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Secondary UITs

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CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Liquidation2 Deposit Date Mandatory Maturity Date
  Advisory Series: Investment Grade Corporate 3-7 Year Trust, 002 CAGIBX 11/20/2018 $981.6300 $981.6300 6/27/2018 5/15/2025 AGIGS002 40173X443
  Advisory Series: Investment Grade Corporate Trust 3-7 Year (FEE-BASED ONLY), 001 CAGIAX 11/20/2018 $976.7500 $976.7500 4/18/2018 3/25/2025 AGIGS001 40173V124
  Alerian MLP Infrastructure & Income Portfolio, 001 CAMIAX 11/20/2018 $0.0000 $8.2951 1/4/2018 4/8/2019 AMII001 40173T822, 40173T830, 40173T848, 40173T855
  Alerian MLP Infrastructure & Income Portfolio, 002 CAMIBX 11/20/2018 $0.0000 $9.5059 4/6/2018 7/8/2019 AMII002 40173V751, 40173V769, 40173V777, 40173V785
  Alerian MLP Infrastructure & Income Portfolio, 003 CAMICX 11/20/2018 $0.0000 $8.6692 7/6/2018 10/8/2019 AMII003 40173Y383, 40173Y391, 40173Y409, 40173Y417
  Alternative Income Portfolio, 008 CAIPHX 11/20/2018 $0.0000 $7.8329 4/13/2017 4/15/2019 AIP008 40172T468, 40172T476, 40172T484, 40172T492
  Alternative Income Portfolio, 009 CAIPIX 11/20/2018 $0.0000 $8.6762 8/14/2017 10/14/2019 AIP009 40170D440, 40170D457, 40170D465, 40170D473
  Alternative Income Portfolio, 010 CAIPJX 11/20/2018 $0.0000 $8.5387 10/19/2017 10/21/2019 AIP010 40173A229, 40173A237, 40173A245, 40173A252
  Alternative Income Portfolio, 011 CAIPKX 11/20/2018 $0.0000 $9.6129 4/13/2018 4/13/2020 AIP011 40173W569, 40173W577, 40173W585, 40173W593
  Balanced Income Builder Portfolio, 018 CGBIRX 11/20/2018 $0.0000 $9.8279 1/18/2017 1/18/2019 GBIB018 40172A105, 40172A113, 40172A121, 40172A139
  Balanced Income Builder Portfolio, 019 CGBISX 11/20/2018 $0.0000 $9.5945 4/19/2017 4/19/2019 GBIB019 40172T666, 40172T674, 40172T682, 40172T690
  Balanced Income Builder Portfolio, 020 CGBITX 11/20/2018 $0.0000 $9.5318 7/19/2017 7/19/2019 GBIB020 40172W669, 40172W677, 40172W685, 40172W693
  Balanced Income Builder Portfolio, 021 CGBIUX 11/20/2018 $0.0000 $9.3545 10/18/2017 10/18/2019 GBIB021 40173A187, 40173A195, 40173A203, 40173A211
  Balanced Income Builder Portfolio, 022 CGBIVX 11/20/2018 $0.0000 $9.0056 1/26/2018 1/27/2020 GBIB022 40173T749, 40173T756, 40173T764, 40173T772
  Balanced Income Builder Portfolio, 023 CGBIWX 11/20/2018 $0.0000 $9.4532 4/20/2018 4/20/2020 GBIB023 40173W320, 40173W338, 40173W346, 40173W353
  Balanced Income Builder Portfolio, 024 CGBIYX 11/20/2018 $0.0000 $9.6051 7/20/2018 7/20/2020 GBIB024 40173Y706, 40173Y714, 40173Y722, 40173Y730
  BDC Scorecard Portfolio, 009 CBDCIX 11/20/2018 $0.0000 $8.8134 9/18/2017 12/17/2018 BDCS009 40172X220, 40172X238, 40172X246, 40172X253
  BDC Scorecard Portfolio, 010 CBDCJX 11/20/2018 $0.0000 $8.9738 12/15/2017 3/15/2019 BDCS010 40173C647, 40173C654, 40173C662, 40173C670
  BDC Scorecard Portfolio, 011 CBDCKX 11/20/2018 $0.0000 $9.7086 3/15/2018 6/17/2019 BDCS011 40173V298, 40173V306, 40173V314, 40173V322
  BDC Scorecard Portfolio, 012 CBDCLX 11/20/2018 $0.0000 $9.3244 6/15/2018 9/17/2019 BDCS012 40173Y102, 40173Y110, 40173Y128, 40173Y136
  Blue Chip Growth Portfolio, 013 CBCHMX 11/20/2018 $0.0000 $12.1194 2/15/2017 2/15/2019 BCHP013 40172R306, 40172R314, 40172R322, 40172R330
  Blue Chip Growth Portfolio, 014 CBCHNX 11/20/2018 $0.0000 $10.7028 5/15/2017 5/15/2019 BCHP014 40172U481, 40172U499, 40172U507, 40172U515
  Blue Chip Growth Portfolio, 015 CBCHOX 11/20/2018 $0.0000 $10.7702 7/20/2017 8/20/2019 BCHP015 40170D143, 40170D150, 40170D168, 40170D176
  Blue Chip Growth Portfolio, 016 CBCHPX 11/20/2018 $0.0000 $10.5926 11/17/2017 11/18/2019 BCHP016 40173A781, 40173A799, 40173A807, 40173A815
  Blue Chip Growth Portfolio, 017 CBCHQX 11/20/2018 $0.0000 $9.6609 2/20/2018 2/20/2020 BCHP017 40173U605, 40173U613, 40173U621, 40173U639
  Blue Chip Growth Portfolio, 018 CBCHRX 11/20/2018 $0.0000 $9.4978 5/17/2018 5/18/2020 BCHP018 40173X187, 40173X195, 40173X203, 40173X211
  Blue Chip Growth Portfolio, 019 CBCHSX 11/20/2018 $0.0000 $8.8769 8/17/2018 8/17/2020 BCHP019 40174A624, 40174A632, 40174A640, 40174A657
  BofA Merrill Lynch Tax Reform Beneficiaries Portfolio (AVAILABLE THROUGH MERRILL LYNCH ADVISORS ONLY), 001 CMTAAX 11/20/2018 $0.0000 $8.8245 1/17/2018 4/17/2019 MTAB001 40173U100, 40173U118, 40173U126, 40173U134
  BofA Merrill Lynch Tax Reform Beneficiaries Portfolio (AVAILABLE THROUGH MERRILL LYNCH ADVISORS ONLY), 002 CMTABX 11/20/2018 $0.0000 $9.3388 4/17/2018 7/17/2019 MTAB002 40173W189, 40173W197
  Build America Bonds Trust, 001 CGBAAX 11/20/2018 $0.0000 $791.8400 7/20/2010 7/1/2042 GBAB001 18387Q446, 18387Q453
  Build America Bonds Trust, 002 CGBABX 11/20/2018 $0.0000 $847.5500 8/12/2010 2/1/2042 GBAB002 18387Q503, 18387Q511
  Build America Bonds Trust, 003 CGBACX 11/20/2018 $0.0000 $872.5700 8/20/2010 7/1/2042 GBAB003 18387Q529, 18387Q537
  Build America Bonds Trust, 004 CGBADX 11/20/2018 $0.0000 $857.3500 9/10/2010 8/1/2042 GBAB004 18387R105, 18387R113
  Build America Bonds Trust, 005 CGBAEX 11/20/2018 $0.0000 $844.2700 10/7/2010 7/1/2042 GBAB005 40167C488, 40167C496
  Build America Bonds Trust, 006 CGBAFX 11/20/2018 $0.0000 $706.6100 11/16/2010 7/1/2045 GBAB006 40167C868, 40167C876
  Build America Bonds Trust, 007 CGBAGX 11/20/2018 $0.0000 $749.1400 1/14/2011 1/1/2042 GBAB007 40167R782, 40167R790
  California Municipal Portfolio of CEFs, 020 CECATX 11/20/2018 $0.0000 $8.3741 12/7/2016 12/7/2018 DCCA020 40171U102, 40171U110, 40171U128, 40171U136
  California Municipal Portfolio of CEFs, 021 CECAUX 11/20/2018 $0.0000 $8.3763 3/7/2017 3/7/2019 DCCA021 40172A626, 40172A634, 40172A642, 40172A659
  California Municipal Portfolio of CEFs, 022 CECAVX 11/20/2018 $0.0000 $8.1121 6/9/2017 6/10/2019 DCCA022 40172V208, 40172V216, 40172V224, 40172V232
  California Municipal Portfolio of CEFs, 023 CECAWX 11/20/2018 $0.0000 $7.9648 9/6/2017 9/6/2019 DCCA023 40170D846, 40170D853, 40170D861, 40170D879
  California Municipal Portfolio of CEFs, 024 CECAYX 11/20/2018 $0.0000 $8.3027 12/6/2017 12/6/2019 DCCA024 40173C407, 40173C415, 40173C423, 40173C431
  California Municipal Portfolio of CEFs, 025 CECAZX 11/20/2018 $0.0000 $9.0608 3/6/2018 3/6/2020 DCCA025 40173V132, 40173V140, 40173V157, 40173V165
  California Municipal Portfolio of CEFs, 026 CECAAX 11/20/2018 $0.0000 $9.0711 6/6/2018 6/5/2020 DCCA026 40173X492, 40173X518, 40173X526, 40173X534
  Claymore/Guggenheim Long-Term National Municipal Trust, 001 CGLTAX 11/20/2018 $0.0000 $320.9500 4/8/2009 11/15/2046 GLTM001 18384L663, 18384L671
  Convertible & Income Portfolio of Funds, 025 CECIZX 11/20/2018 $0.0000 $8.8474 4/12/2017 4/12/2019 DCEC025 40172T427, 40172T435, 40172T443, 40172T450
  Convertible & Income Portfolio of Funds, 026 CECIAX 11/20/2018 $0.0000 $8.4888 7/11/2017 10/3/2019 DCEC026 40172W420, 40172W438, 40172W446, 40172W453
  Convertible & Income Portfolio of Funds, 027 CECIBX 11/20/2018 $0.0000 $8.3440 10/5/2017 10/7/2019 DCEC027 40172X683, 40172X691, 40172X709, 40172X717
  Convertible & Income Portfolio of Funds, 028 CECICX 11/20/2018 $0.0000 $8.3443 4/6/2018 4/8/2020 DCEC028 40173W148, 40173W155, 40173W163, 40173W171
  Core Four 60/40 Retirement Portfolio, 001 CCFOAX 11/20/2018 $0.0000 $9.4847 11/16/2017 2/19/2019 CFOR001 40173C365, 40173C373, 40173C381, 40173C399
  Core Four 60/40 Retirement Portfolio, 002 CCFOBX 11/20/2018 $0.0000 $9.5319 2/16/2018 5/20/2019 CFOR002 40173U522, 40173U530, 40173U548, 40173U555
  Core Four 60/40 Retirement Portfolio, 003 CCFOCX 11/20/2018 $0.0000 $9.7153 5/16/2018 8/16/2019 CFOR003 40173X104, 40173X112, 40173X120, 40173X138
  Core Four 60/40 Retirement Portfolio, 004 CCFODX 11/20/2018 $0.0000 $9.3400 8/16/2018 11/18/2019 CFOR004 40174A582, 40174A590, 40174A608, 40174A616
  Corporate High Yield & Income Portfolio of CEFs, 031 CEIPCX 11/20/2018 $0.0000 $8.5018 2/8/2017 2/8/2019 DCEI031 40172R181, 40172R199, 40172R207, 40172R215
  Corporate High Yield & Income Portfolio of CEFs, 032 CEIPDX 11/20/2018 $0.0000 $8.2790 8/8/2017 8/8/2019 DCEI032 40170D325, 40170D333, 40170D341, 40170D358
  Corporate High Yield & Income Portfolio of CEFs, 033 CEIPEX 11/20/2018 $0.0000 $8.6733 2/2/2018 2/3/2020 DCEI033 40173U241, 40173U258, 40173U266, 40173U274
  Covered Call & Income Portfolio of CEFs, 038 CCCIJX 11/20/2018 $0.0000 $9.5757 12/14/2016 12/14/2018 COV038 40171U185, 40171U193, 40171U201, 40171U219
  Covered Call & Income Portfolio of CEFs, 039 CCCIKX 11/20/2018 $0.0000 $8.8414 6/14/2017 6/14/2019 COV039 40172V364, 40172V372, 40172V380, 40172V398
  Covered Call & Income Portfolio of CEFs, 040 CCCILX 11/20/2018 $0.0000 $8.5004 12/6/2017 12/6/2019 COV040 40173C480, 40173C498, 40173C506, 40173C514
  Defined GNMA Portfolio, 014 CGNMBX 11/20/2018 $0.0000 $0.7726 6/28/2002 6/18/2032 DGNMA014 183845452
  Defined GNMA Portfolio, 015 CGNMCX 11/20/2018 $0.0000 $1.3994 9/3/2003 9/2/2033 DGNMA015 18384P193
  Defined GNMA Portfolio, 016 CGNMDX 11/20/2018 $0.0000 $0.1851 3/8/2005 3/8/2035 DGNMA016 183840222
  Defined GNMA Portfolio, 017 CGNMEX 11/20/2018 $0.0000 $0.2060 12/8/2005 12/31/2035 DGNMA017 183842236
  Discount Opportunity Strategy Portfolio of CEFs, 011 CGDOKX 11/20/2018 $0.0000 $9.2981 12/21/2016 12/21/2018 GDOS011 40171U425, 40171U433, 40171U441, 40171U458
  Discount Opportunity Strategy Portfolio of CEFs, 012 CGDOLX 11/20/2018 $0.0000 $8.3128 6/21/2017 7/15/2019 GDOS012 40172V562, 40172V570, 40172V588, 40172V596
  Discount Opportunity Strategy Portfolio of CEFs, 013 CGDOMX 11/20/2018 $0.0000 $8.5276 12/15/2017 12/16/2019 GDOS013 40173C720, 40173C738, 40173C746, 40173C753
  Diversified Credit Portfolio of ETFs, 010 CDCPJX 11/20/2018 $0.0000 $9.1089 2/15/2017 2/15/2019 DCP010 40172R389, 40172R397, 40172R405, 40172R413
  Diversified Credit Portfolio of ETFs, 011 CDCPKX 11/20/2018 $0.0000 $9.0878 8/15/2017 8/15/2019 DCP011 40170D481, 40170D499, 40170D507, 40170D515
  Diversified Credit Portfolio of ETFs, 012 CDCPLX 11/20/2018 $0.0000 $9.1273 2/15/2018 2/17/2020 DCP012 40173U480, 40173U498, 40173U506, 40173U514
  Diversified Dividend & Income Portfolio, 025 CDDIZX 11/20/2018 $0.0000 $11.2132 3/22/2017 3/22/2019 DDI025 40172T104, 40172T112, 40172T120, 40172T138
  Diversified Dividend & Income Portfolio, 026 CDDIAX 11/20/2018 $0.0000 $10.4889 8/4/2017 9/5/2019 DDI026 40170D283, 40170D291, 40170D309, 40170D317
  Diversified Dividend & Income Portfolio, 027 CDDIBX 11/20/2018 $0.0000 $10.3385 9/27/2017 9/5/2019 DDI027 40172X386, 40172X394, 40172X402, 40172X410
  Diversified Dividend & Income Portfolio, 028 CDDICX 11/20/2018 $0.0000 $9.9676 3/23/2018 3/23/2020 DDI028 40173V496, 40173V504, 40173V512, 40173V520
  Diversified Income Wave Portfolio, 066 CFWAAX 11/20/2018 $0.0000 $8.0940 9/8/2017 12/7/2018 FWAV066 40172X105, 40172X113, 40172X121, 40172X139
  Diversified Income Wave Portfolio, 067 CFWABX 11/20/2018 $0.0000 $8.3691 12/7/2017 3/7/2019 FWAV067 40173C522, 40173C530, 40173C548, 40173C555
  Diversified Income Wave Portfolio, 068 CFWACX 11/20/2018 $0.0000 $8.4788 3/7/2018 6/7/2019 FWAV068 40173V215, 40173V223, 40173V231, 40173V249
  Diversified Income Wave Portfolio, 069 CFWADX 11/20/2018 $0.0000 $8.4731 6/7/2018 9/9/2019 FWAV069 40173X583, 40173X591, 40173X617, 40173X625
  Dividend Growth Portfolio, 004 CDGPDX 11/20/2018 $0.0000 $11.8427 11/27/2013 11/28/2018 DGP004 40168J540, 40168J557, 40168J565, 40168J573
  Dividend Growth Portfolio, 005 CDGPEX 11/20/2018 $0.0000 $12.5247 5/28/2014 5/22/2019 DGP005 40167W849, 40167W856, 40167W864, 40167W872
  Dividend Growth Portfolio, 006 CDGPFX 11/20/2018 $0.0000 $11.2232 11/26/2014 11/27/2019 DGP006 40169E102, 40169E110, 40169E128, 40169E136
  Dividend Growth Portfolio, 007 CDGPGX 11/20/2018 $0.0000 $10.4282 5/27/2015 5/27/2020 DGP007 40169M344, 40169M351, 40169M369, 40169M377
  Dividend Growth Portfolio, 008 CDGPHX 11/20/2018 $0.0000 $11.9663 11/25/2015 11/25/2020 DGP008 40170B667, 40170B675, 40170B683, 40170B691
  Dividend Growth Portfolio, 009 CDGPIX 11/20/2018 $0.0000 $11.5586 5/25/2016 5/25/2021 DGP009 40171J263, 40171J271, 40171J289, 40171J297
  Dividend Growth Portfolio, 010 CDGPJX 11/20/2018 $0.0000 $11.1501 11/23/2016 11/23/2021 DGP010 40171N629, 40171N637, 40171N645, 40171N652
  Dividend Growth Portfolio, 011 CDGPKX 11/20/2018 $0.0000 $10.7126 5/23/2017 5/23/2022 DGP011 40172U648, 40172U655, 40172U663, 40172U671
  Dividend Growth Portfolio, 012 CDGPLX 11/20/2018 $0.0000 $10.5034 8/16/2017 11/16/2022 DGP012 40170D523, 40170D531, 40170D549, 40170D556
  Dividend Growth Portfolio, 013 CDGPMX 11/20/2018 $0.0000 $10.1031 2/15/2018 2/15/2023 DGP013 40173V579, 40173V587, 40173V595, 40173V603
  Dividend Strength Portfolio, 023 CGROWX 11/20/2018 $0.0000 $10.8512 11/23/2016 11/26/2018 GROW023 40171N660, 40171N678, 40171N686, 40171N694
  Dividend Strength Portfolio, 024 CGROYX 11/20/2018 $0.0000 $10.4464 2/22/2017 2/22/2019 GROW024 40172R504, 40172R512, 40172R520, 40172R538
  Dividend Strength Portfolio, 025 CGROZX 11/20/2018 $0.0000 $10.5971 5/24/2017 5/24/2019 GROW025 40172V109, 40172V117, 40172V125, 40172V133
  Dividend Strength Portfolio, 026 CGROAX 11/20/2018 $0.0000 $10.6839 6/9/2017 8/9/2019 GROW026 40172V646, 40172V653, 40172V661, 40172V679
  Dividend Strength Portfolio, 027 CGROBX 11/20/2018 $0.0000 $10.6254 8/23/2017 8/23/2019 GROW027 40170D648, 40170D655, 40170D663, 40170D671
  Dividend Strength Portfolio, 028 CGROCX 11/20/2018 $0.0000 $9.8976 11/22/2017 11/22/2019 GROW028 40173C183, 40173C191, 40173C209, 40173C217
  Dividend Strength Portfolio, 029 CGRODX 11/20/2018 $0.0000 $9.7969 2/26/2018 2/26/2020 GROW029 40173U720, 40173U738, 40173U746, 40173U753
  Dividend Strength Portfolio, 030 CGROEX 11/20/2018 $0.0000 $10.1004 5/25/2018 5/26/2020 GROW030 40173X310, 40173X328, 40173X336, 40173X344
  Dow 10 Portfolio, 031 CDOWFX 11/20/2018 $0.0000 $9.9069 10/2/2017 1/3/2019 DDP031 40172X568, 40172X576, 40172X584, 40172X592
  Dow 10 Portfolio, 032 CDOWGX 11/20/2018 $0.0000 $9.5692 1/3/2018 4/3/2019 DDP032 40173T103, 40173T111, 40173T129, 40173T137
  Dow 10 Portfolio, 033 CDOWHX 11/20/2018 $0.0000 $10.5689 4/3/2018 7/3/2019 DDP033 40173V637, 40173V645, 40173V652, 40173V660
  Dow 10 Portfolio, 034 CDOWIX 11/20/2018 $0.0000 $10.6172 7/3/2018 10/2/2019 DDP034 40173Y268, 40173Y276, 40173Y284, 40173Y292
  Dow Jones Sustainable Growth Portfolio, 001 CSUSAX 11/20/2018 $0.0000 $9.5683 11/8/2017 2/19/2019 SUST001 40173C324, 40173C332, 40173C340, 40173C357
  Dow Jones Sustainable Growth Portfolio, 002 CSUSBX 11/20/2018 $0.0000 $8.9010 2/16/2018 5/20/2019 SUST002 40173U563, 40173U571, 40173U589, 40173U597
  Dow Jones Sustainable Growth Portfolio, 003 CSUSCX 11/20/2018 $0.0000 $9.5266 5/16/2018 8/16/2019 SUST003 40173X146, 40173X153, 40173X161, 40173X179
  Dow Jones Sustainable Growth Portfolio, 004 CSUSDX 11/20/2018 $0.0000 $8.9191 8/16/2018 11/18/2019 SUST004 40174A541, 40174A558, 40174A566, 40174A574
  Dow Jones Value Dividend Focus Portfolio, 030 CRBDEX 11/20/2018 $0.0000 $9.1422 9/18/2017 12/17/2018 RBPD030 40172X303, 40172X311, 40172X329, 40172X337
  Dow Jones Value Dividend Focus Portfolio, 031 CRBDFX 11/20/2018 $0.0000 $8.5100 12/15/2017 3/15/2019 RBPD031 40173C803, 40173C811, 40173C829, 40173C837
  Dow Jones Value Dividend Focus Portfolio, 032 CRBDGX 11/20/2018 $0.0000 $9.2320 3/15/2018 6/17/2019 RBPD032 40173V413, 40173V421, 40173V439, 40173V447
  Dow Jones Value Dividend Focus Portfolio, 033 CRBDHX 11/20/2018 $0.0000 $9.5376 6/15/2018 9/17/2019 RBPD033 40173X815, 40173X823, 40173X831, 40173X849
  Emerging Markets Dividend Strategy Portfolio, 023 CGEMWX 11/20/2018 $0.0000 $8.3630 8/22/2017 11/26/2018 GEMD023 40170D564, 40170D572, 40170D580, 40170D598
  Emerging Markets Dividend Strategy Portfolio, 024 CGEMYX 11/20/2018 $0.0000 $8.5142 11/22/2017 2/25/2019 GEMD024 40173C142, 40173C159, 40173C167, 40173C175
  Emerging Markets Dividend Strategy Portfolio, 025 CGEMZX 11/20/2018 $0.0000 $7.5625 2/23/2018 5/23/2019 GEMD025 40173U647, 40173U654, 40173U662, 40173U670
  Emerging Markets Dividend Strategy Portfolio, 026 CGEMAX 11/20/2018 $0.0000 $8.9318 5/23/2018 8/23/2019 GEMD026 40173X260, 40173X278, 40173X286, 40173X294
  Energy Portfolio, 022 CENPVX 11/20/2018 $0.0000 $8.8209 1/13/2017 1/14/2019 DES022 40172A147, 40172A154, 40172A162, 40172A170
  Energy Portfolio, 023 CENPWX 11/20/2018 $0.0000 $10.1766 7/13/2017 7/15/2019 DES023 40172W461, 40172W479, 40172W487, 40172W495
  Energy Portfolio, 024 CENPYX 11/20/2018 $0.0000 $8.0909 1/12/2018 1/13/2020 DES024 40173T343, 40173T350, 40173T368, 40173T376
  Enhanced Quality 16 Strategy Portfolio, 009 CEQSIX 11/20/2018 $0.0000 $9.0777 10/5/2017 1/8/2019 EQST009 40172X725, 40172X733, 40172X741, 40172X758
  Enhanced Quality 16 Strategy Portfolio, 010 CEQSJX 11/20/2018 $0.0000 $8.3011 1/8/2018 4/8/2019 EQST010 40173T269, 40173T277, 40173T285, 40173T293
  Enhanced Quality 16 Strategy Portfolio, 011 CEQSKX 11/20/2018 $0.0000 $8.4258 4/6/2018 7/8/2019 EQST011 40173W106, 40173W114, 40173W122, 40173W130
  Enhanced Quality 16 Strategy Portfolio, 012 CEQSLX 11/20/2018 $0.0000 $8.1259 7/6/2018 10/7/2019 EQST012 40173Y466, 40173Y474, 40173Y482, 40173Y490
  Equity & Income Portfolio of CEFs, 041 CCEEPX 11/20/2018 $0.0000 $9.9950 12/14/2016 12/14/2018 CEEI041 40171U227, 40171U235, 40171U243, 40171U250
  Equity & Income Portfolio of CEFs, 042 CCEEQX 11/20/2018 $0.0000 $9.0133 6/14/2017 6/14/2019 CEEI042 40172V323, 40172V331, 40172V349, 40172V356
  Equity & Income Portfolio of CEFs, 043 CCEERX 11/20/2018 $0.0000 $8.5883 12/6/2017 12/6/2019 CEEI043 40173C449, 40173C456, 40173C464, 40173C472
  European Capital Strength Portfolio, 013 CECPMX 11/20/2018 $0.0000 $10.1440 2/16/2017 2/19/2019 ECAP013 40172R421, 40172R439, 40172R447, 40172R454
  European Capital Strength Portfolio, 014 CECPNX 11/20/2018 $0.0000 $9.2005 6/14/2017 8/14/2019 ECAP014 40172U846, 40172U853, 40172U861, 40172U879
  European Capital Strength Portfolio, 015 CECPOX 11/20/2018 $0.0000 $8.0248 11/17/2017 11/18/2019 ECAP015 40173C100, 40173C118, 40173C126, 40173C134
  European Capital Strength Portfolio, 016 CECPPX 11/20/2018 $0.0000 $8.1222 5/17/2018 5/18/2020 ECAP016 40173X229, 40173X237, 40173X245, 40173X252
  European High Dividend Portfolio, 007 CEUHGX 11/20/2018 $0.0000 $9.6237 12/21/2016 12/21/2018 EUHD007 40171U383, 40171U391, 40171U409, 40171U417
  European High Dividend Portfolio, 008 CEUHHX 11/20/2018 $0.0000 $8.9783 6/21/2017 6/21/2019 EUHD008 40172V521, 40172V539, 40172V547, 40172V554
  European High Dividend Portfolio, 009 CEUHIX 11/20/2018 $0.0000 $8.4985 9/21/2017 12/17/2018 EUHD009 40172X527, 40172X535, 40172X543, 40172X550
  European High Dividend Portfolio, 010 CEUHJX 11/20/2018 $0.0000 $8.3577 12/15/2017 3/15/2019 EUHD010 40173C688, 40173C696, 40173C704, 40173C712
  European High Dividend Portfolio, 011 CEUHKX 11/20/2018 $0.0000 $7.7426 3/15/2018 6/17/2019 EUHD011 40173V330, 40173V348, 40173V355, 40173V363
  European High Dividend Portfolio, 012 CEUHLX 11/20/2018 $0.0000 $8.6430 6/15/2018 9/17/2019 EUHD012 40173Y144, 40173Y151, 40173Y169, 40173Y177
  Financials Portfolio, 008 CFINHX 11/20/2018 $0.0000 $10.4895 4/13/2017 4/15/2019 FIN008 40172T500, 40172T518, 40172T526, 40172T534
  Financials Portfolio, 009 CFINIX 11/20/2018 $0.0000 $10.0007 6/30/2017 10/30/2019 FIN009 40172R843, 40172R850, 40172R868, 40172R876
  Financials Portfolio, 010 CFINJX 11/20/2018 $0.0000 $9.3252 10/19/2017 10/21/2019 FIN010 40173A260, 40173A278, 40173A286, 40173A294
  Financials Portfolio, 011 CFINKX 11/20/2018 $0.0000 $8.8797 4/13/2018 4/13/2020 FIN011 40173W601, 40173W619, 40173W627, 40173W635
  Flaherty & Crumrine Preferred Portfolio, 042 CPREQX 11/20/2018 $0.0000 $8.7018 5/3/2017 5/3/2019 PREF042 40172U440, 40172U457, 40172U465, 40172U473
  Flaherty & Crumrine Preferred Portfolio, 043 CPRERX 11/20/2018 $0.0000 $8.7281 6/14/2017 6/14/2019 PREF043 40172U804, 40172U812, 40172U820, 40172U838
  Flaherty & Crumrine Preferred Portfolio, 044 CPRESX 11/20/2018 $0.0000 $8.7283 11/8/2017 11/8/2019 PREF044 40173A500, 40173A518, 40173A526, 40173A534
  Flaherty & Crumrine Preferred Portfolio, 045 CPRETX 11/20/2018 $0.0000 $9.0105 1/24/2018 1/24/2020 PREF045 40173T665, 40173T673, 40173T681, 40173T699
  Flaherty & Crumrine Preferred Portfolio, 046 CPREUX 11/20/2018 $0.0000 $9.1924 5/18/2018 5/18/2020 PREF046 40173W403, 40173W411, 40173W429, 40173W437
  Floating Rate & Dividend Growth Portfolio, 014 CFRDNX 11/20/2018 $0.0000 $9.5779 4/28/2017 4/29/2019 FRDG014 40172U184, 40172U192, 40172U200, 40172U218
  Floating Rate & Dividend Growth Portfolio, 015 CFRDOX 11/20/2018 $0.0000 $9.8018 8/29/2017 10/29/2019 FRDG015 40170D762, 40170D770, 40170D788, 40170D796
  Floating Rate & Dividend Growth Portfolio, 016 CFRDPX 11/20/2018 $0.0000 $9.7296 10/30/2017 10/30/2019 FRDG016 40173A468, 40173A476, 40173A484, 40173A492
  Floating Rate & Dividend Growth Portfolio, 017 CFRDQX 11/20/2018 $0.0000 $9.6643 4/30/2018 4/30/2020 FRDG017 40173W486, 40173W494, 40173W502, 40173W510
  Global 100 Dividend Strategy Portfolio, 012 CGONLX 11/20/2018 $0.0000 $8.6825 9/18/2017 12/17/2018 GONE012 40172X261, 40172X279, 40172X287, 40172X295
  Global 100 Dividend Strategy Portfolio, 013 CGONMX 11/20/2018 $0.0000 $8.7093 12/15/2017 3/15/2019 GONE013 40173C761, 40173C779, 40173C787, 40173C795
  Global 100 Dividend Strategy Portfolio, 014 CGONNX 11/20/2018 $0.0000 $8.9789 3/15/2018 6/17/2019 GONE014 40173V371, 40173V389, 40173V397, 40173V405
  Global 100 Dividend Strategy Portfolio, 015 CGONOX 11/20/2018 $0.0000 $9.0456 6/15/2018 9/17/2019 GONE015 40173X765, 40173X773, 40173X781, 40173X799
  Global Balanced Income Builder Portfolio, 009 CGBLIX 11/20/2018 $0.0000 $9.6631 1/25/2017 1/25/2019 GBAL009 40171U664, 40171U672, 40171U680, 40171U698
  Global Balanced Income Builder Portfolio, 010 CGBLJX 11/20/2018 $0.0000 $9.5389 7/25/2017 7/25/2019 GBAL010 40172W826, 40172W834, 40172W842, 40172W859
  Global Balanced Income Builder Portfolio, 011 CGBLKX 11/20/2018 $0.0000 $8.8709 1/26/2018 1/27/2020 GBAL011 40173T707, 40173T715, 40173T723, 40173T731
  Global Water Equities Portfolio, 032 CGWEGX 11/20/2018 $0.0000 $9.3361 5/16/2017 5/16/2019 AQUA032 40172U606, 40172U614, 40172U622, 40172U630
  Global Water Equities Portfolio, 033 CGWEHX 11/20/2018 $0.0000 $9.3775 8/24/2017 11/18/2019 AQUA033 40170D689, 40170D697, 40170D705, 40170D713
  GNMA Portfolio, 018 CGNMQX 11/20/2018 $0.0000 $5.8296 7/21/2011 10/15/2040 DGNMA018 40167J467, 40167J475
  GNMA Portfolio, 019 CGNMRX 11/20/2018 $0.0000 $5.6899 11/20/2012 11/15/2042 DGNMA019 40166G183, 40166G191
  Health Care Portfolio, 022 CHCRVX 11/20/2018 $0.0000 $11.3950 1/25/2017 1/25/2019 DHS022 40171U623, 40171U631, 40171U649, 40171U656
  Health Care Portfolio, 023 CHCRWX 11/20/2018 $0.0000 $10.6822 7/25/2017 7/25/2019 DHS023 40172W743, 40172W750, 40172W768, 40172W776
  Health Care Portfolio, 024 CHCRYX 11/20/2018 $0.0000 $9.9101 1/12/2018 1/13/2020 DHS024 40173T384, 40173T392, 40173T400, 40173T418
  Income & Treasury Limited Duration Portfolio of Funds, 053 CFICAX 11/20/2018 $0.0000 $8.7428 9/8/2017 12/7/2018 FICE053 40172X147, 40172X154, 40172X162, 40172X170
  Income & Treasury Limited Duration Portfolio of Funds, 054 CFICBX 11/20/2018 $0.0000 $8.8219 12/7/2017 3/7/2019 FICE054 40173C563, 40173C571, 40173C589, 40173C597
  Income & Treasury Limited Duration Portfolio of Funds, 055 CFICCX 11/20/2018 $0.0000 $9.0340 3/7/2018 6/7/2019 FICE055 40173V173, 40173V181, 40173V199, 40173V207
  Income & Treasury Limited Duration Portfolio of Funds, 056 CFICDX 11/20/2018 $0.0000 $9.1238 6/7/2018 9/9/2019 FICE056 40173X633, 40173X641, 40173X658, 40173X666
  Infrastructure & MLP Portfolio of CEFs, 029 CCEIDX 11/20/2018 $0.0000 $7.0054 2/8/2017 2/8/2019 CEIF029 40172R140, 40172R157, 40172R165, 40172R173
  Infrastructure & MLP Portfolio of CEFs, 030 CCEIEX 11/20/2018 $0.0000 $7.2547 5/10/2017 5/10/2019 CEIF030 40172U408, 40172U416, 40172U424, 40172U432
  Infrastructure & MLP Portfolio of CEFs, 031 CCEIFX 11/20/2018 $0.0000 $7.4365 7/18/2017 8/8/2019 CEIF031 40172W628, 40172W636, 40172W644, 40172W651
  Infrastructure & MLP Portfolio of CEFs, 032 CCEIGX 11/20/2018 $0.0000 $8.1663 11/9/2017 11/11/2019 CEIF032 40173A583, 40173A591, 40173A609, 40173A617
  Infrastructure & MLP Portfolio of CEFs, 033 CCEIHX 11/20/2018 $0.0000 $7.9081 2/15/2018 2/17/2020 CEIF033 40173U407, 40173U415, 40173U423, 40173U431
  Infrastructure & MLP Portfolio of CEFs, 034 CCEIIX 11/20/2018 $0.0000 $8.4764 5/2/2018 5/4/2020 CEIF034 40173W817, 40173W825, 40173W833, 40173W841
  Infrastructure & MLP Portfolio of CEFs, 035 CCEIJX 11/20/2018 $0.0000 $7.9330 8/2/2018 8/3/2020 CEIF035 40174A228, 40174A236, 40174A244, 40174A251
  Intermediate Investment-Grade Corporate Trust, 001 CGIIAX 11/20/2018 $0.0000 $177.0900 4/8/2009 9/30/2020 GIIC001 18384L689, 18384L697
  Intermediate Investment-Grade Corporate Trust, 002 CGIIBX 11/20/2018 $0.0000 $264.8500 4/24/2009 8/6/2019 GIIC002 18387C462, 18387C488
  Intermediate Investment-Grade Corporate Trust, 003 CGIICX 11/20/2018 $0.0000 $275.1300 5/7/2009 8/6/2019 GIIC003 18387C546, 18387C553
  Intermediate Investment-Grade Corporate Trust, 004 CGIIDX 11/20/2018 $0.0000 $260.8200 5/27/2009 5/15/2019 GIIC004 18387C728, 18387C736
  Intermediate Investment-Grade Corporate Trust, 005 CGIIEX 11/20/2018 $0.0000 $308.7400 6/23/2009 7/1/2019 GIIC005 18387D460, 18387D478
  Intermediate Investment-Grade Corporate Trust, 006 CGIIFX 11/20/2018 $0.0000 $352.1200 7/30/2009 1/15/2020 GIIC006 18387F192, 18387F218
  Intermediate Investment-Grade Corporate Trust, 007 CGIIGX 11/20/2018 $0.0000 $377.8400 8/11/2009 1/15/2020 GIIC007 18387F309, 18387F317
  Intermediate Investment-Grade Corporate Trust, 008 CGIIHX 11/20/2018 $0.0000 $331.7200 8/24/2009 9/15/2019 GIIC008 18387F606, 18387F614
  Intermediate Investment-Grade Corporate Trust, 009 CGIIIX 11/20/2018 $0.0000 $383.5500 9/1/2009 9/15/2019 GIIC009 18387F705, 18387F713
  Intermediate Investment-Grade Corporate Trust, 010 CGIIJX 11/20/2018 $0.0000 $418.9900 9/15/2009 9/1/2021 GIIC010 18387G422, 18387G430
  Intermediate Investment-Grade Corporate Trust, 011 CGIIKX 11/20/2018 $0.0000 $346.6700 9/24/2009 9/15/2019 GIIC011 18387G448, 18387G455
  Intermediate Investment-Grade Corporate Trust, 012 CGIILX 11/20/2018 $0.0000 $397.0200 10/9/2009 3/1/2021 GIIC012 18387G463, 18387G471
  Intermediate Investment-Grade Corporate Trust, 013 CGIIMX 11/20/2018 $0.0000 $430.1400 11/4/2009 3/1/2021 GIIC013 18387G562, 18387G570
  Intermediate Investment-Grade Corporate Trust, 014 CGIINX 11/20/2018 $0.0000 $445.7900 11/19/2009 3/1/2021 GIIC014 18387G588, 18387G596
  Intermediate Investment-Grade Corporate Trust, 015 CGIIOX 11/20/2018 $0.0000 $416.6000 12/7/2009 3/1/2021 GIIC015 18387J269, 18387J277
  Intermediate Investment-Grade Corporate Trust, 016 CGIIPX 11/20/2018 $0.0000 $356.5100 1/5/2010 2/15/2020 GIIC016 18387J285, 18387J293
  Intermediate Investment-Grade Corporate Trust, 017 CGIIQX 11/20/2018 $0.0000 $441.1500 1/28/2010 3/1/2021 GIIC017 18387J343, 18387J350
  Intermediate Investment-Grade Corporate Trust, 018 CGIIRX 11/20/2018 $0.0000 $259.5600 3/5/2010 2/1/2020 GIIC018 18387J368, 18387J376
  Intermediate Investment-Grade Corporate Trust, 019 CGIISX 11/20/2018 $0.0000 $390.1800 3/31/2010 3/1/2021 GIIC019 18387K381, 18387K399
  Intermediate Investment-Grade Corporate Trust, 020 CGIITX 11/20/2018 $0.0000 $295.3300 5/19/2010 3/1/2021 GIIC020 18387K407, 18387K415
  Intermediate Investment-Grade Corporate Trust, 021 CGIIUX 11/20/2018 $0.0000 $493.5800 6/3/2010 3/1/2021 GIIC021 18387K423, 18387K431
  Intermediate Investment-Grade Corporate Trust, 022 CGIIVX 11/20/2018 $0.0000 $488.4500 6/30/2010 4/15/2021 GIIC022 18387K449, 18387K456
  Intermediate Investment-Grade Corporate Trust, 023 CGIIWX 11/20/2018 $0.0000 $598.7700 7/16/2010 4/15/2021 GIIC023 18387Q305, 18387Q313
  Intermediate Investment-Grade Corporate Trust, 024 CGIIYX 11/20/2018 $0.0000 $709.5500 8/10/2010 4/15/2021 GIIC024 18387Q420, 18387Q438
  Intermediate Investment-Grade Corporate Trust, 025 CGIIZX 11/20/2018 $0.0000 $633.8200 9/8/2010 4/15/2021 GIIC025 18387R204, 18387R212
  Intermediate Investment-Grade Corporate Trust, 026 CGIAAX 11/20/2018 $0.0000 $545.3300 10/19/2010 4/15/2021 GIIC026 40167C504, 40167C512
  Intermediate Investment-Grade Corporate Trust, 027 CGIABX 11/20/2018 $0.0000 $572.9900 12/17/2010 3/1/2021 GIIC027 40167R261, 40167R279
  Intermediate Investment-Grade Corporate Trust, 028 CGIACX 11/20/2018 $0.0000 $778.5400 3/10/2011 9/30/2020 GIIC028 40167D387, 40167D395
  Intermediate Investment-Grade Corporate Trust, 029 CGIADX 11/20/2018 $0.0000 $761.8400 6/9/2011 5/15/2021 GIIC029 40167E740, 40167E757
  International Dividend Strategy Portfolio, 037 CMVPLX 11/20/2018 $0.0000 $8.9070 10/2/2017 1/3/2019 MVP037 40172X600, 40172X618, 40172X626, 40172X634
  International Dividend Strategy Portfolio, 038 CMVPMX 11/20/2018 $0.0000 $8.4771 1/3/2018 4/3/2019 MVP038 40173T145, 40173T152, 40173T160, 40173T178
  International Dividend Strategy Portfolio, 039 CMVPNX 11/20/2018 $0.0000 $8.9932 4/3/2018 7/3/2019 MVP039 40173V678, 40173V686, 40173V694, 40173V702
  International Dividend Strategy Portfolio, 040 CMVPOX 11/20/2018 $0.0000 $8.8600 7/3/2018 10/2/2019 MVP040 40173Y300, 40173Y318, 40173Y326, 40173Y334
  Investment Grade Corporate Bond Portfolio, 003 CIGCAX 11/20/2018 $0.0000 $734.4800 6/13/2002 6/1/2034 DIGIT003 183845429
  Investment Grade Corporate Bond Portfolio, 005 CIGCCX 11/20/2018 $0.0000 $577.9500 12/4/2002 8/15/2034 DIGIT005 183845817
  Investment Grade Corporate Trust 3-7 Year, 001 CGIGAX 11/20/2018 $0.0000 $925.6500 8/28/2015 4/1/2022 GIGS001 40170A768, 40170A784
  Investment Grade Corporate Trust 3-7 Year, 002 CGIGBX 11/20/2018 $0.0000 $876.3200 2/3/2016 1/20/2023 GIGS002 40170X503, 40170X511
  Investment Grade Corporate Trust 3-7 Year, 003 CGIGCX 11/20/2018 $0.0000 $894.1800 3/3/2016 1/20/2023 GIGS003 40170C764, 40170C772
  Investment Grade Corporate Trust 3-7 Year, 004 CGIGDX 11/20/2018 $0.0000 $934.2600 3/24/2016 1/20/2023 GIGS004 40170X867, 40170X875
  Investment Grade Corporate Trust 3-7 Year, 005 CGIGEX 11/20/2018 $0.0000 $1,007.8300 4/22/2016 1/20/2023 GIGS005 40171J347, 40171J354
  Investment Grade Corporate Trust 3-7 Year, 006 CGIGFX 11/20/2018 $0.0000 $1,006.5600 6/24/2016 1/20/2023 GIGS006 40171K229, 40171K237
  Investment Grade Corporate Trust 3-7 Year, 007 CGIGGX 11/20/2018 $0.0000 $1,001.8500 8/18/2016 3/1/2023 GIGS007 40171K245, 40171K252
  Investment Grade Corporate Trust 3-7 Year, 008 CGIGHX 11/20/2018 $0.0000 $992.2200 2/9/2017 7/15/2023 GIGS008 40171L649, 40171L656
  Investment Grade Corporate Trust 3-7 Year, 009 CGIGIX 11/20/2018 $0.0000 $992.0700 7/13/2017 5/20/2024 GIGS009 40172R744, 40172R751
  Investment Grade Corporate Trust 3-7 Year, 010 CGIGJX 11/20/2018 $1,000.3400 $980.8200 11/30/2017 3/15/2024 GIGS010 40172X469, 40172X477
  Investment Grade Corporate Trust 3-7 Year, 011 CGIGLX 11/20/2018 $1,001.3000 $981.7100 2/16/2018 5/15/2024 GIGS011 40173U142
  Investment Grade Corporate Trust 5-8 Year, 001 CIGIAX 11/20/2018 $0.0000 $978.1200 9/22/2016 10/8/2024 GIGI001 40171L623, 40171L631
  Investment Grade Corporate Trust 5-8 Year, 002 CIGIBX 11/20/2018 $0.0000 $979.9500 4/28/2017 3/15/2025 GIGI002 40172V141, 40172V158
  Large-Cap Core Portfolio, 029 CACEDX 11/20/2018 $0.0000 $12.3826 12/2/2016 12/3/2018 LCAP029 40171N702, 40171N710, 40171N728, 40171N736
  Large-Cap Core Portfolio, 030 CACEEX 11/20/2018 $0.0000 $11.2877 2/22/2017 2/22/2019 LCAP030 40172R546, 40172R553, 40172R561, 40172R579
  Large-Cap Core Portfolio, 031 CACEFX 11/20/2018 $0.0000 $11.0012 6/19/2017 8/19/2019 LCAP031 40172R769, 40172R777, 40172R785, 40172R793
  Large-Cap Core Portfolio, 032 CACEGX 11/20/2018 $0.0000 $10.6216 8/31/2017 8/30/2019 LCAP032 40170D804, 40170D812, 40170D820, 40170D838
  Large-Cap Core Portfolio, 033 CACEHX 11/20/2018 $0.0000 $9.7134 2/28/2018 2/28/2020 LCAP033 40173U803, 40173U811, 40173U829, 40173U837
  Long-Term National Municipal Trust, 002 CGLTBX 11/20/2018 $0.0000 $571.9600 5/6/2011 8/15/2038 GLTM002 40167C520, 40167C538
  Long-Term National Municipal Trust, 003 CGLTCX 11/20/2018 $0.0000 $512.7600 6/16/2011 8/15/2043 GLTM003 40167H784, 40167H792
  ML Top Picks for 2018 (AVAILABLE THROUGH MERRILL LYNCH ADVISORS ONLY), 006 CMPIFX 11/20/2018 $0.0000 $9.3127 3/5/2018 4/15/2019 MPIX006 40173V611, 40173V629
  MLP & Energy Funds Portfolio, 016 CMLPPX 11/20/2018 $0.0000 $6.8473 12/28/2016 12/28/2018 MLP016 40171U466, 40171U474, 40171U482, 40171U490
  MLP & Energy Funds Portfolio, 017 CMLPQX 11/20/2018 $0.0000 $6.8855 3/22/2017 3/22/2019 MLP017 40172T146, 40172T153, 40172T161, 40172T179
  MLP & Energy Funds Portfolio, 018 CMLPRX 11/20/2018 $0.0000 $7.9617 6/22/2017 6/24/2019 MLP018 40172V604, 40172V612, 40172V620, 40172V638
  MLP & Energy Funds Portfolio, 019 CMLPSX 11/20/2018 $0.0000 $7.6872 9/27/2017 9/27/2019 MLP019 40172X428, 40172X436, 40172X444, 40172X451
  MLP & Energy Funds Portfolio, 020 CMLPTX 11/20/2018 $0.0000 $7.9913 12/22/2017 12/23/2019 MLP020 40173C845, 40173C852, 40173C860, 40173C878
  MLP & Energy Funds Portfolio, 021 CMLPUX 11/20/2018 $0.0000 $9.2099 3/23/2018 3/23/2020 MLP021 40173V538, 40173V546, 40173V553, 40173V561
  MLP & Energy Funds Portfolio, 022 CMLPVX 11/20/2018 $0.0000 $8.2699 6/22/2018 6/22/2020 MLP022 40173Y185, 40173Y193, 40173Y201, 40173Y219
  Multinational Titans Portfolio, 012 CMNTLX 11/20/2018 $0.0000 $11.2122 4/19/2017 4/19/2019 MNTP012 40172T740, 40172T757, 40172T765, 40172T773
  Multinational Titans Portfolio, 013 CMNTMX 11/20/2018 $0.0000 $10.3085 8/4/2017 10/4/2019 MNTP013 40170D242, 40170D259, 40170D267, 40170D275
  Multinational Titans Portfolio, 014 CMNTNX 11/20/2018 $0.0000 $9.5147 2/9/2018 4/9/2020 MNTP014 40173U324, 40173U332, 40173U340, 40173U357
  National Municipal Portfolio of CEFs, 033 CENMHX 11/20/2018 $0.0000 $8.3405 2/2/2017 2/4/2019 DCEN033 40172R108, 40172R116, 40172R124, 40172R132
  National Municipal Portfolio of CEFs, 034 CENMIX 11/20/2018 $0.0000 $8.3150 5/2/2017 5/2/2019 DCEN034 40172U325, 40172U333, 40172U341, 40172U358
  National Municipal Portfolio of CEFs, 035 CENMJX 11/20/2018 $0.0000 $8.2955 6/9/2017 8/7/2019 DCEN035 40172V729, 40172V737, 40172V745, 40172V752
  National Municipal Portfolio of CEFs, 036 CENMKX 11/20/2018 $0.0000 $8.6044 11/3/2017 11/4/2019 DCEN036 40173A625, 40173A633, 40173A641, 40173A658
  National Municipal Portfolio of CEFs, 037 CENMLX 11/20/2018 $0.0000 $9.0339 2/2/2018 2/3/2020 DCEN037 40173U209, 40173U217, 40173U225, 40173U233
  National Municipal Portfolio of CEFs, 038 CENMMX 11/20/2018 $0.0000 $9.1395 5/2/2018 5/4/2020 DCEN038 40173W775, 40173W783, 40173W791, 40173W809
  National Municipal Portfolio of CEFs, 039 CENMNX 11/20/2018 $0.0000 $9.0280 8/2/2018 8/3/2020 DCEN039 40174A186, 40174A194, 40174A202, 40174A210
  NDR Thematic Opportunities Portfolio, 001 CTOPAX 11/20/2018 $0.0000 $9.6375 8/23/2017 11/28/2018 TOP001 40172X485, 40172X493, 40172X501, 40172X519
  NDR Thematic Opportunities Portfolio, 002 CTOPBX 11/20/2018 $0.0000 $8.4823 11/28/2017 2/28/2019 TOP002 40173C266, 40173C274, 40173C282, 40173C290
  NDR Thematic Opportunities Portfolio, 003 CTOPCX 11/20/2018 $0.0000 $9.4296 2/28/2018 5/28/2019 TOP003 40173U845, 40173U852, 40173U860, 40173U878
  NDR Thematic Opportunities Portfolio, 004 CTOPDX 11/20/2018 $0.0000 $9.1990 5/25/2018 8/27/2019 TOP004 40173X351, 40173X369, 40173X377, 40173X385
  New Jersey Municipal Portfolio of CEFs, 019 CENJSX 11/20/2018 $0.0000 $8.4278 1/4/2017 1/4/2019 DCNJ019 40172A303, 40172A311, 40172A329, 40172A337
  New Jersey Municipal Portfolio of CEFs, 020 CENJTX 11/20/2018 $0.0000 $8.2325 7/6/2017 7/8/2019 DCNJ020 40172W180, 40172W198, 40172W206, 40172W214
  New Jersey Municipal Portfolio of CEFs, 021 CENJUX 11/20/2018 $0.0000 $8.3350 1/4/2018 1/6/2020 DCNJ021 40173T186, 40173T194, 40173T202, 40173T210
  New York Municipal Portfolio of CEFs, 027 CENYBX 11/20/2018 $0.0000 $8.3202 5/2/2017 5/2/2019 DCNY027 40172U366, 40172U374, 40172U382, 40172U390
  New York Municipal Portfolio of CEFs, 028 CENYCX 11/20/2018 $0.0000 $8.3454 7/6/2017 11/7/2019 DCNY028 40172W222, 40172W230, 40172W248, 40172W255
  New York Municipal Portfolio of CEFs, 029 CENYDX 11/20/2018 $0.0000 $8.4253 11/3/2017 11/4/2019 DCNY029 40173A708, 40173A716, 40173A724, 40173A732
  New York Municipal Portfolio of CEFs, 030 CENYEX 11/20/2018 $0.0000 $9.2374 5/2/2018 5/4/2020 DCNY030 40173W734, 40173W742, 40173W759, 40173W767
  Precious Metals & Miners Portfolio, 012 CPMMLX 11/20/2018 $0.0000 $7.7861 4/19/2017 4/19/2019 PMMP012 40172T781, 40172T799, 40172T807, 40172T815
  Precious Metals & Miners Portfolio, 013 CPMMMX 11/20/2018 $0.0000 $7.9667 8/10/2017 10/10/2019 PMMP013 40170D366, 40170D374, 40170D382, 40170D390
  Precious Metals & Miners Portfolio, 014 CPMMNX 11/20/2018 $0.0000 $8.4701 2/9/2018 4/9/2020 PMMP014 40173U365, 40173U373, 40173U381, 40173U399
  Quality Dividend Strategy Portfolio, 022 CTPLVX 11/20/2018 $0.0000 $9.2734 10/2/2017 1/3/2019 TPLA022 40172X642, 40172X659, 40172X667, 40172X675
  REIT Portfolio, 016 CGRTPX 11/20/2018 $0.0000 $8.6400 4/19/2017 4/19/2019 GRET016 40172T708, 40172T716, 40172T724, 40172T732
  REIT Portfolio, 017 CGRTQX 11/20/2018 $0.0000 $9.2373 8/14/2017 10/14/2019 GRET017 40170D408, 40170D416, 40170D424, 40170D432
  REIT Portfolio, 018 CGRTRX 11/20/2018 $0.0000 $10.1966 2/9/2018 4/9/2020 GRET018 40173U282, 40173U290, 40173U308, 40173U316
  Rising Rate Defensive Equity Portfolio, 007 CRREGX 11/20/2018 $0.0000 $9.9739 3/14/2017 3/14/2019 RREP007 40172T542, 40172T559, 40172T567, 40172T575
  Rising Rate Defensive Equity Portfolio, 008 CRREHX 11/20/2018 $0.0000 $8.9059 8/28/2017 10/28/2019 RREP008 40170D721, 40170D739, 40170D747, 40170D754
  Rising Rate Defensive Equity Portfolio, 009 CRREIX 11/20/2018 $0.0000 $7.7600 10/26/2017 10/28/2019 RREP009 40173A427, 40173A435, 40173A443, 40173A450
  Rising Rate Defensive Equity Portfolio, 010 CRREJX 11/20/2018 $0.0000 $8.2103 4/20/2018 4/20/2020 RREP010 40173W361, 40173W379, 40173W387, 40173W395
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 009 CACTIX 11/20/2018 $0.0000 $10.3618 10/23/2017 1/28/2019 ACTS009 40173A302, 40173A310, 40173A328, 40173A336
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 010 CACTJX 11/20/2018 $0.0000 $9.0764 1/26/2018 4/25/2019 ACTS010 40173T624, 40173T632, 40173T640, 40173T657
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 011 CACTKX 11/20/2018 $0.0000 $10.2277 4/25/2018 7/25/2019 ACTS011 40173W445, 40173W452, 40173W460, 40173W478
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 012 CACTLX 11/20/2018 $0.0000 $9.4082 7/25/2018 10/23/2019 ACTS012 40173Y748, 40173Y755, 40173Y763, 40173Y771
  S&P Global Dividend Aristocrats Select 25 Strategy Portfolio, 005 CGACEX 11/20/2018 $0.0000 $9.0505 10/5/2017 1/8/2019 GACT005 40172X766, 40172X774, 40172X782, 40172X790
  S&P Global Dividend Aristocrats Select 25 Strategy Portfolio, 006 CGACFX 11/20/2018 $0.0000 $8.3931 1/8/2018 4/8/2019 GACT006 40173T301, 40173T319, 40173T327, 40173T335
  S&P Global Dividend Aristocrats Select 25 Strategy Portfolio, 007 CGACGX 11/20/2018 $0.0000 $9.4881 4/6/2018 7/8/2019 GACT007 40173V793, 40173V801, 40173V819, 40173V827
  Select Quality Municipal Portfolio, 001 CGSQAX 11/20/2018 $0.0000 $971.6000 3/28/2014 8/15/2052 GSQM001 40167W229, 40167W237
  Select Quality Municipal Portfolio, 002 CGSQBX 11/20/2018 $0.0000 $1,049.0200 8/7/2014 11/15/2044 GSQM002 40169A340, 40169A357
  Select Quality Municipal Portfolio, 003 CGSQCX 11/20/2018 $0.0000 $972.6000 4/29/2015 11/15/2045 GSQM003 40169M583, 40169M591
  Select Quality Municipal Portfolio, 004 CGSQDX 11/20/2018 $0.0000 $1,020.7900 12/4/2015 6/15/2046 GSQM004 40169Y652, 40169Y660
  Senior Loan & Income Portfolio of CEFs, 031 CESLEX 11/20/2018 $0.0000 $8.3459 4/7/2017 4/8/2019 DCES031 40172U242, 40172U259, 40172U267, 40172U275
  Senior Loan & Income Portfolio of CEFs, 032 CESLFX 11/20/2018 $0.0000 $8.5261 7/7/2017 11/7/2019 DCES032 40172W305, 40172W313, 40172W321, 40172W339
  Senior Loan & Income Portfolio of CEFs, 033 CESLGX 11/20/2018 $0.0000 $8.7038 11/3/2017 11/4/2019 DCES033 40173A666, 40173A674, 40173A682, 40173A690
  Senior Loan & Income Portfolio of CEFs, 034 CESLHX 11/20/2018 $0.0000 $8.6603 5/2/2018 5/4/2020 DCES034 40173W692, 40173W700, 40173W718, 40173W726
  Short Duration High Yield Trust, 016 CGSHPX 11/20/2018 $0.0000 $37.5200 6/22/2012 2/1/2022 GSHY016 40167U629, 40167U637
  Short Duration High Yield Trust, 018 CGSHRX 11/20/2018 $0.0000 $34.2200 8/24/2012 3/15/2022 GSHY018 40166E683, 40166E691
  Short Duration High Yield Trust, 019 CGSHSX 11/20/2018 $0.0000 $55.0100 9/20/2012 3/15/2022 GSHY019 40166F540, 40166F557
  Short Duration High Yield Trust, 020 CGSHTX 11/20/2018 $0.0000 $32.9300 10/25/2012 4/1/2022 GSHY020 40166G449, 40166G456
  Short Duration High Yield Trust, 021 CGSHUX 11/20/2018 $0.0000 $132.1200 12/13/2012 10/1/2022 GSHY021 40167V783, 40167V791
  Short Duration High Yield Trust, 022 CGSHVX 11/20/2018 $0.0000 $110.7200 1/24/2013 10/1/2022 GSHY022 40166J708, 40166J716
  Short Duration High Yield Trust, 024 CGSHYX 11/20/2018 $0.0000 $141.4300 4/25/2013 6/15/2022 GSHY024 40168C586, 40168C594
  Short Duration High Yield Trust, 025 CGSHZX 11/20/2018 $0.0000 $158.8100 5/23/2013 9/15/2022 GSHY025 40168E343, 40168E350
  Short Duration High Yield Trust, 026 CGSYAX 11/20/2018 $0.0000 $96.4100 7/25/2013 7/15/2022 GSHY026 40168B224, 40168B232
  Short Duration High Yield Trust, 028 CGSYCX 11/20/2018 $0.0000 $233.1000 9/26/2013 8/15/2021 GSHY028 40168F720, 40168F738
  Short Duration High Yield Trust, 029 CGSYDX 11/20/2018 $0.0000 $334.3400 10/25/2013 5/20/2022 GSHY029 40168J706, 40168J714
  Short Duration High Yield Trust, 030 CGSYEX 11/20/2018 $0.0000 $353.1700 11/22/2013 10/15/2022 GSHY030 40168K463, 40168K471
  Short Duration High Yield Trust, 031 CGSYFX 11/20/2018 $0.0000 $220.5500 12/19/2013 10/15/2022 GSHY031 40168R302, 40168R310
  Short Duration High Yield Trust, 032 CGSYGX 11/20/2018 $0.0000 $117.1600 1/24/2014 2/15/2023 GSHY032 40168R443, 40168R450
  Short Duration High Yield Trust, 033 CGSYHX 11/20/2018 $0.0000 $238.9900 3/27/2014 8/15/2024 GSHY033 40168U784, 40168U792
  Short Duration High Yield Trust, 034 CGSYIX 11/20/2018 $0.0000 $150.2400 4/24/2014 7/15/2023 GSHY034 40167X227, 40167X235
  Short Duration High Yield Trust, 035 CGSYJX 11/20/2018 $0.0000 $295.7000 5/30/2014 12/15/2023 GSHY035 40168L149, 40168L156
  Short Duration High Yield Trust, 036 CGSYKX 11/20/2018 $0.0000 $384.9000 6/26/2014 10/15/2023 GSHY036 40168L685, 40168L693
  Short Duration High Yield Trust, 037 CGSYLX 11/20/2018 $0.0000 $314.4900 8/21/2014 8/15/2023 GSHY037 40169A803, 40169A811
  Short Duration High Yield Trust, 038 CGSYMX 11/20/2018 $0.0000 $372.4800 11/20/2014 8/15/2024 GSHY038 40169A829, 40169A837
  Short Duration High Yield Trust, 039 CGSYNX 11/20/2018 $0.0000 $361.9000 2/20/2015 7/15/2024 GSHY039 40169G180, 40169G198
  Short Duration High Yield Trust, 040 CGSYOX 11/20/2018 $0.0000 $437.5500 4/23/2015 4/15/2023 GSHY040 40169L502, 40169L510
  Short Duration High Yield Trust, 041 CGSYPX 11/20/2018 $0.0000 $547.0000 6/25/2015 8/15/2024 GSHY041 40169N268, 40169N276
  Short Duration High Yield Trust, 042 CGSYQX 11/20/2018 $0.0000 $577.7600 8/14/2015 4/15/2023 GSHY042 40170A347, 40170A354
  Short Duration High Yield Trust, 043 CGSYRX 11/20/2018 $0.0000 $517.2700 11/19/2015 8/15/2023 GSHY043 40169Y546, 40169Y553
  Short Duration High Yield Trust, 044 CGSYSX 11/20/2018 $0.0000 $577.0200 2/5/2016 1/15/2024 GSHY044 40170C707, 40170C715
  Short Duration High Yield Trust, 045 CGSYTX 11/20/2018 $0.0000 $796.7700 5/26/2016 1/15/2024 GSHY045 40170X529, 40170X537
  Short Duration High Yield Trust, 046 CGSYUX 11/20/2018 $0.0000 $815.4400 9/15/2016 1/15/2026 GSHY046 40171H226, 40171H234
  Short Duration High Yield Trust, 047 CGSYVX 11/20/2018 $0.0000 $799.3300 2/24/2017 3/15/2025 GSHY047 40171M787, 40171M795
  Short Duration High Yield Trust, 048 CGSYWX 11/20/2018 $978.9000 $954.4200 9/15/2017 9/1/2025 GSHY048 40172U226, 40172U234
  SMid Dividend Strength Portfolio, 007 CSMDGX 11/20/2018 $0.0000 $9.9317 1/20/2017 1/22/2019 SMDS007 40172A469, 40172A477, 40172A485, 40172A493
  SMid Dividend Strength Portfolio, 008 CSMDHX 11/20/2018 $0.0000 $10.1826 6/13/2017 7/22/2019 SMDS008 40172V844, 40172V851, 40172V869, 40172V877
  SMid Dividend Strength Portfolio, 009 CSMDIX 11/20/2018 $0.0000 $9.4210 1/25/2018 1/27/2020 SMDS009 40173T582, 40173T590, 40173T608, 40173T616
  Strategic Income Portfolio, 099 CFSIAX 11/20/2018 $0.0000 $8.4907 10/6/2017 1/9/2019 FSIP099 40172X808, 40172X816, 40172X824, 40172X832
  Strategic Income Portfolio, 100 CFSIBX 11/20/2018 $0.0000 $8.5227 1/4/2018 4/4/2019 FSIP100 40173T228, 40173T236, 40173T244, 40173T251
  Strategic Income Portfolio, 101 CFSICX 11/20/2018 $0.0000 $8.9493 4/4/2018 7/5/2019 FSIP101 40173V710, 40173V728, 40173V736, 40173V744
  Strategic Income Portfolio, 102 CFSIDX 11/20/2018 $0.0000 $8.7395 7/5/2018 10/7/2019 FSIP102 40173Y342, 40173Y359, 40173Y367, 40173Y375
  Technological Innovation Portfolio, 008 CATEHX 11/20/2018 $0.0000 $12.7258 3/15/2017 3/15/2019 ATEC008 40172A709, 40172A717, 40172A725, 40172A733
  Technological Innovation Portfolio, 009 CATEIX 11/20/2018 $0.0000 $12.5979 6/30/2017 9/30/2019 ATEC009 40172R801, 40172R819, 40172R827, 40172R835
  Technological Innovation Portfolio, 010 CATEJX 11/20/2018 $0.0000 $11.3281 9/20/2017 9/30/2019 ATEC010 40172X345, 40172X352, 40172X360, 40172X378
  Technological Innovation Portfolio, 011 CATEKX 11/20/2018 $0.0000 $9.5800 3/16/2018 3/16/2020 ATEC011 40173V454, 40173V462, 40173V470, 40173V488
  Technology Portfolio, 020 CTECTX 11/20/2018 $0.0000 $11.9076 4/20/2017 4/22/2019 DTS020 40172T823, 40172T831, 40172T849, 40172T856
  Technology Portfolio, 021 CTECUX 11/20/2018 $0.0000 $11.0486 7/31/2017 10/31/2019 DTS021 40170D101, 40170D119, 40170D127, 40170D135
  Technology Portfolio, 022 CTECVX 11/20/2018 $0.0000 $10.0399 10/25/2017 10/25/2019 DTS022 40173A385, 40173A393, 40173A401, 40173A419
  Technology Portfolio, 023 CTECWX 11/20/2018 $0.0000 $9.3869 4/20/2018 4/20/2020 DTS023 40173W288, 40173W296, 40173W304, 40173W312
  Total Income Portfolio, 009 CTIPIX 11/20/2018 $0.0000 $9.0243 2/22/2017 2/22/2019 TIP009 40172R587, 40172R595, 40172R603, 40172R611
  Total Income Portfolio, 010 CTIPJX 11/20/2018 $0.0000 $9.1503 7/12/2017 8/12/2019 TIP010 40172W545, 40172W552, 40172W560, 40172W578
  Total Income Portfolio, 011 CTIPKX 11/20/2018 $0.0000 $8.9879 10/13/2017 2/26/2019 TIP011 40172X840, 40172X857, 40172X865, 40172X873
  Total Income Portfolio, 012 CTIPLX 11/20/2018 $0.0000 $9.1606 2/26/2018 5/27/2019 TIP012 40173U761, 40173U779, 40173U787, 40173U795
  Total Income Portfolio, 013 CTIPMX 11/20/2018 $0.0000 $9.1450 5/25/2018 8/27/2019 TIP013 40173X393, 40173X419, 40173X427, 40173X435
  UBS Opportunistic Equity Income List: Equity Advisory Group 2017-3 (AVAILABLE THROUGH UBS ADVISORS ONLY), 010 CUBCJX 11/20/2018 $0.0000 $10.2466 9/12/2017 12/11/2018 UCAM010 40172X188, 40172X196, 40172X204, 40172X212
  UBS Opportunistic Equity Income List: Equity Advisory Group 2017-4 (AVAILABLE THROUGH UBS ADVISORS ONLY), 011 CUBCKX 11/20/2018 $0.0000 $9.4542 12/11/2017 3/11/2019 UCAM011 40173C605, 40173C613, 40173C621, 40173C639
  UBS Opportunistic Equity Income List: Equity Advisory Group 2018-1 (AVAILABLE THROUGH UBS ADVISORS ONLY), 012 CUBCLX 11/20/2018 $0.0000 $9.1153 3/9/2018 6/11/2019 UCAM012 40173V256, 40173V264, 40173V272, 40173V280
  UBS Opportunistic Equity Income List: Equity Advisory Group 2018-2(AVAILABLE THROUGH UBS ADVISORS ONLY), 013 CUBCMX 11/20/2018 $0.0000 $9.4092 6/11/2018 9/11/2019 UCAM013 40173X674, 40173X682, 40173X690, 40173X716
  Undervalued Top Picks Portfolio, 014 CUVANX 11/20/2018 $0.0000 $9.0649 8/22/2017 11/26/2018 UVAL014 40170D606, 40170D614, 40170D622, 40170D630
  Undervalued Top Picks Portfolio, 015 CUVAOX 11/20/2018 $0.0000 $9.5369 11/22/2017 2/25/2019 UVAL015 40173C225, 40173C233, 40173C241, 40173C258
  Undervalued Top Picks Portfolio, 016 CUVAPX 11/20/2018 $0.0000 $9.0057 2/23/2018 5/23/2019 UVAL016 40173U688, 40173U696, 40173U704, 40173U712
  Undervalued Top Picks Portfolio, 017 CUVAQX 11/20/2018 $0.0000 $8.2865 5/23/2018 8/23/2019 UVAL017 40173X708, 40173X807, 40173X872, 40173X880
  US 50 Dividend Strategy Portfolio, 014 CUFTNX 11/20/2018 $0.0000 $8.4549 10/23/2017 1/25/2019 UFTY014 40173A344, 40173A351, 40173A369, 40173A377
  US 50 Dividend Strategy Portfolio, 015 CUFTOX 11/20/2018 $0.0000 $8.6020 1/25/2018 4/25/2019 UFTY015 40173T541, 40173T558, 40173T566, 40173T574
  US 50 Dividend Strategy Portfolio, 016 CUFTPX 11/20/2018 $0.0000 $9.2819 4/25/2018 7/25/2019 UFTY016 40173W528, 40173W536, 40173W544, 40173W551
  US 50 Dividend Strategy Portfolio, 017 CUFTQX 11/20/2018 $0.0000 $8.9665 7/25/2018 10/23/2019 UFTY017 40173Y821, 40173Y839, 40173Y847, 40173Y854
  US Capital Strength Portfolio, 013 CUCAMX 11/20/2018 $0.0000 $11.5483 2/16/2017 2/19/2019 UCAP013 40172R462, 40172R470, 40172R488, 40172R496
  US Capital Strength Portfolio, 014 CUCANX 11/20/2018 $0.0000 $10.0862 6/22/2017 8/14/2019 UCAP014 40172V687, 40172V695, 40172V703, 40172V711
  US Capital Strength Portfolio, 015 CUCAOX 11/20/2018 $0.0000 $10.4079 11/17/2017 11/18/2019 UCAP015 40173A823, 40173A831, 40173A849, 40173A856
  US Capital Strength Portfolio, 016 CUCAPX 11/20/2018 $0.0000 $9.5236 5/17/2018 5/18/2020 UCAP016 40173X302, 40173X401, 40173X500, 40173X609
  US High Dividend Strategy Portfolio (2-Year), 011 CTUHKX 11/20/2018 $0.0000 $9.8185 2/15/2017 2/15/2019 TUHD011 40172R348, 40172R355, 40172R363, 40172R371
  US High Dividend Strategy Portfolio , 026 CUSHAX 11/20/2018 $0.0000 $9.6113 10/16/2017 1/18/2019 USHD026 40173A146, 40173A153, 40173A161, 40173A179
  US High Dividend Strategy Portfolio , 027 CUSHBX 11/20/2018 $0.0000 $9.0300 1/18/2018 4/18/2019 USHD027 40173T509, 40173T517, 40173T525, 40173T533
  US High Dividend Strategy Portfolio , 028 CUSHCX 11/20/2018 $0.0000 $9.4773 4/18/2018 7/18/2019 USHD028 40173W247, 40173W254, 40173W262, 40173W270
  US High Dividend Strategy Portfolio , 029 CUSHDX 11/20/2018 $0.0000 $9.8664 7/18/2018 10/16/2019 USHD029 40173Y664, 40173Y672, 40173Y680, 40173Y698
  US Low Volatility Strategy Portfolio, 021 CULOUX 11/20/2018 $0.0000 $10.5698 11/1/2017 2/1/2019 ULOW021 40173A542, 40173A559, 40173A567, 40173A575
  US Low Volatility Strategy Portfolio, 022 CULOVX 11/20/2018 $0.0000 $9.9478 2/1/2018 5/1/2019 ULOW022 40173U167, 40173U175, 40173U183, 40173U191
  US Low Volatility Strategy Portfolio, 023 CULOWX 11/20/2018 $0.0000 $10.2039 5/1/2018 8/1/2019 ULOW023 40173W650, 40173W668, 40173W676, 40173W684
  US Low Volatility Strategy Portfolio, 024 CULOYX 11/20/2018 $0.0000 $9.8440 8/1/2018 11/1/2019 ULOW024 40174A145, 40174A152, 40174A160, 40174A178
  US SMID High Dividend Portfolio , 026 CSMHAX 11/20/2018 $0.0000 $9.2858 10/16/2017 1/18/2019 SMHD026 40173A104, 40173A112, 40173A120, 40173A138
  US SMID High Dividend Portfolio , 027 CSMHBX 11/20/2018 $0.0000 $9.3824 1/18/2018 4/18/2019 SMHD027 40173T467, 40173T475, 40173T483, 40173T491
  US SMID High Dividend Portfolio , 028 CSMHCX 11/20/2018 $0.0000 $9.5946 4/18/2018 7/18/2019 SMHD028 40173W205, 40173W213, 40173W221, 40173W239
  US SMID High Dividend Portfolio , 029 CSMHDX 11/20/2018 $0.0000 $8.7853 7/18/2018 10/16/2019 SMHD029 40173Y623, 40173Y631, 40173Y649, 40173Y656
  Utilities Portfolio, 025 COPUAX 11/20/2018 $0.0000 $11.0040 1/25/2017 1/25/2019 DUS025 40171U581, 40171U599, 40171U607, 40171U615
  Utilities Portfolio, 026 COPUBX 11/20/2018 $0.0000 $9.9641 7/25/2017 7/25/2019 DUS026 40172W784, 40172W792, 40172W800, 40172W818
  Utilities Portfolio, 027 COPUCX 11/20/2018 $0.0000 $10.6822 1/12/2018 1/13/2020 DUS027 40173T426, 40173T434, 40173T442, 40173T459
  Zacks Income Advantage Strategy Portfolio (2-Year), 019 CTZISX 11/20/2018 $0.0000 $9.2974 2/15/2017 2/15/2019 TZIP019 40172R264, 40172R272, 40172R280, 40172R298
  Zacks Income Advantage Strategy Portfolio (2-Year), 020 CTZITX 11/20/2018 $0.0000 $9.0374 5/15/2017 5/15/2019 TZIP020 40172U564, 40172U572, 40172U580, 40172U598
  Zacks Income Advantage Strategy Portfolio, 040 CCZIOX 11/20/2018 $0.0000 $9.1357 11/15/2017 2/15/2019 CZIP040 40173A740, 40173A757, 40173A765, 40173A773
  Zacks Income Advantage Strategy Portfolio, 041 CCZIPX 11/20/2018 $0.0000 $8.8966 2/15/2018 5/15/2019 CZIP041 40173U449, 40173U456, 40173U464, 40173U472
  Zacks Income Advantage Strategy Portfolio, 042 CCZIQX 11/20/2018 $0.0000 $9.0401 5/15/2018 8/15/2019 CZIP042 40173W858, 40173W866, 40173W874, 40173W882
  Zacks Income Advantage Strategy Portfolio, 043 CCZIRX 11/20/2018 $0.0000 $8.7942 8/15/2018 11/15/2019 CZIP043 40174A467, 40174A475, 40174A483, 40174A491

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge.

2 The "bid" price represents the net asset value of one unit of a trust (excluding deferred sales charge).

3 The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges accounted for if investors liquidate units.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.

Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)

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