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Secondary UITs

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CUSIPs Trust Ticker Symbol Price Date Offer1 Liquidation2 Deposit Date Mandatory Maturity Date
  abrdn Blue Chip International Portfolio, 001 CBCIAX 9/30/2022 $0.0000 $6.2153 11/18/2021 11/20/2023 ABCI001 40171A189, 40171A197, 40171A205, 40171A213
  Advisory Series: Investment Grade Corporate 3-7 Year Trust, 002 CAGIBX 9/30/2022 $0.0000 $466.3400 6/27/2018 5/15/2025 AGIGS002 40173X443
  Advisory Series: Investment Grade Corporate Trust 3-7 Year (FEE-BASED ONLY), 001 CAGIAX 9/30/2022 $0.0000 $583.1400 4/18/2018 3/25/2025 AGIGS001 40173V124
  ARK Early Stage Disruptors Portfolio, 001 CARKAX 9/30/2022 $0.0000 $3.8661 8/3/2021 8/3/2023 ARKD001 40177A704, 40177A712, 40177A720, 40177A738
  ARK Early Stage Disruptors Portfolio, 002 CARKBX 9/30/2022 $0.0000 $3.7218 11/3/2021 11/3/2023 ARKD002 40177C601, 40177C619, 40177C627, 40177C635
  Balanced Income Builder Portfolio, 033 CGBIHX 9/30/2022 $0.0000 $10.3022 10/19/2020 10/19/2022 GBIB033 40176D105, 40176D113, 40176D121, 40176D139
  Balanced Income Builder Portfolio, 034 CGBIIX 9/30/2022 $0.0000 $9.3622 1/19/2021 1/19/2023 GBIB034 40176E582, 40176E590, 40176E608, 40176E616
  Balanced Income Builder Portfolio, 035 CGBIJX 9/30/2022 $0.0000 $8.5066 4/20/2021 4/20/2023 GBIB035 40176X564, 40176X572, 40176X580, 40176X598
  Balanced Income Builder Portfolio, 036 CGBIKX 9/30/2022 $0.0000 $8.4866 7/19/2021 7/19/2023 GBIB036 40177A548, 40177A555, 40177A563, 40177A571
  Balanced Income Builder Portfolio, 037 CGBILX 9/30/2022 $0.0000 $8.5018 10/18/2021 10/18/2023 GBIB037 40171A346, 40171A353, 40171A361, 40171A379
  Balanced Income Builder Portfolio, 038 CGBIMX 9/30/2022 $0.0000 $8.6138 1/21/2022 1/22/2024 GBIB038 40177D344, 40177D351, 40177D369, 40177D377
  Balanced Income Builder Portfolio, 039 CGBINX 9/30/2022 $0.0000 $8.2325 4/20/2022 4/22/2024 GBIB039 40177G727, 40177G735, 40177G743, 40177G750
  Blue Chip Dividend Portfolio, 002 CBCDBX 9/30/2022 $0.0000 $10.4995 11/16/2020 11/16/2022 BCDV002 40176C784, 40176C792, 40176C800, 40176C818
  Blue Chip Dividend Portfolio, 003 CBCDCX 9/30/2022 $0.0000 $9.9645 2/16/2021 2/16/2023 BCDV003 40176W509, 40176W517, 40176W525, 40176W533
  Blue Chip Dividend Portfolio, 004 CBCDDX 9/30/2022 $0.0000 $8.8985 5/17/2021 5/17/2023 BCDV004 40176Y265, 40176Y273, 40176Y281, 40176Y299
  Blue Chip Dividend Portfolio, 005 CBCDEX 9/30/2022 $0.0000 $8.5284 8/17/2021 8/17/2023 BCDV005 40177B140, 40177B157, 40177B165, 40177B173
  Blue Chip Dividend Portfolio, 006 CBCDFX 9/30/2022 $0.0000 $8.3094 11/18/2021 11/20/2023 BCDV006 40177C387, 40177C395, 40177C403, 40177C411
  Blue Chip Dividend Portfolio, 007 CBCDGX 9/30/2022 $0.0000 $8.4287 2/22/2022 2/22/2024 BCDV007 40177D823, 40177D831, 40177D849, 40177D856
  Blue Chip Dividend Portfolio, 008 CBCDHX 9/30/2022 $0.0000 $8.2398 5/31/2022 5/20/2024 BCDV008 40177H741, 40177H758, 40177H766, 40177H774
  Blue Chip Growth Portfolio, 028 CBCHCX 9/30/2022 $0.0000 $10.2576 11/16/2020 11/16/2022 BCHP028 40176D469, 40176D477, 40176D485, 40176D493
  Blue Chip Growth Portfolio, 029 CBCHDX 9/30/2022 $0.0000 $9.2554 2/16/2021 2/16/2023 BCHP029 40176W541, 40176W558, 40176W566, 40176W574
  Blue Chip Growth Portfolio, 030 CBCHEX 9/30/2022 $0.0000 $8.9796 5/17/2021 5/17/2023 BCHP030 40176Y307, 40176Y315, 40176Y323, 40176Y331
  Blue Chip Growth Portfolio, 031 CBCHFX 9/30/2022 $0.0000 $8.1191 8/17/2021 8/17/2023 BCHP031 40177B181, 40177B199, 40177B207, 40177B215
  Blue Chip Growth Portfolio, 032 CBCHGX 9/30/2022 $0.0000 $7.0871 11/18/2021 11/20/2023 BCHP032 40177C429, 40177C437, 40177C445, 40177C452
  Blue Chip Growth Portfolio, 033 CBCHHX 9/30/2022 $0.0000 $7.6454 2/22/2022 2/22/2024 BCHP033 40177F422, 40177F430, 40177F448, 40177F455
  Blue Chip Growth Portfolio, 034 CBCHIX 9/30/2022 $0.0000 $8.6981 5/18/2022 5/20/2024 BCHP034 40177H782, 40177H790, 40177H808, 40177H816
  Blue Chip Multinationals Portfolio, 020 CMNTTX 9/30/2022 $0.0000 $8.3689 2/8/2021 2/8/2023 MNTP020 40176W269, 40176W277, 40176W285, 40176W293
  Blue Chip Multinationals Portfolio, 021 CMNTUX 9/30/2022 $0.0000 $7.3950 8/17/2021 8/17/2023 MNTP021 40177B223, 40177B231, 40177B249, 40177B256
  Blue Chip Multinationals Portfolio, 022 CMNTVX 9/30/2022 $0.0000 $7.6707 2/22/2022 2/22/2024 MNTP022 40177F182, 40177F190, 40177F208, 40177F216
  Blue Chip Value Portfolio, 002 CBCVBX 9/30/2022 $0.0000 $9.2260 2/16/2021 2/16/2023 BCVA002 40176W582, 40176W590, 40176W608, 40176W616
  Blue Chip Value Portfolio, 003 CBCVCX 9/30/2022 $0.0000 $8.6706 8/17/2021 8/17/2023 BCVA003 40177B108, 40177B116, 40177B124, 40177B132
  Blue Chip Value Portfolio, 004 CBCVDX 9/30/2022 $0.0000 $8.2589 2/22/2022 2/22/2024 BCVA004 40177F109, 40177F117, 40177F125, 40177F133
  Build America Bonds Trust, 001 CGBAAX 9/30/2022 $0.0000 $258.8200 7/20/2010 7/1/2042 GBAB001 18387Q446, 18387Q453
  Build America Bonds Trust, 002 CGBABX 9/30/2022 $0.0000 $345.2900 8/12/2010 2/1/2042 GBAB002 18387Q503, 18387Q511
  Build America Bonds Trust, 003 CGBACX 9/30/2022 $0.0000 $599.8100 8/20/2010 7/1/2042 GBAB003 18387Q529, 18387Q537
  Build America Bonds Trust, 004 CGBADX 9/30/2022 $0.0000 $365.0300 9/10/2010 8/1/2042 GBAB004 18387R105, 18387R113
  Build America Bonds Trust, 005 CGBAEX 9/30/2022 $0.0000 $552.2000 10/7/2010 7/1/2042 GBAB005 40167C488, 40167C496
  Build America Bonds Trust, 006 CGBAFX 9/30/2022 $0.0000 $459.3600 11/16/2010 7/1/2045 GBAB006 40167C868, 40167C876
  Build America Bonds Trust, 007 CGBAGX 9/30/2022 $0.0000 $324.3700 1/14/2011 1/1/2042 GBAB007 40167R782, 40167R790
  California Municipal Portfolio of CEFs, 035 CECAJX 9/30/2022 $0.0000 $7.0399 12/4/2020 12/5/2022 DCCA035 40176D782, 40176D790, 40176D808, 40176D816
  California Municipal Portfolio of CEFs, 036 CECAKX 9/30/2022 $0.0000 $7.1792 3/8/2021 3/8/2023 DCCA036 40176W780, 40176W798, 40176W806, 40176W814
  California Municipal Portfolio of CEFs, 037 CECALX 9/30/2022 $0.0000 $6.7290 6/7/2021 6/7/2023 DCCA037 40176Y661, 40176Y679, 40176Y687, 40176Y695
  California Municipal Portfolio of CEFs, 038 CECAMX 9/30/2022 $0.0000 $6.6855 9/7/2021 9/7/2023 DCCA038 40177B504, 40177B512, 40177B520, 40177B538
  California Municipal Portfolio of CEFs, 039 CECANX 9/30/2022 $0.0000 $6.9124 12/6/2021 12/6/2023 DCCA039 40177C726, 40177C734, 40177C742, 40177C759
  California Municipal Portfolio of CEFs, 040 CECAOX 9/30/2022 $0.0000 $7.8482 3/7/2022 3/7/2024 DCCA040 40177F802, 40177F810, 40177F828, 40177F836
  California Municipal Portfolio of CEFs, 041 CECAPX 9/30/2022 $0.0000 $8.3071 6/6/2022 6/6/2024 DCCA041 40177J184, 40177J192, 40177J200, 40177J218
  Consumer Innovation Portfolio, 001 CCNSAX 9/30/2022 $0.0000 $7.0372 3/25/2021 3/27/2023 CNSR001 40176X846, 40176X853, 40176X861, 40176X879
  Consumer Innovation Portfolio, 002 CCNSBX 9/30/2022 $0.0000 $5.9144 9/24/2021 9/25/2023 CNSR002 40177B744, 40177B751, 40177B769, 40177B777
  Consumer Innovation Portfolio, 003 CCNSCX 9/30/2022 $0.0000 $7.4524 3/16/2022 3/18/2024 CNSR003 40177G305, 40177G313, 40177G321, 40177G339
  Convertible & Income Portfolio of Funds, 033 CECIHX 9/30/2022 $0.0000 $8.1136 10/2/2020 10/3/2022 DCEC033 40176C420, 40176C438, 40176C446, 40176C453
  Convertible & Income Portfolio of Funds, 034 CECIIX 9/30/2022 $0.0000 $6.3368 4/5/2021 4/5/2023 DCEC034 40176X481, 40176X499, 40176X507, 40176X515
  Convertible & Income Portfolio of Funds, 035 CECIJX 9/30/2022 $0.0000 $6.1889 10/4/2021 10/4/2023 DCEC035 40171A106, 40171A114, 40171A122, 40171A130
  Convertible & Income Portfolio of Funds, 036 CECIKX 9/30/2022 $0.0000 $7.1178 1/19/2022 1/19/2024 DCEC036 40177F604, 40177F612, 40177F620, 40177F638
  Core Four 60/40 Retirement Portfolio, 016 CCFOPX 9/30/2022 $0.0000 $8.3293 8/17/2021 11/18/2022 CFOR016 40177B306, 40177B314, 40177B322, 40177B330
  Core Four 60/40 Retirement Portfolio, 017 CCFOQX 9/30/2022 $0.0000 $8.2661 11/18/2021 2/22/2023 CFOR017 40177C502, 40177C510, 40177C528, 40177C536
  Core Four 60/40 Retirement Portfolio, 018 CCFORX 9/30/2022 $0.0000 $8.3903 2/22/2022 5/22/2023 CFOR018 40177F265, 40177F273, 40177F281, 40177F299
  Core Four 60/40 Retirement Portfolio, 019 CCFOSX 9/30/2022 $0.0000 $8.8721 5/20/2022 8/17/2023 CFOR019 40177H667, 40177H675, 40177H683, 40177H691
  Corporate High Yield & Income Portfolio of CEFs, 039 CEIPKX 9/30/2022 $0.0000 $7.1843 2/1/2021 2/1/2023 DCEI039 40176W103, 40176W111, 40176W129, 40176W137
  Corporate High Yield & Income Portfolio of CEFs, 040 CEIPLX 9/30/2022 $0.0000 $6.6945 8/2/2021 8/2/2023 DCEI040 40177A621, 40177A639, 40177A647, 40177A654
  Corporate High Yield & Income Portfolio of CEFs, 041 CEIPMX 9/30/2022 $0.0000 $6.6380 1/7/2022 1/12/2024 DCEI041 40177D625, 40177D633, 40177D641, 40177D658
  Covered Call & Income Portfolio of CEFs, 046 CCCIRX 9/30/2022 $0.0000 $9.2631 10/8/2020 10/10/2022 COV046 40176C545, 40176C552, 40176C560, 40176C578
  Covered Call & Income Portfolio of CEFs, 047 CCCISX 9/30/2022 $0.0000 $7.7926 4/5/2021 4/5/2023 COV047 40176X523, 40176X531, 40176X549, 40176X556
  Covered Call & Income Portfolio of CEFs, 048 CCCITX 9/30/2022 $0.0000 $7.4443 10/5/2021 10/5/2023 COV048 40171A221, 40171A239, 40171A247, 40171A254
  Covered Call & Income Portfolio of CEFs, 049 CCCIUX 9/30/2022 $0.0000 $7.1695 1/7/2022 1/12/2024 COV049 40177F463, 40177F471, 40177F489, 40177F497
  Defined GNMA Portfolio, 016 CGNMDX 9/30/2022 $0.0000 $0.1054 3/8/2005 3/8/2035 DGNMA016 183840222
  Defined GNMA Portfolio, 017 CGNMEX 9/30/2022 $0.0000 $0.1235 12/8/2005 12/31/2035 DGNMA017 183842236
  Defined Outcome Trust: Large Cap Buffer 15 Portfolio, 002 CDOFBX 9/30/2022 $0.0000 $8.3584 12/27/2021 12/29/2023 DOB15002 40177C585, 40177C593
  Defined Outcome Trust: Large Cap Buffer 15 Portfolio, 003 CDOFCX 9/30/2022 $0.0000 $8.6214 1/31/2022 2/2/2024 DOB15003 40177F588, 40177F596
  Discount Opportunity Strategy Portfolio of CEFs, 019 CGDOSX 9/30/2022 $0.0000 $8.9859 10/2/2020 10/3/2022 GDOS019 40176C388, 40176C396, 40176C404, 40176C412
  Discount Opportunity Strategy Portfolio of CEFs, 020 CGDOTX 9/30/2022 $0.0000 $8.0558 4/5/2021 4/5/2023 GDOS020 40176X408, 40176X416, 40176X424, 40176X432
  Discount Opportunity Strategy Portfolio of CEFs, 021 CGDOUX 9/30/2022 $0.0000 $7.1807 10/5/2021 10/5/2023 GDOS021 40171A262, 40171A270, 40171A288, 40171A296
  Discount Opportunity Strategy Portfolio of CEFs, 022 CGDOVX 9/30/2022 $0.0000 $7.0401 1/7/2022 1/12/2024 GDOS022 40177F547, 40177F554, 40177F562, 40177F570
  Diversified Credit Portfolio of ETFs, 018 CDCPRX 9/30/2022 $0.0000 $7.5601 2/12/2021 2/13/2023 DCP018 40176W426, 40176W434, 40176W442, 40176W459
  Diversified Credit Portfolio of ETFs, 019 CDCPSX 9/30/2022 $0.0000 $7.7816 8/12/2021 8/14/2023 DCP019 40177A829, 40177A837, 40177A845, 40177A852
  Diversified Credit Portfolio of ETFs, 020 CDCPTX 9/30/2022 $0.0000 $8.2586 2/14/2022 2/14/2024 DCP020 40177D781, 40177D799, 40177D807, 40177D815
  Diversified Dividend & Income Portfolio, 034 CDDIIX 9/30/2022 $0.0000 $9.2098 3/8/2021 3/8/2023 DDI034 40176W749, 40176W756, 40176W764, 40176W772
  Diversified Dividend & Income Portfolio, 035 CDDIJX 9/30/2022 $0.0000 $8.5243 9/7/2021 9/7/2023 DDI035 40177B546, 40177B553, 40177B561, 40177B579
  Diversified Dividend & Income Portfolio, 036 CDDIKX 9/30/2022 $0.0000 $8.3160 3/7/2022 3/7/2024 DDI036 40177F844, 40177F851, 40177F869, 40177F877
  Diversified Income Wave Portfolio, 082 CFWAQX 9/30/2022 $0.0000 $6.7086 9/9/2021 12/9/2022 FWAV082 40177B629, 40177B637, 40177B645, 40177B652
  Diversified Income Wave Portfolio, 083 CFWARX 9/30/2022 $0.0000 $7.2904 12/9/2021 3/9/2023 FWAV083 40177C809, 40177C817, 40177C825, 40177C833
  Diversified Income Wave Portfolio, 084 CFWASX 9/30/2022 $0.0000 $7.2498 2/3/2022 5/3/2023 FWAV084 40177G149, 40177G156, 40177G164, 40177G172
  Diversified Income Wave Portfolio, 085 CFWATX 9/30/2022 $0.0000 $8.1013 5/3/2022 8/3/2023 FWAV085 40177H303, 40177H311, 40177H329, 40177H337
  Dividend Growth Portfolio, 012 CDGPLX 9/30/2022 $0.0000 $13.6305 8/16/2017 11/16/2022 DGP012 40170D523, 40170D531, 40170D549, 40170D556
  Dividend Growth Portfolio, 013 CDGPMX 9/30/2022 $0.0000 $11.9761 2/15/2018 2/15/2023 DGP013 40173V579, 40173V587, 40173V595, 40173V603
  Dividend Growth Portfolio, 014 CDGPNX 9/30/2022 $0.0000 $12.3104 8/15/2018 8/15/2023 DGP014 40174A426, 40174A434, 40174A442, 40174A459
  Dividend Growth Portfolio, 015 CDGPOX 9/30/2022 $0.0000 $10.7688 2/15/2019 2/15/2024 DGP015 40174F342, 40174F359, 40174F367, 40174F375
  Dividend Growth Portfolio, 016 CDGPPX 9/30/2022 $0.0000 $10.6440 8/15/2019 8/15/2024 DGP016 40175A540, 40175A557, 40175A565, 40175A573
  Dividend Growth Portfolio, 017 CDGPQX 9/30/2022 $0.0000 $9.7168 2/18/2020 2/18/2025 DGP017 40175F804, 40175F812, 40175F820, 40175F838
  Dividend Growth Portfolio, 018 CDGPRX 9/30/2022 $0.0000 $11.0794 8/18/2020 8/18/2025 DGP018 40175X425, 40175X433, 40175X441, 40175X458
  Dividend Growth Portfolio, 019 CDGPSX 9/30/2022 $0.0000 $9.7153 2/19/2021 2/19/2026 DGP019 40176W301, 40176W319, 40176W327, 40176W335
  Dividend Growth Portfolio, 020 CDGPTX 9/30/2022 $0.0000 $8.7027 8/19/2021 8/19/2026 DGP020 40177B348, 40177B355, 40177B363, 40177B371
  Dividend Growth Portfolio, 021 CDGPUX 9/30/2022 $0.0000 $8.4810 2/22/2022 2/22/2027 DGP021 40177F141, 40177F158, 40177F166, 40177F174
  Dividend Strength Portfolio, 040 CGROOX 9/30/2022 $0.0000 $9.6644 11/27/2020 11/28/2022 GROW040 40176D667, 40176D675, 40176D683, 40176D691
  Dividend Strength Portfolio, 041 CGROPX 9/30/2022 $0.0000 $9.6696 2/22/2021 2/22/2023 GROW041 40176W665, 40176W673, 40176W681, 40176W699
  Dividend Strength Portfolio, 042 CGROQX 9/30/2022 $0.0000 $8.3651 5/24/2021 5/24/2023 GROW042 40176Y547, 40176Y554, 40176Y562, 40176Y570
  Dividend Strength Portfolio, 043 CGRORX 9/30/2022 $0.0000 $8.4926 8/23/2021 8/23/2023 GROW043 40177B421, 40177B439, 40177B447, 40177B454
  Dividend Strength Portfolio, 044 CGROSX 9/30/2022 $0.0000 $8.4575 11/22/2021 11/22/2023 GROW044 40177C544, 40177C551, 40177C569, 40177C577
  Dividend Strength Portfolio, 045 CGROTX 9/30/2022 $0.0000 $8.2911 2/28/2022 2/28/2024 GROW045 40177F349, 40177F356, 40177F364, 40177F372
  Dividend Strength Portfolio, 046 CGROUX 9/30/2022 $0.0000 $8.5728 5/26/2022 5/28/2024 GROW046 40177H709, 40177H717, 40177H725, 40177H733
  Dow 10 Portfolio, 046 CDOWUX 9/30/2022 $0.0000 $8.5435 7/6/2021 10/4/2022 DDP046 40177A183, 40177A191, 40177A209, 40177A217
  Dow 10 Portfolio, 047 CDOWVX 9/30/2022 $0.0000 $8.6771 10/4/2021 1/13/2023 DDP047 40171A148, 40171A155, 40171A163, 40171A171
  Dow 10 Portfolio, 048 CDOWWX 9/30/2022 $0.0000 $7.9362 1/13/2022 4/5/2023 DDP048 40177D146, 40177D153, 40177D161, 40177D179
  Dow 10 Portfolio, 049 CDOWYX 9/30/2022 $0.0000 $7.8963 4/5/2022 7/6/2023 DDP049 40177G487, 40177G495, 40177G503, 40177G511
  Dow 50 Growth Portfolio, 016 CSUSPX 9/30/2022 $0.0000 $7.2047 8/17/2021 11/18/2022 SUST016 40177B264, 40177B272, 40177B280, 40177B298
  Dow 50 Growth Portfolio, 017 CSUSQX 9/30/2022 $0.0000 $6.6215 11/18/2021 2/22/2023 SUST017 40177C460, 40177C478, 40177C486, 40177C494
  Dow 50 Growth Portfolio, 018 CSUSRX 9/30/2022 $0.0000 $8.2545 2/22/2022 5/22/2023 SUST018 40177F224, 40177F232, 40177F240, 40177F257
  Dow 50 Growth Portfolio, 019 CSUSSX 9/30/2022 $0.0000 $9.2989 5/20/2022 8/17/2023 SUST019 40177H626, 40177H634, 40177H642, 40177H659
  Dow 50 Value Dividend Portfolio, 046 CRBDUX 9/30/2022 $0.0000 $8.3837 9/17/2021 12/19/2022 RBPD046 40177B702, 40177B710, 40177B728, 40177B736
  Dow 50 Value Dividend Portfolio, 047 CRBDVX 9/30/2022 $0.0000 $8.2960 12/17/2021 3/16/2023 RBPD047 40177C841, 40177C858, 40177C866, 40177C874
  Dow 50 Value Dividend Portfolio, 048 CRBDWX 9/30/2022 $0.0000 $8.6062 3/16/2022 6/20/2023 RBPD048 40177G180, 40177G198, 40177G206, 40177G214
  Dow 50 Value Dividend Portfolio, 049 CRBDYX 9/30/2022 $0.0000 $8.9177 6/17/2022 9/19/2023 RBPD049 40177J309, 40177J317, 40177J325, 40177J333
  Emerging Markets Dividend Strategy Portfolio, 037 CGEMLX 9/30/2022 $0.0000 $7.5636 1/6/2021 1/12/2023 GEMD037 40176E467, 40176E475, 40176E483, 40176E491
  Emerging Markets Dividend Strategy Portfolio, 038 CGEMMX 9/30/2022 $0.0000 $6.7825 7/6/2021 7/6/2023 GEMD038 40177A225, 40177A233, 40177A241, 40177A258
  Emerging Markets Dividend Strategy Portfolio, 039 CGEMNX 9/30/2022 $0.0000 $6.5746 1/13/2022 1/16/2024 GEMD039 40177D187, 40177D195, 40177D203, 40177D211
  Energy Innovation Portfolio, 001 CGEIAX 9/30/2022 $0.0000 $9.4456 2/10/2022 2/12/2024 EIP001 40177G222, 40177G230, 40177G248, 40177G255
  Equity & Income Portfolio of CEFs, 049 CCEEYX 9/30/2022 $0.0000 $8.1551 12/4/2020 12/5/2022 CEEI049 40176D824, 40176D832, 40176D840, 40176D857
  Equity & Income Portfolio of CEFs, 050 CCEEZX 9/30/2022 $0.0000 $7.0129 6/7/2021 6/7/2023 CEEI050 40176Y620, 40176Y638, 40176Y646, 40176Y653
  Equity & Income Portfolio of CEFs, 051 CCEEAX 9/30/2022 $0.0000 $6.8876 12/6/2021 12/6/2023 CEEI051 40177C684, 40177C692, 40177C700, 40177C718
  European Capital Strength Portfolio, 021 CECPUX 9/30/2022 $0.0000 $7.8271 11/16/2020 11/16/2022 ECAP021 40176D543, 40176D550, 40176D568, 40176D576
  European Capital Strength Portfolio, 022 CECPVX 9/30/2022 $0.0000 $6.3456 5/17/2021 5/17/2023 ECAP022 40176Y422, 40176Y430, 40176Y448, 40176Y455
  European Capital Strength Portfolio, 023 CECPWX 9/30/2022 $0.0000 $6.0315 11/15/2021 11/15/2023 ECAP023 40177C262, 40177C270, 40177C288, 40177C296
  Financials Portfolio, 016 CFINPX 9/30/2022 $0.0000 $12.2913 10/7/2020 10/7/2022 FIN016 40176C628, 40176C636, 40176C644, 40176C651
  Financials Portfolio, 017 CFINQX 9/30/2022 $0.0000 $8.6600 4/5/2021 4/5/2023 FIN017 40176X440, 40176X457, 40176X465, 40176X473
  Financials Portfolio, 018 CFINRX 9/30/2022 $0.0000 $7.3925 10/5/2021 10/5/2023 FIN018 40171A304, 40171A312, 40171A320, 40171A338
  Flaherty & Crumrine Preferred Portfolio, 051 CPREAX 9/30/2022 $0.0000 $8.4254 10/28/2020 11/7/2022 PREF051 40176D428, 40176D436, 40176D444, 40176D451
  Flaherty & Crumrine Preferred Portfolio, 052 CPREBX 9/30/2022 $0.0000 $8.0970 2/4/2021 2/6/2023 PREF052 40176X267, 40176X275, 40176X283, 40176X291
  Flaherty & Crumrine Preferred Portfolio, 053 CPRECX 9/30/2022 $0.0000 $7.8101 5/26/2021 5/26/2023 PREF053 40177A100, 40177A118, 40177A126, 40177A134
  Flaherty & Crumrine Preferred Portfolio, 054 CPREDX 9/30/2022 $0.0000 $7.4593 9/29/2021 9/29/2023 PREF054 40171A627, 40171A635, 40171A643, 40171A650
  Flaherty & Crumrine Preferred Portfolio, 055 CPREEX 9/30/2022 $0.0000 $7.9628 2/3/2022 2/5/2024 PREF055 40177F760, 40177F778, 40177F786, 40177F794
  Floating Rate & Dividend Growth Portfolio, 022 CFRDVX 9/30/2022 $0.0000 $9.6427 11/2/2020 11/2/2022 FRDG022 40176D386, 40176D394, 40176D402, 40176D410
  Floating Rate & Dividend Growth Portfolio, 023 CFRDWX 9/30/2022 $0.0000 $8.5248 4/29/2021 5/1/2023 FRDG023 40176X762, 40176X770, 40176X788, 40176X796
  Floating Rate & Dividend Growth Portfolio, 024 CFRDYX 9/30/2022 $0.0000 $8.2231 10/29/2021 10/30/2023 FRDG024 40171A585, 40171A593, 40171A601, 40171A619
  Floating Rate & Dividend Growth Portfolio, 025 CFRDZX 9/30/2022 $0.0000 $8.2141 1/19/2022 1/19/2024 FRDG025 40177F646, 40177F653, 40177F661, 40177F679
  Global Balanced Income Builder Portfolio, 017 CGBLQX 9/30/2022 $0.0000 $8.0815 3/30/2021 3/30/2023 GBAL017 40176X226, 40176X234, 40176X242, 40176X259
  Global Balanced Income Builder Portfolio, 018 CGBLRX 9/30/2022 $0.0000 $7.9422 9/30/2021 9/29/2023 GBAL018 40177B785, 40177B793, 40177B801, 40177B819
  Global Balanced Income Builder Portfolio, 019 CGBLSX 9/30/2022 $0.0000 $7.8594 3/30/2022 4/1/2024 GBAL019 40177G388, 40177G396, 40177G404, 40177G412
  GNMA Portfolio, 018 CGNMQX 9/30/2022 $0.0000 $2.9169 7/21/2011 10/15/2040 DGNMA018 40167J467, 40167J475
  GNMA Portfolio, 019 CGNMRX 9/30/2022 $0.0000 $2.4146 11/20/2012 11/15/2042 DGNMA019 40166G183, 40166G191
  Health Care Portfolio, 030 CHCREX 9/30/2022 $0.0000 $9.4562 1/14/2021 1/17/2023 DHS030 40176E541, 40176E558, 40176E566, 40176E574
  Health Care Portfolio, 031 CHCRFX 9/30/2022 $0.0000 $9.2859 7/15/2021 7/17/2023 DHS031 40177A340, 40177A357, 40177A365, 40177A373
  Health Care Portfolio, 032 CHCRGX 9/30/2022 $0.0000 $9.1733 1/13/2022 1/16/2024 DHS032 40177D229, 40177D237, 40177D245, 40177D252
  Income & Treasury Limited Duration Portfolio of Funds, 069 CFICQX 9/30/2022 $0.0000 $7.2471 9/9/2021 12/9/2022 FICE069 40177B587, 40177B595, 40177B603, 40177B611
  Income & Treasury Limited Duration Portfolio of Funds, 070 CFICRX 9/30/2022 $0.0000 $7.4939 12/9/2021 3/9/2023 FICE070 40177C767, 40177C775, 40177C783, 40177C791
  Income & Treasury Limited Duration Portfolio of Funds, 071 CFICSX 9/30/2022 $0.0000 $8.2260 3/9/2022 6/8/2023 FICE071 40177G107, 40177G115, 40177G123, 40177G131
  Income & Treasury Limited Duration Portfolio of Funds, 072 CFICTX 9/30/2022 $0.0000 $8.8106 6/8/2022 9/11/2023 FICE072 40177J226, 40177J234, 40177J242, 40177J259
  International Dividend Strategy Portfolio, 052 CMVPBX 9/30/2022 $0.0000 $7.0019 7/6/2021 10/4/2022 MVP052 40177A308, 40177A316, 40177A324, 40177A332
  Investment Grade Corporate Bond Portfolio, 003 CIGCAX 9/30/2022 $0.0000 $630.4900 6/13/2002 6/1/2034 DIGIT003 183845429
  Investment Grade Corporate Bond Portfolio, 005 CIGCCX 9/30/2022 $0.0000 $476.5700 12/4/2002 8/15/2034 DIGIT005 183845817
  Investment Grade Corporate Trust 3-7 Year, 009 CGIGIX 9/30/2022 $0.0000 $245.0200 7/13/2017 5/20/2024 GIGS009 40172R744, 40172R751
  Investment Grade Corporate Trust 3-7 Year, 010 CGIGJX 9/30/2022 $0.0000 $274.8100 11/30/2017 3/15/2024 GIGS010 40172X469, 40172X477
  Investment Grade Corporate Trust 3-7 Year, 011 CGIGLX 9/30/2022 $0.0000 $388.3600 2/16/2018 5/15/2024 GIGS011 40173U142
  Investment Grade Corporate Trust 3-7 Year, 012 CGIGMX 9/30/2022 $0.0000 $823.0800 10/18/2018 12/1/2024 GIGS012 40173W643
  Investment Grade Corporate Trust 5-8 Year, 001 CIGIAX 9/30/2022 $0.0000 $735.5400 9/22/2016 10/8/2024 GIGI001 40171L623, 40171L631
  Investment Grade Corporate Trust 5-8 Year, 002 CIGIBX 9/30/2022 $0.0000 $677.5300 4/28/2017 3/15/2025 GIGI002 40172V141, 40172V158
  Kensho New Horizons Portfolio, 009 CKSPIX 9/30/2022 $0.0000 $8.7221 12/9/2020 12/9/2022 KSPC009 40176E269, 40176E277, 40176E285, 40176E293
  Kensho Space Exploration & Innovation Portfolio, 010 CKSPJX 9/30/2022 $0.0000 $7.4927 6/14/2021 6/14/2023 KSPC010 40176Y828, 40176Y836, 40176Y844, 40176Y851
  Kensho Space Exploration & Innovation Portfolio, 011 CKSPKX 9/30/2022 $0.0000 $8.3841 12/17/2021 12/18/2023 KSPC011 40177D104, 40177D112, 40177D120, 40177D138
  Large-Cap Core Portfolio, 039 CACENX 9/30/2022 $0.0000 $8.7933 2/22/2021 2/22/2023 LCAP039 40176W624, 40176W632, 40176W640, 40176W657
  Large-Cap Core Portfolio, 040 CACEOX 9/30/2022 $0.0000 $7.8714 8/19/2021 8/21/2023 LCAP040 40177B389, 40177B397, 40177B405, 40177B413
  Large-Cap Core Portfolio, 041 CACEPX 9/30/2022 $0.0000 $7.5675 2/28/2022 2/28/2024 LCAP041 40177F380, 40177F398, 40177F406, 40177F414
  ML Top Picks for 2022 (AVAILABLE THROUGH MERRILL LYNCH ADVISORS ONLY), 010 CMPIJX 9/30/2022 $0.0000 $8.3432 2/17/2022 4/27/2023 MPIX010 40177G420, 40177G438
  National Municipal Portfolio of CEFs, 048 CENMWX 9/30/2022 $0.0000 $7.3669 11/2/2020 11/2/2022 DCEN048 40176D220, 40176D238, 40176D246, 40176D253
  National Municipal Portfolio of CEFs, 049 CENMYX 9/30/2022 $0.0000 $6.7605 2/4/2021 2/6/2023 DCEN049 40176W384, 40176W392, 40176W400, 40176W418
  National Municipal Portfolio of CEFs, 050 CENMZX 9/30/2022 $0.0000 $6.7299 5/3/2021 5/3/2023 DCEN050 40176Y109, 40176Y117, 40176Y125, 40176Y133
  National Municipal Portfolio of CEFs, 051 CENMAX 9/30/2022 $0.0000 $6.4266 8/9/2021 8/9/2023 DCEN051 40177A746, 40177A753, 40177A761, 40177A779
  National Municipal Portfolio of CEFs, 052 CENMBX 9/30/2022 $0.0000 $6.5664 11/4/2021 11/6/2023 DCEN052 40177C148, 40177C155, 40177C163, 40177C171
  National Municipal Portfolio of CEFs, 053 CENMCX 9/30/2022 $0.0000 $6.8352 1/7/2022 2/5/2024 DCEN053 40177D666, 40177D674, 40177D682, 40177D690
  National Municipal Portfolio of CEFs, 054 CENMDX 9/30/2022 $0.0000 $8.4831 5/4/2022 5/6/2024 DCEN054 40177H386, 40177H394, 40177H402, 40177H410
  NDR Precious Metals & Miners Portfolio, 019 CPMMSX 9/30/2022 $0.0000 $7.1158 10/7/2020 10/7/2022 PMMP019 40176C461, 40176C479, 40176C487, 40176C495
  NDR Precious Metals & Miners Portfolio, 020 CPMMTX 9/30/2022 $0.0000 $6.8699 4/20/2021 4/20/2023 PMMP020 40176X804, 40176X812, 40176X820, 40176X838
  NDR Precious Metals & Miners Portfolio, 021 CPMMUX 9/30/2022 $0.0000 $7.8720 10/18/2021 10/18/2023 PMMP021 40171A429, 40171A437, 40171A445, 40171A452
  New York Municipal Portfolio of CEFs, 035 CENYJX 9/30/2022 $0.0000 $7.0337 11/2/2020 11/2/2022 DCNY035 40176D303, 40176D311, 40176D329, 40176D337
  New York Municipal Portfolio of CEFs, 036 CENYKX 9/30/2022 $0.0000 $6.4510 5/3/2021 5/3/2023 DCNY036 40176Y182, 40176Y190, 40176Y208, 40176Y216
  New York Municipal Portfolio of CEFs, 037 CENYLX 9/30/2022 $0.0000 $6.6457 11/4/2021 11/6/2023 DCNY037 40177C221, 40177C239, 40177C247, 40177C254
  New York Municipal Portfolio of CEFs, 038 CENYMX 9/30/2022 $0.0000 $7.3510 2/17/2022 2/20/2024 DCNY038 40177G446, 40177G453, 40177G461, 40177G479
  REIT Portfolio, 024 CGRTYX 9/30/2022 $0.0000 $8.2154 2/8/2021 2/8/2023 GRET024 40176W186, 40176W194, 40176W202, 40176W210
  REIT Portfolio, 025 CGRTZX 9/30/2022 $0.0000 $6.7326 8/9/2021 8/9/2023 GRET025 40177A787, 40177A795, 40177A803, 40177A811
  REIT Portfolio, 026 CGRTAX 9/30/2022 $0.0000 $7.5501 2/7/2022 2/7/2024 GRET026 40177D740, 40177D757, 40177D765, 40177D773
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 024 CACTYX 9/30/2022 $0.0000 $8.4220 7/27/2021 10/25/2022 ACTS024 40177A464, 40177A472, 40177A480, 40177A498
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 025 CACTZX 9/30/2022 $0.0000 $8.2654 10/25/2021 1/25/2023 ACTS025 40171A460, 40171A478, 40171A486, 40171A494
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 026 CACTAX 9/30/2022 $0.0000 $8.1364 1/25/2022 4/27/2023 ACTS026 40177D468, 40177D476, 40177D484, 40177D492
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 027 CACTBX 9/30/2022 $0.0000 $8.1581 4/27/2022 7/27/2023 ACTS027 40177G842, 40177G859, 40177G867, 40177G875
  Select Quality Municipal Portfolio, 001 CGSQAX 9/30/2022 $0.0000 $767.2300 3/28/2014 8/15/2052 GSQM001 40167W229, 40167W237
  Select Quality Municipal Portfolio, 002 CGSQBX 9/30/2022 $0.0000 $550.4300 8/7/2014 11/15/2044 GSQM002 40169A340, 40169A357
  Select Quality Municipal Portfolio, 003 CGSQCX 9/30/2022 $0.0000 $761.7000 4/29/2015 11/15/2045 GSQM003 40169M583, 40169M591
  Select Quality Municipal Portfolio, 004 CGSQDX 9/30/2022 $0.0000 $827.4300 12/4/2015 6/15/2046 GSQM004 40169Y652, 40169Y660
  Senior Loan & Income Portfolio of CEFs, 039 CESLMX 9/30/2022 $0.0000 $8.3228 11/2/2020 11/2/2022 DCES039 40176D261, 40176D279, 40176D287, 40176D295
  Senior Loan & Income Portfolio of CEFs, 040 CESLNX 9/30/2022 $0.0000 $7.7718 5/3/2021 5/3/2023 DCES040 40176Y141, 40176Y158, 40176Y166, 40176Y174
  Senior Loan & Income Portfolio of CEFs, 041 CESLOX 9/30/2022 $0.0000 $7.3541 11/4/2021 11/6/2023 DCES041 40177C189, 40177C197, 40177C205, 40177C213
  Senior Loan & Income Portfolio of CEFs, 042 CESLPX 9/30/2022 $0.0000 $7.3012 1/7/2022 1/12/2024 DCES042 40177F505, 40177F513, 40177F521, 40177F539
  Short Duration High Yield Trust, 046 CGSYUX 9/30/2022 $0.0000 $51.4700 9/15/2016 1/15/2026 GSHY046 40171H226, 40171H234
  Short Duration High Yield Trust, 048 CGSYWX 9/30/2022 $0.0000 $147.0200 9/15/2017 9/1/2025 GSHY048 40172U226, 40172U234
  SMid Dividend Strength Portfolio, 015 CSMDOX 9/30/2022 $0.0000 $9.0039 1/22/2021 1/23/2023 SMDS015 40176E665, 40176E673, 40176E681, 40176E699
  SMid Dividend Strength Portfolio, 016 CSMDPX 9/30/2022 $0.0000 $8.6234 7/22/2021 7/24/2023 SMDS016 40177A423, 40177A431, 40177A449, 40177A456
  SMid Dividend Strength Portfolio, 017 CSMDQX 9/30/2022 $0.0000 $8.3595 1/21/2022 1/22/2024 SMDS017 40177D385, 40177D393, 40177D401, 40177D419
  Strategic Income Portfolio, 112 CFSINX 9/30/2022 $0.0000 $7.4660 1/6/2021 1/12/2023 FSIP112 40176E426, 40176E434, 40176E442, 40176E459
  Strategic Income Portfolio, 113 CFSIOX 9/30/2022 $0.0000 $6.7686 7/6/2021 7/6/2023 FSIP113 40177A142, 40177A159, 40177A167, 40177A175
  Strategic Income Portfolio, 114 CFSIPX 9/30/2022 $0.0000 $6.8861 1/13/2022 1/16/2024 FSIP114 40177D260, 40177D278, 40177D286, 40177D294
  Strategic Income Portfolio, 115 CFSIQX 9/30/2022 $0.0000 $7.8678 3/8/2022 3/8/2024 FSIP115 40177H147, 40177H154, 40177H162, 40177H170
  Technological Innovation Portfolio, 017 CATEQX 9/30/2022 $0.0000 $7.1114 3/15/2021 3/15/2023 ATEC017 40176X143, 40176X150, 40176X168, 40176X176
  Technological Innovation Portfolio, 018 CATERX 9/30/2022 $0.0000 $6.5853 9/15/2021 9/15/2023 ATEC018 40177B660, 40177B678, 40177B686, 40177B694
  Technological Innovation Portfolio, 019 CATESX 9/30/2022 $0.0000 $7.6064 3/16/2022 3/18/2024 ATEC019 40177G263, 40177G271, 40177G289, 40177G297
  Technology Portfolio, 028 CTECCX 9/30/2022 $0.0000 $8.6923 10/19/2020 10/19/2022 DTS028 40176C826, 40176C834, 40176C842, 40176C859
  Technology Portfolio, 029 CTECDX 9/30/2022 $0.0000 $7.1373 4/22/2021 4/24/2023 DTS029 40176X648, 40176X655, 40176X663, 40176X671
  Technology Portfolio, 030 CTECEX 9/30/2022 $0.0000 $6.0642 10/25/2021 10/25/2023 DTS030 40171A502, 40171A510, 40171A528, 40171A536
  Tekla Medical Science Innovation Portfolio, 001 CTMEAX 9/30/2022 $0.0000 $7.9543 11/19/2020 11/21/2022 TMED001 40176D741, 40176D758, 40176D766, 40176D774
  Tekla Medical Science Innovation Portfolio, 002 CTMEBX 9/30/2022 $0.0000 $6.4611 5/17/2021 5/17/2023 TMED002 40176Y380, 40176Y398, 40176Y406, 40176Y414
  Tekla Medical Science Innovation Portfolio, 003 CTMECX 9/30/2022 $0.0000 $7.0540 11/15/2021 11/15/2023 TMED003 40177C304, 40177C312, 40177C320, 40177C338
  Total Income Portfolio, 026 CTIPAX 9/30/2022 $0.0000 $8.1178 8/27/2021 8/28/2023 TIP026 40177B462, 40177B470, 40177B488, 40177B496
  Total Income Portfolio, 027 CTIPBX 9/30/2022 $0.0000 $8.3292 2/24/2022 2/26/2024 TIP027 40177F307, 40177F315, 40177F323, 40177F331
  US 50 Dividend Strategy Portfolio, 029 CUFTDX 9/30/2022 $0.0000 $8.1381 7/27/2021 10/25/2022 UFTY029 40177A506, 40177A514, 40177A522, 40177A530
  US 50 Dividend Strategy Portfolio, 030 CUFTEX 9/30/2022 $0.0000 $8.2920 10/25/2021 1/25/2023 UFTY030 40171A544, 40171A551, 40171A569, 40171A577
  US 50 Dividend Strategy Portfolio, 031 CUFTFX 9/30/2022 $0.0000 $8.1097 1/25/2022 4/27/2023 UFTY031 40177D500, 40177D518, 40177D526, 40177D534
  US 50 Dividend Strategy Portfolio, 032 CUFTGX 9/30/2022 $0.0000 $8.1466 4/27/2022 7/27/2023 UFTY032 40177H105, 40177H113, 40177H121, 40177H139
  US Capital Strength Portfolio, 021 CUCAUX 9/30/2022 $0.0000 $8.8500 11/16/2020 11/16/2022 UCAP021 40176D501, 40176D519, 40176D527, 40176D535
  US Capital Strength Portfolio, 022 CUCAVX 9/30/2022 $0.0000 $8.5629 5/17/2021 5/17/2023 UCAP022 40176Y349, 40176Y356, 40176Y364, 40176Y372
  US Capital Strength Portfolio, 023 CUCAWX 9/30/2022 $0.0000 $7.5679 11/15/2021 11/15/2023 UCAP023 40177C346, 40177C353, 40177C361, 40177C379
  US High Dividend Strategy Portfolio, 041 CUSHPX 9/30/2022 $0.0000 $9.0406 7/20/2021 10/18/2022 USHD041 40177A381, 40177A399, 40177A407, 40177A415
  US High Dividend Strategy Portfolio, 042 CUSHQX 9/30/2022 $0.0000 $8.9231 10/18/2021 1/23/2023 USHD042 40171A387, 40171A395, 40171A403, 40171A411
  US High Dividend Strategy Portfolio, 043 CUSHRX 9/30/2022 $0.0000 $9.0182 1/21/2022 4/20/2023 USHD043 40177D427, 40177D435, 40177D443, 40177D450
  US High Dividend Strategy Portfolio, 044 CUSHSX 9/30/2022 $0.0000 $7.6832 4/20/2022 7/20/2023 USHD044 40177G800, 40177G818, 40177G826, 40177G834
  US Low Volatility Strategy Portfolio, 036 CULOKX 9/30/2022 $0.0000 $8.8652 8/2/2021 11/2/2022 ULOW036 40177A662, 40177A670, 40177A688, 40177A696
  US Low Volatility Strategy Portfolio, 037 CULOLX 9/30/2022 $0.0000 $8.4634 11/2/2021 2/3/2023 ULOW037 40177C106, 40177C114, 40177C122, 40177C130
  US Low Volatility Strategy Portfolio, 038 CULOMX 9/30/2022 $0.0000 $8.6413 2/3/2022 5/3/2023 ULOW038 40177D708, 40177D716, 40177D724, 40177D732
  US Low Volatility Strategy Portfolio, 039 CULONX 9/30/2022 $0.0000 $8.8042 5/3/2022 8/3/2023 ULOW039 40177H345, 40177H352, 40177H360, 40177H378
  Utilities Portfolio, 033 COPUIX 9/30/2022 $0.0000 $10.4782 1/14/2021 1/17/2023 DUS033 40176E624, 40176E632, 40176E640, 40176E657
  Utilities Portfolio, 034 COPUJX 9/30/2022 $0.0000 $9.9369 7/15/2021 7/17/2023 DUS034 40177A266, 40177A274, 40177A282, 40177A290
  Utilities Portfolio, 035 COPUKX 9/30/2022 $0.0000 $9.1289 1/13/2022 1/16/2024 DUS035 40177D302, 40177D310, 40177D328, 40177D336

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge.

2 The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges accounted for if investors liquidate units.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.

Form 8937 & Appendix (2019)
Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)

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