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Secondary UITs

CUSIPs Trust Ticker Symbol Price Date Offer1 Liquidation2 Deposit Date Mandatory Maturity Date
  abrdn Blue Chip International Portfolio, 003 CBCICX 10/11/2024 $0.0000 $11.9551 11/21/2022 11/21/2024 ABCI003 40177M666, 40177M674, 40177M682, 40177M690
  abrdn Blue Chip International Portfolio, 004 CBCIDX 10/11/2024 $0.0000 $10.8425 5/17/2023 5/19/2025 ABCI004 40177Q725, 40177Q733, 40177Q741, 40177Q758
  abrdn Blue Chip International Portfolio, 005 CBCIEX 10/11/2024 $0.0000 $11.4595 11/20/2023 11/20/2025 ABCI005 40177V666, 40177V674, 40177V682, 40177V690
  abrdn Medical Science Innovation Portfolio, 007 CTMEGX 10/11/2024 $0.0000 $12.1392 11/15/2023 11/17/2025 TMED007 40177V583, 40177V591, 40177V609, 40177V617
  Advisory Series: Investment Grade Corporate 3-7 Year Trust, 002 CAGIBX 10/11/2024 $0.0000 $217.1700 6/27/2018 5/15/2025 AGIGS002 40173X443
  Advisory Series: Investment Grade Corporate Trust 3-7 Year (FEE-BASED ONLY), 001 CAGIAX 10/11/2024 $0.0000 $128.1000 4/18/2018 3/25/2025 AGIGS001 40173V124
  ARK Early Stage Disruptors Portfolio, 004 CARKDX 10/11/2024 $0.0000 $7.4082 11/3/2022 11/4/2024 ARKD004 40177M385, 40177M393, 40177M401, 40177M419
  ARK Early Stage Disruptors Portfolio, 005 CARKEX 10/11/2024 $0.0000 $9.0843 5/3/2023 5/5/2025 ARKD005 40177Q568, 40177Q576, 40177Q584, 40177Q592
  Balanced Income Builder Portfolio, 041 CGBIPX 10/11/2024 $0.0000 $11.2452 10/19/2022 10/23/2024 GBIB041 40177L668, 40177L676, 40177L684, 40177L692
  Balanced Income Builder Portfolio, 042 CGBIQX 10/11/2024 $0.0000 $10.2985 1/19/2023 1/21/2025 GBIB042 40177N227, 40177N235, 40177N243, 40177N250
  Balanced Income Builder Portfolio, 043 CGBIRX 10/11/2024 $0.0000 $10.4419 4/20/2023 4/21/2025 GBIB043 40177Q386, 40177Q394, 40177Q402, 40177Q410
  Balanced Income Builder Portfolio, 044 CGBISX 10/11/2024 $0.0000 $10.5013 7/19/2023 7/21/2025 GBIB044 40177R822, 40177R830, 40177R848, 40177R855
  Balanced Income Builder Portfolio, 045 CGBITX 10/11/2024 $0.0000 $11.3682 10/18/2023 10/20/2025 GBIB045 40177U825, 40177U833, 40177U841, 40177U858
  Balanced Income Builder Portfolio, 046 CGBIUX 10/11/2024 $0.0000 $10.4751 1/22/2024 1/22/2026 GBIB046 40177W623, 40177W631, 40177W649, 40177W656
  Balanced Income Builder Portfolio, 047 CGBIVX 10/11/2024 $0.0000 $10.5639 4/22/2024 4/22/2026 GBIB047 40177Y223, 40177Y231, 40177Y249, 40177Y256
  Blue Chip Dividend Portfolio, 010 CBCDJX 10/11/2024 $0.0000 $11.7543 11/16/2022 11/18/2024 BCDV010 40177M427, 40177M435, 40177M443, 40177M450
  Blue Chip Dividend Portfolio, 011 CBCDKX 10/11/2024 $0.0000 $11.4737 2/16/2023 2/18/2025 BCDV011 40177P107, 40177P115, 40177P123, 40177P131
  Blue Chip Dividend Portfolio, 012 CBCDLX 10/11/2024 $0.0000 $12.2075 5/17/2023 5/19/2025 BCDV012 40177R103, 40177R111, 40177R129, 40177R137
  Blue Chip Dividend Portfolio, 013 CBCDMX 10/11/2024 $0.0000 $11.3456 8/17/2023 8/18/2025 BCDV013 40177T687, 40177T695, 40177T703, 40177T711
  Blue Chip Dividend Portfolio, 014 CBCDNX 10/11/2024 $0.0000 $11.7994 11/20/2023 11/20/2025 BCDV014 40177V708, 40177V716, 40177V724, 40177V732
  Blue Chip Dividend Portfolio, 015 CBCDOX 10/11/2024 $0.0000 $10.6140 2/22/2024 2/23/2026 BCDV015 40177X308, 40177X316, 40177X324, 40177X332
  Blue Chip Dividend Portfolio, 016 CBCDPX 10/11/2024 $0.0000 $10.5748 5/20/2024 5/20/2026 BCDV016 40178A307, 40178A315, 40178A323, 40178A331
  Blue Chip Growth Portfolio, 036 CBCHKX 10/11/2024 $0.0000 $16.2156 11/16/2022 11/18/2024 BCHP036 40177M468, 40177M476, 40177M484, 40177M492
  Blue Chip Growth Portfolio, 037 CBCHLX 10/11/2024 $0.0000 $14.9832 2/16/2023 2/18/2025 BCHP037 40177P149, 40177P156, 40177P164, 40177P172
  Blue Chip Growth Portfolio, 038 CBCHMX 10/11/2024 $0.0000 $12.9168 5/17/2023 5/19/2025 BCHP038 40177R145, 40177R152, 40177R160, 40177R178
  Blue Chip Growth Portfolio, 039 CBCHNX 10/11/2024 $0.0000 $13.5276 8/17/2023 8/18/2025 BCHP039 40177T729, 40177T737, 40177T745, 40177T752
  Blue Chip Growth Portfolio, 040 CBCHOX 10/11/2024 $0.0000 $12.3319 11/20/2023 11/20/2025 BCHP040 40177V740, 40177V757, 40177V765, 40177V773
  Blue Chip Growth Portfolio, 041 CBCHPX 10/11/2024 $0.0000 $10.4977 2/22/2024 2/23/2026 BCHP041 40177X340, 40177X357, 40177X365, 40177X373
  Blue Chip Growth Portfolio, 042 CBCHQX 10/11/2024 $0.0000 $10.3712 5/20/2024 5/20/2026 BCHP042 40178A349, 40178A356, 40178A364, 40178A372
  Blue Chip Multinationals Portfolio, 024 CMNTYX 10/11/2024 $0.0000 $14.0753 2/8/2023 2/10/2025 MNTP024 40177N607, 40177N615, 40177N623, 40177N631
  Blue Chip Multinationals Portfolio, 025 CMNTZX 10/11/2024 $0.0000 $12.4047 8/8/2023 8/8/2025 MNTP025 40177T489, 40177T497, 40177T505, 40177T513
  Blue Chip Multinationals Portfolio, 026 CMNTAX 10/11/2024 $0.0000 $10.7251 2/22/2024 2/23/2026 MNTP026 40177X381, 40177X399, 40177X407, 40177X415
  Blue Chip Value Portfolio, 006 CBCVFX 10/11/2024 $0.0000 $11.3231 2/16/2023 2/18/2025 BCVA006 40177P180, 40177P198, 40177P206, 40177P214
  Blue Chip Value Portfolio, 007 CBCVGX 10/11/2024 $0.0000 $11.5343 8/17/2023 8/18/2025 BCVA007 40177T760, 40177T778, 40177T786, 40177T794
  Blue Chip Value Portfolio, 008 CBCVHX 10/11/2024 $0.0000 $10.8214 2/22/2024 2/23/2026 BCVA008 40177X423, 40177X431, 40177X449, 40177X456
  Build America Bonds Trust, 003 CGBACX 10/11/2024 $0.0000 $487.2800 8/20/2010 7/1/2042 GBAB003 18387Q529, 18387Q537
  Build America Bonds Trust, 004 CGBADX 10/11/2024 $0.0000 $335.9600 9/10/2010 8/1/2042 GBAB004 18387R105, 18387R113
  Build America Bonds Trust, 005 CGBAEX 10/11/2024 $0.0000 $404.4200 10/7/2010 7/1/2042 GBAB005 40167C488, 40167C496
  Build America Bonds Trust, 006 CGBAFX 10/11/2024 $0.0000 $351.6200 11/16/2010 7/1/2045 GBAB006 40167C868, 40167C876
  Build America Bonds Trust, 007 CGBAGX 10/11/2024 $0.0000 $314.5400 1/14/2011 1/1/2042 GBAB007 40167R782, 40167R790
  California Municipal Portfolio of CEFs, 043 CECARX 10/11/2024 $0.0000 $9.6853 12/5/2022 12/5/2024 DCCA043 40171A726, 40171A734, 40171A742, 40171A759
  California Municipal Portfolio of CEFs, 044 CECASX 10/11/2024 $0.0000 $10.3717 3/8/2023 3/10/2025 DCCA044 40177P446, 40177P453, 40177P461, 40177P479
  California Municipal Portfolio of CEFs, 045 CECATX 10/11/2024 $0.0000 $10.7144 6/7/2023 6/9/2025 DCCA045 40177R483, 40177R491, 40177R509, 40177R517
  California Municipal Portfolio of CEFs, 046 CECAUX 10/11/2024 $0.0000 $10.9586 9/7/2023 9/8/2025 DCCA046 40177U189, 40177U197, 40177U205, 40177U213
  California Municipal Portfolio of CEFs, 047 CECAVX 10/11/2024 $0.0000 $10.6010 12/6/2023 12/8/2025 DCCA047 40177W102, 40177W110, 40177W128, 40177W136
  California Municipal Portfolio of CEFs, 048 CECAWX 10/11/2024 $0.0000 $10.2304 3/7/2024 3/9/2026 DCCA048 40177X605, 40177X613, 40177X621, 40177X639
  California Municipal Portfolio of CEFs, 049 CECAYX 10/11/2024 $0.0000 $10.2248 6/6/2024 6/8/2026 DCCA049 40178A463, 40178A471, 40178A489, 40178A497
  Consumer Innovation Portfolio, 005 CCNSEX 10/11/2024 $0.0000 $13.8723 3/27/2023 3/27/2025 CNSR005 40177P602, 40177P610, 40177P628, 40177P636
  Consumer Innovation Portfolio, 006 CCNSFX 10/11/2024 $0.0000 $12.0424 9/19/2023 9/19/2025 CNSR006 40177U346, 40177U353, 40177U361, 40177U379
  Convertible & Income Portfolio of Funds, 039 CECINX 10/11/2024 $0.0000 $11.3359 4/5/2023 4/7/2025 DCEC039 40177P743, 40177P750, 40177P768, 40177P776
  Convertible & Income Portfolio of Funds, 040 CECIOX 10/11/2024 $0.0000 $11.7668 10/4/2023 10/6/2025 DCEC040 40177U502, 40177U510, 40177U528, 40177U536
  Convertible & Income Portfolio of Funds, 041 CECIPX 10/11/2024 $0.0000 $10.4237 4/5/2024 4/6/2026 DCEC041 40177Y629, 40177Y637, 40177Y645, 40177Y652
  Core Four 60/40 Allocation Portfolio, 024 CCFOYX 10/11/2024 $0.0000 $11.0628 8/17/2023 11/20/2024 CFOR024 40177T802, 40177T810, 40177T828, 40177T836
  Core Four 60/40 Allocation Portfolio, 025 CCFOZX 10/11/2024 $0.0000 $11.3882 11/20/2023 2/24/2025 CFOR025 40177V823, 40177V831, 40177V849, 40177V856
  Core Four 60/40 Allocation Portfolio, 026 CCFOAX 10/11/2024 $0.0000 $10.4407 2/22/2024 5/22/2025 CFOR026 40177Y108, 40177Y116, 40177Y124, 40177Y132
  Core Four 60/40 Allocation Portfolio, 027 CCFOBX 10/11/2024 $0.0000 $10.4363 5/22/2024 8/19/2025 CFOR027 40178A422, 40178A430, 40178A448, 40178A455
  Corporate High Yield & Income Portfolio of CEFs, 044 CEIPPX 10/11/2024 $0.0000 $11.2429 4/5/2023 4/7/2025 DCEI044 40177P784, 40177P792, 40177P800, 40177P818
  Corporate High Yield & Income Portfolio of CEFs, 045 CEIPQX 10/11/2024 $0.0000 $11.3674 10/5/2023 10/6/2025 DCEI045 40177U544, 40177U551, 40177U569, 40177U577
  Corporate High Yield & Income Portfolio of CEFs, 046 CEIPRX 10/11/2024 $0.0000 $9.4195 4/5/2024 4/6/2026 DCEI046 40177Y306, 40177Y314, 40177Y322, 40177Y330
  Covered Call & Income Portfolio of CEFs, 052 CCCIYX 10/11/2024 $0.0000 $11.1213 4/5/2023 4/7/2025 COV052 40177Q220, 40177Q238, 40177Q246, 40177Q253
  Covered Call & Income Portfolio of CEFs, 053 CCCIZX 10/11/2024 $0.0000 $11.6344 10/5/2023 10/6/2025 COV053 40177U742, 40177U759, 40177U767, 40177U775
  Covered Call & Income Portfolio of CEFs, 054 CCCIAX 10/11/2024 $0.0000 $10.4744 4/8/2024 4/8/2026 COV054 40177Y660, 40177Y678, 40177Y686, 40177Y694
  Discount Opportunity Strategy Portfolio of CEFs, 025 CGDOZX 10/11/2024 $0.0000 $10.8962 4/5/2023 4/7/2025 GDOS025 40177P826, 40177P834, 40177P842, 40177P859
  Discount Opportunity Strategy Portfolio of CEFs, 026 CGDOAX 10/11/2024 $0.0000 $11.7056 10/5/2023 10/6/2025 GDOS026 40177U627, 40177U635, 40177U643, 40177U650
  Discount Opportunity Strategy Portfolio of CEFs, 027 CGDOBX 10/11/2024 $0.0000 $10.6858 4/5/2024 4/6/2026 GDOS027 40177X845, 40177X852, 40177X860, 40177X878
  Diversified Credit Portfolio of ETFs, 022 CDCPVX 10/11/2024 $0.0000 $9.9893 2/13/2023 2/13/2025 DCP022 40177N722, 40177N730, 40177N748, 40177N755
  Diversified Credit Portfolio of ETFs, 023 CDCPWX 10/11/2024 $0.0000 $10.1167 8/14/2023 8/14/2025 DCP023 40177T604, 40177T612, 40177T620, 40177T638
  Diversified Credit Portfolio of ETFs, 024 CDCPYX 10/11/2024 $0.0000 $9.8782 2/14/2024 2/17/2026 DCP024 40177X225, 40177X233, 40177X241, 40177X258
  Diversified Dividend & Income Portfolio, 038 CDDIMX 10/11/2024 $0.0000 $12.1567 3/8/2023 3/10/2025 DDI038 40177P529, 40177P537, 40177P545, 40177P552
  Diversified Dividend & Income Portfolio, 039 CDDINX 10/11/2024 $0.0000 $11.5143 9/7/2023 9/8/2025 DDI039 40177U221, 40177U239, 40177U247, 40177U254
  Diversified Dividend & Income Portfolio, 040 CDDIOX 10/11/2024 $0.0000 $10.6911 3/7/2024 3/9/2026 DDI040 40177X647, 40177X654, 40177X662, 40177X670
  Diversified Income Wave Portfolio, 090 CFWAZX 10/11/2024 $0.0000 $10.2556 8/3/2023 11/4/2024 FWAV090 40177T323, 40177T331, 40177T349, 40177T356
  Diversified Income Wave Portfolio, 091 CFWAAX 10/11/2024 $0.0000 $11.2164 11/2/2023 2/3/2025 FWAV091 40177V385, 40177V393, 40177V401, 40177V419
  Diversified Income Wave Portfolio, 092 CFWABX 10/11/2024 $0.0000 $10.4338 2/2/2024 5/5/2025 FWAV092 40177W748, 40177W755, 40177W763, 40177W771
  Diversified Income Wave Portfolio, 093 CFWACX 10/11/2024 $0.0000 $10.4879 5/3/2024 8/5/2025 FWAV093 40177Y769, 40177Y777, 40177Y785, 40177Y793
  Dividend Growth Portfolio, 017 CDGPQX 10/11/2024 $0.0000 $14.3713 2/18/2020 2/18/2025 DGP017 40175F804, 40175F812, 40175F820, 40175F838
  Dividend Growth Portfolio, 018 CDGPRX 10/11/2024 $0.0000 $15.4145 8/18/2020 8/18/2025 DGP018 40175X425, 40175X433, 40175X441, 40175X458
  Dividend Growth Portfolio, 019 CDGPSX 10/11/2024 $0.0000 $12.4511 2/19/2021 2/19/2026 DGP019 40176W301, 40176W319, 40176W327, 40176W335
  Dividend Growth Portfolio, 020 CDGPTX 10/11/2024 $0.0000 $11.5429 8/19/2021 8/19/2026 DGP020 40177B348, 40177B355, 40177B363, 40177B371
  Dividend Growth Portfolio, 021 CDGPUX 10/11/2024 $0.0000 $10.9390 2/22/2022 2/22/2027 DGP021 40177F141, 40177F158, 40177F166, 40177F174
  Dividend Growth Portfolio, 022 CDGPVX 10/11/2024 $0.0000 $11.3817 8/24/2022 8/24/2027 DGP022 40177K629, 40177K637, 40177K645, 40177K652
  Dividend Growth Portfolio, 023 CDGPWX 10/11/2024 $0.0000 $11.5101 2/13/2023 2/14/2028 DGP023 40177N763, 40177N771, 40177N789, 40177N797
  Dividend Growth Portfolio, 024 CDGPYX 10/11/2024 $0.0000 $11.3280 8/15/2023 8/15/2028 DGP024 40177T646, 40177T653, 40177T661, 40177T679
  Dividend Growth Portfolio, 025 CDGPZX 10/11/2024 $0.0000 $10.8086 2/15/2024 2/15/2029 DGP025 40177X266, 40177X274, 40177X282, 40177X290
  Dividend Strength Portfolio, 048 CGROWX 10/11/2024 $0.0000 $11.8444 11/28/2022 11/29/2024 GROW048 40177M740, 40177M757, 40177M765, 40177M773
  Dividend Strength Portfolio, 049 CGROYX 10/11/2024 $0.0000 $11.6684 2/22/2023 2/24/2025 GROW049 40177P263, 40177P271, 40177P289, 40177P297
  Dividend Strength Portfolio, 050 CGROZX 10/11/2024 $0.0000 $12.6963 5/24/2023 5/27/2025 GROW050 40177R343, 40177R350, 40177R368, 40177R376
  Dividend Strength Portfolio, 051 CGROAX 10/11/2024 $0.0000 $11.4967 8/21/2023 8/21/2025 GROW051 40177U148, 40177U155, 40177U163, 40177U171
  Dividend Strength Portfolio, 052 CGROBX 10/11/2024 $0.0000 $11.7512 11/20/2023 11/20/2025 GROW052 40177V781, 40177V799, 40177V807, 40177V815
  Dividend Strength Portfolio, 053 CGROCX 10/11/2024 $0.0000 $10.9317 2/28/2024 2/27/2026 GROW053 40177X506, 40177X514, 40177X522, 40177X530
  Dividend Strength Portfolio, 054 CGRODX 10/11/2024 $0.0000 $11.0423 5/28/2024 5/28/2026 GROW054 40178A224, 40178A232, 40178A240, 40178A257
  Dow 10 Portfolio, 055 CDOWEX 10/11/2024 $0.0000 $11.5027 10/4/2023 1/16/2025 DDP055 40177U585, 40177U593, 40177U601, 40177U619
  Dow 10 Portfolio, 056 CDOWFX 10/11/2024 $0.0000 $10.5514 1/16/2024 4/7/2025 DDP056 40177W300, 40177W318, 40177W326, 40177W334
  Dow 10 Portfolio, 057 CDOWGX 10/11/2024 $0.0000 $11.0676 4/5/2024 7/8/2025 DDP057 40177Y181, 40177Y199, 40177Y207, 40177Y215
  Dow 10 Portfolio, 058 CDOWHX 10/11/2024 $0.0000 $11.1830 7/8/2024 10/6/2025 DDP058 40178A703, 40178A711, 40178A729, 40178A737
  Dow 50 Value Dividend Portfolio, 054 CRBDDX 10/11/2024 $0.0000 $11.7063 9/19/2023 12/19/2024 RBPD054 40177U387, 40177U395, 40177U403, 40177U411
  Dow 50 Value Dividend Portfolio, 055 CRBDEX 10/11/2024 $0.0000 $10.5540 12/19/2023 3/18/2025 RBPD055 40177W227, 40177W235, 40177W243, 40177W250
  Dow 50 Value Dividend Portfolio, 056 CRBDFX 10/11/2024 $0.0000 $9.8400 3/18/2024 6/20/2025 RBPD056 40177X720, 40177X738, 40177X746, 40177X753
  Dow 50 Value Dividend Portfolio, 057 CRBDGX 10/11/2024 $0.0000 $10.4431 6/20/2024 9/19/2025 RBPD057 40178A588, 40178A596, 40178A604, 40178A612
  Emerging Markets Dividend Strategy Portfolio, 041 CGEMPX 10/11/2024 $0.0000 $10.5858 1/12/2023 1/13/2025 GEMD041 40177M807, 40177M815, 40177M823, 40177M831
  Emerging Markets Dividend Strategy Portfolio, 042 CGEMQX 10/11/2024 $0.0000 $11.4217 7/6/2023 7/7/2025 GEMD042 40177R707, 40177R715, 40177R723, 40177R731
  Emerging Markets Dividend Strategy Portfolio, 043 CGEMRX 10/11/2024 $0.0000 $10.3613 1/16/2024 1/16/2026 GEMD043 40177W342, 40177W359, 40177W367, 40177W375
  Energy Innovation Portfolio, 003 CGEICX 10/11/2024 $0.0000 $10.3223 2/8/2023 2/10/2025 EIP003 40177N649, 40177N656, 40177N664, 40177N672
  Energy Innovation Portfolio, 004 CGEIDX 10/11/2024 $0.0000 $9.7431 8/8/2023 8/8/2025 EIP004 40177T521, 40177T539, 40177T547, 40177T554
  Energy Innovation Portfolio, 005 CGEIEX 10/11/2024 $0.0000 $10.7795 2/2/2024 2/2/2026 EIP005 40177W789, 40177W797, 40177W805, 40177W813
  Equity & Income Portfolio of CEFs, 053 CCEECX 10/11/2024 $0.0000 $10.6623 12/5/2022 12/5/2024 CEEI053 40171A676, 40171A684, 40171A692, 40171A718
  Equity & Income Portfolio of CEFs, 054 CCEEDX 10/11/2024 $0.0000 $11.0269 6/7/2023 6/9/2025 CEEI054 40177R442, 40177R459, 40177R467, 40177R475
  Equity & Income Portfolio of CEFs, 055 CCEEEX 10/11/2024 $0.0000 $11.4902 12/6/2023 12/8/2025 CEEI055 40177W144, 40177W151, 40177W169, 40177W177
  European Capital Strength Portfolio, 025 CECPZX 10/11/2024 $0.0000 $11.9246 11/16/2022 11/18/2024 ECAP025 40177M542, 40177M559, 40177M567, 40177M575
  European Capital Strength Portfolio, 026 CECPAX 10/11/2024 $0.0000 $10.1808 5/17/2023 5/19/2025 ECAP026 40177R269, 40177R277, 40177R285, 40177R293
  European Capital Strength Portfolio, 027 CECPBX 10/11/2024 $0.0000 $10.8642 11/15/2023 11/17/2025 ECAP027 40177V542, 40177V559, 40177V567, 40177V575
  Financials Portfolio, 021 CFINUX 10/11/2024 $0.0000 $14.9823 4/5/2023 4/7/2025 FIN021 40177Q147, 40177Q154, 40177Q162, 40177Q170
  Financials Portfolio, 022 CFINVX 10/11/2024 $0.0000 $14.1395 10/5/2023 10/6/2025 FIN022 40177U668, 40177U676, 40177U684, 40177U692
  Financials Portfolio, 023 CFINWX 10/11/2024 $0.0000 $11.3045 4/11/2024 4/13/2026 FIN023 40177Y504, 40177Y512, 40177Y520, 40177Y538
  Flaherty & Crumrine Preferred Portfolio, 057 CPREGX 10/11/2024 $0.0000 $8.8910 2/8/2023 2/12/2025 PREF057 40177P404, 40177P412, 40177P420, 40177P438
  Flaherty & Crumrine Preferred Portfolio, 058 CPREHX 10/11/2024 $0.0000 $10.0103 4/12/2023 4/14/2025 PREF058 40177R400, 40177R418, 40177R426, 40177R434
  Flaherty & Crumrine Preferred Portfolio, 059 CPREIX 10/11/2024 $0.0000 $11.0352 10/11/2023 10/8/2025 PREF059 40177U783, 40177U791, 40177U809, 40177U817
  Flaherty & Crumrine Preferred Portfolio, 060 CPREJX 10/11/2024 $0.0000 $10.0308 4/10/2024 4/8/2026 PREF060 40177Y587, 40177Y595, 40177Y603, 40177Y611
  Floating Rate & Dividend Growth Portfolio, 027 CFRDBX 10/11/2024 $0.0000 $11.4337 11/2/2022 11/4/2024 FRDG027 40177M344, 40177M351, 40177M369, 40177M377
  Floating Rate & Dividend Growth Portfolio, 028 CFRDCX 10/11/2024 $0.0000 $10.8147 5/1/2023 5/1/2025 FRDG028 40177Q527, 40177Q535, 40177Q543, 40177Q550
  Floating Rate & Dividend Growth Portfolio, 029 CFRDDX 10/11/2024 $0.0000 $11.2343 10/30/2023 10/30/2025 FRDG029 40177V302, 40177V310, 40177V328, 40177V336
  Global Balanced Income Builder Portfolio, 021 CGBLUX 10/11/2024 $0.0000 $10.6702 3/30/2023 3/31/2025 GBAL021 40177P644, 40177P651, 40177P669, 40177P677
  Global Balanced Income Builder Portfolio, 022 CGBLVX 10/11/2024 $0.0000 $10.8204 9/29/2023 9/29/2025 GBAL022 40177U429, 40177U437, 40177U445, 40177U452
  Global Balanced Income Builder Portfolio, 023 CGBLWX 10/11/2024 $0.0000 $10.1033 4/1/2024 4/1/2026 GBAL023 40177X803, 40177X811, 40177X829, 40177X837
  GNMA Portfolio, 018 CGNMQX 10/11/2024 $0.0000 $2.6365 7/21/2011 10/15/2040 DGNMA018 40167J467, 40167J475
  Health Care Portfolio, 034 CHCRIX 10/11/2024 $0.0000 $10.3678 1/17/2023 1/17/2025 DHS034 40177N144, 40177N151, 40177N169, 40177N177
  Health Care Portfolio, 035 CHCRJX 10/11/2024 $0.0000 $10.7032 7/17/2023 7/17/2025 DHS035 40177R749, 40177R756, 40177R764, 40177R772
  Health Care Portfolio, 036 CHCRKX 10/11/2024 $0.0000 $10.5286 1/16/2024 1/16/2026 DHS036 40177W383, 40177W391, 40177W409, 40177W417
  Income & Treasury Limited Duration Portfolio of Funds, 077 CFICZX 10/11/2024 $0.0000 $10.3890 9/11/2023 12/11/2024 FICE077 40177U262, 40177U270, 40177U288, 40177U296
  Income & Treasury Limited Duration Portfolio of Funds, 078 CFICAX 10/11/2024 $0.0000 $10.3056 12/11/2023 3/11/2025 FICE078 40177W185, 40177W193, 40177W201, 40177W219
  Income & Treasury Limited Duration Portfolio of Funds, 079 CFICBX 10/11/2024 $0.0000 $10.2599 3/11/2024 6/10/2025 FICE079 40177X688, 40177X696, 40177X704, 40177X712
  Income & Treasury Limited Duration Portfolio of Funds, 080 CFICCX 10/11/2024 $0.0000 $10.1604 6/10/2024 9/11/2025 FICE080 40178A547, 40178A554, 40178A562, 40178A570
  Investment Grade Corporate Bond Portfolio, 003 CIGCAX 10/11/2024 $0.0000 $357.6700 6/13/2002 6/1/2034 DIGIT003 183845429
  Investment Grade Corporate Bond Portfolio, 005 CIGCCX 10/11/2024 $0.0000 $529.9100 12/4/2002 8/15/2034 DIGIT005 183845817
  Investment Grade Corporate Trust 3-7 Year, 012 CGIGMX 10/11/2024 $0.0000 $177.4400 10/18/2018 12/1/2024 GIGS012 40173W643
  Investment Grade Corporate Trust 3-7 Year, 013 CGIGNX 10/11/2024 $0.0000 $854.3700 10/19/2022 8/15/2029 GIGS013 40171A668, 40171A700
  Investment Grade Corporate Trust 3-7 Year, 014 CGIGOX 10/11/2024 $0.0000 $857.1100 11/16/2022 8/15/2029 GIGS014 40177M781, 40177M799
  Investment Grade Corporate Trust 3-7 Year, 015 CGIGPX 10/11/2024 $0.0000 $930.8600 12/8/2022 8/15/2029 GIGS015 40177N425, 40177N433
  Investment Grade Corporate Trust 3-7 Year, 016 CGIGQX 10/11/2024 $0.0000 $865.6800 1/18/2023 8/15/2029 GIGS016 40177P388, 40177P396
  Investment Grade Corporate Trust 3-7 Year, 017 CGIGRX 10/11/2024 $0.0000 $917.3100 4/6/2023 2/25/2030 GIGS017 40177R384, 40177R392
  Investment Grade Corporate Trust 3-7 Year, 018 CGIGSX 10/11/2024 $964.6800 $945.7800 7/19/2023 5/19/2030 GIGS018 40177T265, 40177T273
  Investment Grade Corporate Trust 3-7 Year, 019 CGIGTX 10/11/2024 $1,014.3800 $994.6000 9/13/2023 9/8/2030 GIGS019 40177V344, 40177V351
  Investment Grade Corporate Trust 3-7 Year, 020 CGIGUX 10/11/2024 $1,054.4700 $1,033.9000 1/24/2024 1/15/2030 GIGS020 40177X589, 40177X597
  Investment Grade Corporate Trust 3-7 Year, 021 CGIGVX 10/11/2024 $1,072.0200 $1,051.1100 3/5/2024 1/15/2031 GIGS021 40177Y702, 40177Y710
  Investment Grade Corporate Trust 3-7 Year, 022 CGIGWX 10/11/2024 $1,075.2200 $1,054.2300 5/8/2024 4/15/2031 GIGS022 40178A687, 40178A695
  Investment Grade Corporate Trust 3-7 Year, 023 CGIGYX 10/11/2024 $1,067.7700 $1,046.9300 8/21/2024 4/15/2031 GIGS023 40178C469, 40178C477
  Investment Grade Corporate Trust 5-8 Year, 002 CIGIBX 10/11/2024 $0.0000 $132.0500 4/28/2017 3/15/2025 GIGI002 40172V141, 40172V158
  Large Cap Buffer 20 Portfolio, 006 CDOBFX 10/11/2024 $0.0000 $12.0663 9/21/2023 9/23/2025 DOB20006 40177U486, 40177U494
  Large Cap Buffer 20 Portfolio, 007 CDOBGX 10/11/2024 $0.0000 $12.1004 10/19/2023 10/22/2025 DOB20007 40177V369, 40177V377
  Large Cap Buffer 20 Portfolio, 008 CDOBHX 10/11/2024 $0.0000 $11.3033 1/11/2024 1/14/2026 DOB20008 40177W706, 40177W714
  Large Cap Buffer 20 Portfolio, 009 CDOBIX 10/11/2024 $0.0000 $10.7521 5/22/2024 5/26/2026 DOB20009 40178A661, 40178A679
  Large Cap Buffer 20 Portfolio, 010 CDOBJX 10/11/2024 $0.0000 $10.5075 6/20/2024 6/22/2026 DOB20010 40178B347, 40178B354
  Large Cap Buffer 20 Portfolio, 011 CDOBKX 10/11/2024 $0.0000 $10.6562 8/5/2024 8/5/2026 DOB20011 40178C204, 40178C212
  Large Cap Buffer 20 Portfolio, 012 CDOBLX 10/11/2024 $0.0000 $10.1480 9/13/2024 9/14/2026 DOB20012 40178C485, 40178C493
  Large-Cap Core Portfolio, 043 CACERX 10/11/2024 $0.0000 $14.4168 2/22/2023 2/24/2025 LCAP043 40177P305, 40177P313, 40177P321, 40177P339
  Large-Cap Core Portfolio, 044 CACESX 10/11/2024 $0.0000 $12.6074 8/21/2023 8/21/2025 LCAP044 40177T844, 40177T851, 40177T869, 40177T877
  Large-Cap Core Portfolio, 045 CACETX 10/11/2024 $0.0000 $10.4829 2/28/2024 2/27/2026 LCAP045 40177X548, 40177X555, 40177X563, 40177X571
  ML Top Picks for 2024 (AVAILABLE THROUGH MERRILL LYNCH ADVISORS ONLY), 012 CMPILX 10/11/2024 $0.0000 $10.8018 2/29/2024 5/7/2025 MPIX012 40177Y140, 40177Y157
  National Municipal Portfolio of CEFs, 056 CENMFX 10/11/2024 $0.0000 $10.7636 11/2/2022 11/4/2024 DCEN056 40177M260, 40177M278, 40177M286, 40177M294
  National Municipal Portfolio of CEFs, 057 CENMGX 10/11/2024 $0.0000 $9.5591 2/2/2023 2/3/2025 DCEN057 40177N482, 40177N490, 40177N508, 40177N516
  National Municipal Portfolio of CEFs, 058 CENMHX 10/11/2024 $0.0000 $10.0518 4/10/2023 5/5/2025 DCEN058 40177Q642, 40177Q659, 40177Q667, 40177Q675
  National Municipal Portfolio of CEFs, 059 CENMIX 10/11/2024 $0.0000 $10.5894 8/3/2023 8/4/2025 DCEN059 40177T364, 40177T372, 40177T380, 40177T398
  National Municipal Portfolio of CEFs, 060 CENMJX 10/11/2024 $0.0000 $11.5898 11/2/2023 11/3/2025 DCEN060 40177V427, 40177V435, 40177V443, 40177V450
  National Municipal Portfolio of CEFs, 061 CENMKX 10/11/2024 $0.0000 $10.4673 2/2/2024 2/2/2026 DCEN061 40177W821, 40177W839, 40177W847, 40177W854
  National Municipal Portfolio of CEFs, 062 CENMLX 10/11/2024 $0.0000 $10.4304 5/3/2024 5/4/2026 DCEN062 40177Y801, 40177Y819, 40177Y827, 40177Y835
  NDR Precious Metals & Miners Portfolio, 024 CPMMYX 10/11/2024 $0.0000 $11.2996 4/20/2023 4/21/2025 PMMP024 40177Q261, 40177Q279, 40177Q287, 40177Q295
  NDR Precious Metals & Miners Portfolio, 025 CPMMZX 10/11/2024 $0.0000 $12.8574 10/18/2023 10/20/2025 PMMP025 40177V104, 40177V112, 40177V120, 40177V138
  NDR Precious Metals & Miners Portfolio, 026 CPMMAX 10/11/2024 $0.0000 $10.9084 4/11/2024 4/13/2026 PMMP026 40177Y462, 40177Y470, 40177Y488, 40177Y496
  New York Municipal Portfolio of CEFs, 040 CENYOX 10/11/2024 $0.0000 $9.5164 2/2/2023 2/3/2025 DCNY040 40177N565, 40177N573, 40177N581, 40177N599
  New York Municipal Portfolio of CEFs, 041 CENYPX 10/11/2024 $0.0000 $10.3447 8/3/2023 8/4/2025 DCNY041 40177T406, 40177T414, 40177T422, 40177T430
  New York Municipal Portfolio of CEFs, 042 CENYQX 10/11/2024 $0.0000 $10.0552 2/2/2024 2/2/2026 DCNY042 40177X100, 40177X118, 40177X126, 40177X134
  Quality High Dividend Portfolio, 001 CQHDAX 10/11/2024 $0.0000 $12.0790 6/22/2023 6/20/2025 QHD001 40177T281, 40177T299, 40177T307, 40177T315
  Quality High Dividend Portfolio, 002 CQHDBX 10/11/2024 $0.0000 $11.0270 12/19/2023 12/19/2025 QHD002 40177W268, 40177W276, 40177W284, 40177W292
  REIT Portfolio, 028 CGRTCX 10/11/2024 $0.0000 $10.5298 2/8/2023 2/10/2025 GRET028 40177N680, 40177N698, 40177N706, 40177N714
  REIT Portfolio, 029 CGRTDX 10/11/2024 $0.0000 $11.3485 8/8/2023 8/8/2025 GRET029 40177T562, 40177T570, 40177T588, 40177T596
  REIT Portfolio, 030 CGRTEX 10/11/2024 $0.0000 $11.5958 2/2/2024 2/2/2026 GRET030 40177X142, 40177X159, 40177X167, 40177X175
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 032 CACTGX 10/11/2024 $0.0000 $10.5690 7/27/2023 10/25/2024 ACTS032 40177T182, 40177T190, 40177T208, 40177T216
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 033 CACTHX 10/11/2024 $0.0000 $12.2529 10/25/2023 1/27/2025 ACTS033 40177V187, 40177V195, 40177V203, 40177V211
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 034 CACTIX 10/11/2024 $0.0000 $10.7363 1/25/2024 4/29/2025 ACTS034 40177W508, 40177W516, 40177W524, 40177W532
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 035 CACTJX 10/11/2024 $0.0000 $10.7199 4/22/2024 7/29/2025 ACTS035 40177Y421, 40177Y439, 40177Y447, 40177Y454
  Select Quality Municipal Portfolio, 002 CGSQBX 10/11/2024 $0.0000 $476.6000 8/7/2014 11/15/2044 GSQM002 40169A340, 40169A357
  Select Quality Municipal Portfolio, 003 CGSQCX 10/11/2024 $0.0000 $626.8900 4/29/2015 11/15/2045 GSQM003 40169M583, 40169M591
  Select Quality Municipal Portfolio, 004 CGSQDX 10/11/2024 $0.0000 $740.9700 12/4/2015 6/15/2046 GSQM004 40169Y652, 40169Y660
  Select Quality Municipal Portfolio, 005 CGSQEX 10/11/2024 $0.0000 $902.4800 4/18/2023 10/1/2053 GSQM005 40177Q501, 40177Q519
  Select Quality Municipal Portfolio, 006 CGSQFX 10/11/2024 $0.0000 $923.1200 6/7/2023 4/1/2054 GSQM006 40177R608, 40177R616
  Select Quality Municipal Portfolio, 007 CGSQGX 10/11/2024 $1,046.4100 $1,009.7700 11/7/2023 3/1/2054 GSQM007 40177U460, 40177U478
  Select Quality Municipal Portfolio, 008 CGSQHX 10/11/2024 $1,033.4700 $997.2900 1/17/2024 12/1/2054 GSQM008 40177W722, 40177W730
  Select Quality Municipal Portfolio, 009 CGSQIX 10/11/2024 $1,032.9800 $996.8300 4/3/2024 3/15/2055 GSQM009 40177Y165, 40177Y173
  Select Quality Municipal Portfolio, 010 CGSQJX 10/11/2024 $1,018.6300 $982.7800 7/10/2024 11/1/2054 GSQM010 40178C188, 40178C196
  Senior Loan & Income Portfolio of CEFs, 045 CESLSX 10/11/2024 $0.0000 $11.0190 4/5/2023 4/7/2025 DCES045 40177Q188, 40177Q196, 40177Q204, 40177Q212
  Senior Loan & Income Portfolio of CEFs, 046 CESLTX 10/11/2024 $0.0000 $9.7860 10/5/2023 10/6/2025 DCES046 40177U700, 40177U718, 40177U726, 40177U734
  Senior Loan & Income Portfolio of CEFs, 047 CESLUX 10/11/2024 $0.0000 $9.8916 4/5/2024 4/6/2026 DCES047 40177Y546, 40177Y553, 40177Y561, 40177Y579
  SMid Dividend Strength Portfolio, 019 CSMDSX 10/11/2024 $0.0000 $10.7385 1/23/2023 1/23/2025 SMDS019 40177N268, 40177N276, 40177N284, 40177N292
  SMid Dividend Strength Portfolio, 020 CSMDTX 10/11/2024 $0.0000 $11.5149 7/24/2023 7/21/2025 SMDS020 40177T141, 40177T158, 40177T166, 40177T174
  SMid Dividend Strength Portfolio, 021 CSMDUX 10/11/2024 $0.0000 $11.1045 1/22/2024 1/22/2026 SMDS021 40177W581, 40177W599, 40177W607, 40177W615
  Strategic Income Portfolio, 117 CFSISX 10/11/2024 $0.0000 $10.5155 1/12/2023 1/13/2025 FSIP117 40177M849, 40177M856, 40177M864, 40177M872
  Strategic Income Portfolio, 118 CFSITX 10/11/2024 $0.0000 $10.4109 7/6/2023 7/7/2025 FSIP118 40177R665, 40177R673, 40177R681, 40177R699
  Strategic Income Portfolio, 119 CFSIUX 10/11/2024 $0.0000 $10.1813 1/16/2024 1/16/2026 FSIP119 40177W425, 40177W433, 40177W441, 40177W458
  Technological Innovation Portfolio, 021 CATEUX 10/11/2024 $0.0000 $14.9463 3/15/2023 3/17/2025 ATEC021 40177P560, 40177P578, 40177P586, 40177P594
  Technological Innovation Portfolio, 022 CATEVX 10/11/2024 $0.0000 $12.4518 9/15/2023 9/15/2025 ATEC022 40177U304, 40177U312, 40177U320, 40177U338
  Technological Innovation Portfolio, 023 CATEWX 10/11/2024 $0.0000 $10.7722 3/18/2024 3/18/2026 ATEC023 40177X761, 40177X779, 40177X787, 40177X795
  Technology Portfolio, 032 CTECGX 10/11/2024 $0.0000 $18.3615 10/25/2022 10/25/2024 DTS032 40177L742, 40177L759, 40177L767, 40177L775
  Technology Portfolio, 033 CTECHX 10/11/2024 $0.0000 $15.3501 4/20/2023 4/21/2025 DTS033 40177Q303, 40177Q311, 40177Q329, 40177Q337
  Technology Portfolio, 034 CTECIX 10/11/2024 $0.0000 $14.1763 10/25/2023 10/27/2025 DTS034 40177V229, 40177V237, 40177V245, 40177V252
  Tekla Medical Science Innovation Portfolio, 005 CTMEEX 10/11/2024 $0.0000 $10.3575 11/21/2022 11/21/2024 TMED005 40177M708, 40177M716, 40177M724, 40177M732
  Tekla Medical Science Innovation Portfolio, 006 CTMEFX 10/11/2024 $0.0000 $9.3957 5/17/2023 5/19/2025 TMED006 40177R186, 40177R194, 40177R202, 40177R210
  Total Income Portfolio, 029 CTIPDX 10/11/2024 $0.0000 $10.5938 2/28/2023 2/28/2025 TIP029 40177P347, 40177P354, 40177P362, 40177P370
  Total Income Portfolio, 030 CTIPEX 10/11/2024 $0.0000 $10.6695 8/28/2023 8/28/2025 TIP030 40177U106, 40177U114, 40177U122, 40177U130
  Total Income Portfolio, 031 CTIPFX 10/11/2024 $0.0000 $10.5286 2/26/2024 2/26/2026 TIP031 40177X464, 40177X472, 40177X480, 40177X498
  US 50 Dividend Strategy Portfolio, 037 CUFTLX 10/11/2024 $0.0000 $10.9276 7/27/2023 10/25/2024 UFTY037 40177T224, 40177T232, 40177T240, 40177T257
  US 50 Dividend Strategy Portfolio, 038 CUFTMX 10/11/2024 $0.0000 $11.3793 10/25/2023 1/27/2025 UFTY038 40177V260, 40177V278, 40177V286, 40177V294
  US 50 Dividend Strategy Portfolio, 039 CUFTNX 10/11/2024 $0.0000 $10.4303 1/25/2024 4/29/2025 UFTY039 40177W466, 40177W474, 40177W482, 40177W490
  US 50 Dividend Strategy Portfolio, 040 CUFTOX 10/11/2024 $0.0000 $10.8192 4/22/2024 7/29/2025 UFTY040 40177Y348, 40177Y355, 40177Y363, 40177Y371
  US Capital Strength Portfolio, 025 CUCAZX 10/11/2024 $0.0000 $13.1516 11/16/2022 11/18/2024 UCAP025 40177M500, 40177M518, 40177M526, 40177M534
  US Capital Strength Portfolio, 026 CUCAAX 10/11/2024 $0.0000 $12.2028 5/17/2023 5/19/2025 UCAP026 40177R228, 40177R236, 40177R244, 40177R251
  US Capital Strength Portfolio, 027 CUCABX 10/11/2024 $0.0000 $12.3895 11/15/2023 11/17/2025 UCAP027 40177V625, 40177V633, 40177V641, 40177V658
  US High Dividend Strategy Portfolio, 049 CUSHYX 10/11/2024 $0.0000 $11.1841 7/20/2023 10/18/2024 USHD049 40177T109, 40177T117, 40177T125, 40177T133
  US High Dividend Strategy Portfolio, 050 CUSHZX 10/11/2024 $0.0000 $12.3760 10/18/2023 1/23/2025 USHD050 40177V146, 40177V153, 40177V161, 40177V179
  US High Dividend Strategy Portfolio, 051 CUSHAX 10/11/2024 $0.0000 $11.1830 1/22/2024 4/22/2025 USHD051 40177W540, 40177W557, 40177W565, 40177W573
  US High Dividend Strategy Portfolio, 052 CUSHBX 10/11/2024 $0.0000 $11.2000 4/22/2024 7/22/2025 USHD052 40177Y264, 40177Y272, 40177Y280, 40177Y298
  US Low Volatility Strategy Portfolio, 044 CULOSX 10/11/2024 $0.0000 $11.4535 8/3/2023 11/4/2024 ULOW044 40177T448, 40177T455, 40177T463, 40177T471
  US Low Volatility Strategy Portfolio, 045 CULOTX 10/11/2024 $0.0000 $11.5650 11/2/2023 2/5/2025 ULOW045 40177V468, 40177V476, 40177V484, 40177V492
  US Low Volatility Strategy Portfolio, 046 CULOUX 10/11/2024 $0.0000 $11.0465 2/2/2024 5/5/2025 ULOW046 40177X183, 40177X191, 40177X209, 40177X217
  US Low Volatility Strategy Portfolio, 047 CULOVX 10/11/2024 $0.0000 $10.9037 5/3/2024 8/5/2025 ULOW047 40178A109, 40178A117, 40178A125, 40178A133
  Utilities Portfolio, 037 COPUMX 10/11/2024 $0.0000 $10.4210 1/17/2023 1/17/2025 DUS037 40177N185, 40177N193, 40177N201, 40177N219
  Utilities Portfolio, 038 COPUNX 10/11/2024 $0.0000 $11.3819 7/17/2023 7/17/2025 DUS038 40177R780, 40177R798, 40177R806, 40177R814
  Utilities Portfolio, 039 COPUOX 10/11/2024 $0.0000 $11.7322 1/16/2024 1/16/2026 DUS039 40177W664, 40177W672, 40177W680, 40177W698

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge.

2 The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges accounted for if investors liquidate units.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.

Form 8937 & Appendix (2019)
Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



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Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Europe Limited, Guggenheim Partners Japan Limited, and GS GAMMA Advisors.

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