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Secondary UITs

Primary Trusts   |   Matured Trusts
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CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Liquidation2 Deposit Date Mandatory Maturity Date
  Advisory Series: Investment Grade Corporate 3-7 Year Trust, 002 CAGIBX 9/16/2019 $988.7100 $988.7100 6/27/2018 5/15/2025 AGIGS002 40173X443
  Advisory Series: Investment Grade Corporate Trust 3-7 Year (FEE-BASED ONLY), 001 CAGIAX 9/16/2019 $0.0000 $985.9400 4/18/2018 3/25/2025 AGIGS001 40173V124
  Alerian Energy Infrastructure & MLP Capital Strength Portfolio, 006 CAMIFX 9/16/2019 $0.0000 $9.2970 4/8/2019 7/8/2020 AMII006 40174G720, 40174G738, 40174G746, 40174G753
  Alerian MLP Infrastructure & Income Portfolio, 003 CAMICX 9/16/2019 $0.0000 $9.2898 7/6/2018 10/8/2019 AMII003 40173Y383, 40173Y391, 40173Y409, 40173Y417
  Alerian MLP Infrastructure & Income Portfolio, 004 CAMIDX 9/16/2019 $0.0000 $9.0984 10/5/2018 1/7/2020 AMII004 40174B754, 40174B762, 40174B770, 40174B788
  Alerian MLP Infrastructure & Income Portfolio, 005 CAMIEX 9/16/2019 $0.0000 $10.6363 1/7/2019 4/8/2020 AMII005 40174E352, 40174E360, 40174E378, 40174E386
  Alternative Income Portfolio, 009 CAIPIX 9/16/2019 $0.0000 $8.7647 8/14/2017 10/14/2019 AIP009 40170D440, 40170D457, 40170D465, 40170D473
  Alternative Income Portfolio, 010 CAIPJX 9/16/2019 $0.0000 $8.3602 10/19/2017 10/21/2019 AIP010 40173A229, 40173A237, 40173A245, 40173A252
  Alternative Income Portfolio, 011 CAIPKX 9/16/2019 $0.0000 $9.9611 4/13/2018 4/13/2020 AIP011 40173W569, 40173W577, 40173W585, 40173W593
  Alternative Income Portfolio, 012 CAIPLX 9/16/2019 $0.0000 $9.7924 10/12/2018 10/12/2020 AIP012 40174B796, 40174B804, 40174B812, 40174B820
  Balanced Income Builder Portfolio, 021 CGBIUX 9/16/2019 $0.0000 $9.9044 10/18/2017 10/18/2019 GBIB021 40173A187, 40173A195, 40173A203, 40173A211
  Balanced Income Builder Portfolio, 022 CGBIVX 9/16/2019 $0.0000 $9.6493 1/26/2018 1/27/2020 GBIB022 40173T749, 40173T756, 40173T764, 40173T772
  Balanced Income Builder Portfolio, 023 CGBIWX 9/16/2019 $0.0000 $9.9225 4/20/2018 4/20/2020 GBIB023 40173W320, 40173W338, 40173W346, 40173W353
  Balanced Income Builder Portfolio, 024 CGBIYX 9/16/2019 $0.0000 $10.1909 7/20/2018 7/20/2020 GBIB024 40173Y706, 40173Y714, 40173Y722, 40173Y730
  Balanced Income Builder Portfolio, 025 CGBIZX 9/16/2019 $0.0000 $10.0537 10/19/2018 10/19/2020 GBIB025 40174C265, 40174C273, 40174C281, 40174C299
  Balanced Income Builder Portfolio, 026 CGBIAX 9/16/2019 $0.0000 $10.0901 2/12/2019 4/20/2021 GBIB026 40174E550, 40174E568, 40174E576, 40174E584
  Balanced Income Builder Portfolio, 027 CGBIBX 9/16/2019 $0.0000 $9.8743 4/22/2019 4/22/2021 GBIB027 40174H348, 40174H355, 40174H363, 40174H371
  BDC Scorecard Portfolio, 012 CBDCLX 9/16/2019 $0.0000 $9.6436 6/15/2018 9/17/2019 BDCS012 40173Y102, 40173Y110, 40173Y128, 40173Y136
  BDC Scorecard Portfolio, 013 CBDCMX 9/16/2019 $0.0000 $9.3055 9/17/2018 12/17/2019 BDCS013 40174B390, 40174B408, 40174B416, 40174B424
  BDC Scorecard Portfolio, 014 CBDCNX 9/16/2019 $0.0000 $10.9618 12/17/2018 3/16/2020 BDCS014 40174D701, 40174D719, 40174D727, 40174D735
  BDC Scorecard Portfolio, 015 CBDCOX 9/16/2019 $0.0000 $10.0588 3/15/2019 6/17/2020 BDCS015 40174G308, 40174G316, 40174G324, 40174G332
  Blue Chip Growth Portfolio, 016 CBCHPX 9/16/2019 $0.0000 $12.7914 11/17/2017 11/18/2019 BCHP016 40173A781, 40173A799, 40173A807, 40173A815
  Blue Chip Growth Portfolio, 017 CBCHQX 9/16/2019 $0.0000 $11.3274 2/20/2018 2/20/2020 BCHP017 40173U605, 40173U613, 40173U621, 40173U639
  Blue Chip Growth Portfolio, 018 CBCHRX 9/16/2019 $0.0000 $11.0873 5/17/2018 5/18/2020 BCHP018 40173X187, 40173X195, 40173X203, 40173X211
  Blue Chip Growth Portfolio, 019 CBCHSX 9/16/2019 $0.0000 $10.6097 8/17/2018 8/17/2020 BCHP019 40174A624, 40174A632, 40174A640, 40174A657
  Blue Chip Growth Portfolio, 020 CBCHTX 9/16/2019 $0.0000 $10.9865 11/16/2018 11/16/2020 BCHP020 40174C786, 40174C794, 40174C802, 40174C810
  Blue Chip Growth Portfolio, 021 CBCHUX 9/16/2019 $0.0000 $10.4700 2/15/2019 2/16/2021 BCHP021 40174F300, 40174F318, 40174F326, 40174F334
  Blue Chip Growth Portfolio, 022 CBCHVX 9/16/2019 $0.0000 $10.4408 5/15/2019 5/17/2021 BCHP022 40174H629, 40174H637, 40174H645, 40174H652
  Build America Bonds Trust, 001 CGBAAX 9/16/2019 $0.0000 $766.4400 7/20/2010 7/1/2042 GBAB001 18387Q446, 18387Q453
  Build America Bonds Trust, 002 CGBABX 9/16/2019 $0.0000 $862.3900 8/12/2010 2/1/2042 GBAB002 18387Q503, 18387Q511
  Build America Bonds Trust, 003 CGBACX 9/16/2019 $0.0000 $915.9100 8/20/2010 7/1/2042 GBAB003 18387Q529, 18387Q537
  Build America Bonds Trust, 004 CGBADX 9/16/2019 $0.0000 $823.0000 9/10/2010 8/1/2042 GBAB004 18387R105, 18387R113
  Build America Bonds Trust, 005 CGBAEX 9/16/2019 $0.0000 $879.7300 10/7/2010 7/1/2042 GBAB005 40167C488, 40167C496
  Build America Bonds Trust, 006 CGBAFX 9/16/2019 $0.0000 $752.7000 11/16/2010 7/1/2045 GBAB006 40167C868, 40167C876
  Build America Bonds Trust, 007 CGBAGX 9/16/2019 $0.0000 $784.9600 1/14/2011 1/1/2042 GBAB007 40167R782, 40167R790
  California Municipal Portfolio of CEFs, 024 CECAYX 9/16/2019 $0.0000 $8.7973 12/6/2017 12/6/2019 DCCA024 40173C407, 40173C415, 40173C423, 40173C431
  California Municipal Portfolio of CEFs, 025 CECAZX 9/16/2019 $0.0000 $9.8134 3/6/2018 3/6/2020 DCCA025 40173V132, 40173V140, 40173V157, 40173V165
  California Municipal Portfolio of CEFs, 026 CECAAX 9/16/2019 $0.0000 $9.7670 6/6/2018 6/5/2020 DCCA026 40173X492, 40173X518, 40173X526, 40173X534
  California Municipal Portfolio of CEFs, 027 CECABX 9/16/2019 $0.0000 $10.6452 10/30/2018 12/4/2020 DCCA027 40174C380, 40174C398, 40174C406, 40174C414
  California Municipal Portfolio of CEFs, 028 CECACX 9/16/2019 $0.0000 $10.1149 3/7/2019 3/8/2021 DCCA028 40174G183, 40174G191, 40174G209, 40174G217
  California Municipal Portfolio of CEFs, 029 CECADX 9/16/2019 $0.0000 $9.7610 6/6/2019 6/7/2021 DCCA029 40174J583, 40174J591, 40174J609, 40174J617
  Convertible & Income Portfolio of Funds, 026 CECIAX 9/16/2019 $0.0000 $9.1715 7/11/2017 10/3/2019 DCEC026 40172W420, 40172W438, 40172W446, 40172W453
  Convertible & Income Portfolio of Funds, 027 CECIBX 9/16/2019 $0.0000 $9.0588 10/5/2017 10/7/2019 DCEC027 40172X683, 40172X691, 40172X709, 40172X717
  Convertible & Income Portfolio of Funds, 028 CECICX 9/16/2019 $0.0000 $9.1005 4/6/2018 4/8/2020 DCEC028 40173W148, 40173W155, 40173W163, 40173W171
  Convertible & Income Portfolio of Funds, 029 CECIDX 9/16/2019 $0.0000 $9.3401 10/5/2018 10/5/2020 DCEC029 40174B713, 40174B721, 40174B739, 40174B747
  Core Four 60/40 Retirement Portfolio, 004 CCFODX 9/16/2019 $0.0000 $10.0810 8/16/2018 11/18/2019 CFOR004 40174A582, 40174A590, 40174A608, 40174A616
  Core Four 60/40 Retirement Portfolio, 005 CCFOEX 9/16/2019 $0.0000 $10.4245 11/16/2018 2/19/2020 CFOR005 40174D180, 40174D198, 40174D206, 40174D214
  Core Four 60/40 Retirement Portfolio, 006 CCFOFX 9/16/2019 $0.0000 $10.2454 2/13/2019 5/20/2020 CFOR006 40174F508, 40174F516, 40174F524, 40174F532
  Core Four 60/40 Retirement Portfolio, 007 CCFOGX 9/16/2019 $0.0000 $10.0992 5/20/2019 8/17/2020 CFOR007 40174H827, 40174H835, 40174H843, 40174H850
  Corporate High Yield & Income Portfolio of CEFs, 033 CEIPEX 9/16/2019 $0.0000 $9.2832 2/2/2018 2/3/2020 DCEI033 40173U241, 40173U258, 40173U266, 40173U274
  Corporate High Yield & Income Portfolio of CEFs, 034 CEIPFX 9/16/2019 $0.0000 $9.3742 8/2/2018 8/3/2020 DCEI034 40174A269, 40174A277, 40174A285, 40174A293
  Corporate High Yield & Income Portfolio of CEFs, 035 CEIPGX 9/16/2019 $0.0000 $10.1398 2/1/2019 2/1/2021 DCEI035 40174E832, 40174E840, 40174E857, 40174E865
  Covered Call & Income Portfolio of CEFs, 040 CCCILX 9/16/2019 $0.0000 $8.9231 12/6/2017 12/6/2019 COV040 40173C480, 40173C498, 40173C506, 40173C514
  Covered Call & Income Portfolio of CEFs, 041 CCCIMX 9/16/2019 $0.0000 $8.8936 6/6/2018 6/5/2020 COV041 40173X542, 40173X559, 40173X567, 40173X575
  Covered Call & Income Portfolio of CEFs, 042 CCCINX 9/16/2019 $0.0000 $9.9283 12/6/2018 12/7/2020 COV042 40174D586, 40174D594, 40174D602, 40174D610
  Defined GNMA Portfolio, 014 CGNMBX 9/16/2019 $0.0000 $0.7822 6/28/2002 6/18/2032 DGNMA014 183845452
  Defined GNMA Portfolio, 015 CGNMCX 9/16/2019 $0.0000 $1.4361 9/3/2003 9/2/2033 DGNMA015 18384P193
  Defined GNMA Portfolio, 016 CGNMDX 9/16/2019 $0.0000 $0.1781 3/8/2005 3/8/2035 DGNMA016 183840222
  Defined GNMA Portfolio, 017 CGNMEX 9/16/2019 $0.0000 $0.2008 12/8/2005 12/31/2035 DGNMA017 183842236
  Discount Opportunity Strategy Portfolio of CEFs, 013 CGDOMX 9/16/2019 $0.0000 $9.2548 12/15/2017 12/16/2019 GDOS013 40173C720, 40173C738, 40173C746, 40173C753
  Discount Opportunity Strategy Portfolio of CEFs, 014 CGDONX 9/16/2019 $0.0000 $9.1180 6/15/2018 6/15/2020 GDOS014 40173X724, 40173X732, 40173X740, 40173X757
  Discount Opportunity Strategy Portfolio of CEFs, 015 CGDOOX 9/16/2019 $0.0000 $10.6898 12/6/2018 12/7/2020 GDOS015 40174D545, 40174D552, 40174D560, 40174D578
  Diversified Credit Portfolio of ETFs, 012 CDCPLX 9/16/2019 $0.0000 $9.6138 2/15/2018 2/17/2020 DCP012 40173U480, 40173U498, 40173U506, 40173U514
  Diversified Credit Portfolio of ETFs, 013 CDCPMX 9/16/2019 $0.0000 $9.8602 8/15/2018 8/17/2020 DCP013 40174A509, 40174A517, 40174A525, 40174A533
  Diversified Credit Portfolio of ETFs, 014 CDCPNX 9/16/2019 $0.0000 $9.9219 2/12/2019 2/12/2021 DCP014 40174F466, 40174F474, 40174F482, 40174F490
  Diversified Dividend & Income Portfolio, 028 CDDICX 9/16/2019 $0.0000 $11.1193 3/23/2018 3/23/2020 DDI028 40173V496, 40173V504, 40173V512, 40173V520
  Diversified Dividend & Income Portfolio, 029 CDDIDX 9/16/2019 $0.0000 $10.1900 9/24/2018 9/24/2020 DDI029 40174B473, 40174B481, 40174B499, 40174B507
  Diversified Dividend & Income Portfolio, 030 CDDIEX 9/16/2019 $0.0000 $10.7418 3/22/2019 3/22/2021 DDI030 40174G506, 40174G514, 40174G522, 40174G530
  Diversified Income Wave Portfolio, 070 CFWAEX 9/16/2019 $0.0000 $9.1543 9/7/2018 12/9/2019 FWAV070 40174B192, 40174B200, 40174B218, 40174B226
  Diversified Income Wave Portfolio, 071 CFWAFX 9/16/2019 $0.0000 $10.3731 12/7/2018 3/9/2020 FWAV071 40174D669, 40174D677, 40174D685, 40174D693
  Diversified Income Wave Portfolio, 072 CFWAGX 9/16/2019 $0.0000 $9.9634 3/7/2019 6/8/2020 FWAV072 40174G142, 40174G159, 40174G167, 40174G175
  Diversified Income Wave Portfolio, 073 CFWAHX 9/16/2019 $0.0000 $9.7688 6/7/2019 9/9/2020 FWAV073 40174J625, 40174J633, 40174J641, 40174J658
  Dividend Growth Portfolio, 006 CDGPFX 9/16/2019 $0.0000 $12.8339 11/26/2014 11/27/2019 DGP006 40169E102, 40169E110, 40169E128, 40169E136
  Dividend Growth Portfolio, 007 CDGPGX 9/16/2019 $0.0000 $11.7426 5/27/2015 5/27/2020 DGP007 40169M344, 40169M351, 40169M369, 40169M377
  Dividend Growth Portfolio, 008 CDGPHX 9/16/2019 $0.0000 $13.5776 11/25/2015 11/25/2020 DGP008 40170B667, 40170B675, 40170B683, 40170B691
  Dividend Growth Portfolio, 009 CDGPIX 9/16/2019 $0.0000 $12.8371 5/25/2016 5/25/2021 DGP009 40171J263, 40171J271, 40171J289, 40171J297
  Dividend Growth Portfolio, 010 CDGPJX 9/16/2019 $0.0000 $12.7470 11/23/2016 11/23/2021 DGP010 40171N629, 40171N637, 40171N645, 40171N652
  Dividend Growth Portfolio, 011 CDGPKX 9/16/2019 $0.0000 $11.8488 5/23/2017 5/23/2022 DGP011 40172U648, 40172U655, 40172U663, 40172U671
  Dividend Growth Portfolio, 012 CDGPLX 9/16/2019 $0.0000 $11.9966 8/16/2017 11/16/2022 DGP012 40170D523, 40170D531, 40170D549, 40170D556
  Dividend Growth Portfolio, 013 CDGPMX 9/16/2019 $0.0000 $11.1810 2/15/2018 2/15/2023 DGP013 40173V579, 40173V587, 40173V595, 40173V603
  Dividend Growth Portfolio, 014 CDGPNX 9/16/2019 $0.0000 $10.5349 8/15/2018 8/15/2023 DGP014 40174A426, 40174A434, 40174A442, 40174A459
  Dividend Growth Portfolio, 015 CDGPOX 9/16/2019 $0.0000 $10.2465 2/15/2019 2/15/2024 DGP015 40174F342, 40174F359, 40174F367, 40174F375
  Dividend Strength Portfolio, 028 CGROCX 9/16/2019 $0.0000 $11.3468 11/22/2017 11/22/2019 GROW028 40173C183, 40173C191, 40173C209, 40173C217
  Dividend Strength Portfolio, 029 CGRODX 9/16/2019 $0.0000 $11.0824 2/26/2018 2/26/2020 GROW029 40173U720, 40173U738, 40173U746, 40173U753
  Dividend Strength Portfolio, 030 CGROEX 9/16/2019 $0.0000 $11.4272 5/25/2018 5/26/2020 GROW030 40173X310, 40173X328, 40173X336, 40173X344
  Dividend Strength Portfolio, 031 CGROFX 9/16/2019 $0.0000 $10.7878 8/24/2018 8/24/2020 GROW031 40174A749, 40174A756, 40174A764, 40174A772
  Dividend Strength Portfolio, 032 CGROGX 9/16/2019 $0.0000 $11.6456 11/26/2018 11/27/2020 GROW032 40174D263, 40174D271, 40174D289, 40174D297
  Dividend Strength Portfolio, 033 CGROHX 9/16/2019 $0.0000 $10.7485 2/22/2019 2/22/2021 GROW033 40174F748, 40174F755, 40174F763, 40174F771
  Dividend Strength Portfolio, 034 CGROIX 9/16/2019 $0.0000 $10.3265 5/23/2019 5/24/2021 GROW034 40174J229, 40174J237, 40174J245, 40174J252
  Dow 10 Portfolio, 034 CDOWIX 9/16/2019 $0.0000 $11.1749 7/3/2018 10/2/2019 DDP034 40173Y268, 40173Y276, 40173Y284, 40173Y292
  Dow 10 Portfolio, 035 CDOWJX 9/16/2019 $0.0000 $10.4954 10/2/2018 1/2/2020 DDP035 40174B556, 40174B564, 40174B572, 40174B580
  Dow 10 Portfolio, 036 CDOWKX 9/16/2019 $0.0000 $10.6410 1/2/2019 4/3/2020 DDP036 40174E238, 40174E246, 40174E253, 40174E261
  Dow 10 Portfolio, 037 CDOWLX 9/16/2019 $0.0000 $9.8356 4/3/2019 7/6/2020 DDP037 40174G563, 40174G571, 40174G589, 40174G597
  Dow Jones Sustainable Growth Portfolio, 004 CSUSDX 9/16/2019 $0.0000 $10.7976 8/16/2018 11/18/2019 SUST004 40174A541, 40174A558, 40174A566, 40174A574
  Dow Jones Sustainable Growth Portfolio, 005 CSUSEX 9/16/2019 $0.0000 $11.2200 11/16/2018 2/19/2020 SUST005 40174D107, 40174D115, 40174D123, 40174D131
  Dow Jones Sustainable Growth Portfolio, 006 CSUSFX 9/16/2019 $0.0000 $10.9987 2/19/2019 5/20/2020 SUST006 40174F789, 40174F797, 40174F805, 40174F813
  Dow Jones Sustainable Growth Portfolio, 007 CSUSGX 9/16/2019 $0.0000 $10.4535 5/20/2019 8/17/2020 SUST007 40174J104, 40174J112, 40174J120, 40174J138
  Dow Jones Value Dividend Focus Portfolio, 033 CRBDHX 9/16/2019 $0.0000 $10.0909 6/15/2018 9/17/2019 RBPD033 40173X815, 40173X823, 40173X831, 40173X849
  Dow Jones Value Dividend Focus Portfolio, 034 CRBDIX 9/16/2019 $0.0000 $9.0634 9/17/2018 12/17/2019 RBPD034 40174B358, 40174B366, 40174B374, 40174B382
  Dow Jones Value Dividend Focus Portfolio, 035 CRBDJX 9/16/2019 $0.0000 $10.8647 12/17/2018 3/16/2020 RBPD035 40174E105, 40174E113, 40174E121, 40174E139
  Dow Jones Value Dividend Focus Portfolio, 036 CRBDKX 9/16/2019 $0.0000 $9.8615 3/15/2019 6/17/2020 RBPD036 40174G340, 40174G357, 40174G365, 40174G373
  Emerging Markets Dividend Strategy Portfolio, 027 CGEMBX 9/16/2019 $0.0000 $10.1436 8/23/2018 11/26/2019 GEMD027 40174A665, 40174A673, 40174A681, 40174A699
  Emerging Markets Dividend Strategy Portfolio, 028 CGEMCX 9/16/2019 $0.0000 $10.7755 11/26/2018 2/25/2020 GEMD028 40174D222, 40174D230, 40174D248, 40174D255
  Emerging Markets Dividend Strategy Portfolio, 029 CGEMDX 9/16/2019 $0.0000 $9.1961 2/25/2019 5/26/2020 GEMD029 40174F623, 40174F631, 40174F649, 40174F656
  Emerging Markets Dividend Strategy Portfolio, 030 CGEMEX 9/16/2019 $0.0000 $9.9465 5/23/2019 8/24/2020 GEMD030 40174J146, 40174J153, 40174J161, 40174J179
  Energy Portfolio, 024 CENPYX 9/16/2019 $0.0000 $7.6175 1/12/2018 1/13/2020 DES024 40173T343, 40173T350, 40173T368, 40173T376
  Energy Portfolio, 025 CENPZX 9/16/2019 $0.0000 $7.0328 7/12/2018 7/13/2020 DES025 40173Y508, 40173Y516, 40173Y524, 40173Y532
  Energy Portfolio, 026 CENPAX 9/16/2019 $0.0000 $8.5678 1/14/2019 1/14/2021 DES026 40174E436, 40174E444, 40174E451, 40174E469
  Enhanced Quality 16 Strategy Portfolio, 012 CEQSLX 9/16/2019 $0.0000 $8.5878 7/6/2018 10/7/2019 EQST012 40173Y466, 40173Y474, 40173Y482, 40173Y490
  Enhanced Quality 16 Strategy Portfolio, 013 CEQSMX 9/16/2019 $0.0000 $9.5930 10/5/2018 1/8/2020 EQST013 40174B671, 40174B689, 40174B697, 40174B705
  Enhanced Quality 16 Strategy Portfolio, 014 CEQSNX 9/16/2019 $0.0000 $12.0834 1/8/2019 4/8/2020 EQST014 40174E394, 40174E402, 40174E410, 40174E428
  Equity & Income Portfolio of CEFs, 043 CCEERX 9/16/2019 $0.0000 $9.3739 12/6/2017 12/6/2019 CEEI043 40173C449, 40173C456, 40173C464, 40173C472
  Equity & Income Portfolio of CEFs, 044 CCEESX 9/16/2019 $0.0000 $9.3696 6/6/2018 6/5/2020 CEEI044 40173X450, 40173X468, 40173X476, 40173X484
  Equity & Income Portfolio of CEFs, 045 CCEETX 9/16/2019 $0.0000 $10.4394 12/6/2018 12/7/2020 CEEI045 40174D461, 40174D479, 40174D487, 40174D495
  European Capital Strength Portfolio, 015 CECPOX 9/16/2019 $0.0000 $8.9735 11/17/2017 11/18/2019 ECAP015 40173C100, 40173C118, 40173C126, 40173C134
  European Capital Strength Portfolio, 016 CECPPX 9/16/2019 $0.0000 $9.1317 5/17/2018 5/18/2020 ECAP016 40173X229, 40173X237, 40173X245, 40173X252
  European Capital Strength Portfolio, 017 CECPQX 9/16/2019 $0.0000 $10.7960 11/16/2018 11/16/2020 ECAP017 40174D149, 40174D156, 40174D164, 40174D172
  European High Dividend Portfolio, 012 CEUHLX 9/16/2019 $0.0000 $9.2581 6/15/2018 9/17/2019 EUHD012 40173Y144, 40173Y151, 40173Y169, 40173Y177
  European High Dividend Portfolio, 013 CEUHMX 9/16/2019 $0.0000 $9.6922 9/17/2018 12/17/2019 EUHD013 40174B432, 40174B440, 40174B457, 40174B465
  European High Dividend Portfolio, 014 CEUHNX 9/16/2019 $0.0000 $10.6610 12/17/2018 3/16/2020 EUHD014 40174D743, 40174D750, 40174D768, 40174D776
  Financials Portfolio, 009 CFINIX 9/16/2019 $0.0000 $10.7110 6/30/2017 10/30/2019 FIN009 40172R843, 40172R850, 40172R868, 40172R876
  Financials Portfolio, 010 CFINJX 9/16/2019 $0.0000 $9.9413 10/19/2017 10/21/2019 FIN010 40173A260, 40173A278, 40173A286, 40173A294
  Financials Portfolio, 011 CFINKX 9/16/2019 $0.0000 $9.6094 4/13/2018 4/13/2020 FIN011 40173W601, 40173W619, 40173W627, 40173W635
  Financials Portfolio, 012 CFINLX 9/16/2019 $0.0000 $10.2965 10/12/2018 10/12/2020 FIN012 40174C109, 40174C117, 40174C125, 40174C133
  Flaherty & Crumrine Preferred Portfolio, 044 CPRESX 9/16/2019 $0.0000 $9.3040 11/8/2017 11/8/2019 PREF044 40173A500, 40173A518, 40173A526, 40173A534
  Flaherty & Crumrine Preferred Portfolio, 045 CPRETX 9/16/2019 $0.0000 $9.7750 1/24/2018 1/24/2020 PREF045 40173T665, 40173T673, 40173T681, 40173T699
  Flaherty & Crumrine Preferred Portfolio, 046 CPREUX 9/16/2019 $0.0000 $9.9778 5/18/2018 5/18/2020 PREF046 40173W403, 40173W411, 40173W429, 40173W437
  Flaherty & Crumrine Preferred Portfolio, 047 CPREVX 9/16/2019 $0.0000 $10.3505 11/14/2018 11/16/2020 PREF047 40174C703, 40174C711, 40174C729, 40174C737
  Floating Rate & Dividend Growth Portfolio, 015 CFRDOX 9/16/2019 $0.0000 $10.6095 8/29/2017 10/29/2019 FRDG015 40170D762, 40170D770, 40170D788, 40170D796
  Floating Rate & Dividend Growth Portfolio, 016 CFRDPX 9/16/2019 $0.0000 $10.4628 10/30/2017 10/30/2019 FRDG016 40173A468, 40173A476, 40173A484, 40173A492
  Floating Rate & Dividend Growth Portfolio, 017 CFRDQX 9/16/2019 $0.0000 $10.3114 4/30/2018 4/30/2020 FRDG017 40173W486, 40173W494, 40173W502, 40173W510
  Floating Rate & Dividend Growth Portfolio, 018 CFRDRX 9/16/2019 $0.0000 $10.4616 10/31/2018 11/2/2020 FRDG018 40174C422, 40174C430, 40174C448, 40174C455
  Global 100 Dividend Strategy Portfolio, 015 CGONOX 9/16/2019 $0.0000 $9.0744 6/15/2018 9/17/2019 GONE015 40173X765, 40173X773, 40173X781, 40173X799
  Global 100 Dividend Strategy Portfolio, 016 CGONPX 9/16/2019 $0.0000 $9.0049 9/17/2018 12/17/2019 GONE016 40174B317, 40174B325, 40174B333, 40174B341
  Global 100 Dividend Strategy Portfolio, 017 CGONQX 9/16/2019 $0.0000 $10.3293 12/17/2018 3/16/2020 GONE017 40174D784, 40174D792, 40174D800, 40174D818
  Global 100 Dividend Strategy Portfolio, 018 CGONRX 9/16/2019 $0.0000 $9.6445 3/15/2019 6/17/2020 GONE018 40174G423, 40174G431, 40174G449, 40174G456
  Global Balanced Income Builder Portfolio, 011 CGBLKX 9/16/2019 $0.0000 $9.4434 1/26/2018 1/27/2020 GBAL011 40173T707, 40173T715, 40173T723, 40173T731
  Global Balanced Income Builder Portfolio, 012 CGBLLX 9/16/2019 $0.0000 $9.7597 7/26/2018 7/27/2020 GBAL012 40174A103, 40174A111, 40174A129, 40174A137
  Global Water Equities Portfolio, 033 CGWEHX 9/16/2019 $0.0000 $10.8592 8/24/2017 11/18/2019 AQUA033 40170D689, 40170D697, 40170D705, 40170D713
  GNMA Portfolio, 018 CGNMQX 9/16/2019 $0.0000 $5.7043 7/21/2011 10/15/2040 DGNMA018 40167J467, 40167J475
  GNMA Portfolio, 019 CGNMRX 9/16/2019 $0.0000 $5.4908 11/20/2012 11/15/2042 DGNMA019 40166G183, 40166G191
  Health Care Portfolio, 024 CHCRYX 9/16/2019 $0.0000 $10.1385 1/12/2018 1/13/2020 DHS024 40173T384, 40173T392, 40173T400, 40173T418
  Health Care Portfolio, 025 CHCRZX 9/16/2019 $0.0000 $9.8502 7/12/2018 7/13/2020 DHS025 40173Y540, 40173Y557, 40173Y565, 40173Y573
  Health Care Portfolio, 026 CHCRAX 9/16/2019 $0.0000 $10.3381 1/14/2019 1/14/2021 DHS026 40174E477, 40174E485, 40174E493, 40174E501
  Income & Treasury Limited Duration Portfolio of Funds, 057 CFICEX 9/16/2019 $0.0000 $9.7958 9/7/2018 12/9/2019 FICE057 40174B150, 40174B168, 40174B176, 40174B184
  Income & Treasury Limited Duration Portfolio of Funds, 058 CFICFX 9/16/2019 $0.0000 $10.3759 12/7/2018 3/9/2020 FICE058 40174D628, 40174D636, 40174D644, 40174D651
  Income & Treasury Limited Duration Portfolio of Funds, 059 CFICGX 9/16/2019 $0.0000 $10.0108 3/7/2019 6/8/2020 FICE059 40174G100, 40174G118, 40174G126, 40174G134
  Income & Treasury Limited Duration Portfolio of Funds, 060 CFICHX 9/16/2019 $0.0000 $9.8412 6/7/2019 9/9/2020 FICE060 40174J542, 40174J559, 40174J567, 40174J575
  Infrastructure & MLP Portfolio of CEFs, 032 CCEIGX 9/16/2019 $0.0000 $8.3659 11/9/2017 11/11/2019 CEIF032 40173A583, 40173A591, 40173A609, 40173A617
  Infrastructure & MLP Portfolio of CEFs, 033 CCEIHX 9/16/2019 $0.0000 $8.2542 2/15/2018 2/17/2020 CEIF033 40173U407, 40173U415, 40173U423, 40173U431
  Infrastructure & MLP Portfolio of CEFs, 034 CCEIIX 9/16/2019 $0.0000 $8.7525 5/2/2018 5/4/2020 CEIF034 40173W817, 40173W825, 40173W833, 40173W841
  Infrastructure & MLP Portfolio of CEFs, 035 CCEIJX 9/16/2019 $0.0000 $8.1558 8/2/2018 8/3/2020 CEIF035 40174A228, 40174A236, 40174A244, 40174A251
  Infrastructure & MLP Portfolio of CEFs, 036 CCEIKX 9/16/2019 $0.0000 $9.9039 11/2/2018 11/2/2020 CEIF036 40174C661, 40174C679, 40174C687, 40174C695
  Infrastructure & MLP Portfolio of CEFs, 037 CCEILX 9/16/2019 $0.0000 $9.8205 2/8/2019 2/8/2021 CEIF037 40174F185, 40174F193, 40174F201, 40174F219
  Infrastructure & MLP Portfolio of CEFs, 038 CCEIMX 9/16/2019 $0.0000 $9.6473 5/8/2019 5/10/2021 CEIF038 40174H546, 40174H553, 40174H561, 40174H579
  Intermediate Investment-Grade Corporate Trust, 016 CGIIPX 9/16/2019 $0.0000 $38.6900 1/5/2010 2/15/2020 GIIC016 18387J285, 18387J293
  Intermediate Investment-Grade Corporate Trust, 017 CGIIQX 9/16/2019 $0.0000 $174.6400 1/28/2010 3/1/2021 GIIC017 18387J343, 18387J350
  Intermediate Investment-Grade Corporate Trust, 019 CGIISX 9/16/2019 $0.0000 $51.1700 3/31/2010 3/1/2021 GIIC019 18387K381, 18387K399
  Intermediate Investment-Grade Corporate Trust, 020 CGIITX 9/16/2019 $0.0000 $81.2700 5/19/2010 3/1/2021 GIIC020 18387K407, 18387K415
  Intermediate Investment-Grade Corporate Trust, 021 CGIIUX 9/16/2019 $0.0000 $2.8100 6/3/2010 3/1/2021 GIIC021 18387K423, 18387K431
  Intermediate Investment-Grade Corporate Trust, 022 CGIIVX 9/16/2019 $0.0000 $168.7900 6/30/2010 4/15/2021 GIIC022 18387K449, 18387K456
  Intermediate Investment-Grade Corporate Trust, 023 CGIIWX 9/16/2019 $0.0000 $176.8200 7/16/2010 4/15/2021 GIIC023 18387Q305, 18387Q313
  Intermediate Investment-Grade Corporate Trust, 024 CGIIYX 9/16/2019 $0.0000 $460.3800 8/10/2010 4/15/2021 GIIC024 18387Q420, 18387Q438
  Intermediate Investment-Grade Corporate Trust, 025 CGIIZX 9/16/2019 $0.0000 $351.4600 9/8/2010 4/15/2021 GIIC025 18387R204, 18387R212
  Intermediate Investment-Grade Corporate Trust, 026 CGIAAX 9/16/2019 $0.0000 $400.8300 10/19/2010 4/15/2021 GIIC026 40167C504, 40167C512
  Intermediate Investment-Grade Corporate Trust, 027 CGIABX 9/16/2019 $0.0000 $335.0500 12/17/2010 3/1/2021 GIIC027 40167R261, 40167R279
  Intermediate Investment-Grade Corporate Trust, 028 CGIACX 9/16/2019 $0.0000 $602.7900 3/10/2011 9/30/2020 GIIC028 40167D387, 40167D395
  Intermediate Investment-Grade Corporate Trust, 029 CGIADX 9/16/2019 $0.0000 $690.2600 6/9/2011 5/15/2021 GIIC029 40167E740, 40167E757
  International Dividend Strategy Portfolio, 040 CMVPOX 9/16/2019 $0.0000 $8.8679 7/3/2018 10/2/2019 MVP040 40173Y300, 40173Y318, 40173Y326, 40173Y334
  International Dividend Strategy Portfolio, 041 CMVPPX 9/16/2019 $0.0000 $8.6405 10/2/2018 1/2/2020 MVP041 40174B598, 40174B606, 40174B614, 40174B622
  International Dividend Strategy Portfolio, 042 CMVPQX 9/16/2019 $0.0000 $10.2300 1/2/2019 4/3/2020 MVP042 40174E279, 40174E287, 40174E295, 40174E303
  International Dividend Strategy Portfolio, 043 CMVPRX 9/16/2019 $0.0000 $9.1692 4/3/2019 7/6/2020 MVP043 40174G605, 40174G613, 40174G621, 40174G639
  Investment Grade Corporate Bond Portfolio, 003 CIGCAX 9/16/2019 $0.0000 $807.8400 6/13/2002 6/1/2034 DIGIT003 183845429
  Investment Grade Corporate Bond Portfolio, 005 CIGCCX 9/16/2019 $0.0000 $611.6800 12/4/2002 8/15/2034 DIGIT005 183845817
  Investment Grade Corporate Trust 3-7 Year, 001 CGIGAX 9/16/2019 $0.0000 $842.4600 8/28/2015 4/1/2022 GIGS001 40170A768, 40170A784
  Investment Grade Corporate Trust 3-7 Year, 002 CGIGBX 9/16/2019 $0.0000 $800.0000 2/3/2016 1/20/2023 GIGS002 40170X503, 40170X511
  Investment Grade Corporate Trust 3-7 Year, 003 CGIGCX 9/16/2019 $0.0000 $818.5300 3/3/2016 1/20/2023 GIGS003 40170C764, 40170C772
  Investment Grade Corporate Trust 3-7 Year, 004 CGIGDX 9/16/2019 $0.0000 $765.9900 3/24/2016 1/20/2023 GIGS004 40170X867, 40170X875
  Investment Grade Corporate Trust 3-7 Year, 005 CGIGEX 9/16/2019 $0.0000 $878.6800 4/22/2016 1/20/2023 GIGS005 40171J347, 40171J354
  Investment Grade Corporate Trust 3-7 Year, 006 CGIGFX 9/16/2019 $0.0000 $956.3300 6/24/2016 1/20/2023 GIGS006 40171K229, 40171K237
  Investment Grade Corporate Trust 3-7 Year, 007 CGIGGX 9/16/2019 $0.0000 $931.4300 8/18/2016 3/1/2023 GIGS007 40171K245, 40171K252
  Investment Grade Corporate Trust 3-7 Year, 008 CGIGHX 9/16/2019 $0.0000 $963.0500 2/9/2017 7/15/2023 GIGS008 40171L649, 40171L656
  Investment Grade Corporate Trust 3-7 Year, 009 CGIGIX 9/16/2019 $0.0000 $1,028.9600 7/13/2017 5/20/2024 GIGS009 40172R744, 40172R751
  Investment Grade Corporate Trust 3-7 Year, 010 CGIGJX 9/16/2019 $0.0000 $980.8200 11/30/2017 3/15/2024 GIGS010 40172X469, 40172X477
  Investment Grade Corporate Trust 3-7 Year, 011 CGIGLX 9/16/2019 $0.0000 $997.2700 2/16/2018 5/15/2024 GIGS011 40173U142
  Investment Grade Corporate Trust 3-7 Year, 012 CGIGMX 9/16/2019 $1,033.8100 $1,013.6400 10/18/2018 12/1/2024 GIGS012 40173W643
  Investment Grade Corporate Trust 5-8 Year, 001 CIGIAX 9/16/2019 $0.0000 $1,042.2600 9/22/2016 10/8/2024 GIGI001 40171L623, 40171L631
  Investment Grade Corporate Trust 5-8 Year, 002 CIGIBX 9/16/2019 $0.0000 $1,050.8300 4/28/2017 3/15/2025 GIGI002 40172V141, 40172V158
  Kensho New Horizons Portfolio, 001 CKSPAX 9/16/2019 $0.0000 $12.7873 12/12/2018 3/12/2020 KSPC001 40174E196, 40174E204, 40174E212, 40174E220
  Kensho New Horizons Portfolio, 002 CKSPBX 9/16/2019 $0.0000 $11.9262 3/12/2019 6/12/2020 KSPC002 40174G266, 40174G274, 40174G282, 40174G290
  Kensho New Horizons Portfolio, 003 CKSPCX 9/16/2019 $0.0000 $10.8976 6/12/2019 9/14/2020 KSPC003 40174J823, 40174J831, 40174J849, 40174J856
  Large-Cap Core Portfolio, 033 CACEHX 9/16/2019 $0.0000 $10.8670 2/28/2018 2/28/2020 LCAP033 40173U803, 40173U811, 40173U829, 40173U837
  Large-Cap Core Portfolio, 034 CACEIX 9/16/2019 $0.0000 $10.3791 8/27/2018 8/27/2020 LCAP034 40174A822, 40174A830, 40174A848, 40174A855
  Large-Cap Core Portfolio, 035 CACEJX 9/16/2019 $0.0000 $10.5836 2/22/2019 2/22/2021 LCAP035 40174F706, 40174F714, 40174F722, 40174F730
  Long-Term National Municipal Trust, 002 CGLTBX 9/16/2019 $0.0000 $551.9900 5/6/2011 8/15/2038 GLTM002 40167C520, 40167C538
  Long-Term National Municipal Trust, 003 CGLTCX 9/16/2019 $0.0000 $479.2500 6/16/2011 8/15/2043 GLTM003 40167H784, 40167H792
  ML Top Picks for 2019 (AVAILABLE THROUGH MERRILL LYNCH ADVISORS ONLY), 007 CMPIGX 9/16/2019 $0.0000 $10.2738 2/25/2019 4/17/2020 MPIX007 40174G548, 40174G555
  MLP & Energy Funds Portfolio, 019 CMLPSX 9/16/2019 $0.0000 $7.5761 9/27/2017 9/27/2019 MLP019 40172X428, 40172X436, 40172X444, 40172X451
  MLP & Energy Funds Portfolio, 020 CMLPTX 9/16/2019 $0.0000 $7.5446 12/22/2017 12/23/2019 MLP020 40173C845, 40173C852, 40173C860, 40173C878
  MLP & Energy Funds Portfolio, 021 CMLPUX 9/16/2019 $0.0000 $8.7077 3/23/2018 3/23/2020 MLP021 40173V538, 40173V546, 40173V553, 40173V561
  MLP & Energy Funds Portfolio, 022 CMLPVX 9/16/2019 $0.0000 $7.7266 6/22/2018 6/22/2020 MLP022 40173Y185, 40173Y193, 40173Y201, 40173Y219
  MLP & Energy Funds Portfolio, 023 CMLPWX 9/16/2019 $0.0000 $7.5365 9/28/2018 9/28/2020 MLP023 40174B515, 40174B523, 40174B531, 40174B549
  MLP & Energy Funds Portfolio, 024 CMLPYX 9/16/2019 $0.0000 $9.1049 1/31/2019 1/29/2021 MLP024 40174E147, 40174E154, 40174E162, 40174E170
  Multinational Titans Portfolio, 013 CMNTMX 9/16/2019 $0.0000 $12.3867 8/4/2017 10/4/2019 MNTP013 40170D242, 40170D259, 40170D267, 40170D275
  Multinational Titans Portfolio, 014 CMNTNX 9/16/2019 $0.0000 $11.6131 2/9/2018 4/9/2020 MNTP014 40173U324, 40173U332, 40173U340, 40173U357
  Multinational Titans Portfolio, 015 CMNTOX 9/16/2019 $0.0000 $10.3009 8/9/2018 8/10/2020 MNTP015 40174A343, 40174A350, 40174A368, 40174A376
  Multinational Titans Portfolio, 016 CMNTPX 9/16/2019 $0.0000 $10.9041 2/8/2019 2/8/2021 MNTP016 40174F268, 40174F276, 40174F284, 40174F292
  National Municipal Portfolio of CEFs, 036 CENMKX 9/16/2019 $0.0000 $9.5691 11/3/2017 11/4/2019 DCEN036 40173A625, 40173A633, 40173A641, 40173A658
  National Municipal Portfolio of CEFs, 037 CENMLX 9/16/2019 $0.0000 $10.1723 2/2/2018 2/3/2020 DCEN037 40173U209, 40173U217, 40173U225, 40173U233
  National Municipal Portfolio of CEFs, 038 CENMMX 9/16/2019 $0.0000 $10.2577 5/2/2018 5/4/2020 DCEN038 40173W775, 40173W783, 40173W791, 40173W809
  National Municipal Portfolio of CEFs, 039 CENMNX 9/16/2019 $0.0000 $10.1064 8/2/2018 8/3/2020 DCEN039 40174A186, 40174A194, 40174A202, 40174A210
  National Municipal Portfolio of CEFs, 040 CENMOX 9/16/2019 $0.0000 $10.9452 11/2/2018 11/2/2020 DCEN040 40174C620, 40174C638, 40174C646, 40174C653
  National Municipal Portfolio of CEFs, 041 CENMPX 9/16/2019 $0.0000 $10.1692 2/4/2019 2/4/2021 DCEN041 40174F144, 40174F151, 40174F169, 40174F177
  National Municipal Portfolio of CEFs, 042 CENMQX 9/16/2019 $0.0000 $9.8499 5/2/2019 5/3/2021 DCEN042 40174H421, 40174H439, 40174H447, 40174H454
  NDR Precious Metals & Miners Portfolio, 015 CPMMOX 9/16/2019 $0.0000 $12.5810 9/20/2018 9/21/2020 PMMP015 40174A384, 40174A392, 40174A400, 40174A418
  NDR Rising Rate Defensive Equity Portfolio, 011 CRREKX 9/16/2019 $0.0000 $9.9632 10/19/2018 10/19/2020 RREP011 40174C224, 40174C232, 40174C240, 40174C257
  NDR Thematic Opportunities Portfolio, 005 CTOPEX 9/16/2019 $0.0000 $9.2839 8/27/2018 11/29/2019 TOP005 40174A780, 40174A798, 40174A806, 40174A814
  NDR Thematic Opportunities Portfolio, 006 CTOPFX 9/16/2019 $0.0000 $10.4810 11/28/2018 2/28/2020 TOP006 40174D388, 40174D396, 40174D404, 40174D412
  NDR Thematic Opportunities Portfolio, 007 CTOPGX 9/16/2019 $0.0000 $10.3240 2/28/2019 5/28/2020 TOP007 40174F540, 40174F557, 40174F565, 40174F573
  NDR Thematic Opportunities Portfolio, 008 CTOPHX 9/16/2019 $0.0000 $10.6090 5/28/2019 8/27/2020 TOP008 40174J302, 40174J310, 40174J328, 40174J336
  New Jersey Municipal Portfolio of CEFs, 021 CENJUX 9/16/2019 $0.0000 $9.4120 1/4/2018 1/6/2020 DCNJ021 40173T186, 40173T194, 40173T202, 40173T210
  New Jersey Municipal Portfolio of CEFs, 022 CENJVX 9/16/2019 $0.0000 $10.3328 6/20/2018 6/22/2020 DCNJ022 40173Y227, 40173Y235, 40173Y243, 40173Y250
  New York Municipal Portfolio of CEFs, 028 CENYCX 9/16/2019 $0.0000 $9.3232 7/6/2017 11/7/2019 DCNY028 40172W222, 40172W230, 40172W248, 40172W255
  New York Municipal Portfolio of CEFs, 029 CENYDX 9/16/2019 $0.0000 $9.4491 11/3/2017 11/4/2019 DCNY029 40173A708, 40173A716, 40173A724, 40173A732
  New York Municipal Portfolio of CEFs, 030 CENYEX 9/16/2019 $0.0000 $10.3443 5/2/2018 5/4/2020 DCNY030 40173W734, 40173W742, 40173W759, 40173W767
  New York Municipal Portfolio of CEFs, 031 CENYFX 9/16/2019 $0.0000 $10.8533 11/2/2018 11/2/2020 DCNY031 40174C588, 40174C596, 40174C604, 40174C612
  Precious Metals & Miners Portfolio, 013 CPMMMX 9/16/2019 $0.0000 $10.5515 8/10/2017 10/10/2019 PMMP013 40170D366, 40170D374, 40170D382, 40170D390
  Precious Metals & Miners Portfolio, 014 CPMMNX 9/16/2019 $0.0000 $10.8118 2/9/2018 4/9/2020 PMMP014 40173U365, 40173U373, 40173U381, 40173U399
  Quality Quantamental Portfolio (AVAILABLE THROUGH WELLS FARGO ADVISORS ONLY), 001 CQQPAX 9/16/2019 $0.0000 $10.7759 11/15/2018 2/18/2020 QQP001 40174D420, 40174D438, 40174D446, 40174D453
  Quality Quantamental Portfolio (AVAILABLE THROUGH WELLS FARGO ADVISORS ONLY), 002 CQQPBX 9/16/2019 $0.0000 $10.4705 2/15/2019 5/15/2020 QQP002 40174F383, 40174F391, 40174F409, 40174F417
  Quality Quantamental Portfolio (AVAILABLE THROUGH WELLS FARGO ADVISORS ONLY), 003 CQQPCX 9/16/2019 $0.0000 $10.1004 5/15/2019 8/17/2020 QQP003 40174H785, 40174H793, 40174H801, 40174H819
  REIT Portfolio, 017 CGRTQX 9/16/2019 $0.0000 $10.3340 8/14/2017 10/14/2019 GRET017 40170D408, 40170D416, 40170D424, 40170D432
  REIT Portfolio, 018 CGRTRX 9/16/2019 $0.0000 $11.6990 2/9/2018 4/9/2020 GRET018 40173U282, 40173U290, 40173U308, 40173U316
  REIT Portfolio, 019 CGRTSX 9/16/2019 $0.0000 $10.7801 8/9/2018 8/10/2020 GRET019 40174A301, 40174A319, 40174A327, 40174A335
  REIT Portfolio, 020 CGRTTX 9/16/2019 $0.0000 $10.4046 2/8/2019 2/8/2021 GRET020 40174F227, 40174F235, 40174F243, 40174F250
  Rising Rate Defensive Equity Portfolio, 008 CRREHX 9/16/2019 $0.0000 $8.7916 8/28/2017 10/28/2019 RREP008 40170D721, 40170D739, 40170D747, 40170D754
  Rising Rate Defensive Equity Portfolio, 009 CRREIX 9/16/2019 $0.0000 $8.4415 10/26/2017 10/28/2019 RREP009 40173A427, 40173A435, 40173A443, 40173A450
  Rising Rate Defensive Equity Portfolio, 010 CRREJX 9/16/2019 $0.0000 $8.5367 4/20/2018 4/20/2020 RREP010 40173W361, 40173W379, 40173W387, 40173W395
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 012 CACTLX 9/16/2019 $0.0000 $10.5694 7/25/2018 10/23/2019 ACTS012 40173Y748, 40173Y755, 40173Y763, 40173Y771
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 013 CACTMX 9/16/2019 $0.0000 $11.0365 10/23/2018 1/23/2020 ACTS013 40174C307, 40174C315, 40174C323, 40174C331
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 014 CACTNX 9/16/2019 $0.0000 $11.2720 1/23/2019 4/27/2020 ACTS014 40174E717, 40174E725, 40174E733, 40174E741
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 015 CACTOX 9/16/2019 $0.0000 $10.1138 4/25/2019 7/27/2020 ACTS015 40174H223, 40174H231, 40174H249, 40174H256
  Select Quality Municipal Portfolio, 001 CGSQAX 9/16/2019 $0.0000 $1,006.4600 3/28/2014 8/15/2052 GSQM001 40167W229, 40167W237
  Select Quality Municipal Portfolio, 002 CGSQBX 9/16/2019 $0.0000 $1,095.2400 8/7/2014 11/15/2044 GSQM002 40169A340, 40169A357
  Select Quality Municipal Portfolio, 003 CGSQCX 9/16/2019 $0.0000 $1,031.8800 4/29/2015 11/15/2045 GSQM003 40169M583, 40169M591
  Select Quality Municipal Portfolio, 004 CGSQDX 9/16/2019 $0.0000 $1,085.3400 12/4/2015 6/15/2046 GSQM004 40169Y652, 40169Y660
  Senior Loan & Income Portfolio of CEFs, 032 CESLFX 9/16/2019 $0.0000 $8.5411 7/7/2017 11/7/2019 DCES032 40172W305, 40172W313, 40172W321, 40172W339
  Senior Loan & Income Portfolio of CEFs, 033 CESLGX 9/16/2019 $0.0000 $8.7010 11/3/2017 11/4/2019 DCES033 40173A666, 40173A674, 40173A682, 40173A690
  Senior Loan & Income Portfolio of CEFs, 034 CESLHX 9/16/2019 $0.0000 $8.6669 5/2/2018 5/4/2020 DCES034 40173W692, 40173W700, 40173W718, 40173W726
  Senior Loan & Income Portfolio of CEFs, 035 CESLIX 9/16/2019 $0.0000 $9.4439 11/2/2018 11/2/2020 DCES035 40174C547, 40174C554, 40174C562, 40174C570
  Short Duration High Yield Trust, 021 CGSHUX 9/16/2019 $0.0000 $111.1800 12/13/2012 10/1/2022 GSHY021 40167V783, 40167V791
  Short Duration High Yield Trust, 022 CGSHVX 9/16/2019 $0.0000 $81.6800 1/24/2013 10/1/2022 GSHY022 40166J708, 40166J716
  Short Duration High Yield Trust, 024 CGSHYX 9/16/2019 $0.0000 $23.2200 4/25/2013 6/15/2022 GSHY024 40168C586, 40168C594
  Short Duration High Yield Trust, 025 CGSHZX 9/16/2019 $0.0000 $85.2000 5/23/2013 9/15/2022 GSHY025 40168E343, 40168E350
  Short Duration High Yield Trust, 029 CGSYDX 9/16/2019 $0.0000 $55.9000 10/25/2013 5/20/2022 GSHY029 40168J706, 40168J714
  Short Duration High Yield Trust, 033 CGSYHX 9/16/2019 $0.0000 $105.8500 3/27/2014 8/15/2024 GSHY033 40168U784, 40168U792
  Short Duration High Yield Trust, 034 CGSYIX 9/16/2019 $0.0000 $72.9600 4/24/2014 7/15/2023 GSHY034 40167X227, 40167X235
  Short Duration High Yield Trust, 035 CGSYJX 9/16/2019 $0.0000 $255.9100 5/30/2014 12/15/2023 GSHY035 40168L149, 40168L156
  Short Duration High Yield Trust, 036 CGSYKX 9/16/2019 $0.0000 $293.1400 6/26/2014 10/15/2023 GSHY036 40168L685, 40168L693
  Short Duration High Yield Trust, 037 CGSYLX 9/16/2019 $0.0000 $102.8700 8/21/2014 8/15/2023 GSHY037 40169A803, 40169A811
  Short Duration High Yield Trust, 038 CGSYMX 9/16/2019 $0.0000 $77.5800 11/20/2014 8/15/2024 GSHY038 40169A829, 40169A837
  Short Duration High Yield Trust, 039 CGSYNX 9/16/2019 $0.0000 $250.2200 2/20/2015 7/15/2024 GSHY039 40169G180, 40169G198
  Short Duration High Yield Trust, 040 CGSYOX 9/16/2019 $0.0000 $105.2800 4/23/2015 4/15/2023 GSHY040 40169L502, 40169L510
  Short Duration High Yield Trust, 041 CGSYPX 9/16/2019 $0.0000 $427.5800 6/25/2015 8/15/2024 GSHY041 40169N268, 40169N276
  Short Duration High Yield Trust, 042 CGSYQX 9/16/2019 $0.0000 $439.1400 8/14/2015 4/15/2023 GSHY042 40170A347, 40170A354
  Short Duration High Yield Trust, 043 CGSYRX 9/16/2019 $0.0000 $313.9400 11/19/2015 8/15/2023 GSHY043 40169Y546, 40169Y553
  Short Duration High Yield Trust, 044 CGSYSX 9/16/2019 $0.0000 $492.2000 2/5/2016 1/15/2024 GSHY044 40170C707, 40170C715
  Short Duration High Yield Trust, 045 CGSYTX 9/16/2019 $0.0000 $594.1200 5/26/2016 1/15/2024 GSHY045 40170X529, 40170X537
  Short Duration High Yield Trust, 046 CGSYUX 9/16/2019 $0.0000 $722.3200 9/15/2016 1/15/2026 GSHY046 40171H226, 40171H234
  Short Duration High Yield Trust, 047 CGSYVX 9/16/2019 $0.0000 $733.2100 2/24/2017 3/15/2025 GSHY047 40171M787, 40171M795
  Short Duration High Yield Trust, 048 CGSYWX 9/16/2019 $0.0000 $924.6700 9/15/2017 9/1/2025 GSHY048 40172U226, 40172U234
  SMid Dividend Strength Portfolio, 009 CSMDIX 9/16/2019 $0.0000 $10.0807 1/25/2018 1/27/2020 SMDS009 40173T582, 40173T590, 40173T608, 40173T616
  SMid Dividend Strength Portfolio, 010 CSMDJX 9/16/2019 $0.0000 $9.5920 7/25/2018 7/27/2020 SMDS010 40173Y789, 40173Y797, 40173Y805, 40173Y813
  SMid Dividend Strength Portfolio, 011 CSMDKX 9/16/2019 $0.0000 $10.7968 1/22/2019 1/22/2021 SMDS011 40174E675, 40174E683, 40174E691, 40174E709
  Strategic Income Portfolio, 102 CFSIDX 9/16/2019 $0.0000 $9.5665 7/5/2018 10/7/2019 FSIP102 40173Y342, 40173Y359, 40173Y367, 40173Y375
  Strategic Income Portfolio, 103 CFSIEX 9/16/2019 $0.0000 $9.8661 10/5/2018 1/6/2020 FSIP103 40174B630, 40174B648, 40174B655, 40174B663
  Strategic Income Portfolio, 104 CFSIFX 9/16/2019 $0.0000 $11.1889 1/4/2019 4/6/2020 FSIP104 40174E311, 40174E329, 40174E337, 40174E345
  Strategic Income Portfolio, 105 CFSIGX 9/16/2019 $0.0000 $9.9828 4/4/2019 7/6/2020 FSIP105 40174G647, 40174G654, 40174G662, 40174G670
  Technological Innovation Portfolio, 009 CATEIX 9/16/2019 $0.0000 $14.1622 6/30/2017 9/30/2019 ATEC009 40172R801, 40172R819, 40172R827, 40172R835
  Technological Innovation Portfolio, 010 CATEJX 9/16/2019 $0.0000 $13.0262 9/20/2017 9/30/2019 ATEC010 40172X345, 40172X352, 40172X360, 40172X378
  Technological Innovation Portfolio, 011 CATEKX 9/16/2019 $0.0000 $10.4787 3/16/2018 3/16/2020 ATEC011 40173V454, 40173V462, 40173V470, 40173V488
  Technological Innovation Portfolio, 012 CATELX 9/16/2019 $0.0000 $9.6476 9/17/2018 9/17/2020 ATEC012 40174B275, 40174B283, 40174B291, 40174B309
  Technology Portfolio, 021 CTECUX 9/16/2019 $0.0000 $13.5940 7/31/2017 10/31/2019 DTS021 40170D101, 40170D119, 40170D127, 40170D135
  Technology Portfolio, 022 CTECVX 9/16/2019 $0.0000 $12.4768 10/25/2017 10/25/2019 DTS022 40173A385, 40173A393, 40173A401, 40173A419
  Technology Portfolio, 023 CTECWX 9/16/2019 $0.0000 $11.7978 4/20/2018 4/20/2020 DTS023 40173W288, 40173W296, 40173W304, 40173W312
  Technology Portfolio, 024 CTECYX 9/16/2019 $0.0000 $11.6652 10/19/2018 10/19/2020 DTS024 40174C182, 40174C190, 40174C208, 40174C216
  Total Income Portfolio, 014 CTIPNX 9/16/2019 $0.0000 $9.5025 8/27/2018 11/27/2019 TIP014 40174B101, 40174B119, 40174B127, 40174B135
  Total Income Portfolio, 015 CTIPOX 9/16/2019 $0.0000 $10.0862 11/27/2018 2/24/2020 TIP015 40174D347, 40174D354, 40174D362, 40174D370
  Total Income Portfolio, 016 CTIPPX 9/16/2019 $0.0000 $9.8973 2/13/2019 5/28/2020 TIP016 40174F664, 40174F672, 40174F680, 40174F698
  Total Income Portfolio, 017 CTIPQX 9/16/2019 $0.0000 $9.9940 5/28/2019 8/27/2020 TIP017 40174J260, 40174J278, 40174J286, 40174J294
  UBS Opportunistic Equity Income List: Equity Advisory Group 2018-3 (AVAILABLE THROUGH UBS ADVISORS ONLY), 014 CUBCNX 9/16/2019 $0.0000 $10.3379 9/11/2018 12/11/2019 UCAM014 40174B234, 40174B242, 40174B259, 40174B267
  UBS Opportunistic Equity Income List: Equity Advisory Group 2018-4 (AVAILABLE THROUGH UBS ADVISORS ONLY), 015 CUBCOX 9/16/2019 $0.0000 $10.8362 12/11/2018 3/11/2020 UCAM015 40174D826, 40174D834, 40174D842, 40174D859
  UBS Opportunistic Equity Income List: Equity Advisory Group 2019-1 (AVAILABLE THROUGH UBS ADVISORS ONLY), 016 CUBCPX 9/16/2019 $0.0000 $10.4604 3/11/2019 6/11/2020 UCAM016 40174G225, 40174G233, 40174G241, 40174G258
  UBS Opportunistic Equity Income: 2019-2 (AVAILABLE THROUGH UBS ADVISORS ONLY), 017 CUBCQX 9/16/2019 $0.0000 $10.0038 6/11/2019 9/11/2020 UCAM017 40174J781, 40174J799, 40174J807, 40174J815
  Undervalued Top Picks Portfolio, 018 CUVARX 9/16/2019 $0.0000 $8.1795 8/23/2018 11/26/2019 UVAL018 40174A707, 40174A715, 40174A723, 40174A731
  Undervalued Top Picks Portfolio, 019 CUVASX 9/16/2019 $0.0000 $10.4341 11/26/2018 2/25/2020 UVAL019 40174D305, 40174D313, 40174D321, 40174D339
  Undervalued Top Picks Portfolio, 020 CUVATX 9/16/2019 $0.0000 $9.5953 2/25/2019 5/26/2020 UVAL020 40174F581, 40174F599, 40174F607, 40174F615
  Undervalued Top Picks Portfolio, 021 CUVAUX 9/16/2019 $0.0000 $10.2086 5/23/2019 8/24/2020 UVAL021 40174J187, 40174J195, 40174J203, 40174J211
  US 50 Dividend Strategy Portfolio, 017 CUFTQX 9/16/2019 $0.0000 $8.4463 7/25/2018 10/23/2019 UFTY017 40173Y821, 40173Y839, 40173Y847, 40173Y854
  US 50 Dividend Strategy Portfolio, 018 CUFTRX 9/16/2019 $0.0000 $8.9057 10/23/2018 1/23/2020 UFTY018 40174C349, 40174C356, 40174C364, 40174C372
  US 50 Dividend Strategy Portfolio, 019 CUFTSX 9/16/2019 $0.0000 $9.9009 1/23/2019 4/27/2020 UFTY019 40174E758, 40174E766, 40174E774, 40174E782
  US 50 Dividend Strategy Portfolio, 020 CUFTTX 9/16/2019 $0.0000 $9.6216 4/25/2019 7/27/2020 UFTY020 40174H264, 40174H272, 40174H280, 40174H298
  US Capital Strength Portfolio, 015 CUCAOX 9/16/2019 $0.0000 $12.0634 11/17/2017 11/18/2019 UCAP015 40173A823, 40173A831, 40173A849, 40173A856
  US Capital Strength Portfolio, 016 CUCAPX 9/16/2019 $0.0000 $10.9891 5/17/2018 5/18/2020 UCAP016 40173X302, 40173X401, 40173X500, 40173X609
  US Capital Strength Portfolio, 017 CUCAQX 9/16/2019 $0.0000 $10.9884 11/16/2018 11/16/2020 UCAP017 40174C828, 40174C836, 40174C844, 40174C851
  US High Dividend Strategy Portfolio, 029 CUSHDX 9/16/2019 $0.0000 $10.5186 7/18/2018 10/16/2019 USHD029 40173Y664, 40173Y672, 40173Y680, 40173Y698
  US High Dividend Strategy Portfolio, 030 CUSHEX 9/16/2019 $0.0000 $10.0784 10/16/2018 1/21/2020 USHD030 40174C141, 40174C158, 40174C166, 40174C174
  US High Dividend Strategy Portfolio, 031 CUSHFX 9/16/2019 $0.0000 $10.4971 1/18/2019 4/20/2020 USHD031 40174E634, 40174E642, 40174E659, 40174E667
  US High Dividend Strategy Portfolio, 032 CUSHGX 9/16/2019 $0.0000 $9.8458 4/18/2019 7/20/2020 USHD032 40174G845, 40174G852, 40174G860, 40174G878
  US Low Volatility Strategy Portfolio, 024 CULOYX 9/16/2019 $0.0000 $11.6397 8/1/2018 11/1/2019 ULOW024 40174A145, 40174A152, 40174A160, 40174A178
  US Low Volatility Strategy Portfolio, 025 CULOZX 9/16/2019 $0.0000 $11.4531 11/1/2018 2/3/2020 ULOW025 40174C505, 40174C513, 40174C521, 40174C539
  US Low Volatility Strategy Portfolio, 026 CULOAX 9/16/2019 $0.0000 $11.1214 2/1/2019 5/1/2020 ULOW026 40174F102, 40174F110, 40174F128, 40174F136
  US Low Volatility Strategy Portfolio, 027 CULOBX 9/16/2019 $0.0000 $10.3655 5/1/2019 8/3/2020 ULOW027 40174H389, 40174H397, 40174H405, 40174H413
  US SMID High Dividend Portfolio, 029 CSMHDX 9/16/2019 $0.0000 $8.3325 7/18/2018 10/16/2019 SMHD029 40173Y623, 40173Y631, 40173Y649, 40173Y656
  US SMID High Dividend Portfolio, 030 CSMHEX 9/16/2019 $0.0000 $9.2708 10/16/2018 1/21/2020 SMHD030 40174B838, 40174B846, 40174B853, 40174B861
  US SMID High Dividend Portfolio, 031 CSMHFX 9/16/2019 $0.0000 $10.3618 1/18/2019 4/20/2020 SMHD031 40174E592, 40174E600, 40174E618, 40174E626
  US SMID High Dividend Portfolio, 032 CSMHGX 9/16/2019 $0.0000 $9.5456 4/18/2019 7/20/2020 SMHD032 40174H108, 40174H116, 40174H124, 40174H132
  Utilities Portfolio, 027 COPUCX 9/16/2019 $0.0000 $11.8016 1/12/2018 1/13/2020 DUS027 40173T426, 40173T434, 40173T442, 40173T459
  Utilities Portfolio, 028 COPUDX 9/16/2019 $0.0000 $11.7570 7/12/2018 7/13/2020 DUS028 40173Y581, 40173Y599, 40173Y607, 40173Y615
  Utilities Portfolio, 029 COPUEX 9/16/2019 $0.0000 $11.5822 1/14/2019 1/14/2021 DUS029 40174E519, 40174E527, 40174E535, 40174E543
  Zacks Income Advantage Strategy Portfolio, 043 CCZIRX 9/16/2019 $0.0000 $8.9779 8/15/2018 11/15/2019 CZIP043 40174A467, 40174A475, 40174A483, 40174A491
  Zacks Income Advantage Strategy Portfolio, 044 CCZISX 9/16/2019 $0.0000 $9.7923 11/15/2018 2/18/2020 CZIP044 40174C745, 40174C752, 40174C760, 40174C778
  Zacks Income Advantage Strategy Portfolio, 045 CCZITX 9/16/2019 $0.0000 $9.5403 2/15/2019 5/15/2020 CZIP045 40174F425, 40174F433, 40174F441, 40174F458
  Zacks Income Advantage Strategy Portfolio, 046 CCZIUX 9/16/2019 $0.0000 $9.6255 5/15/2019 8/17/2020 CZIP046 40174H702, 40174H710, 40174H728, 40174H736

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge.

2 The "bid" price represents the net asset value of one unit of a trust (excluding deferred sales charge).

3 The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges accounted for if investors liquidate units.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.

Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)

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