|
Advisory Series: Investment Grade Corporate 3-7 Year Trust, 002 |
CAGIBX |
4/9/2021 |
$0.0000 |
$870.8700 |
6/27/2018 |
5/15/2025
|
AGIGS002 |
40173X443 |
|
Advisory Series: Investment Grade Corporate Trust 3-7 Year (FEE-BASED ONLY), 001 |
CAGIAX |
4/9/2021 |
$0.0000 |
$857.9300 |
4/18/2018 |
3/25/2025
|
AGIGS001 |
40173V124 |
|
Alerian Energy Infrastructure & MLP Capital Strength Portfolio, 010 |
CAMIJX |
4/9/2021 |
$0.0000 |
$14.0008 |
4/8/2020 |
7/8/2021
|
AMII010 |
40175Y381, 40175Y399, 40175Y407, 40175Y415 |
|
Alerian Energy Infrastructure & MLP Capital Strength Portfolio, 011 |
CAMIKX |
4/9/2021 |
$0.0000 |
$12.2120 |
7/8/2020 |
10/8/2021
|
AMII011 |
40176B661, 40176B679, 40176B687, 40176B695 |
|
Alternative Income Portfolio, 013 |
CAIPMX |
4/9/2021 |
$0.0000 |
$7.4887 |
4/15/2019 |
4/15/2021
|
AIP013 |
40174G803, 40174G811, 40174G829, 40174G837 |
|
Alternative Income Portfolio, 014 |
CAIPNX |
4/9/2021 |
$0.0000 |
$7.6385 |
10/8/2019 |
10/8/2021
|
AIP014 |
40175B589, 40175B597, 40175B605, 40175B613 |
|
Balanced Income Builder Portfolio, 026 |
CGBIAX |
4/9/2021 |
$0.0000 |
$10.6080 |
2/12/2019 |
4/20/2021
|
GBIB026 |
40174E550, 40174E568, 40174E576, 40174E584 |
|
Balanced Income Builder Portfolio, 027 |
CGBIBX |
4/9/2021 |
$0.0000 |
$10.5484 |
4/22/2019 |
4/22/2021
|
GBIB027 |
40174H348, 40174H355, 40174H363, 40174H371 |
|
Balanced Income Builder Portfolio, 028 |
CGBICX |
4/9/2021 |
$0.0000 |
$10.3244 |
7/19/2019 |
7/19/2021
|
GBIB028 |
40174K424, 40174K432, 40174K440, 40174K457 |
|
Balanced Income Builder Portfolio, 029 |
CGBIDX |
4/9/2021 |
$0.0000 |
$9.9039 |
10/18/2019 |
10/18/2021
|
GBIB029 |
40175B704, 40175B712, 40175B720, 40175B738 |
|
Balanced Income Builder Portfolio, 030 |
CGBIEX |
4/9/2021 |
$0.0000 |
$9.9117 |
1/27/2020 |
1/27/2022
|
GBIB030 |
40175F424, 40175F432, 40175F440, 40175F457 |
|
Balanced Income Builder Portfolio, 031 |
CGBIFX |
4/9/2021 |
$0.0000 |
$12.3946 |
4/20/2020 |
4/20/2022
|
GBIB031 |
40175Y589, 40175Y597, 40175Y605, 40175Y613 |
|
Balanced Income Builder Portfolio, 032 |
CGBIGX |
4/9/2021 |
$0.0000 |
$11.1817 |
7/20/2020 |
7/20/2022
|
GBIB032 |
40176B547, 40176B554, 40176B562, 40176B570 |
|
Balanced Income Builder Portfolio, 033 |
CGBIHX |
4/9/2021 |
$0.0000 |
$11.1259 |
10/19/2020 |
10/19/2022
|
GBIB033 |
40176D105, 40176D113, 40176D121, 40176D139 |
|
BDC Scorecard Portfolio, 019 |
CBDCSX |
4/9/2021 |
$0.0000 |
$15.7283 |
3/16/2020 |
6/17/2021
|
BDCS019 |
40175G786, 40175G794, 40175G802, 40175G810 |
|
BDC Scorecard Portfolio, 020 |
CBDCTX |
4/9/2021 |
$0.0000 |
$13.0731 |
6/17/2020 |
9/17/2021
|
BDCS020 |
40176B224, 40176B232, 40176B240, 40176B257 |
|
BDC Scorecard Portfolio, 021 |
CBDCUX |
4/9/2021 |
$0.0000 |
$13.2114 |
9/17/2020 |
12/17/2021
|
BDCS021 |
40175X706, 40175X714, 40175X722, 40175X730 |
|
Blue Chip Dividend Portfolio, 001 |
CBCDAX |
4/9/2021 |
$0.0000 |
$12.9632 |
5/28/2020 |
5/31/2022
|
BCDV001 |
40176A663, 40176A671, 40176A689, 40176A697 |
|
Blue Chip Dividend Portfolio, 002 |
CBCDBX |
4/9/2021 |
$0.0000 |
$10.9509 |
11/16/2020 |
11/16/2022
|
BCDV002 |
40176C784, 40176C792, 40176C800, 40176C818 |
|
Blue Chip Growth Portfolio, 022 |
CBCHVX |
4/9/2021 |
$0.0000 |
$15.2150 |
5/15/2019 |
5/17/2021
|
BCHP022 |
40174H629, 40174H637, 40174H645, 40174H652 |
|
Blue Chip Growth Portfolio, 023 |
CBCHWX |
4/9/2021 |
$0.0000 |
$14.2850 |
8/19/2019 |
8/19/2021
|
BCHP023 |
40175A300, 40175A318, 40175A326, 40175A334 |
|
Blue Chip Growth Portfolio, 024 |
CBCHYX |
4/9/2021 |
$0.0000 |
$13.6077 |
11/18/2019 |
11/18/2021
|
BCHP024 |
40175D627, 40175D635, 40175D643, 40175D650 |
|
Blue Chip Growth Portfolio, 025 |
CBCHZX |
4/9/2021 |
$0.0000 |
$12.5945 |
2/20/2020 |
2/22/2022
|
BCHP025 |
40175G141, 40175G158, 40175G166, 40175G174 |
|
Blue Chip Growth Portfolio, 026 |
CBCHAX |
4/9/2021 |
$0.0000 |
$12.6914 |
5/18/2020 |
5/18/2022
|
BCHP026 |
40176A382, 40176A390, 40176A408, 40176A416 |
|
Blue Chip Growth Portfolio, 027 |
CBCHBX |
4/9/2021 |
$0.0000 |
$10.9595 |
8/17/2020 |
8/17/2022
|
BCHP027 |
40175X508, 40175X516, 40175X524, 40175X532 |
|
Blue Chip Growth Portfolio, 028 |
CBCHCX |
4/9/2021 |
$0.0000 |
$10.9747 |
11/16/2020 |
11/16/2022
|
BCHP028 |
40176D469, 40176D477, 40176D485, 40176D493 |
|
Blue Chip Value Portfolio, 001 |
CBCVAX |
4/9/2021 |
$0.0000 |
$11.9011 |
8/17/2020 |
8/17/2022
|
BCVA001 |
40176C149, 40176C156, 40176C164, 40176C172 |
|
Build America Bonds Trust, 001 |
CGBAAX |
4/9/2021 |
$0.0000 |
$392.2600 |
7/20/2010 |
7/1/2042
|
GBAB001 |
18387Q446, 18387Q453 |
|
Build America Bonds Trust, 002 |
CGBABX |
4/9/2021 |
$0.0000 |
$511.9700 |
8/12/2010 |
2/1/2042
|
GBAB002 |
18387Q503, 18387Q511 |
|
Build America Bonds Trust, 003 |
CGBACX |
4/9/2021 |
$0.0000 |
$732.7500 |
8/20/2010 |
7/1/2042
|
GBAB003 |
18387Q529, 18387Q537 |
|
Build America Bonds Trust, 004 |
CGBADX |
4/9/2021 |
$0.0000 |
$571.4700 |
9/10/2010 |
8/1/2042
|
GBAB004 |
18387R105, 18387R113 |
|
Build America Bonds Trust, 005 |
CGBAEX |
4/9/2021 |
$0.0000 |
$709.1300 |
10/7/2010 |
7/1/2042
|
GBAB005 |
40167C488, 40167C496 |
|
Build America Bonds Trust, 006 |
CGBAFX |
4/9/2021 |
$0.0000 |
$638.2200 |
11/16/2010 |
7/1/2045
|
GBAB006 |
40167C868, 40167C876 |
|
Build America Bonds Trust, 007 |
CGBAGX |
4/9/2021 |
$0.0000 |
$520.6100 |
1/14/2011 |
1/1/2042
|
GBAB007 |
40167R782, 40167R790 |
|
California Municipal Portfolio of CEFs, 029 |
CECADX |
4/9/2021 |
$0.0000 |
$10.2458 |
6/6/2019 |
6/7/2021
|
DCCA029 |
40174J583, 40174J591, 40174J609, 40174J617 |
|
California Municipal Portfolio of CEFs, 030 |
CECAEX |
4/9/2021 |
$0.0000 |
$9.6546 |
9/6/2019 |
9/7/2021
|
DCCA030 |
40175A789, 40175A797, 40175A805, 40175A813 |
|
California Municipal Portfolio of CEFs, 031 |
CECAFX |
4/9/2021 |
$0.0000 |
$9.8538 |
12/6/2019 |
12/6/2021
|
DCCA031 |
40175E344, 40175E351, 40175E369, 40175E377 |
|
California Municipal Portfolio of CEFs, 032 |
CECAGX |
4/9/2021 |
$0.0000 |
$9.6972 |
3/5/2020 |
3/7/2022
|
DCCA032 |
40175G422, 40175G430, 40175G448, 40175G455 |
|
California Municipal Portfolio of CEFs, 033 |
CECAHX |
4/9/2021 |
$0.0000 |
$10.3343 |
6/5/2020 |
6/6/2022
|
DCCA033 |
40176A747, 40176A754, 40176A762, 40176A770 |
|
California Municipal Portfolio of CEFs, 034 |
CECAIX |
4/9/2021 |
$0.0000 |
$9.9403 |
9/8/2020 |
9/8/2022
|
DCCA034 |
40176C263, 40176C271, 40176C289, 40176C297 |
|
California Municipal Portfolio of CEFs, 035 |
CECAJX |
4/9/2021 |
$0.0000 |
$9.7223 |
12/4/2020 |
12/5/2022
|
DCCA035 |
40176D782, 40176D790, 40176D808, 40176D816 |
|
Convertible & Income Portfolio of Funds, 031 |
CECIFX |
4/9/2021 |
$0.0000 |
$13.5735 |
10/3/2019 |
10/4/2021
|
DCEC031 |
40175B464, 40175B472, 40175B480, 40175B498 |
|
Convertible & Income Portfolio of Funds, 032 |
CECIGX |
4/9/2021 |
$0.0000 |
$16.0598 |
4/8/2020 |
4/8/2022
|
DCEC032 |
40175Y340, 40175Y357, 40175Y365, 40175Y373 |
|
Convertible & Income Portfolio of Funds, 033 |
CECIHX |
4/9/2021 |
$0.0000 |
$12.3860 |
10/2/2020 |
10/3/2022
|
DCEC033 |
40176C420, 40176C438, 40176C446, 40176C453 |
|
Core Four 60/40 Retirement Portfolio, 010 |
CCFOJX |
4/9/2021 |
$0.0000 |
$10.5349 |
2/19/2020 |
5/20/2021
|
CFOR010 |
40175F846, 40175F853, 40175F861, 40175F879 |
|
Core Four 60/40 Retirement Portfolio, 011 |
CCFOKX |
4/9/2021 |
$0.0000 |
$12.0869 |
5/20/2020 |
8/17/2021
|
CFOR011 |
40176A507, 40176A515, 40176A523, 40176A531 |
|
Core Four 60/40 Retirement Portfolio, 012 |
CCFOLX |
4/9/2021 |
$0.0000 |
$10.9322 |
8/17/2020 |
11/18/2021
|
CFOR012 |
40175X300, 40175X318, 40175X326, 40175X334 |
|
Core Four 60/40 Retirement Portfolio, 013 |
CCFOMX |
4/9/2021 |
$0.0000 |
$10.6018 |
11/18/2020 |
2/22/2022
|
CFOR013 |
40176D584, 40176D592, 40176D600, 40176D618 |
|
Corporate High Yield & Income Portfolio of CEFs, 036 |
CEIPHX |
4/9/2021 |
$0.0000 |
$9.6258 |
8/1/2019 |
8/2/2021
|
DCEI036 |
40174K580, 40174K598, 40174K606, 40174K614 |
|
Corporate High Yield & Income Portfolio of CEFs, 037 |
CEIPIX |
4/9/2021 |
$0.0000 |
$9.4454 |
2/3/2020 |
2/3/2022
|
DCEI037 |
40175F481, 40175F499, 40175F507, 40175F515 |
|
Corporate High Yield & Income Portfolio of CEFs, 038 |
CEIPJX |
4/9/2021 |
$0.0000 |
$11.2220 |
8/3/2020 |
8/3/2022
|
DCEI038 |
40175X185, 40175X193, 40175X201, 40175X219 |
|
Covered Call & Income Portfolio of CEFs, 043 |
CCCIOX |
4/9/2021 |
$0.0000 |
$10.8915 |
6/6/2019 |
6/7/2021
|
COV043 |
40174J500, 40174J518, 40174J526, 40174J534 |
|
Covered Call & Income Portfolio of CEFs, 044 |
CCCIPX |
4/9/2021 |
$0.0000 |
$10.3740 |
12/6/2019 |
12/6/2021
|
COV044 |
40175E385, 40175E393, 40175E401, 40175E419 |
|
Covered Call & Income Portfolio of CEFs, 045 |
CCCIQX |
4/9/2021 |
$0.0000 |
$12.6552 |
4/8/2020 |
4/8/2022
|
COV045 |
40175Y845, 40175Y852, 40175Y860, 40175Y878 |
|
Covered Call & Income Portfolio of CEFs, 046 |
CCCIRX |
4/9/2021 |
$0.0000 |
$11.5507 |
10/8/2020 |
10/10/2022
|
COV046 |
40176C545, 40176C552, 40176C560, 40176C578 |
|
Defined GNMA Portfolio, 015 |
CGNMCX |
4/9/2021 |
$0.0000 |
$1.2998 |
9/3/2003 |
9/2/2033
|
DGNMA015 |
18384P193 |
|
Defined GNMA Portfolio, 016 |
CGNMDX |
4/9/2021 |
$0.0000 |
$0.1468 |
3/8/2005 |
3/8/2035
|
DGNMA016 |
183840222 |
|
Defined GNMA Portfolio, 017 |
CGNMEX |
4/9/2021 |
$0.0000 |
$0.1731 |
12/8/2005 |
12/31/2035
|
DGNMA017 |
183842236 |
|
Defined Outcome Trust: Large Cap Buffer 10 Portfolio, July 2021 |
CDOTBX |
4/9/2021 |
$0.0000 |
$11.7964 |
4/29/2020 |
7/29/2021
|
DOB10002 |
40175X128, 40175X136 |
|
Defined Outcome Trust: Large Cap Buffer 20 Portfolio, April 2022 |
CDOBEX |
4/9/2021 |
$0.0000 |
$11.5931 |
3/27/2020 |
4/5/2022
|
DOB20005 |
40175Y787, 40175Y795 |
|
Defined Outcome Trust: Large Cap Buffer 20 Portfolio, December 2021 |
CDOBBX |
4/9/2021 |
$0.0000 |
$11.3795 |
12/19/2019 |
12/22/2021
|
DOB20002 |
40175E740, 40175E757 |
|
Defined Outcome Trust: Large Cap Buffer 20 Portfolio, January 2022 |
CDOBCX |
4/9/2021 |
$0.0000 |
$11.2271 |
1/24/2020 |
1/26/2022
|
DOB20003 |
40175F465, 40175F473 |
|
Defined Outcome Trust: Large Cap Buffer 20 Portfolio, March 2022 |
CDOBDX |
4/9/2021 |
$0.0000 |
$11.3408 |
2/28/2020 |
3/22/2022
|
DOB20004 |
40175Y142, 40175Y159 |
|
Discount Opportunity Strategy Portfolio of CEFs, 016 |
CGDOPX |
4/9/2021 |
$0.0000 |
$10.0851 |
6/6/2019 |
6/7/2021
|
GDOS016 |
40174J468, 40174J476, 40174J484, 40174J492 |
|
Discount Opportunity Strategy Portfolio of CEFs, 017 |
CGDOQX |
4/9/2021 |
$0.0000 |
$10.8321 |
12/6/2019 |
12/6/2021
|
GDOS017 |
40175E302, 40175E310, 40175E328, 40175E336 |
|
Discount Opportunity Strategy Portfolio of CEFs, 018 |
CGDORX |
4/9/2021 |
$0.0000 |
$12.9129 |
4/6/2020 |
4/6/2022
|
GDOS018 |
40175Y803, 40175Y811, 40175Y829, 40175Y837 |
|
Discount Opportunity Strategy Portfolio of CEFs, 019 |
CGDOSX |
4/9/2021 |
$0.0000 |
$11.9140 |
10/2/2020 |
10/3/2022
|
GDOS019 |
40176C388, 40176C396, 40176C404, 40176C412 |
|
Diversified Credit Portfolio of ETFs, 015 |
CDCPOX |
4/9/2021 |
$0.0000 |
$9.7486 |
8/12/2019 |
8/12/2021
|
DCP015 |
40174K820, 40174K838, 40174K846, 40174K853 |
|
Diversified Credit Portfolio of ETFs, 016 |
CDCPPX |
4/9/2021 |
$0.0000 |
$9.6120 |
2/14/2020 |
2/14/2022
|
DCP016 |
40175F762, 40175F770, 40175F788, 40175F796 |
|
Diversified Credit Portfolio of ETFs, 017 |
CDCPQX |
4/9/2021 |
$0.0000 |
$9.8287 |
8/17/2020 |
8/17/2022
|
DCP017 |
40175X342, 40175X359, 40175X367, 40175X375 |
|
Diversified Dividend & Income Portfolio, 031 |
CDDIFX |
4/9/2021 |
$0.0000 |
$11.6777 |
9/5/2019 |
9/7/2021
|
DDI031 |
40175A623, 40175A631, 40175A649, 40175A656 |
|
Diversified Dividend & Income Portfolio, 032 |
CDDIGX |
4/9/2021 |
$0.0000 |
$11.6457 |
3/5/2020 |
3/7/2022
|
DDI032 |
40175G463, 40175G471, 40175G489, 40175G497 |
|
Diversified Dividend & Income Portfolio, 033 |
CDDIHX |
4/9/2021 |
$0.0000 |
$11.5961 |
9/8/2020 |
9/8/2022
|
DDI033 |
40176C180, 40176C198, 40176C206, 40176C214 |
|
Diversified Income Wave Portfolio, 076 |
CFWAKX |
4/9/2021 |
$0.0000 |
$11.5500 |
3/9/2020 |
6/8/2021
|
FWAV076 |
40175G547, 40175G554, 40175G562, 40175G570 |
|
Diversified Income Wave Portfolio, 077 |
CFWALX |
4/9/2021 |
$0.0000 |
$11.6108 |
6/8/2020 |
9/9/2021
|
FWAV077 |
40176A820, 40176A838, 40176A846, 40176A853 |
|
Diversified Income Wave Portfolio, 078 |
CFWAMX |
4/9/2021 |
$0.0000 |
$11.6248 |
9/9/2020 |
12/9/2021
|
FWAV078 |
40175X623, 40175X631, 40175X649, 40175X656 |
|
Diversified Income Wave Portfolio, 079 |
CFWANX |
4/9/2021 |
$0.0000 |
$10.7816 |
12/9/2020 |
3/9/2022
|
FWAV079 |
40176E186, 40176E194, 40176E202, 40176E210 |
|
Dividend Growth Portfolio, 009 |
CDGPIX |
4/9/2021 |
$0.0000 |
$16.1811 |
5/25/2016 |
5/25/2021
|
DGP009 |
40171J263, 40171J271, 40171J289, 40171J297 |
|
Dividend Growth Portfolio, 010 |
CDGPJX |
4/9/2021 |
$0.0000 |
$15.8219 |
11/23/2016 |
11/23/2021
|
DGP010 |
40171N629, 40171N637, 40171N645, 40171N652 |
|
Dividend Growth Portfolio, 011 |
CDGPKX |
4/9/2021 |
$0.0000 |
$14.7528 |
5/23/2017 |
5/23/2022
|
DGP011 |
40172U648, 40172U655, 40172U663, 40172U671 |
|
Dividend Growth Portfolio, 012 |
CDGPLX |
4/9/2021 |
$0.0000 |
$15.1471 |
8/16/2017 |
11/16/2022
|
DGP012 |
40170D523, 40170D531, 40170D549, 40170D556 |
|
Dividend Growth Portfolio, 013 |
CDGPMX |
4/9/2021 |
$0.0000 |
$12.9240 |
2/15/2018 |
2/15/2023
|
DGP013 |
40173V579, 40173V587, 40173V595, 40173V603 |
|
Dividend Growth Portfolio, 014 |
CDGPNX |
4/9/2021 |
$0.0000 |
$13.7746 |
8/15/2018 |
8/15/2023
|
DGP014 |
40174A426, 40174A434, 40174A442, 40174A459 |
|
Dividend Growth Portfolio, 015 |
CDGPOX |
4/9/2021 |
$0.0000 |
$12.1035 |
2/15/2019 |
2/15/2024
|
DGP015 |
40174F342, 40174F359, 40174F367, 40174F375 |
|
Dividend Growth Portfolio, 016 |
CDGPPX |
4/9/2021 |
$0.0000 |
$11.9558 |
8/15/2019 |
8/15/2024
|
DGP016 |
40175A540, 40175A557, 40175A565, 40175A573 |
|
Dividend Growth Portfolio, 017 |
CDGPQX |
4/9/2021 |
$0.0000 |
$10.8545 |
2/18/2020 |
2/18/2025
|
DGP017 |
40175F804, 40175F812, 40175F820, 40175F838 |
|
Dividend Growth Portfolio, 018 |
CDGPRX |
4/9/2021 |
$0.0000 |
$11.6203 |
8/18/2020 |
8/18/2025
|
DGP018 |
40175X425, 40175X433, 40175X441, 40175X458 |
|
Dividend Strength Portfolio, 034 |
CGROIX |
4/9/2021 |
$0.0000 |
$11.9147 |
5/23/2019 |
5/24/2021
|
GROW034 |
40174J229, 40174J237, 40174J245, 40174J252 |
|
Dividend Strength Portfolio, 035 |
CGROJX |
4/9/2021 |
$0.0000 |
$11.4421 |
8/23/2019 |
8/23/2021
|
GROW035 |
40175A383, 40175A391, 40175A409, 40175A417 |
|
Dividend Strength Portfolio, 036 |
CGROKX |
4/9/2021 |
$0.0000 |
$11.4237 |
11/22/2019 |
11/22/2021
|
GROW036 |
40175D668, 40175D676, 40175D684, 40175D692 |
|
Dividend Strength Portfolio, 037 |
CGROLX |
4/9/2021 |
$0.0000 |
$11.3106 |
2/26/2020 |
2/28/2022
|
GROW037 |
40175G265, 40175G273, 40175G281, 40175G299 |
|
Dividend Strength Portfolio, 038 |
CGROMX |
4/9/2021 |
$0.0000 |
$12.4414 |
5/26/2020 |
5/26/2022
|
GROW038 |
40176A580, 40176A598, 40176A606, 40176A614 |
|
Dividend Strength Portfolio, 039 |
CGRONX |
4/9/2021 |
$0.0000 |
$11.0140 |
8/24/2020 |
8/24/2022
|
GROW039 |
40175X466, 40175X474, 40175X482, 40175X490 |
|
Dividend Strength Portfolio, 040 |
CGROOX |
4/9/2021 |
$0.0000 |
$10.4934 |
11/27/2020 |
11/28/2022
|
GROW040 |
40176D667, 40176D675, 40176D683, 40176D691 |
|
Dow 10 Portfolio, 041 |
CDOWPX |
4/9/2021 |
$0.0000 |
$13.4779 |
4/3/2020 |
7/6/2021
|
DDP041 |
40175Y225, 40175Y233, 40175Y241, 40175Y258 |
|
Dow 10 Portfolio, 042 |
CDOWQX |
4/9/2021 |
$0.0000 |
$12.5008 |
7/6/2020 |
10/4/2021
|
DDP042 |
40176B265, 40176B273, 40176B281, 40176B299 |
|
Dow 10 Portfolio, 043 |
CDOWRX |
4/9/2021 |
$0.0000 |
$12.0548 |
10/2/2020 |
1/13/2022
|
DDP043 |
40175X821, 40175X839, 40175X847, 40175X854 |
|
Dow 10 Portfolio, 044 |
CDOWSX |
4/9/2021 |
$0.0000 |
$10.9192 |
1/4/2021 |
4/5/2022
|
DDP044 |
40176E343, 40176E350, 40176E368, 40176E376 |
|
Dow Jones Sustainable Growth Portfolio, 010 |
CSUSJX |
4/9/2021 |
$0.0000 |
$12.9262 |
2/19/2020 |
5/20/2021
|
SUST010 |
40175G109, 40175G117, 40175G125, 40175G133 |
|
Dow Jones Sustainable Growth Portfolio, 011 |
CSUSKX |
4/9/2021 |
$0.0000 |
$13.9669 |
5/20/2020 |
8/17/2021
|
SUST011 |
40176A549, 40176A556, 40176A564, 40176A572 |
|
Dow Jones Sustainable Growth Portfolio, 012 |
CSUSLX |
4/9/2021 |
$0.0000 |
$11.5099 |
8/17/2020 |
11/18/2021
|
SUST012 |
40175X383, 40175X391, 40175X409, 40175X417 |
|
Dow Jones Sustainable Growth Portfolio, 013 |
CSUSMX |
4/9/2021 |
$0.0000 |
$11.3566 |
11/18/2020 |
2/22/2022
|
SUST013 |
40176D626, 40176D634, 40176D642, 40176D659 |
|
Dow Jones Value Dividend Focus Portfolio, 040 |
CRBDOX |
4/9/2021 |
$0.0000 |
$18.9657 |
3/16/2020 |
6/17/2021
|
RBPD040 |
40175G703, 40175G711, 40175G729, 40175G737 |
|
Dow Jones Value Dividend Focus Portfolio, 041 |
CRBDPX |
4/9/2021 |
$0.0000 |
$13.7777 |
6/17/2020 |
9/17/2021
|
RBPD041 |
40176B141, 40176B158, 40176B166, 40176B174 |
|
Dow Jones Value Dividend Focus Portfolio, 042 |
CRBDQX |
4/9/2021 |
$0.0000 |
$13.3878 |
9/17/2020 |
12/17/2021
|
RBPD042 |
40175X664, 40175X672, 40175X680, 40175X698 |
|
Dow Jones Value Dividend Focus Portfolio, 043 |
CRBDRX |
4/9/2021 |
$0.0000 |
$11.4482 |
12/17/2020 |
3/16/2022
|
RBPD043 |
40176E228, 40176E236, 40176E244, 40176E251 |
|
Emerging Markets Dividend Strategy Portfolio, 033 |
CGEMHX |
4/9/2021 |
$0.0000 |
$9.1427 |
2/20/2020 |
5/26/2021
|
GEMD033 |
40175G182, 40175G190, 40175G208, 40175G216 |
|
Emerging Markets Dividend Strategy Portfolio, 034 |
CGEMIX |
4/9/2021 |
$0.0000 |
$12.2756 |
4/9/2020 |
7/9/2021
|
GEMD034 |
40176A143, 40176A150, 40176A168, 40176A176 |
|
Emerging Markets Dividend Strategy Portfolio, 035 |
CGEMJX |
4/9/2021 |
$0.0000 |
$12.4926 |
7/9/2020 |
10/11/2021
|
GEMD035 |
40176B380, 40176B398, 40176B406, 40176B414 |
|
Emerging Markets Dividend Strategy Portfolio, 036 |
CGEMKX |
4/9/2021 |
$0.0000 |
$11.4389 |
10/7/2020 |
1/13/2022
|
GEMD036 |
40176C503, 40176C511, 40176C529, 40176C537 |
|
Energy Portfolio, 027 |
CENPBX |
4/9/2021 |
$0.0000 |
$8.6780 |
8/27/2019 |
8/27/2021
|
DES027 |
40175A144, 40175A151, 40175A169, 40175A177 |
|
Equity & Income Portfolio of CEFs, 046 |
CCEEUX |
4/9/2021 |
$0.0000 |
$11.4276 |
6/6/2019 |
6/7/2021
|
CEEI046 |
40174J427, 40174J435, 40174J443, 40174J450 |
|
Equity & Income Portfolio of CEFs, 047 |
CCEEVX |
4/9/2021 |
$0.0000 |
$10.6295 |
12/6/2019 |
12/6/2021
|
CEEI047 |
40175E260, 40175E278, 40175E286, 40175E294 |
|
Equity & Income Portfolio of CEFs, 048 |
CCEEWX |
4/9/2021 |
$0.0000 |
$12.2594 |
6/5/2020 |
6/6/2022
|
CEEI048 |
40176A705, 40176A713, 40176A721, 40176A739 |
|
European Capital Strength Portfolio, 018 |
CECPRX |
4/9/2021 |
$0.0000 |
$12.0554 |
5/15/2019 |
5/17/2021
|
ECAP018 |
40174H744, 40174H751, 40174H769, 40174H777 |
|
European Capital Strength Portfolio, 019 |
CECPSX |
4/9/2021 |
$0.0000 |
$11.8545 |
11/15/2019 |
11/15/2021
|
ECAP019 |
40175D460, 40175D478, 40175D486, 40175D494 |
|
European Capital Strength Portfolio, 020 |
CECPTX |
4/9/2021 |
$0.0000 |
$13.5189 |
5/18/2020 |
5/18/2022
|
ECAP020 |
40176A465, 40176A473, 40176A481, 40176A499 |
|
Financials Portfolio, 013 |
CFINMX |
4/9/2021 |
$0.0000 |
$12.9943 |
5/31/2019 |
5/25/2021
|
FIN013 |
40174J344, 40174J351, 40174J369, 40174J377 |
|
Financials Portfolio, 014 |
CFINNX |
4/9/2021 |
$0.0000 |
$11.3313 |
11/27/2019 |
11/29/2021
|
FIN014 |
40175E104, 40175E112, 40175E120, 40175E138 |
|
Financials Portfolio, 015 |
CFINOX |
4/9/2021 |
$0.0000 |
$14.1555 |
4/9/2020 |
4/11/2022
|
FIN015 |
40176A101, 40176A119, 40176A127, 40176A135 |
|
Financials Portfolio, 016 |
CFINPX |
4/9/2021 |
$0.0000 |
$13.8620 |
10/7/2020 |
10/7/2022
|
FIN016 |
40176C628, 40176C636, 40176C644, 40176C651 |
|
Flaherty & Crumrine Preferred Portfolio, 048 |
CPREWX |
4/9/2021 |
$0.0000 |
$10.0323 |
5/10/2019 |
5/10/2021
|
PREF048 |
40174H587, 40174H595, 40174H603, 40174H611 |
|
Flaherty & Crumrine Preferred Portfolio, 049 |
CPREYX |
4/9/2021 |
$0.0000 |
$9.6952 |
10/3/2019 |
10/4/2021
|
PREF049 |
40175E229, 40175E237, 40175E245, 40175E252 |
|
Flaherty & Crumrine Preferred Portfolio, 050 |
CPREZX |
4/9/2021 |
$0.0000 |
$10.5126 |
5/6/2020 |
5/6/2022
|
PREF050 |
40175Y183, 40175Y191, 40175Y209, 40175Y217 |
|
Flaherty & Crumrine Preferred Portfolio, 051 |
CPREAX |
4/9/2021 |
$0.0000 |
$10.0401 |
10/28/2020 |
11/7/2022
|
PREF051 |
40176D428, 40176D436, 40176D444, 40176D451 |
|
Floating Rate & Dividend Growth Portfolio, 019 |
CFRDSX |
4/9/2021 |
$0.0000 |
$10.8870 |
4/29/2019 |
4/29/2021
|
FRDG019 |
40174H306, 40174H314, 40174H322, 40174H330 |
|
Floating Rate & Dividend Growth Portfolio, 020 |
CFRDTX |
4/9/2021 |
$0.0000 |
$10.4425 |
10/29/2019 |
10/29/2021
|
FRDG020 |
40175D148, 40175D155, 40175D163, 40175D171 |
|
Floating Rate & Dividend Growth Portfolio, 021 |
CFRDUX |
4/9/2021 |
$0.0000 |
$11.7413 |
4/30/2020 |
5/2/2022
|
FRDG021 |
40175Y621, 40175Y639, 40175Y647, 40175Y654 |
|
Global 100 Dividend Strategy Portfolio, 022 |
CGONVX |
4/9/2021 |
$0.0000 |
$18.8478 |
3/16/2020 |
6/17/2021
|
GONE022 |
40175G745, 40175G752, 40175G760, 40175G778 |
|
Global 100 Dividend Strategy Portfolio, 023 |
CGONWX |
4/9/2021 |
$0.0000 |
$13.0537 |
6/17/2020 |
9/17/2021
|
GONE023 |
40176B182, 40176B190, 40176B208, 40176B216 |
|
Global 100 Dividend Strategy Portfolio, 024 |
CGONYX |
4/9/2021 |
$0.0000 |
$12.7988 |
9/17/2020 |
12/17/2021
|
GONE024 |
40176C347, 40176C354, 40176C362, 40176C370 |
|
Global Balanced Income Builder Portfolio, 014 |
CGBLNX |
4/9/2021 |
$0.0000 |
$10.1037 |
9/30/2019 |
9/30/2021
|
GBAL014 |
40175B340, 40175B357, 40175B365, 40175B373 |
|
Global Balanced Income Builder Portfolio, 015 |
CGBLOX |
4/9/2021 |
$0.0000 |
$12.0173 |
3/30/2020 |
3/30/2022
|
GBAL015 |
40175Y100, 40175Y118, 40175Y126, 40175Y134 |
|
Global Balanced Income Builder Portfolio, 016 |
CGBLPX |
4/9/2021 |
$0.0000 |
$10.5056 |
9/30/2020 |
9/30/2022
|
GBAL016 |
40175X748, 40175X755, 40175X763, 40175X771 |
|
GNMA Portfolio, 018 |
CGNMQX |
4/9/2021 |
$0.0000 |
$4.1462 |
7/21/2011 |
10/15/2040
|
DGNMA018 |
40167J467, 40167J475 |
|
GNMA Portfolio, 019 |
CGNMRX |
4/9/2021 |
$0.0000 |
$4.2705 |
11/20/2012 |
11/15/2042
|
DGNMA019 |
40166G183, 40166G191 |
|
Health Care Portfolio, 027 |
CHCRBX |
4/9/2021 |
$0.0000 |
$13.1433 |
7/15/2019 |
7/15/2021
|
DHS027 |
40174K267, 40174K275, 40174K283, 40174K291 |
|
Health Care Portfolio, 028 |
CHCRCX |
4/9/2021 |
$0.0000 |
$11.7177 |
1/13/2020 |
1/13/2022
|
DHS028 |
40175F143, 40175F150, 40175F168, 40175F176 |
|
Health Care Portfolio, 029 |
CHCRDX |
4/9/2021 |
$0.0000 |
$11.5310 |
7/13/2020 |
7/13/2022
|
DHS029 |
40176B463, 40176B471, 40176B489, 40176B497 |
|
Income & Treasury Limited Duration Portfolio of Funds, 063 |
CFICKX |
4/9/2021 |
$0.0000 |
$10.0557 |
3/9/2020 |
6/8/2021
|
FICE063 |
40175G505, 40175G513, 40175G521, 40175G539 |
|
Income & Treasury Limited Duration Portfolio of Funds, 064 |
CFICLX |
4/9/2021 |
$0.0000 |
$10.1557 |
6/8/2020 |
9/9/2021
|
FICE064 |
40176A788, 40176A796, 40176A804, 40176A812 |
|
Income & Treasury Limited Duration Portfolio of Funds, 065 |
CFICMX |
4/9/2021 |
$0.0000 |
$10.5154 |
9/9/2020 |
12/9/2021
|
FICE065 |
40176C305, 40176C313, 40176C321, 40176C339 |
|
Income & Treasury Limited Duration Portfolio of Funds, 066 |
CFICNX |
4/9/2021 |
$0.0000 |
$10.1067 |
12/9/2020 |
3/9/2022
|
FICE066 |
40176E103, 40176E111, 40176E129, 40176E137 |
|
Infrastructure & MLP Portfolio of CEFs, 038 |
CCEIMX |
4/9/2021 |
$0.0000 |
$6.4239 |
5/8/2019 |
5/10/2021
|
CEIF038 |
40174H546, 40174H553, 40174H561, 40174H579 |
|
Infrastructure & MLP Portfolio of CEFs, 039 |
CCEINX |
4/9/2021 |
$0.0000 |
$6.3424 |
8/7/2019 |
8/9/2021
|
CEIF039 |
40174K705, 40174K713, 40174K721, 40174K739 |
|
Infrastructure & MLP Portfolio of CEFs, 040 |
CCEIOX |
4/9/2021 |
$0.0000 |
$6.9909 |
11/4/2019 |
11/4/2021
|
CEIF040 |
40175D346, 40175D353, 40175D361, 40175D379 |
|
Infrastructure & MLP Portfolio of CEFs, 041 |
CCEIPX |
4/9/2021 |
$0.0000 |
$6.8170 |
2/3/2020 |
2/3/2022
|
CEIF041 |
40175F606, 40175F614, 40175F622, 40175F630 |
|
International Dividend Strategy Portfolio, 047 |
CMVPVX |
4/9/2021 |
$0.0000 |
$13.5365 |
4/3/2020 |
7/6/2021
|
MVP047 |
40175Y266, 40175Y274, 40175Y282, 40175Y290 |
|
International Dividend Strategy Portfolio, 048 |
CMVPWX |
4/9/2021 |
$0.0000 |
$12.0666 |
7/6/2020 |
10/4/2021
|
MVP048 |
40176B349, 40176B356, 40176B364, 40176B372 |
|
International Dividend Strategy Portfolio, 049 |
CMVPYX |
4/9/2021 |
$0.0000 |
$11.1896 |
10/2/2020 |
1/13/2022
|
MVP049 |
40176B828, 40176B836, 40176B844, 40176B851 |
|
International Dividend Strategy Portfolio, 050 |
CMVPZX |
4/9/2021 |
$0.0000 |
$9.8772 |
1/4/2021 |
4/5/2022
|
MVP050 |
40176E384, 40176E392, 40176E400, 40176E418 |
|
Investment Grade Corporate Bond Portfolio, 003 |
CIGCAX |
4/9/2021 |
$0.0000 |
$803.2000 |
6/13/2002 |
6/1/2034
|
DIGIT003 |
183845429 |
|
Investment Grade Corporate Bond Portfolio, 005 |
CIGCCX |
4/9/2021 |
$0.0000 |
$587.5200 |
12/4/2002 |
8/15/2034
|
DIGIT005 |
183845817 |
|
Investment Grade Corporate Trust 3-7 Year, 001 |
CGIGAX |
4/9/2021 |
$0.0000 |
$92.8100 |
8/28/2015 |
4/1/2022
|
GIGS001 |
40170A768, 40170A784 |
|
Investment Grade Corporate Trust 3-7 Year, 002 |
CGIGBX |
4/9/2021 |
$0.0000 |
$190.2300 |
2/3/2016 |
1/20/2023
|
GIGS002 |
40170X503, 40170X511 |
|
Investment Grade Corporate Trust 3-7 Year, 003 |
CGIGCX |
4/9/2021 |
$0.0000 |
$293.1900 |
3/3/2016 |
1/20/2023
|
GIGS003 |
40170C764, 40170C772 |
|
Investment Grade Corporate Trust 3-7 Year, 004 |
CGIGDX |
4/9/2021 |
$0.0000 |
$251.0600 |
3/24/2016 |
1/20/2023
|
GIGS004 |
40170X867, 40170X875 |
|
Investment Grade Corporate Trust 3-7 Year, 005 |
CGIGEX |
4/9/2021 |
$0.0000 |
$294.1700 |
4/22/2016 |
1/20/2023
|
GIGS005 |
40171J347, 40171J354 |
|
Investment Grade Corporate Trust 3-7 Year, 006 |
CGIGFX |
4/9/2021 |
$0.0000 |
$306.9000 |
6/24/2016 |
1/20/2023
|
GIGS006 |
40171K229, 40171K237 |
|
Investment Grade Corporate Trust 3-7 Year, 007 |
CGIGGX |
4/9/2021 |
$0.0000 |
$444.1200 |
8/18/2016 |
3/1/2023
|
GIGS007 |
40171K245, 40171K252 |
|
Investment Grade Corporate Trust 3-7 Year, 008 |
CGIGHX |
4/9/2021 |
$0.0000 |
$682.6300 |
2/9/2017 |
7/15/2023
|
GIGS008 |
40171L649, 40171L656 |
|
Investment Grade Corporate Trust 3-7 Year, 009 |
CGIGIX |
4/9/2021 |
$0.0000 |
$788.5600 |
7/13/2017 |
5/20/2024
|
GIGS009 |
40172R744, 40172R751 |
|
Investment Grade Corporate Trust 3-7 Year, 010 |
CGIGJX |
4/9/2021 |
$0.0000 |
$704.0200 |
11/30/2017 |
3/15/2024
|
GIGS010 |
40172X469, 40172X477 |
|
Investment Grade Corporate Trust 3-7 Year, 011 |
CGIGLX |
4/9/2021 |
$0.0000 |
$708.1600 |
2/16/2018 |
5/15/2024
|
GIGS011 |
40173U142 |
|
Investment Grade Corporate Trust 3-7 Year, 012 |
CGIGMX |
4/9/2021 |
$0.0000 |
$1,031.3700 |
10/18/2018 |
12/1/2024
|
GIGS012 |
40173W643 |
|
Investment Grade Corporate Trust 5-8 Year, 001 |
CIGIAX |
4/9/2021 |
$0.0000 |
$1,019.2200 |
9/22/2016 |
10/8/2024
|
GIGI001 |
40171L623, 40171L631 |
|
Investment Grade Corporate Trust 5-8 Year, 002 |
CIGIBX |
4/9/2021 |
$0.0000 |
$973.0700 |
4/28/2017 |
3/15/2025
|
GIGI002 |
40172V141, 40172V158 |
|
Kensho New Horizons Portfolio, 006 |
CKSPFX |
4/9/2021 |
$0.0000 |
$16.7444 |
3/12/2020 |
6/14/2021
|
KSPC006 |
40175G620, 40175G638, 40175G646, 40175G653 |
|
Kensho New Horizons Portfolio, 007 |
CKSPGX |
4/9/2021 |
$0.0000 |
$13.5939 |
6/12/2020 |
9/14/2021
|
KSPC007 |
40176B109, 40176B117, 40176B125, 40176B133 |
|
Kensho New Horizons Portfolio, 008 |
CKSPHX |
4/9/2021 |
$0.0000 |
$12.8702 |
9/14/2020 |
12/14/2021
|
KSPC008 |
40175X789, 40175X797, 40175X805, 40175X813 |
|
Large-Cap Core Portfolio, 036 |
CACEKX |
4/9/2021 |
$0.0000 |
$12.9431 |
8/19/2019 |
8/19/2021
|
LCAP036 |
40175A268, 40175A276, 40175A284, 40175A292 |
|
Large-Cap Core Portfolio, 037 |
CACELX |
4/9/2021 |
$0.0000 |
$12.8705 |
2/28/2020 |
2/28/2022
|
LCAP037 |
40175G349, 40175G356, 40175G364, 40175G372 |
|
Large-Cap Core Portfolio, 038 |
CACEMX |
4/9/2021 |
$11.6318 |
$11.4818 |
8/27/2020 |
8/29/2022
|
LCAP038 |
40175X540, 40175X557, 40175X565, 40175X573 |
|
Long-Term National Municipal Trust, 002 |
CGLTBX |
4/9/2021 |
$0.0000 |
$196.4000 |
5/6/2011 |
8/15/2038
|
GLTM002 |
40167C520, 40167C538 |
|
ML Top Picks for 2020 (AVAILABLE THROUGH MERRILL LYNCH ADVISORS ONLY), 008 |
CMPIHX |
4/9/2021 |
$0.0000 |
$12.2720 |
2/18/2020 |
4/21/2021
|
MPIX008 |
40175X102, 40175X110 |
|
MLP & Energy Funds Portfolio, 025 |
CMLPZX |
4/9/2021 |
$0.0000 |
$4.5315 |
5/31/2019 |
6/24/2021
|
MLP025 |
40174J385, 40174J393, 40174J401, 40174J419 |
|
MLP/Midstream & Energy Portfolio, 026 |
CMLPAX |
4/9/2021 |
$0.0000 |
$5.1418 |
9/27/2019 |
9/27/2021
|
MLP026 |
40175B266, 40175B274, 40175B282, 40175B290 |
|
MLP/Midstream & Energy Portfolio, 027 |
CMLPBX |
4/9/2021 |
$0.0000 |
$5.3975 |
12/23/2019 |
12/23/2021
|
MLP027 |
40175E708, 40175E716, 40175E724, 40175E732 |
|
Multinational Titans Portfolio, 017 |
CMNTQX |
4/9/2021 |
$0.0000 |
$15.2992 |
8/7/2019 |
8/9/2021
|
MNTP017 |
40174K788, 40174K796, 40174K804, 40174K812 |
|
Multinational Titans Portfolio, 018 |
CMNTRX |
4/9/2021 |
$0.0000 |
$13.2430 |
2/7/2020 |
2/7/2022
|
MNTP018 |
40175F689, 40175F697, 40175F705, 40175F713 |
|
Multinational Titans Portfolio, 019 |
CMNTSX |
4/9/2021 |
$0.0000 |
$12.5324 |
8/10/2020 |
8/10/2022
|
MNTP019 |
40175X268, 40175X276, 40175X284, 40175X292 |
|
National Municipal Portfolio of CEFs, 042 |
CENMQX |
4/9/2021 |
$0.0000 |
$10.6537 |
5/2/2019 |
5/3/2021
|
DCEN042 |
40174H421, 40174H439, 40174H447, 40174H454 |
|
National Municipal Portfolio of CEFs, 043 |
CENMRX |
4/9/2021 |
$0.0000 |
$10.0153 |
8/7/2019 |
8/9/2021
|
DCEN043 |
40174K663, 40174K671, 40174K689, 40174K697 |
|
National Municipal Portfolio of CEFs, 044 |
CENMSX |
4/9/2021 |
$0.0000 |
$10.1863 |
11/4/2019 |
11/4/2021
|
DCEN044 |
40175D304, 40175D312, 40175D320, 40175D338 |
|
National Municipal Portfolio of CEFs, 045 |
CENMTX |
4/9/2021 |
$0.0000 |
$9.8631 |
2/3/2020 |
2/3/2022
|
DCEN045 |
40175F523, 40175F531, 40175F549, 40175F556 |
|
National Municipal Portfolio of CEFs, 046 |
CENMUX |
4/9/2021 |
$0.0000 |
$11.2460 |
5/4/2020 |
5/4/2022
|
DCEN046 |
40176A267, 40176A275, 40176A283, 40176A291 |
|
National Municipal Portfolio of CEFs, 047 |
CENMVX |
4/9/2021 |
$0.0000 |
$10.0717 |
8/3/2020 |
8/3/2022
|
DCEN047 |
40175X144, 40175X151, 40175X169, 40175X177 |
|
National Municipal Portfolio of CEFs, 048 |
CENMWX |
4/9/2021 |
$0.0000 |
$10.3982 |
11/2/2020 |
11/2/2022
|
DCEN048 |
40176D220, 40176D238, 40176D246, 40176D253 |
|
NDR Precious Metals & Miners Portfolio, 016 |
CPMMPX |
4/9/2021 |
$0.0000 |
$14.0177 |
3/20/2019 |
4/20/2021
|
PMMP016 |
40174G464, 40174G472, 40174G480, 40174G498 |
|
NDR Precious Metals & Miners Portfolio, 017 |
CPMMQX |
4/9/2021 |
$0.0000 |
$11.8985 |
9/20/2019 |
10/20/2021
|
PMMP017 |
40175B225, 40175B233, 40175B241, 40175B258 |
|
NDR Precious Metals & Miners Portfolio, 018 |
CPMMRX |
4/9/2021 |
$0.0000 |
$13.2170 |
4/9/2020 |
4/11/2022
|
PMMP018 |
40175Y423, 40175Y431, 40175Y449, 40175Y456 |
|
NDR Rising Rate Defensive Equity Portfolio, 012 |
CRRELX |
4/9/2021 |
$0.0000 |
$13.7341 |
4/22/2019 |
4/22/2021
|
RREP012 |
40174H181, 40174H199, 40174H207, 40174H215 |
|
NDR Rising Rate Defensive Equity Portfolio, 013 |
CRREMX |
4/9/2021 |
$0.0000 |
$12.6765 |
10/25/2019 |
10/25/2021
|
RREP013 |
40175D106, 40175D114, 40175D122, 40175D130 |
|
New York Municipal Portfolio of CEFs, 032 |
CENYGX |
4/9/2021 |
$0.0000 |
$9.9870 |
5/2/2019 |
5/3/2021
|
DCNY032 |
40174H504, 40174H512, 40174H520, 40174H538 |
|
New York Municipal Portfolio of CEFs, 033 |
CENYHX |
4/9/2021 |
$0.0000 |
$9.8805 |
11/4/2019 |
11/4/2021
|
DCNY033 |
40175D262, 40175D270, 40175D288, 40175D296 |
|
New York Municipal Portfolio of CEFs, 034 |
CENYIX |
4/9/2021 |
$0.0000 |
$11.1820 |
5/4/2020 |
5/4/2022
|
DCNY034 |
40176A341, 40176A358, 40176A366, 40176A374 |
|
REIT Portfolio, 021 |
CGRTUX |
4/9/2021 |
$0.0000 |
$10.0454 |
8/7/2019 |
8/9/2021
|
GRET021 |
40174K747, 40174K754, 40174K762, 40174K770 |
|
REIT Portfolio, 022 |
CGRTVX |
4/9/2021 |
$0.0000 |
$9.3585 |
2/7/2020 |
2/7/2022
|
GRET022 |
40175F648, 40175F655, 40175F663, 40175F671 |
|
REIT Portfolio, 023 |
CGRTWX |
4/9/2021 |
$0.0000 |
$10.3258 |
8/10/2020 |
8/10/2022
|
GRET023 |
40175X227, 40175X235, 40175X243, 40175X250 |
|
S&P Dividend Aristocrats Select 25 Strategy Portfolio, 018 |
CACTRX |
4/9/2021 |
$0.0000 |
$11.5672 |
1/23/2020 |
4/27/2021
|
ACTS018 |
40175F341, 40175F358, 40175F366, 40175F374 |
|
S&P Dividend Aristocrats Select 25 Strategy Portfolio, 019 |
CACTSX |
4/9/2021 |
$0.0000 |
$13.2955 |
4/27/2020 |
7/27/2021
|
ACTS019 |
40175Y704, 40175Y712, 40175Y720, 40175Y738 |
|
S&P Dividend Aristocrats Select 25 Strategy Portfolio, 020 |
CACTTX |
4/9/2021 |
$0.0000 |
$12.7076 |
6/16/2020 |
10/25/2021
|
ACTS020 |
40176B745, 40176B752, 40176B760, 40176B778 |
|
S&P Dividend Aristocrats Select 25 Strategy Portfolio, 021 |
CACTUX |
4/9/2021 |
$0.0000 |
$11.6464 |
10/23/2020 |
1/25/2022
|
ACTS021 |
40176D147, 40176D154, 40176D162, 40176D170 |
|
Select Quality Municipal Portfolio, 001 |
CGSQAX |
4/9/2021 |
$0.0000 |
$955.1800 |
3/28/2014 |
8/15/2052
|
GSQM001 |
40167W229, 40167W237 |
|
Select Quality Municipal Portfolio, 002 |
CGSQBX |
4/9/2021 |
$0.0000 |
$881.1200 |
8/7/2014 |
11/15/2044
|
GSQM002 |
40169A340, 40169A357 |
|
Select Quality Municipal Portfolio, 003 |
CGSQCX |
4/9/2021 |
$0.0000 |
$874.4600 |
4/29/2015 |
11/15/2045
|
GSQM003 |
40169M583, 40169M591 |
|
Select Quality Municipal Portfolio, 004 |
CGSQDX |
4/9/2021 |
$0.0000 |
$1,074.6900 |
12/4/2015 |
6/15/2046
|
GSQM004 |
40169Y652, 40169Y660 |
|
Senior Loan & Income Portfolio of CEFs, 036 |
CESLJX |
4/9/2021 |
$0.0000 |
$9.0525 |
5/2/2019 |
5/3/2021
|
DCES036 |
40174H462, 40174H470, 40174H488, 40174H496 |
|
Senior Loan & Income Portfolio of CEFs, 037 |
CESLKX |
4/9/2021 |
$0.0000 |
$9.8577 |
11/4/2019 |
11/4/2021
|
DCES037 |
40175D221, 40175D239, 40175D247, 40175D254 |
|
Senior Loan & Income Portfolio of CEFs, 038 |
CESLLX |
4/9/2021 |
$0.0000 |
$12.5834 |
5/4/2020 |
5/4/2022
|
DCES038 |
40176A309, 40176A317, 40176A325, 40176A333 |
|
Short Duration High Yield Trust, 021 |
CGSHUX |
4/9/2021 |
$0.0000 |
$84.8500 |
12/13/2012 |
10/1/2022
|
GSHY021 |
40167V783, 40167V791 |
|
Short Duration High Yield Trust, 039 |
CGSYNX |
4/9/2021 |
$0.0000 |
$143.0800 |
2/20/2015 |
7/15/2024
|
GSHY039 |
40169G180, 40169G198 |
|
Short Duration High Yield Trust, 042 |
CGSYQX |
4/9/2021 |
$0.0000 |
$123.1200 |
8/14/2015 |
4/15/2023
|
GSHY042 |
40170A347, 40170A354 |
|
Short Duration High Yield Trust, 043 |
CGSYRX |
4/9/2021 |
$0.0000 |
$184.4100 |
11/19/2015 |
8/15/2023
|
GSHY043 |
40169Y546, 40169Y553 |
|
Short Duration High Yield Trust, 044 |
CGSYSX |
4/9/2021 |
$0.0000 |
$106.0100 |
2/5/2016 |
1/15/2024
|
GSHY044 |
40170C707, 40170C715 |
|
Short Duration High Yield Trust, 045 |
CGSYTX |
4/9/2021 |
$0.0000 |
$280.2100 |
5/26/2016 |
1/15/2024
|
GSHY045 |
40170X529, 40170X537 |
|
Short Duration High Yield Trust, 046 |
CGSYUX |
4/9/2021 |
$0.0000 |
$382.3700 |
9/15/2016 |
1/15/2026
|
GSHY046 |
40171H226, 40171H234 |
|
Short Duration High Yield Trust, 047 |
CGSYVX |
4/9/2021 |
$0.0000 |
$217.2900 |
2/24/2017 |
3/15/2025
|
GSHY047 |
40171M787, 40171M795 |
|
Short Duration High Yield Trust, 048 |
CGSYWX |
4/9/2021 |
$0.0000 |
$500.0100 |
9/15/2017 |
9/1/2025
|
GSHY048 |
40172U226, 40172U234 |
|
SMid Dividend Strength Portfolio, 012 |
CSMDLX |
4/9/2021 |
$0.0000 |
$10.6523 |
7/22/2019 |
7/22/2021
|
SMDS012 |
40174K465, 40174K473, 40174K481, 40174K499 |
|
SMid Dividend Strength Portfolio, 013 |
CSMDMX |
4/9/2021 |
$0.0000 |
$10.4948 |
1/21/2020 |
1/21/2022
|
SMDS013 |
40175F309, 40175F317, 40175F325, 40175F333 |
|
SMid Dividend Strength Portfolio, 014 |
CSMDNX |
4/9/2021 |
$0.0000 |
$13.8502 |
7/20/2020 |
7/20/2022
|
SMDS014 |
40176B703, 40176B711, 40176B729, 40176B737 |
|
Strategic Income Portfolio, 109 |
CFSIKX |
4/9/2021 |
$0.0000 |
$14.2437 |
4/6/2020 |
7/6/2021
|
FSIP109 |
40175Y308, 40175Y316, 40175Y324, 40175Y332 |
|
Strategic Income Portfolio, 110 |
CFSILX |
4/9/2021 |
$0.0000 |
$11.8793 |
7/6/2020 |
10/7/2021
|
FSIP110 |
40176B307, 40176B315, 40176B323, 40176B331 |
|
Strategic Income Portfolio, 111 |
CFSIMX |
4/9/2021 |
$0.0000 |
$11.3554 |
10/7/2020 |
1/13/2022
|
FSIP111 |
40176C586, 40176C594, 40176C602, 40176C610 |
|
Technological Innovation Portfolio, 014 |
CATENX |
4/9/2021 |
$0.0000 |
$15.3843 |
9/30/2019 |
9/30/2021
|
ATEC014 |
40175B308, 40175B316, 40175B324, 40175B332 |
|
Technological Innovation Portfolio, 015 |
CATEOX |
4/9/2021 |
$0.0000 |
$18.2827 |
3/16/2020 |
3/16/2022
|
ATEC015 |
40175G661, 40175G679, 40175G687, 40175G695 |
|
Technological Innovation Portfolio, 016 |
CATEPX |
4/9/2021 |
$0.0000 |
$12.2781 |
9/17/2020 |
9/19/2022
|
ATEC016 |
40176C222, 40176C230, 40176C248, 40176C255 |
|
Technology Portfolio, 025 |
CTECZX |
4/9/2021 |
$0.0000 |
$16.5503 |
4/22/2019 |
4/22/2021
|
DTS025 |
40174H140, 40174H157, 40174H165, 40174H173 |
|
Technology Portfolio, 026 |
CTECAX |
4/9/2021 |
$0.0000 |
$15.5359 |
10/25/2019 |
10/25/2021
|
DTS026 |
40175B829, 40175B837, 40175B845, 40175B852 |
|
Technology Portfolio, 027 |
CTECBX |
4/9/2021 |
$0.0000 |
$16.1311 |
4/20/2020 |
4/20/2022
|
DTS027 |
40175Y506, 40175Y514, 40175Y522, 40175Y530 |
|
Total Income Portfolio, 020 |
CTIPTX |
4/9/2021 |
$0.0000 |
$9.4595 |
2/24/2020 |
5/28/2021
|
TIP020 |
40175G224, 40175G232, 40175G240, 40175G257 |
|
Total Income Portfolio, 021 |
CTIPUX |
4/9/2021 |
$0.0000 |
$11.6095 |
5/28/2020 |
8/27/2021
|
TIP021 |
40176A622, 40176A630, 40176A648, 40176A655 |
|
Total Income Portfolio, 022 |
CTIPVX |
4/9/2021 |
$0.0000 |
$11.4916 |
8/27/2020 |
11/29/2021
|
TIP022 |
40175X581, 40175X599, 40175X607, 40175X615 |
|
Total Income Portfolio, 023 |
CTIPWX |
4/9/2021 |
$0.0000 |
$10.4466 |
11/27/2020 |
2/24/2022
|
TIP023 |
40176D709, 40176D717, 40176D725, 40176D733 |
|
UBS Opportunistic Equity Income: 2020-1 (AVAILABLE THROUGH UBS ADVISORS ONLY), 020 |
CUBCTX |
4/9/2021 |
$0.0000 |
$13.0204 |
3/11/2020 |
6/11/2021
|
UCAM020 |
40175G588, 40175G596, 40175G604, 40175G612 |
|
US 50 Dividend Strategy Portfolio, 023 |
CUFTWX |
4/9/2021 |
$0.0000 |
$10.3257 |
1/23/2020 |
4/27/2021
|
UFTY023 |
40175F382, 40175F390, 40175F408, 40175F416 |
|
US 50 Dividend Strategy Portfolio, 024 |
CUFTYX |
4/9/2021 |
$0.0000 |
$16.4295 |
4/27/2020 |
7/27/2021
|
UFTY024 |
40175Y662, 40175Y670, 40175Y688, 40175Y696 |
|
US 50 Dividend Strategy Portfolio, 025 |
CUFTZX |
4/9/2021 |
$0.0000 |
$13.5096 |
7/27/2020 |
10/25/2021
|
UFTY025 |
40176B786, 40176B794, 40176B802, 40176B810 |
|
US 50 Dividend Strategy Portfolio, 026 |
CUFTAX |
4/9/2021 |
$0.0000 |
$13.1476 |
10/23/2020 |
1/25/2022
|
UFTY026 |
40176D188, 40176D196, 40176D204, 40176D212 |
|
US Capital Strength Portfolio, 018 |
CUCARX |
4/9/2021 |
$0.0000 |
$15.1811 |
5/15/2019 |
5/17/2021
|
UCAP018 |
40174H660, 40174H678, 40174H686, 40174H694 |
|
US Capital Strength Portfolio, 019 |
CUCASX |
4/9/2021 |
$0.0000 |
$12.3232 |
11/15/2019 |
11/15/2021
|
UCAP019 |
40175D387, 40175D395, 40175D403, 40175D411 |
|
US Capital Strength Portfolio, 020 |
CUCATX |
4/9/2021 |
$0.0000 |
$12.7300 |
5/18/2020 |
5/18/2022
|
UCAP020 |
40176A424, 40176A432, 40176A440, 40176A457 |
|
US High Dividend Strategy Portfolio, 035 |
CUSHJX |
4/9/2021 |
$0.0000 |
$10.0373 |
1/21/2020 |
4/20/2021
|
USHD035 |
40175F267, 40175F275, 40175F283, 40175F291 |
|
US High Dividend Strategy Portfolio, 036 |
CUSHKX |
4/9/2021 |
$0.0000 |
$14.8747 |
4/20/2020 |
7/20/2021
|
USHD036 |
40175Y548, 40175Y555, 40175Y563, 40175Y571 |
|
US High Dividend Strategy Portfolio, 037 |
CUSHLX |
4/9/2021 |
$0.0000 |
$13.5859 |
6/24/2020 |
10/18/2021
|
USHD037 |
40176B620, 40176B638, 40176B646, 40176B653 |
|
US High Dividend Strategy Portfolio, 038 |
CUSHMX |
4/9/2021 |
$0.0000 |
$12.2989 |
10/16/2020 |
1/21/2022
|
USHD038 |
40176C743, 40176C750, 40176C768, 40176C776 |
|
US Low Volatility Strategy Portfolio, 030 |
CULOEX |
4/9/2021 |
$0.0000 |
$10.1006 |
2/3/2020 |
5/3/2021
|
ULOW030 |
40175F564, 40175F572, 40175F580, 40175F598 |
|
US Low Volatility Strategy Portfolio, 031 |
CULOFX |
4/9/2021 |
$0.0000 |
$12.2842 |
5/1/2020 |
8/3/2021
|
ULOW031 |
40176A226, 40176A234, 40176A242, 40176A259 |
|
US Low Volatility Strategy Portfolio, 032 |
CULOGX |
4/9/2021 |
$0.0000 |
$10.4596 |
8/3/2020 |
11/2/2021
|
ULOW032 |
40176C107, 40176C115, 40176C123, 40176C131 |
|
US Low Volatility Strategy Portfolio, 033 |
CULOHX |
4/9/2021 |
$0.0000 |
$10.8058 |
11/2/2020 |
2/3/2022
|
ULOW033 |
40176D345, 40176D352, 40176D360, 40176D378 |
|
US SMID High Dividend Portfolio, 035 |
CSMHJX |
4/9/2021 |
$0.0000 |
$10.9367 |
1/21/2020 |
4/20/2021
|
SMHD035 |
40175F226, 40175F234, 40175F242, 40175F259 |
|
US SMID High Dividend Portfolio, 036 |
CSMHKX |
4/9/2021 |
$0.0000 |
$16.6748 |
4/20/2020 |
7/20/2021
|
SMHD036 |
40175Y746, 40175Y753, 40175Y761, 40175Y779 |
|
US SMID High Dividend Portfolio, 037 |
CSMHLX |
4/9/2021 |
$0.0000 |
$13.8251 |
7/20/2020 |
10/18/2021
|
SMHD037 |
40176B588, 40176B596, 40176B604, 40176B612 |
|
US SMID High Dividend Portfolio, 038 |
CSMHMX |
4/9/2021 |
$0.0000 |
$13.5826 |
10/16/2020 |
1/21/2022
|
SMHD038 |
40176C701, 40176C719, 40176C727, 40176C735 |
|
Utilities Portfolio, 030 |
COPUFX |
4/9/2021 |
$0.0000 |
$9.9664 |
7/15/2019 |
7/15/2021
|
DUS030 |
40174K309, 40174K317, 40174K325, 40174K333 |
|
Utilities Portfolio, 031 |
COPUGX |
4/9/2021 |
$0.0000 |
$9.4779 |
1/13/2020 |
1/13/2022
|
DUS031 |
40175F184, 40175F192, 40175F200, 40175F218 |
|
Utilities Portfolio, 032 |
COPUHX |
4/9/2021 |
$0.0000 |
$11.0202 |
7/13/2020 |
7/13/2022
|
DUS032 |
40176B505, 40176B513, 40176B521, 40176B539 |
|
Zacks Income Advantage Strategy Portfolio, 049 |
CCZIYX |
4/9/2021 |
$0.0000 |
$9.2722 |
2/18/2020 |
5/17/2021
|
CZIP049 |
40175F721, 40175F739, 40175F747, 40175F754 |
|
Zacks Income Advantage Strategy Portfolio, 050 |
CCZIZX |
4/9/2021 |
$0.0000 |
$14.8355 |
4/13/2020 |
7/13/2021
|
CZIP050 |
40176A184, 40176A192, 40176A200, 40176A218 |
|
Zacks Income Advantage Strategy Portfolio, 051 |
CCZIAX |
4/9/2021 |
$0.0000 |
$13.5835 |
7/13/2020 |
10/13/2021
|
CZIP051 |
40176B422, 40176B430, 40176B448, 40176B455 |
|
Zacks Income Advantage Strategy Portfolio, 052 |
CCZIBX |
4/9/2021 |
$0.0000 |
$13.1048 |
10/8/2020 |
1/10/2022
|
CZIP052 |
40176C669, 40176C677, 40176C685, 40176C693 |