/30/2020 $0.0000 $8.8351 7/19/2019 7/19/2021 GBIB028 40174K424, 40174K432, 40174K440, 40174K457
  Balanced Income Builder Portfolio, 029 CGBIDX 9/30/2020 $0.0000 $8.4563 10/18/2019 10/18/2021 GBIB029 40175B704, 40175B712, 40175B720, 40175B738
  Balanced Income Builder Portfolio, 030 CGBIEX 9/30/2020 $0.0000 $8.6496 1/27/2020 1/27/2022 GBIB030 40175F424, 40175F432, 40175F440, 40175F457
  Balanced Income Builder Portfolio, 031 CGBIFX 9/30/2020 $0.0000 $10.4760 4/20/2020 4/20/2022 GBIB031 40175Y589, 40175Y597, 40175Y605, 40175Y613
  BDC Scorecard Portfolio, 017 CBDCQX 9/30/2020 $0.0000 $7.1571 9/17/2019 12/17/2020 BDCS017 40175B100, 40175B118, 40175B126, 40175B134
  BDC Scorecard Portfolio, 018 CBDCRX 9/30/2020 $0.0000 $6.8461 12/17/2019 3/16/2021 BDCS018 40175E666, 40175E674, 40175E682, 40175E690
  BDC Scorecard Portfolio, 019 CBDCSX 9/30/2020 $0.0000 $11.5857 3/16/2020 6/17/2021 BDCS019 40175G786, 40175G794, 40175G802, 40175G810
  BDC Scorecard Portfolio, 020 CBDCTX 9/30/2020 $0.0000 $9.6095 6/17/2020 9/17/2021 BDCS020 40176B224, 40176B232, 40176B240, 40176B257
  Blue Chip Growth Portfolio, 020 CBCHTX 9/30/2020 $0.0000 $13.2010 11/16/2018 11/16/2020 BCHP020 40174C786, 40174C794, 40174C802, 40174C810
  Blue Chip Growth Portfolio, 021 CBCHUX 9/30/2020 $0.0000 $13.0036 2/15/2019 2/16/2021 BCHP021 40174F300, 40174F318, 40174F326, 40174F334
  Blue Chip Growth Portfolio, 022 CBCHVX 9/30/2020 $0.0000 $13.0779 5/15/2019 5/17/2021 BCHP022 40174H629, 40174H637, 40174H645, 40174H652
  Blue Chip Growth Portfolio, 023 CBCHWX 9/30/2020 $0.0000 $12.3799 8/19/2019 8/19/2021 BCHP023 40175A300, 40175A318, 40175A326, 40175A334
  Blue Chip Growth Portfolio, 024 CBCHYX 9/30/2020 $0.0000 $11.9167 11/18/2019 11/18/2021 BCHP024 40175D627, 40175D635, 40175D643, 40175D650
  Blue Chip Growth Portfolio, 025 CBCHZX 9/30/2020 $0.0000 $10.7659 2/20/2020 2/22/2022 BCHP025 40175G141, 40175G158, 40175G166, 40175G174
  Blue Chip Growth Portfolio, 026 CBCHAX 9/30/2020 $0.0000 $11.0545 5/18/2020 5/18/2022 BCHP026 40176A382, 40176A390, 40176A408, 40176A416
  Build America Bonds Trust, 001 CGBAAX 9/30/2020 $0.0000 $401.2300 7/20/2010 7/1/2042 GBAB001 18387Q446, 18387Q453
  Build America Bonds Trust, 002 CGBABX 9/30/2020 $0.0000 $595.1900 8/12/2010 2/1/2042 GBAB002 18387Q503, 18387Q511
  Build America Bonds Trust, 003 CGBACX 9/30/2020 $0.0000 $853.7900 8/20/2010 7/1/2042 GBAB003 18387Q529, 18387Q537
  Build America Bonds Trust, 004 CGBADX 9/30/2020 $0.0000 $600.4600 9/10/2010 8/1/2042 GBAB004 18387R105, 18387R113
  Build America Bonds Trust, 005 CGBAEX 9/30/2020 $0.0000 $840.9800 10/7/2010 7/1/2042 GBAB005 40167C488, 40167C496
  Build America Bonds Trust, 006 CGBAFX 9/30/2020 $0.0000 $669.8900 11/16/2010 7/1/2045 GBAB006 40167C868, 40167C876
  Build America Bonds Trust, 007 CGBAGX 9/30/2020 $0.0000 $544.9000 1/14/2011 1/1/2042 GBAB007 40167R782, 40167R790
  California Municipal Portfolio of CEFs, 027 CECABX 9/30/2020 $0.0000 $10.7518 10/30/2018 12/4/2020 DCCA027 40174C380, 40174C398, 40174C406, 40174C414
  California Municipal Portfolio of CEFs, 028 CECACX 9/30/2020 $0.0000 $10.2587 3/7/2019 3/8/2021 DCCA028 40174G183, 40174G191, 40174G209, 40174G217
  California Municipal Portfolio of CEFs, 029 CECADX 9/30/2020 $0.0000 $9.8841 6/6/2019 6/7/2021 DCCA029 40174J583, 40174J591, 40174J609, 40174J617
  California Municipal Portfolio of CEFs, 030 CECAEX 9/30/2020 $0.0000 $9.3180 9/6/2019 9/7/2021 DCCA030 40175A789, 40175A797, 40175A805, 40175A813
  California Municipal Portfolio of CEFs, 031 CECAFX 9/30/2020 $0.0000 $9.5527 12/6/2019 12/6/2021 DCCA031 40175E344, 40175E351, 40175E369, 40175E377
  California Municipal Portfolio of CEFs, 032 CECAGX 9/30/2020 $0.0000 $9.4077 3/5/2020 3/7/2022 DCCA032 40175G422, 40175G430, 40175G448, 40175G455
  California Municipal Portfolio of CEFs, 033 CECAHX 9/30/2020 $0.0000 $9.9970 6/5/2020 6/6/2022 DCCA033 40176A747, 40176A754, 40176A762, 40176A770
  Convertible & Income Portfolio of Funds, 029 CECIDX 9/30/2020 $0.0000 $9.8670 10/5/2018 10/5/2020 DCEC029 40174B713, 40174B721, 40174B739, 40174B747
  Convertible & Income Portfolio of Funds, 030 CECIEX 9/30/2020 $0.0000 $10.3086 4/4/2019 4/5/2021 DCEC030 40174G688, 40174G696, 40174G704, 40174G712
  Convertible & Income Portfolio of Funds, 031 CECIFX 9/30/2020 $0.0000 $10.4931 10/3/2019 10/4/2021 DCEC031 40175B464, 40175B472, 40175B480, 40175B498
  Core Four 60/40 Retirement Portfolio, 008 CCFOHX 9/30/2020 $0.0000 $10.0315 8/16/2019 11/18/2020 CFOR008 40175A185, 40175A193, 40175A201, 40175A219
  Core Four 60/40 Retirement Portfolio, 009 CCFOIX 9/30/2020 $0.0000 $9.5484 11/18/2019 2/19/2021 CFOR009 40175D544, 40175D551, 40175D569, 40175D577
  Core Four 60/40 Retirement Portfolio, 010 CCFOJX 9/30/2020 $0.0000 $9.4137 2/19/2020 5/20/2021 CFOR010 40175F846, 40175F853, 40175F861, 40175F879
  Core Four 60/40 Retirement Portfolio, 011 CCFOKX 9/30/2020 $0.0000 $10.4438 5/20/2020 8/17/2021 CFOR011 40176A507, 40176A515, 40176A523, 40176A531
  Corporate High Yield & Income Portfolio of CEFs, 035 CEIPGX 9/30/2020 $0.0000 $9.0517 2/1/2019 2/1/2021 DCEI035 40174E832, 40174E840, 40174E857, 40174E865
  Corporate High Yield & Income Portfolio of CEFs, 036 CEIPHX 9/30/2020 $0.0000 $8.3824 8/1/2019 8/2/2021 DCEI036 40174K580, 40174K598, 40174K606, 40174K614
  Corporate High Yield & Income Portfolio of CEFs, 037 CEIPIX 9/30/2020 $0.0000 $8.2113 2/3/2020 2/3/2022 DCEI037 40175F481, 40175F499, 40175F507, 40175F515
  Covered Call & Income Portfolio of CEFs, 042 CCCINX 9/30/2020 $0.0000 $9.1529 12/6/2018 12/7/2020 COV042 40174D586, 40174D594, 40174D602, 40174D610
  Covered Call & Income Portfolio of CEFs, 043 CCCIOX 9/30/2020 $0.0000 $8.9557 6/6/2019 6/7/2021 COV043 40174J500, 40174J518, 40174J526, 40174J534
  Covered Call & Income Portfolio of CEFs, 044 CCCIPX 9/30/2020 $0.0000 $8.3857 12/6/2019 12/6/2021 COV044 40175E385, 40175E393, 40175E401, 40175E419
  Defined GNMA Portfolio, 015 CGNMCX 9/30/2020 $0.0000 $1.3256 9/3/2003 9/2/2033 DGNMA015 18384P193
  Defined GNMA Portfolio, 016 CGNMDX 9/30/2020 $0.0000 $0.1558 3/8/2005 3/8/2035 DGNMA016 183840222
  Defined GNMA Portfolio, 017 CGNMEX 9/30/2020 $0.0000 $0.1831 12/8/2005 12/31/2035 DGNMA017 183842236
  Defined Outcome Trust: Large Cap Buffer 10 Portfolio, July 2021 CDOTBX 9/30/2020 $0.0000 $10.7753 4/29/2020 7/29/2021 DOB10002 40175X128, 40175X136
  Defined Outcome Trust: Large Cap Buffer 20 Portfolio, April 2022 CDOBEX 9/30/2020 $0.0000 $10.9901 3/27/2020 4/5/2022 DOB20005 40175Y787, 40175Y795
  Defined Outcome Trust: Large Cap Buffer 20 Portfolio, December 2021 CDOBBX 9/30/2020 $0.0000 $10.3114 12/19/2019 12/22/2021 DOB20002 40175E740, 40175E757
  Defined Outcome Trust: Large Cap Buffer 20 Portfolio, January 2022 CDOBCX 9/30/2020 $0.0000 $10.1393 1/24/2020 1/26/2022 DOB20003 40175F465, 40175F473
  Defined Outcome Trust: Large Cap Buffer 20 Portfolio, March 2022 CDOBDX 9/30/2020 $0.0000 $10.5232 2/28/2020 3/22/2022 DOB20004 40175Y142, 40175Y159
  Discount Opportunity Strategy Portfolio of CEFs, 015 CGDOOX 9/30/2020 $0.0000 $9.5367 12/6/2018 12/7/2020 GDOS015 40174D545, 40174D552, 40174D560, 40174D578
  Discount Opportunity Strategy Portfolio of CEFs, 016 CGDOPX 9/30/2020 $0.0000 $8.5761 6/6/2019 6/7/2021 GDOS016 40174J468, 40174J476, 40174J484, 40174J492
  Discount Opportunity Strategy Portfolio of CEFs, 017 CGDOQX 9/30/2020 $0.0000 $8.9245 12/6/2019 12/6/2021 GDOS017 40175E302, 40175E310, 40175E328, 40175E336
  Diversified Credit Portfolio of ETFs, 014 CDCPNX 9/30/2020 $0.0000 $10.1424 2/12/2019 2/12/2021 DCP014 40174F466, 40174F474, 40174F482, 40174F490
  Diversified Credit Portfolio of ETFs, 015 CDCPOX 9/30/2020 $0.0000 $9.7123 8/12/2019 8/12/2021 DCP015 40174K820, 40174K838, 40174K846, 40174K853
  Diversified Credit Portfolio of ETFs, 016 CDCPPX 9/30/2020 $0.0000 $9.5879 2/14/2020 2/14/2022 DCP016 40175F762, 40175F770, 40175F788, 40175F796
  Diversified Dividend & Income Portfolio, 030 CDDIEX 9/30/2020 $0.0000 $11.1295 3/22/2019 3/22/2021 DDI030 40174G506, 40174G514, 40174G522, 40174G530
  Diversified Dividend & Income Portfolio, 031 CDDIFX 9/30/2020 $0.0000 $9.5422 9/5/2019 9/7/2021 DDI031 40175A623, 40175A631, 40175A649, 40175A656
  Diversified Dividend & Income Portfolio, 032 CDDIGX 9/30/2020 $0.0000 $9.7809 3/5/2020 3/7/2022 DDI032 40175G463, 40175G471, 40175G489, 40175G497
  Diversified Income Wave Portfolio, 074 CFWAIX 9/30/2020 $0.0000 $8.1366 9/9/2019 12/9/2020 FWAV074 40175A664, 40175A672, 40175A680, 40175A698
  Diversified Income Wave Portfolio, 075 CFWAJX 9/30/2020 $0.0000 $8.1310 12/9/2019 3/9/2021 FWAV075 40175E468, 40175E476, 40175E484, 40175E492
  Diversified Income Wave Portfolio, 076 CFWAKX 9/30/2020 $0.0000 $9.4737 3/9/2020 6/8/2021 FWAV076 40175G547, 40175G554, 40175G562, 40175G570
  Diversified Income Wave Portfolio, 077 CFWALX 9/30/2020 $0.0000 $9.7334 6/8/2020 9/9/2021 FWAV077 40176A820, 40176A838, 40176A846, 40176A853
  Dividend Growth Portfolio, 008 CDGPHX 9/30/2020 $0.0000 $14.0039 11/25/2015 11/25/2020 DGP008 40170B667, 40170B675, 40170B683, 40170B691
  Dividend Growth Portfolio, 009 CDGPIX 9/30/2020 $0.0000 $12.7019 5/25/2016 5/25/2021 DGP009 40171J263, 40171J271, 40171J289, 40171J297
  Dividend Growth Portfolio, 010 CDGPJX 9/30/2020 $0.0000 $12.7742 11/23/2016 11/23/2021 DGP010 40171N629, 40171N637, 40171N645, 40171N652
  Dividend Growth Portfolio, 011 CDGPKX 9/30/2020 $0.0000 $11.6457 5/23/2017 5/23/2022 DGP011 40172U648, 40172U655, 40172U663, 40172U671
  Dividend Growth Portfolio, 012 CDGPLX 9/30/2020 $0.0000 $12.6236 8/16/2017 11/16/2022 DGP012 40170D523, 40170D531, 40170D549, 40170D556
  Dividend Growth Portfolio, 013 CDGPMX 9/30/2020 $0.0000 $10.8828 2/15/2018 2/15/2023 DGP013 40173V579, 40173V587, 40173V595, 40173V603
  Dividend Growth Portfolio, 014 CDGPNX 9/30/2020 $0.0000 $10.7950 8/15/2018 8/15/2023 DGP014 40174A426, 40174A434, 40174A442, 40174A459
  Dividend Growth Portfolio, 015 CDGPOX 9/30/2020 $0.0000 $9.8245 2/15/2019 2/15/2024 DGP015 40174F342, 40174F359, 40174F367, 40174F375
  Dividend Growth Portfolio, 016 CDGPPX 9/30/2020 $0.0000 $9.9420 8/15/2019 8/15/2024 DGP016 40175A540, 40175A557, 40175A565, 40175A573
  Dividend Growth Portfolio, 017 CDGPQX 9/30/2020 $0.0000 $8.7038 2/18/2020 2/18/2025 DGP017 40175F804, 40175F812, 40175F820, 40175F838
  Dividend Strength Portfolio, 032 CGROGX 9/30/2020 $0.0000 $11.7483 11/26/2018 11/27/2020 GROW032 40174D263, 40174D271, 40174D289, 40174D297
  Dividend Strength Portfolio, 033 CGROHX 9/30/2020 $0.0000 $11.0960 2/22/2019 2/22/2021 GROW033 40174F748, 40174F755, 40174F763, 40174F771
  Dividend Strength Portfolio, 034 CGROIX 9/30/2020 $0.0000 $10.3783 5/23/2019 5/24/2021 GROW034 40174J229, 40174J237, 40174J245, 40174J252
  Dividend Strength Portfolio, 035 CGROJX 9/30/2020 $0.0000 $9.9327 8/23/2019 8/23/2021 GROW035 40175A383, 40175A391, 40175A409, 40175A417
  Dividend Strength Portfolio, 036 CGROKX 9/30/2020 $0.0000 $9.7503 11/22/2019 11/22/2021 GROW036 40175D668, 40175D676, 40175D684, 40175D692
  Dividend Strength Portfolio, 037 CGROLX 9/30/2020 $0.0000 $9.9271 2/26/2020 2/28/2022 GROW037 40175G265, 40175G273, 40175G281, 40175G299
  Dividend Strength Portfolio, 038 CGROMX 9/30/2020 $0.0000 $10.6939 5/26/2020 5/26/2022 GROW038 40176A580, 40176A598, 40176A606, 40176A614
  Dow 10 Portfolio, 038 CDOWMX 9/30/2020 $0.0000 $8.4294 7/3/2019 10/2/2020 DDP038 40174K101, 40174K119, 40174K127, 40174K135
  Dow 10 Portfolio, 039 CDOWNX 9/30/2020 $0.0000 $8.8983 10/2/2019 1/4/2021 DDP039 40175B381, 40175B399, 40175B407, 40175B415
  Dow 10 Portfolio, 040 CDOWOX 9/30/2020 $0.0000 $7.8736 1/2/2020 4/5/2021 DDP040 40175E765, 40175E773, 40175E781, 40175E799
  Dow 10 Portfolio, 041 CDOWPX 9/30/2020 $0.0000 $10.5211 4/3/2020 7/6/2021 DDP041 40175Y225, 40175Y233, 40175Y241, 40175Y258
  Dow Jones Sustainable Growth Portfolio, 008 CSUSHX 9/30/2020 $0.0000 $11.0508 8/16/2019 11/18/2020 SUST008 40175A227, 40175A235, 40175A243, 40175A250
  Dow Jones Sustainable Growth Portfolio, 009 CSUSIX 9/30/2020 $0.0000 $10.3562 11/18/2019 2/19/2021 SUST009 40175D585, 40175D593, 40175D601, 40175D619
  Dow Jones Sustainable Growth Portfolio, 010 CSUSJX 9/30/2020 $0.0000 $9.8903 2/19/2020 5/20/2021 SUST010 40175G109, 40175G117, 40175G125, 40175G133
  Dow Jones Sustainable Growth Portfolio, 011 CSUSKX 9/30/2020 $0.0000 $11.1965 5/20/2020 8/17/2021 SUST011 40176A549, 40176A556, 40176A564, 40176A572
  Dow Jones Value Dividend Focus Portfolio, 038 CRBDMX 9/30/2020 $0.0000 $7.7560 9/17/2019 12/17/2020 RBPD038 40175B142, 40175B159, 40175B167, 40175B175
  Dow Jones Value Dividend Focus Portfolio, 039 CRBDNX 9/30/2020 $0.0000 $7.3877 12/17/2019 3/16/2021 RBPD039 40175E583, 40175E591, 40175E609, 40175E617
  Dow Jones Value Dividend Focus Portfolio, 040 CRBDOX 9/30/2020 $0.0000 $12.8972 3/16/2020 6/17/2021 RBPD040 40175G703, 40175G711, 40175G729, 40175G737
  Dow Jones Value Dividend Focus Portfolio, 041 CRBDPX 9/30/2020 $0.0000 $9.8725 6/17/2020 9/17/2021 RBPD041 40176B141, 40176B158, 40176B166, 40176B174
  Emerging Markets Dividend Strategy Portfolio, 031 CGEMFX 9/30/2020 $0.0000 $8.3113 8/23/2019 11/27/2020 GEMD031 40175A342, 40175A359, 40175A367, 40175A375
  Emerging Markets Dividend Strategy Portfolio, 032 CGEMGX 9/30/2020 $0.0000 $8.0887 11/26/2019 2/25/2021 GEMD032 40175D700, 40175D718, 40175D726, 40175D734
  Emerging Markets Dividend Strategy Portfolio, 033 CGEMHX 9/30/2020 $0.0000 $7.4009 2/20/2020 5/26/2021 GEMD033 40175G182, 40175G190, 40175G208, 40175G216
  Emerging Markets Dividend Strategy Portfolio, 034 CGEMIX 9/30/2020 $0.0000 $10.4722 4/9/2020 7/9/2021 GEMD034 40176A143, 40176A150, 40176A168, 40176A176
  Energy Portfolio, 026 CENPAX 9/30/2020 $0.0000 $4.0615 1/14/2019 1/14/2021 DES026 40174E436, 40174E444, 40174E451, 40174E469
  Energy Portfolio, 027 CENPBX 9/30/2020 $0.0000 $5.4083 8/27/2019 8/27/2021 DES027 40175A144, 40175A151, 40175A169, 40175A177
  Equity & Income Portfolio of CEFs, 045 CCEETX 9/30/2020 $0.0000 $9.3283 12/6/2018 12/7/2020 CEEI045 40174D461, 40174D479, 40174D487, 40174D495
  Equity & Income Portfolio of CEFs, 046 CCEEUX 9/30/2020 $0.0000 $9.0018 6/6/2019 6/7/2021 CEEI046 40174J427, 40174J435, 40174J443, 40174J450
  Equity & Income Portfolio of CEFs, 047 CCEEVX 9/30/2020 $0.0000 $8.3801 12/6/2019 12/6/2021 CEEI047 40175E260, 40175E278, 40175E286, 40175E294
  European Capital Strength Portfolio, 017 CECPQX 9/30/2020 $0.0000 $12.2687 11/16/2018 11/16/2020 ECAP017 40174D149, 40174D156, 40174D164, 40174D172
  European Capital Strength Portfolio, 018 CECPRX 9/30/2020 $0.0000 $10.0171 5/15/2019 5/17/2021 ECAP018 40174H744, 40174H751, 40174H769, 40174H777
  European Capital Strength Portfolio, 019 CECPSX 9/30/2020 $0.0000 $9.6586 11/15/2019 11/15/2021 ECAP019 40175D460, 40175D478, 40175D486, 40175D494
  Financials Portfolio, 012 CFINLX 9/30/2020 $0.0000 $8.8236 10/12/2018 10/12/2020 FIN012 40174C109, 40174C117, 40174C125, 40174C133
  Financials Portfolio, 013 CFINMX 9/30/2020 $0.0000 $8.7504 5/31/2019 5/25/2021 FIN013 40174J344, 40174J351, 40174J369, 40174J377
  Financials Portfolio, 014 CFINNX 9/30/2020 $0.0000 $7.6597 11/27/2019 11/29/2021 FIN014 40175E104, 40175E112, 40175E120, 40175E138
  Flaherty & Crumrine Preferred Portfolio, 047 CPREVX 9/30/2020 $0.0000 $10.0725 11/14/2018 11/16/2020 PREF047 40174C703, 40174C711, 40174C729, 40174C737
  Flaherty & Crumrine Preferred Portfolio, 048 CPREWX 9/30/2020 $0.0000 $9.7013 5/10/2019 5/10/2021 PREF048 40174H587, 40174H595, 40174H603, 40174H611
  Flaherty & Crumrine Preferred Portfolio, 049 CPREYX 9/30/2020 $0.0000 $9.3027 10/3/2019 10/4/2021 PREF049 40175E229, 40175E237, 40175E245, 40175E252
  Floating Rate & Dividend Growth Portfolio, 018 CFRDRX 9/30/2020 $0.0000 $10.2794 10/31/2018 11/2/2020 FRDG018 40174C422, 40174C430, 40174C448, 40174C455
  Floating Rate & Dividend Growth Portfolio, 019 CFRDSX 9/30/2020 $0.0000 $9.6672 4/29/2019 4/29/2021 FRDG019 40174H306, 40174H314, 40174H322, 40174H330
  Floating Rate & Dividend Growth Portfolio, 020 CFRDTX 9/30/2020 $0.0000 $9.3093 10/29/2019 10/29/2021 FRDG020 40175D148, 40175D155, 40175D163, 40175D171
  Global 100 Dividend Strategy Portfolio, 020 CGONTX 9/30/2020 $0.0000 $8.0503 9/17/2019 12/17/2020 GONE020 40175B183, 40175B191, 40175B209, 40175B217
  Global 100 Dividend Strategy Portfolio, 021 CGONUX 9/30/2020 $0.0000 $7.6529 12/17/2019 3/16/2021 GONE021 40175E625, 40175E633, 40175E641, 40175E658
  Global 100 Dividend Strategy Portfolio, 022 CGONVX 9/30/2020 $0.0000 $12.5189 3/16/2020 6/17/2021 GONE022 40175G745, 40175G752, 40175G760, 40175G778
  Global 100 Dividend Strategy Portfolio, 023 CGONWX 9/30/2020 $0.0000 $9.6248 6/17/2020 9/17/2021 GONE023 40176B182, 40176B190, 40176B208, 40176B216
  Global Balanced Income Builder Portfolio, 013 CGBLMX 9/30/2020 $0.0000 $9.7057 2/12/2019 2/12/2021 GBAL013 40174E790, 40174E808, 40174E816, 40174E824
  Global Balanced Income Builder Portfolio, 014 CGBLNX 9/30/2020 $0.0000 $9.1941 9/30/2019 9/30/2021 GBAL014 40175B340, 40175B357, 40175B365, 40175B373
  Global Balanced Income Builder Portfolio, 015 CGBLOX 9/30/2020 $0.0000 $10.7815 3/30/2020 3/30/2022 GBAL015 40175Y100, 40175Y118, 40175Y126, 40175Y134
  GNMA Portfolio, 018 CGNMQX 9/30/2020 $0.0000 $4.5830 7/21/2011 10/15/2040 DGNMA018 40167J467, 40167J475
  GNMA Portfolio, 019 CGNMRX 9/30/2020 $0.0000 $4.8563 11/20/2012 11/15/2042 DGNMA019 40166G183, 40166G191
  Health Care Portfolio, 026 CHCRAX 9/30/2020 $0.0000 $11.5207 1/14/2019 1/14/2021 DHS026 40174E477, 40174E485, 40174E493, 40174E501
  Health Care Portfolio, 027 CHCRBX 9/30/2020 $0.0000 $11.5653 7/15/2019 7/15/2021 DHS027 40174K267, 40174K275, 40174K283, 40174K291
  Health Care Portfolio, 028 CHCRCX 9/30/2020 $0.0000 $10.2860 1/13/2020 1/13/2022 DHS028 40175F143, 40175F150, 40175F168, 40175F176
  Income & Treasury Limited Duration Portfolio of Funds, 061 CFICIX 9/30/2020 $0.0000 $9.3333 9/9/2019 12/9/2020 FICE061 40175A706, 40175A714, 40175A722, 40175A730
  Income & Treasury Limited Duration Portfolio of Funds, 062 CFICJX 9/30/2020 $0.0000 $9.2651 12/9/2019 3/9/2021 FICE062 40175E427, 40175E435, 40175E443, 40175E450
  Income & Treasury Limited Duration Portfolio of Funds, 063 CFICKX 9/30/2020 $0.0000 $9.6407 3/9/2020 6/8/2021 FICE063 40175G505, 40175G513, 40175G521, 40175G539
  Income & Treasury Limited Duration Portfolio of Funds, 064 CFICLX 9/30/2020 $0.0000 $9.8120 6/8/2020 9/9/2021 FICE064 40176A788, 40176A796, 40176A804, 40176A812
  Infrastructure & MLP Portfolio of CEFs, 036 CCEIKX 9/30/2020 $0.0000 $4.8053 11/2/2018 11/2/2020 CEIF036 40174C661, 40174C679, 40174C687, 40174C695
  Infrastructure & MLP Portfolio of CEFs, 037 CCEILX 9/30/2020 $0.0000 $4.5292 2/8/2019 2/8/2021 CEIF037 40174F185, 40174F193, 40174F201, 40174F219
  Infrastructure & MLP Portfolio of CEFs, 038 CCEIMX 9/30/2020 $0.0000 $4.6073 5/8/2019 5/10/2021 CEIF038 40174H546, 40174H553, 40174H561, 40174H579
  Infrastructure & MLP Portfolio of CEFs, 039 CCEINX 9/30/2020 $0.0000 $4.5195 8/7/2019 8/9/2021 CEIF039 40174K705, 40174K713, 40174K721, 40174K739
  Infrastructure & MLP Portfolio of CEFs, 040 CCEIOX 9/30/2020 $0.0000 $5.0240 11/4/2019 11/4/2021 CEIF040 40175D346, 40175D353, 40175D361, 40175D379
  Infrastructure & MLP Portfolio of CEFs, 041 CCEIPX 9/30/2020 $0.0000 $4.8292 2/3/2020 2/3/2022 CEIF041 40175F606, 40175F614, 40175F622, 40175F630
  Intermediate Investment-Grade Corporate Trust, 029 CGIADX 9/30/2020 $0.0000 $290.2300 6/9/2011 5/15/2021 GIIC029 40167E740, 40167E757
  International Dividend Strategy Portfolio, 044 CMVPSX 9/30/2020 $0.0000 $7.6313 7/3/2019 10/2/2020 MVP044 40174K143, 40174K150, 40174K168, 40174K176
  International Dividend Strategy Portfolio, 045 CMVPTX 9/30/2020 $0.0000 $8.1928 10/2/2019 1/4/2021 MVP045 40175B423, 40175B431, 40175B449, 40175B456
  International Dividend Strategy Portfolio, 046 CMVPUX 9/30/2020 $0.0000 $7.3067 1/2/2020 4/5/2021 MVP046 40175E807, 40175E815, 40175E823, 40175E831
  International Dividend Strategy Portfolio, 047 CMVPVX 9/30/2020 $0.0000 $10.6208 4/3/2020 7/6/2021 MVP047 40175Y266, 40175Y274, 40175Y282, 40175Y290
  Investment Grade Corporate Bond Portfolio, 003 CIGCAX 9/30/2020 $0.0000 $824.1900 6/13/2002 6/1/2034 DIGIT003 183845429
  Investment Grade Corporate Bond Portfolio, 005 CIGCCX 9/30/2020 $0.0000 $596.7500 12/4/2002 8/15/2034 DIGIT005 183845817
  Investment Grade Corporate Trust 3-7 Year, 001 CGIGAX 9/30/2020 $0.0000 $200.1600 8/28/2015 4/1/2022 GIGS001 40170A768, 40170A784
  Investment Grade Corporate Trust 3-7 Year, 002 CGIGBX 9/30/2020 $0.0000 $332.8000 2/3/2016 1/20/2023 GIGS002 40170X503, 40170X511
  Investment Grade Corporate Trust 3-7 Year, 003 CGIGCX 9/30/2020 $0.0000 $421.1500 3/3/2016 1/20/2023 GIGS003 40170C764, 40170C772
  Investment Grade Corporate Trust 3-7 Year, 004 CGIGDX 9/30/2020 $0.0000 $397.8600 3/24/2016 1/20/2023 GIGS004 40170X867, 40170X875
  Investment Grade Corporate Trust 3-7 Year, 005 CGIGEX 9/30/2020 $0.0000 $691.3500 4/22/2016 1/20/2023 GIGS005 40171J347, 40171J354
  Investment Grade Corporate Trust 3-7 Year, 006 CGIGFX 9/30/2020 $0.0000 $740.2800 6/24/2016 1/20/2023 GIGS006 40171K229, 40171K237
  Investment Grade Corporate Trust 3-7 Year, 007 CGIGGX 9/30/2020 $0.0000 $838.1400 8/18/2016 3/1/2023 GIGS007 40171K245, 40171K252
  Investment Grade Corporate Trust 3-7 Year, 008 CGIGHX 9/30/2020 $0.0000 $799.2200 2/9/2017 7/15/2023 GIGS008 40171L649, 40171L656
  Investment Grade Corporate Trust 3-7 Year, 009 CGIGIX 9/30/2020 $0.0000 $845.4000 7/13/2017 5/20/2024 GIGS009 40172R744, 40172R751
  Investment Grade Corporate Trust 3-7 Year, 010 CGIGJX 9/30/2020 $0.0000 $709.6300 11/30/2017 3/15/2024 GIGS010 40172X469, 40172X477
  Investment Grade Corporate Trust 3-7 Year, 011 CGIGLX 9/30/2020 $0.0000 $760.9300 2/16/2018 5/15/2024 GIGS011 40173U142
  Investment Grade Corporate Trust 3-7 Year, 012 CGIGMX 9/30/2020 $0.0000 $1,053.3600 10/18/2018 12/1/2024 GIGS012 40173W643
  Investment Grade Corporate Trust 5-8 Year, 001 CIGIAX 9/30/2020 $0.0000 $1,065.4700 9/22/2016 10/8/2024 GIGI001 40171L623, 40171L631
  Investment Grade Corporate Trust 5-8 Year, 002 CIGIBX 9/30/2020 $0.0000 $980.9000 4/28/2017 3/15/2025 GIGI002 40172V141, 40172V158
  Kensho New Horizons Portfolio, 004 CKSPDX 9/30/2020 $0.0000 $8.2167 9/12/2019 12/14/2020 KSPC004 40175A821, 40175A839, 40175A847, 40175A854
  Kensho New Horizons Portfolio, 005 CKSPEX 9/30/2020 $0.0000 $8.6734 12/12/2019 3/12/2021 KSPC005 40175E542, 40175E559, 40175E567, 40175E575
  Kensho New Horizons Portfolio, 006 CKSPFX 9/30/2020 $0.0000 $12.6955 3/12/2020 6/14/2021 KSPC006 40175G620, 40175G638, 40175G646, 40175G653
  Kensho New Horizons Portfolio, 007 CKSPGX 9/30/2020 $0.0000 $9.9537 6/12/2020 9/14/2021 KSPC007 40176B109, 40176B117, 40176B125, 40176B133
  Large-Cap Core Portfolio, 035 CACEJX 9/30/2020 $0.0000 $11.8567 2/22/2019 2/22/2021 LCAP035 40174F706, 40174F714, 40174F722, 40174F730
  Large-Cap Core Portfolio, 036 CACEKX 9/30/2020 $0.0000 $11.0580 8/19/2019 8/19/2021 LCAP036 40175A268, 40175A276, 40175A284, 40175A292
  Large-Cap Core Portfolio, 037 CACELX 9/30/2020 $0.0000 $10.8048 2/28/2020 2/28/2022 LCAP037 40175G349, 40175G356, 40175G364, 40175G372
  Long-Term National Municipal Trust, 002 CGLTBX 9/30/2020 $0.0000 $391.8600 5/6/2011 8/15/2038 GLTM002 40167C520, 40167C538
  ML Top Picks for 2020 (AVAILABLE THROUGH MERRILL LYNCH ADVISORS ONLY), 008 CMPIHX 9/30/2020 $0.0000 $9.8419 2/18/2020 4/21/2021 MPIX008 40175X102, 40175X110
  MLP & Energy Funds Portfolio, 024 CMLPYX 9/30/2020 $0.0000 $2.6719 1/31/2019 1/29/2021 MLP024 40174E147, 40174E154, 40174E162, 40174E170
  MLP & Energy Funds Portfolio, 025 CMLPZX 9/30/2020 $0.0000 $2.7876 5/31/2019 6/24/2021 MLP025 40174J385, 40174J393, 40174J401, 40174J419
  MLP/Midstream & Energy Portfolio, 026 CMLPAX 9/30/2020 $0.0000 $3.2550 9/27/2019 9/27/2021 MLP026 40175B266, 40175B274, 40175B282, 40175B290
  MLP/Midstream & Energy Portfolio, 027 CMLPBX 9/30/2020 $0.0000 $3.3996 12/23/2019 12/23/2021 MLP027 40175E708, 40175E716, 40175E724, 40175E732
  Multinational Titans Portfolio, 016 CMNTPX 9/30/2020 $0.0000 $13.0491 2/8/2019 2/8/2021 MNTP016 40174F268, 40174F276, 40174F284, 40174F292
  Multinational Titans Portfolio, 017 CMNTQX 9/30/2020 $0.0000 $11.1738 8/7/2019 8/9/2021 MNTP017 40174K788, 40174K796, 40174K804, 40174K812
  Multinational Titans Portfolio, 018 CMNTRX 9/30/2020 $0.0000 $10.0886 2/7/2020 2/7/2022 MNTP018 40175F689, 40175F697, 40175F705, 40175F713
  National Municipal Portfolio of CEFs, 040 CENMOX 9/30/2020 $0.0000 $10.7225 11/2/2018 11/2/2020 DCEN040 40174C620, 40174C638, 40174C646, 40174C653
  National Municipal Portfolio of CEFs, 041 CENMPX 9/30/2020 $0.0000 $10.0903 2/4/2019 2/4/2021 DCEN041 40174F144, 40174F151, 40174F169, 40174F177
  National Municipal Portfolio of CEFs, 042 CENMQX 9/30/2020 $0.0000 $9.9571 5/2/2019 5/3/2021 DCEN042 40174H421, 40174H439, 40174H447, 40174H454
  National Municipal Portfolio of CEFs, 043 CENMRX 9/30/2020 $0.0000 $9.2755 8/7/2019 8/9/2021 DCEN043 40174K663, 40174K671, 40174K689, 40174K697
  National Municipal Portfolio of CEFs, 044 CENMSX 9/30/2020 $0.0000 $9.4672 11/4/2019 11/4/2021 DCEN044 40175D304, 40175D312, 40175D320, 40175D338
  National Municipal Portfolio of CEFs, 045 CENMTX 9/30/2020 $0.0000 $9.1904 2/3/2020 2/3/2022 DCEN045 40175F523, 40175F531, 40175F549, 40175F556
  National Municipal Portfolio of CEFs, 046 CENMUX 9/30/2020 $0.0000 $10.4928 5/4/2020 5/4/2022 DCEN046 40176A267, 40176A275, 40176A283, 40176A291
  NDR Precious Metals & Miners Portfolio, 016 CPMMPX 9/30/2020 $0.0000 $14.3193 3/20/2019 4/20/2021 PMMP016 40174G464, 40174G472, 40174G480, 40174G498
  NDR Precious Metals & Miners Portfolio, 017 CPMMQX 9/30/2020 $0.0000 $12.3194 9/20/2019 10/20/2021 PMMP017 40175B225, 40175B233, 40175B241, 40175B258
  NDR Rising Rate Defensive Equity Portfolio, 011 CRREKX 9/30/2020 $0.0000 $9.5945 10/19/2018 10/19/2020 RREP011 40174C224, 40174C232, 40174C240, 40174C257
  NDR Rising Rate Defensive Equity Portfolio, 012 CRRELX 9/30/2020 $0.0000 $9.4620 4/22/2019 4/22/2021 RREP012 40174H181, 40174H199, 40174H207, 40174H215
  NDR Rising Rate Defensive Equity Portfolio, 013 CRREMX 9/30/2020 $0.0000 $9.0778 10/25/2019 10/25/2021 RREP013 40175D106, 40175D114, 40175D122, 40175D130
  NDR Thematic Opportunities Portfolio, 009 CTOPIX 9/30/2020 $0.0000 $10.9102 8/27/2019 11/30/2020 TOP009 40175A508, 40175A516, 40175A524, 40175A532
  NDR Thematic Opportunities Portfolio, 010 CTOPJX 9/30/2020 $0.0000 $9.2183 11/29/2019 3/1/2021 TOP010 40175E187, 40175E195, 40175E203, 40175E211
  New York Municipal Portfolio of CEFs, 031 CENYFX 9/30/2020 $0.0000 $10.5333 11/2/2018 11/2/2020 DCNY031 40174C588, 40174C596, 40174C604, 40174C612
  New York Municipal Portfolio of CEFs, 032 CENYGX 9/30/2020 $0.0000 $9.2745 5/2/2019 5/3/2021 DCNY032 40174H504, 40174H512, 40174H520, 40174H538
  New York Municipal Portfolio of CEFs, 033 CENYHX 9/30/2020 $0.0000 $9.1769 11/4/2019 11/4/2021 DCNY033 40175D262, 40175D270, 40175D288, 40175D296
  Quality Core Equity Portfolio, 004 CQQPDX 9/30/2020 $0.0000 $11.1326 8/15/2019 11/16/2020 QQP004 40175A581, 40175A599, 40175A607, 40175A615
  Quality Core Equity Portfolio, 005 CQQPEX 9/30/2020 $0.0000 $10.2718 11/15/2019 2/18/2021 QQP005 40175D429, 40175D437, 40175D445, 40175D452
  REIT Portfolio, 020 CGRTTX 9/30/2020 $0.0000 $8.5196 2/8/2019 2/8/2021 GRET020 40174F227, 40174F235, 40174F243, 40174F250
  REIT Portfolio, 021 CGRTUX 9/30/2020 $0.0000 $8.1236 8/7/2019 8/9/2021 GRET021 40174K747, 40174K754, 40174K762, 40174K770
  REIT Portfolio, 022 CGRTVX 9/30/2020 $0.0000 $7.4810 2/7/2020 2/7/2022 GRET022 40175F648, 40175F655, 40175F663, 40175F671
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 016 CACTPX 9/30/2020 $0.0000 $10.7036 7/25/2019 10/23/2020 ACTS016 40174K549, 40174K556, 40174K564, 40174K572
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 017 CACTQX 9/30/2020 $0.0000 $10.2303 10/23/2019 1/25/2021 ACTS017 40175B746, 40175B753, 40175B761, 40175B779
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 018 CACTRX 9/30/2020 $0.0000 $9.5618 1/23/2020 4/27/2021 ACTS018 40175F341, 40175F358, 40175F366, 40175F374
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 019 CACTSX 9/30/2020 $0.0000 $10.9126 4/27/2020 7/27/2021 ACTS019 40175Y704, 40175Y712, 40175Y720, 40175Y738
  Select Quality Municipal Portfolio, 001 CGSQAX 9/30/2020 $0.0000 $962.2700 3/28/2014 8/15/2052 GSQM001 40167W229, 40167W237
  Select Quality Municipal Portfolio, 002 CGSQBX 9/30/2020 $0.0000 $875.7300 8/7/2014 11/15/2044 GSQM002 40169A340, 40169A357
  Select Quality Municipal Portfolio, 003 CGSQCX 9/30/2020 $0.0000 $880.5900 4/29/2015 11/15/2045 GSQM003 40169M583, 40169M591
  Select Quality Municipal Portfolio, 004 CGSQDX 9/30/2020 $0.0000 $1,075.5100 12/4/2015 6/15/2046 GSQM004 40169Y652, 40169Y660
  Senior Loan & Income Portfolio of CEFs, 035 CESLIX 9/30/2020 $0.0000 $8.2929 11/2/2018 11/2/2020 DCES035 40174C547, 40174C554, 40174C562, 40174C570
  Senior Loan & Income Portfolio of CEFs, 036 CESLJX 9/30/2020 $0.0000 $8.2176 5/2/2019 5/3/2021 DCES036 40174H462, 40174H470, 40174H488, 40174H496
  Senior Loan & Income Portfolio of CEFs, 037 CESLKX 9/30/2020 $0.0000 $8.5339 11/4/2019 11/4/2021 DCES037 40175D221, 40175D239, 40175D247, 40175D254
  Short Duration High Yield Trust, 021 CGSHUX 9/30/2020 $0.0000 $85.8900 12/13/2012 10/1/2022 GSHY021 40167V783, 40167V791
  Short Duration High Yield Trust, 039 CGSYNX 9/30/2020 $0.0000 $156.9800 2/20/2015 7/15/2024 GSHY039 40169G180, 40169G198
  Short Duration High Yield Trust, 042 CGSYQX 9/30/2020 $0.0000 $125.4200 8/14/2015 4/15/2023 GSHY042 40170A347, 40170A354
  Short Duration High Yield Trust, 043 CGSYRX 9/30/2020 $0.0000 $181.2700 11/19/2015 8/15/2023 GSHY043 40169Y546, 40169Y553
  Short Duration High Yield Trust, 044 CGSYSX 9/30/2020 $0.0000 $152.8400 2/5/2016 1/15/2024 GSHY044 40170C707, 40170C715
  Short Duration High Yield Trust, 045 CGSYTX 9/30/2020 $0.0000 $338.2300 5/26/2016 1/15/2024 GSHY045 40170X529, 40170X537
  Short Duration High Yield Trust, 046 CGSYUX 9/30/2020 $0.0000 $383.4900 9/15/2016 1/15/2026 GSHY046 40171H226, 40171H234
  Short Duration High Yield Trust, 047 CGSYVX 9/30/2020 $0.0000 $452.2400 2/24/2017 3/15/2025 GSHY047 40171M787, 40171M795
  Short Duration High Yield Trust, 048 CGSYWX 9/30/2020 $0.0000 $686.1100 9/15/2017 9/1/2025 GSHY048 40172U226, 40172U234
  SMid Dividend Strength Portfolio, 011 CSMDKX 9/30/2020 $0.0000 $9.1993 1/22/2019 1/22/2021 SMDS011 40174E675, 40174E683, 40174E691, 40174E709
  SMid Dividend Strength Portfolio, 012 CSMDLX 9/30/2020 $0.0000 $8.1191 7/22/2019 7/22/2021 SMDS012 40174K465, 40174K473, 40174K481, 40174K499
  SMid Dividend Strength Portfolio, 013 CSMDMX 9/30/2020 $0.0000 $7.7569 1/21/2020 1/21/2022 SMDS013 40175F309, 40175F317, 40175F325, 40175F333
  Strategic Income Portfolio, 106 CFSIHX 9/30/2020 $0.0000 $8.3978 7/5/2019 10/7/2020 FSIP106 40174K184, 40174K192, 40174K200, 40174K218
  Strategic Income Portfolio, 107 CFSIIX 9/30/2020 $0.0000 $8.8014 10/7/2019 1/6/2021 FSIP107 40175B506, 40175B514, 40175B522, 40175B530
  Strategic Income Portfolio, 108 CFSIJX 9/30/2020 $0.0000 $8.4302 1/6/2020 4/6/2021 FSIP108 40175E849, 40175E856, 40175E864, 40175E872
  Strategic Income Portfolio, 109 CFSIKX 9/30/2020 $0.0000 $11.9218 4/6/2020 7/6/2021 FSIP109 40175Y308, 40175Y316, 40175Y324, 40175Y332
  Technological Innovation Portfolio, 013 CATEMX 9/30/2020 $0.0000 $12.7946 3/15/2019 3/15/2021 ATEC013 40174G381, 40174G399, 40174G407, 40174G415
  Technological Innovation Portfolio, 014 CATENX 9/30/2020 $0.0000 $13.3368 9/30/2019 9/30/2021 ATEC014 40175B308, 40175B316, 40175B324, 40175B332
  Technological Innovation Portfolio, 015 CATEOX 9/30/2020 $0.0000 $15.3163 3/16/2020 3/16/2022 ATEC015 40175G661, 40175G679, 40175G687, 40175G695
  Technology Portfolio, 024 CTECYX 9/30/2020 $0.0000 $14.1487 10/19/2018 10/19/2020 DTS024 40174C182, 40174C190, 40174C208, 40174C216
  Technology Portfolio, 025 CTECZX 9/30/2020 $0.0000 $12.5311 4/22/2019 4/22/2021 DTS025 40174H140, 40174H157, 40174H165, 40174H173
  Technology Portfolio, 026 CTECAX 9/30/2020 $0.0000 $12.2997 10/25/2019 10/25/2021 DTS026 40175B829, 40175B837, 40175B845, 40175B852
  Total Income Portfolio, 018 CTIPRX 9/30/2020 $0.0000 $7.9126 8/27/2019 11/27/2020 TIP018 40175A466, 40175A474, 40175A482, 40175A490
  Total Income Portfolio, 019 CTIPSX 9/30/2020 $0.0000 $7.5742 11/27/2019 2/24/2021 TIP019 40175E146, 40175E153, 40175E161, 40175E179
  Total Income Portfolio, 020 CTIPTX 9/30/2020 $0.0000 $7.7654 2/24/2020 5/28/2021 TIP020 40175G224, 40175G232, 40175G240, 40175G257
  Total Income Portfolio, 021 CTIPUX 9/30/2020 $0.0000 $9.6679 5/28/2020 8/27/2021 TIP021 40176A622, 40176A630, 40176A648, 40176A655
  UBS Opportunistic Equity Income: 2019-3 (AVAILABLE THROUGH UBS ADVISORS ONLY), 018 CUBCRX 9/30/2020 $0.0000 $9.4679 9/11/2019 12/11/2020 UCAM018 40175A748, 40175A755, 40175A763, 40175A771
  UBS Opportunistic Equity Income: 2019-4 (AVAILABLE THROUGH UBS ADVISORS ONLY), 019 CUBCSX 9/30/2020 $0.0000 $9.0979 12/11/2019 3/11/2021 UCAM019 40175E500, 40175E518, 40175E526, 40175E534
  UBS Opportunistic Equity Income: 2020-1 (AVAILABLE THROUGH UBS ADVISORS ONLY), 020 CUBCTX 9/30/2020 $0.0000 $10.4648 3/11/2020 6/11/2021 UCAM020 40175G588, 40175G596, 40175G604, 40175G612
  Undervalued Top Picks Portfolio, 022 CUVAVX 9/30/2020 $0.0000 $11.6306 8/23/2019 11/27/2020 UVAL022 40175A425, 40175A433, 40175A441, 40175A458
  Undervalued Top Picks Portfolio, 023 CUVAWX 9/30/2020 $0.0000 $9.2518 11/26/2019 2/25/2021 UVAL023 40175D742, 40175D759, 40175D767, 40175D775
  US 50 Dividend Strategy Portfolio, 021 CUFTUX 9/30/2020 $0.0000 $8.0742 7/25/2019 10/23/2020 UFTY021 40174K507, 40174K515, 40174K523, 40174K531
  US 50 Dividend Strategy Portfolio, 022 CUFTVX 9/30/2020 $0.0000 $7.9624 10/23/2019 1/25/2021 UFTY022 40175B787, 40175B795, 40175B803, 40175B811
  US 50 Dividend Strategy Portfolio, 023 CUFTWX 9/30/2020 $0.0000 $7.2860 1/23/2020 4/27/2021 UFTY023 40175F382, 40175F390, 40175F408, 40175F416
  US 50 Dividend Strategy Portfolio, 024 CUFTYX 9/30/2020 $0.0000 $10.6580 4/27/2020 7/27/2021 UFTY024 40175Y662, 40175Y670, 40175Y688, 40175Y696
  US Capital Strength Portfolio, 017 CUCAQX 9/30/2020 $0.0000 $13.0032 11/16/2018 11/16/2020 UCAP017 40174C828, 40174C836, 40174C844, 40174C851
  US Capital Strength Portfolio, 018 CUCARX 9/30/2020 $0.0000 $12.0672 5/15/2019 5/17/2021 UCAP018 40174H660, 40174H678, 40174H686, 40174H694
  US Capital Strength Portfolio, 019 CUCASX 9/30/2020 $0.0000 $10.9462 11/15/2019 11/15/2021 UCAP019 40175D387, 40175D395, 40175D403, 40175D411
  US High Dividend Strategy Portfolio, 033 CUSHHX 9/30/2020 $0.0000 $8.0397 7/18/2019 10/16/2020 USHD033 40174K382, 40174K390, 40174K408, 40174K416
  US High Dividend Strategy Portfolio, 034 CUSHIX 9/30/2020 $0.0000 $7.3827 10/16/2019 1/21/2021 USHD034 40175B662, 40175B670, 40175B688, 40175B696
  US High Dividend Strategy Portfolio, 035 CUSHJX 9/30/2020 $0.0000 $7.5812 1/21/2020 4/20/2021 USHD035 40175F267, 40175F275, 40175F283, 40175F291
  US High Dividend Strategy Portfolio, 036 CUSHKX 9/30/2020 $0.0000 $10.9801 4/20/2020 7/20/2021 USHD036 40175Y548, 40175Y555, 40175Y563, 40175Y571
  US Low Volatility Strategy Portfolio, 028 CULOCX 9/30/2020 $0.0000 $9.2622 8/1/2019 11/2/2020 ULOW028 40174K622, 40174K630, 40174K648, 40174K655
  US Low Volatility Strategy Portfolio, 029 CULODX 9/30/2020 $0.0000 $9.1921 11/1/2019 2/3/2021 ULOW029 40175D189, 40175D197, 40175D205, 40175D213
  US Low Volatility Strategy Portfolio, 030 CULOEX 9/30/2020 $0.0000 $8.8362 2/3/2020 5/3/2021 ULOW030 40175F564, 40175F572, 40175F580, 40175F598
  US Low Volatility Strategy Portfolio, 031 CULOFX 9/30/2020 $0.0000 $11.3420 5/1/2020 8/3/2021 ULOW031 40176A226, 40176A234, 40176A242, 40176A259
  US SMID High Dividend Portfolio, 033 CSMHHX 9/30/2020 $0.0000 $7.3734 7/18/2019 10/16/2020 SMHD033 40174K341, 40174K358, 40174K366, 40174K374
  US SMID High Dividend Portfolio, 034 CSMHIX 9/30/2020 $0.0000 $7.3835 10/16/2019 1/21/2021 SMHD034 40175B621, 40175B639, 40175B647, 40175B654
  US SMID High Dividend Portfolio, 035 CSMHJX 9/30/2020 $0.0000 $7.3804 1/21/2020 4/20/2021 SMHD035 40175F226, 40175F234, 40175F242, 40175F259
  US SMID High Dividend Portfolio, 036 CSMHKX 9/30/2020 $0.0000 $11.3874 4/20/2020 7/20/2021 SMHD036 40175Y746, 40175Y753, 40175Y761, 40175Y779
  Utilities Portfolio, 029 COPUEX 9/30/2020 $0.0000 $10.7151 1/14/2019 1/14/2021 DUS029 40174E519, 40174E527, 40174E535, 40174E543
  Utilities Portfolio, 030 COPUFX 9/30/2020 $0.0000 $9.0357 7/15/2019 7/15/2021 DUS030 40174K309, 40174K317, 40174K325, 40174K333
  Utilities Portfolio, 031 COPUGX 9/30/2020 $0.0000 $8.5629 1/13/2020 1/13/2022 DUS031 40175F184, 40175F192, 40175F200, 40175F218
  Zacks Income Advantage Strategy Portfolio, 047 CCZIVX 9/30/2020 $0.0000 $6.8120 8/15/2019 11/16/2020 CZIP047 40175A102, 40175A110, 40175A128, 40175A136
  Zacks Income Advantage Strategy Portfolio, 048 CCZIWX 9/30/2020 $0.0000 $6.2467 11/15/2019 2/18/2021 CZIP048 40175D502, 40175D510, 40175D528, 40175D536
  Zacks Income Advantage Strategy Portfolio, 049 CCZIYX 9/30/2020 $0.0000 $6.3602 2/18/2020 5/17/2021 CZIP049 40175F721, 40175F739, 40175F747, 40175F754
  Zacks Income Advantage Strategy Portfolio, 050 CCZIZX 9/30/2020 $0.0000 $10.3853 4/13/2020 7/13/2021 CZIP050 40176A184, 40176A192, 40176A200, 40176A218

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge.

2 The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges accounted for if investors liquidate units.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.

Form 8937 & Appendix (2019)
Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)

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