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Secondary UITs

CUSIPs Trust NASDAQ Ticker Symbol Price Date Offer1 Liquidation2 Deposit Date Mandatory Maturity Date
  Advisory Series: Investment Grade Corporate 3-7 Year Trust, 002 CAGIBX 11/19/2019 $0.0000 $994.8600 6/27/2018 5/15/2025 AGIGS002 40173X443
  Advisory Series: Investment Grade Corporate Trust 3-7 Year (FEE-BASED ONLY), 001 CAGIAX 11/19/2019 $0.0000 $992.1000 4/18/2018 3/25/2025 AGIGS001 40173V124
  Alerian Energy Infrastructure & MLP Capital Strength Portfolio, 006 CAMIFX 11/19/2019 $0.0000 $8.5038 4/8/2019 7/8/2020 AMII006 40174G720, 40174G738, 40174G746, 40174G753
  Alerian Energy Infrastructure & MLP Capital Strength Portfolio, 007 CAMIGX 11/19/2019 $0.0000 $8.7127 7/8/2019 10/8/2020 AMII007 40174K226, 40174K234, 40174K242, 40174K259
  Alerian MLP Infrastructure & Income Portfolio, 004 CAMIDX 11/19/2019 $0.0000 $8.5955 10/5/2018 1/7/2020 AMII004 40174B754, 40174B762, 40174B770, 40174B788
  Alerian MLP Infrastructure & Income Portfolio, 005 CAMIEX 11/19/2019 $0.0000 $9.7177 1/7/2019 4/8/2020 AMII005 40174E352, 40174E360, 40174E378, 40174E386
  Alternative Income Portfolio, 011 CAIPKX 11/19/2019 $0.0000 $9.5503 4/13/2018 4/13/2020 AIP011 40173W569, 40173W577, 40173W585, 40173W593
  Alternative Income Portfolio, 012 CAIPLX 11/19/2019 $0.0000 $9.2782 10/12/2018 10/12/2020 AIP012 40174B796, 40174B804, 40174B812, 40174B820
  Alternative Income Portfolio, 013 CAIPMX 11/19/2019 $0.0000 $9.1158 4/15/2019 4/15/2021 AIP013 40174G803, 40174G811, 40174G829, 40174G837
  Balanced Income Builder Portfolio, 022 CGBIVX 11/19/2019 $0.0000 $9.5897 1/26/2018 1/27/2020 GBIB022 40173T749, 40173T756, 40173T764, 40173T772
  Balanced Income Builder Portfolio, 023 CGBIWX 11/19/2019 $0.0000 $9.9585 4/20/2018 4/20/2020 GBIB023 40173W320, 40173W338, 40173W346, 40173W353
  Balanced Income Builder Portfolio, 024 CGBIYX 11/19/2019 $0.0000 $10.2166 7/20/2018 7/20/2020 GBIB024 40173Y706, 40173Y714, 40173Y722, 40173Y730
  Balanced Income Builder Portfolio, 025 CGBIZX 11/19/2019 $0.0000 $9.9817 10/19/2018 10/19/2020 GBIB025 40174C265, 40174C273, 40174C281, 40174C299
  Balanced Income Builder Portfolio, 026 CGBIAX 11/19/2019 $0.0000 $10.2893 2/12/2019 4/20/2021 GBIB026 40174E550, 40174E568, 40174E576, 40174E584
  Balanced Income Builder Portfolio, 027 CGBIBX 11/19/2019 $0.0000 $10.0132 4/22/2019 4/22/2021 GBIB027 40174H348, 40174H355, 40174H363, 40174H371
  Balanced Income Builder Portfolio, 028 CGBICX 11/19/2019 $0.0000 $9.8635 7/19/2019 7/19/2021 GBIB028 40174K424, 40174K432, 40174K440, 40174K457
  BDC Scorecard Portfolio, 013 CBDCMX 11/19/2019 $0.0000 $9.2070 9/17/2018 12/17/2019 BDCS013 40174B390, 40174B408, 40174B416, 40174B424
  BDC Scorecard Portfolio, 014 CBDCNX 11/19/2019 $0.0000 $10.9407 12/17/2018 3/16/2020 BDCS014 40174D701, 40174D719, 40174D727, 40174D735
  BDC Scorecard Portfolio, 015 CBDCOX 11/19/2019 $0.0000 $9.9777 3/15/2019 6/17/2020 BDCS015 40174G308, 40174G316, 40174G324, 40174G332
  BDC Scorecard Portfolio, 016 CBDCPX 11/19/2019 $0.0000 $9.7420 6/17/2019 9/17/2020 BDCS016 40174J666, 40174J674, 40174J682, 40174J690
  Blue Chip Growth Portfolio, 017 CBCHQX 11/19/2019 $0.0000 $11.7870 2/20/2018 2/20/2020 BCHP017 40173U605, 40173U613, 40173U621, 40173U639
  Blue Chip Growth Portfolio, 018 CBCHRX 11/19/2019 $0.0000 $11.5708 5/17/2018 5/18/2020 BCHP018 40173X187, 40173X195, 40173X203, 40173X211
  Blue Chip Growth Portfolio, 019 CBCHSX 11/19/2019 $0.0000 $11.0642 8/17/2018 8/17/2020 BCHP019 40174A624, 40174A632, 40174A640, 40174A657
  Blue Chip Growth Portfolio, 020 CBCHTX 11/19/2019 $0.0000 $11.5025 11/16/2018 11/16/2020 BCHP020 40174C786, 40174C794, 40174C802, 40174C810
  Blue Chip Growth Portfolio, 021 CBCHUX 11/19/2019 $0.0000 $11.1124 2/15/2019 2/16/2021 BCHP021 40174F300, 40174F318, 40174F326, 40174F334
  Blue Chip Growth Portfolio, 022 CBCHVX 11/19/2019 $0.0000 $10.9670 5/15/2019 5/17/2021 BCHP022 40174H629, 40174H637, 40174H645, 40174H652
  Blue Chip Growth Portfolio, 023 CBCHWX 11/19/2019 $0.0000 $10.1928 8/19/2019 8/19/2021 BCHP023 40175A300, 40175A318, 40175A326, 40175A334
  Build America Bonds Trust, 001 CGBAAX 11/19/2019 $0.0000 $765.6600 7/20/2010 7/1/2042 GBAB001 18387Q446, 18387Q453
  Build America Bonds Trust, 002 CGBABX 11/19/2019 $0.0000 $860.2400 8/12/2010 2/1/2042 GBAB002 18387Q503, 18387Q511
  Build America Bonds Trust, 003 CGBACX 11/19/2019 $0.0000 $913.2200 8/20/2010 7/1/2042 GBAB003 18387Q529, 18387Q537
  Build America Bonds Trust, 004 CGBADX 11/19/2019 $0.0000 $819.0100 9/10/2010 8/1/2042 GBAB004 18387R105, 18387R113
  Build America Bonds Trust, 005 CGBAEX 11/19/2019 $0.0000 $879.4100 10/7/2010 7/1/2042 GBAB005 40167C488, 40167C496
  Build America Bonds Trust, 006 CGBAFX 11/19/2019 $0.0000 $752.2700 11/16/2010 7/1/2045 GBAB006 40167C868, 40167C876
  Build America Bonds Trust, 007 CGBAGX 11/19/2019 $0.0000 $784.4800 1/14/2011 1/1/2042 GBAB007 40167R782, 40167R790
  California Municipal Portfolio of CEFs, 024 CECAYX 11/19/2019 $0.0000 $8.9393 12/6/2017 12/6/2019 DCCA024 40173C407, 40173C415, 40173C423, 40173C431
  California Municipal Portfolio of CEFs, 025 CECAZX 11/19/2019 $0.0000 $9.9881 3/6/2018 3/6/2020 DCCA025 40173V132, 40173V140, 40173V157, 40173V165
  California Municipal Portfolio of CEFs, 026 CECAAX 11/19/2019 $0.0000 $9.9562 6/6/2018 6/5/2020 DCCA026 40173X492, 40173X518, 40173X526, 40173X534
  California Municipal Portfolio of CEFs, 027 CECABX 11/19/2019 $0.0000 $10.8596 10/30/2018 12/4/2020 DCCA027 40174C380, 40174C398, 40174C406, 40174C414
  California Municipal Portfolio of CEFs, 028 CECACX 11/19/2019 $0.0000 $10.2990 3/7/2019 3/8/2021 DCCA028 40174G183, 40174G191, 40174G209, 40174G217
  California Municipal Portfolio of CEFs, 029 CECADX 11/19/2019 $0.0000 $9.9192 6/6/2019 6/7/2021 DCCA029 40174J583, 40174J591, 40174J609, 40174J617
  Convertible & Income Portfolio of Funds, 028 CECICX 11/19/2019 $0.0000 $9.3441 4/6/2018 4/8/2020 DCEC028 40173W148, 40173W155, 40173W163, 40173W171
  Convertible & Income Portfolio of Funds, 029 CECIDX 11/19/2019 $0.0000 $9.5755 10/5/2018 10/5/2020 DCEC029 40174B713, 40174B721, 40174B739, 40174B747
  Convertible & Income Portfolio of Funds, 030 CECIEX 11/19/2019 $0.0000 $9.9450 4/4/2019 4/5/2021 DCEC030 40174G688, 40174G696, 40174G704, 40174G712
  Core Four 60/40 Retirement Portfolio, 005 CCFOEX 11/19/2019 $0.0000 $10.5288 11/16/2018 2/19/2020 CFOR005 40174D180, 40174D198, 40174D206, 40174D214
  Core Four 60/40 Retirement Portfolio, 006 CCFOFX 11/19/2019 $0.0000 $10.4101 2/13/2019 5/20/2020 CFOR006 40174F508, 40174F516, 40174F524, 40174F532
  Core Four 60/40 Retirement Portfolio, 007 CCFOGX 11/19/2019 $0.0000 $10.3201 5/20/2019 8/17/2020 CFOR007 40174H827, 40174H835, 40174H843, 40174H850
  Core Four 60/40 Retirement Portfolio, 008 CCFOHX 11/19/2019 $0.0000 $10.1050 8/16/2019 11/18/2020 CFOR008 40175A185, 40175A193, 40175A201, 40175A219
  Corporate High Yield & Income Portfolio of CEFs, 033 CEIPEX 11/19/2019 $0.0000 $9.1980 2/2/2018 2/3/2020 DCEI033 40173U241, 40173U258, 40173U266, 40173U274
  Corporate High Yield & Income Portfolio of CEFs, 034 CEIPFX 11/19/2019 $0.0000 $9.2859 8/2/2018 8/3/2020 DCEI034 40174A269, 40174A277, 40174A285, 40174A293
  Corporate High Yield & Income Portfolio of CEFs, 035 CEIPGX 11/19/2019 $0.0000 $10.0443 2/1/2019 2/1/2021 DCEI035 40174E832, 40174E840, 40174E857, 40174E865
  Covered Call & Income Portfolio of CEFs, 040 CCCILX 11/19/2019 $0.0000 $9.1340 12/6/2017 12/6/2019 COV040 40173C480, 40173C498, 40173C506, 40173C514
  Covered Call & Income Portfolio of CEFs, 041 CCCIMX 11/19/2019 $0.0000 $9.0467 6/6/2018 6/5/2020 COV041 40173X542, 40173X559, 40173X567, 40173X575
  Covered Call & Income Portfolio of CEFs, 042 CCCINX 11/19/2019 $0.0000 $10.0955 12/6/2018 12/7/2020 COV042 40174D586, 40174D594, 40174D602, 40174D610
  Defined GNMA Portfolio, 014 CGNMBX 11/19/2019 $0.0000 $0.7764 6/28/2002 6/18/2032 DGNMA014 183845452
  Defined GNMA Portfolio, 015 CGNMCX 11/19/2019 $0.0000 $1.4234 9/3/2003 9/2/2033 DGNMA015 18384P193
  Defined GNMA Portfolio, 016 CGNMDX 11/19/2019 $0.0000 $0.1766 3/8/2005 3/8/2035 DGNMA016 183840222
  Defined GNMA Portfolio, 017 CGNMEX 11/19/2019 $0.0000 $0.1976 12/8/2005 12/31/2035 DGNMA017 183842236
  Discount Opportunity Strategy Portfolio of CEFs, 013 CGDOMX 11/19/2019 $0.0000 $9.3661 12/15/2017 12/16/2019 GDOS013 40173C720, 40173C738, 40173C746, 40173C753
  Discount Opportunity Strategy Portfolio of CEFs, 014 CGDONX 11/19/2019 $0.0000 $9.0167 6/15/2018 6/15/2020 GDOS014 40173X724, 40173X732, 40173X740, 40173X757
  Discount Opportunity Strategy Portfolio of CEFs, 015 CGDOOX 11/19/2019 $0.0000 $10.7352 12/6/2018 12/7/2020 GDOS015 40174D545, 40174D552, 40174D560, 40174D578
  Diversified Credit Portfolio of ETFs, 012 CDCPLX 11/19/2019 $0.0000 $9.6636 2/15/2018 2/17/2020 DCP012 40173U480, 40173U498, 40173U506, 40173U514
  Diversified Credit Portfolio of ETFs, 013 CDCPMX 11/19/2019 $0.0000 $9.8759 8/15/2018 8/17/2020 DCP013 40174A509, 40174A517, 40174A525, 40174A533
  Diversified Credit Portfolio of ETFs, 014 CDCPNX 11/19/2019 $0.0000 $9.9503 2/12/2019 2/12/2021 DCP014 40174F466, 40174F474, 40174F482, 40174F490
  Diversified Dividend & Income Portfolio, 028 CDDICX 11/19/2019 $0.0000 $11.4736 3/23/2018 3/23/2020 DDI028 40173V496, 40173V504, 40173V512, 40173V520
  Diversified Dividend & Income Portfolio, 029 CDDIDX 11/19/2019 $0.0000 $10.3793 9/24/2018 9/24/2020 DDI029 40174B473, 40174B481, 40174B499, 40174B507
  Diversified Dividend & Income Portfolio, 030 CDDIEX 11/19/2019 $0.0000 $11.2582 3/22/2019 3/22/2021 DDI030 40174G506, 40174G514, 40174G522, 40174G530
  Diversified Income Wave Portfolio, 070 CFWAEX 11/19/2019 $0.0000 $9.1307 9/7/2018 12/9/2019 FWAV070 40174B192, 40174B200, 40174B218, 40174B226
  Diversified Income Wave Portfolio, 071 CFWAFX 11/19/2019 $0.0000 $10.4380 12/7/2018 3/9/2020 FWAV071 40174D669, 40174D677, 40174D685, 40174D693
  Diversified Income Wave Portfolio, 072 CFWAGX 11/19/2019 $0.0000 $10.0424 3/7/2019 6/8/2020 FWAV072 40174G142, 40174G159, 40174G167, 40174G175
  Diversified Income Wave Portfolio, 073 CFWAHX 11/19/2019 $0.0000 $9.7486 6/7/2019 9/9/2020 FWAV073 40174J625, 40174J633, 40174J641, 40174J658
  Dividend Growth Portfolio, 006 CDGPFX 11/19/2019 $0.0000 $12.7107 11/26/2014 11/27/2019 DGP006 40169E102, 40169E110, 40169E128, 40169E136
  Dividend Growth Portfolio, 007 CDGPGX 11/19/2019 $0.0000 $12.2733 5/27/2015 5/27/2020 DGP007 40169M344, 40169M351, 40169M369, 40169M377
  Dividend Growth Portfolio, 008 CDGPHX 11/19/2019 $0.0000 $13.9094 11/25/2015 11/25/2020 DGP008 40170B667, 40170B675, 40170B683, 40170B691
  Dividend Growth Portfolio, 009 CDGPIX 11/19/2019 $0.0000 $13.2837 5/25/2016 5/25/2021 DGP009 40171J263, 40171J271, 40171J289, 40171J297
  Dividend Growth Portfolio, 010 CDGPJX 11/19/2019 $0.0000 $13.2662 11/23/2016 11/23/2021 DGP010 40171N629, 40171N637, 40171N645, 40171N652
  Dividend Growth Portfolio, 011 CDGPKX 11/19/2019 $0.0000 $12.4976 5/23/2017 5/23/2022 DGP011 40172U648, 40172U655, 40172U663, 40172U671
  Dividend Growth Portfolio, 012 CDGPLX 11/19/2019 $0.0000 $12.4756 8/16/2017 11/16/2022 DGP012 40170D523, 40170D531, 40170D549, 40170D556
  Dividend Growth Portfolio, 013 CDGPMX 11/19/2019 $0.0000 $11.4680 2/15/2018 2/15/2023 DGP013 40173V579, 40173V587, 40173V595, 40173V603
  Dividend Growth Portfolio, 014 CDGPNX 11/19/2019 $0.0000 $10.9432 8/15/2018 8/15/2023 DGP014 40174A426, 40174A434, 40174A442, 40174A459
  Dividend Growth Portfolio, 015 CDGPOX 11/19/2019 $0.0000 $10.5807 2/15/2019 2/15/2024 DGP015 40174F342, 40174F359, 40174F367, 40174F375
  Dividend Strength Portfolio, 028 CGROCX 11/19/2019 $0.0000 $11.5954 11/22/2017 11/22/2019 GROW028 40173C183, 40173C191, 40173C209, 40173C217
  Dividend Strength Portfolio, 029 CGRODX 11/19/2019 $0.0000 $11.2690 2/26/2018 2/26/2020 GROW029 40173U720, 40173U738, 40173U746, 40173U753
  Dividend Strength Portfolio, 030 CGROEX 11/19/2019 $0.0000 $11.4796 5/25/2018 5/26/2020 GROW030 40173X310, 40173X328, 40173X336, 40173X344
  Dividend Strength Portfolio, 031 CGROFX 11/19/2019 $0.0000 $10.8309 8/24/2018 8/24/2020 GROW031 40174A749, 40174A756, 40174A764, 40174A772
  Dividend Strength Portfolio, 032 CGROGX 11/19/2019 $0.0000 $11.7018 11/26/2018 11/27/2020 GROW032 40174D263, 40174D271, 40174D289, 40174D297
  Dividend Strength Portfolio, 033 CGROHX 11/19/2019 $0.0000 $10.9385 2/22/2019 2/22/2021 GROW033 40174F748, 40174F755, 40174F763, 40174F771
  Dividend Strength Portfolio, 034 CGROIX 11/19/2019 $0.0000 $10.3980 5/23/2019 5/24/2021 GROW034 40174J229, 40174J237, 40174J245, 40174J252
  Dow 10 Portfolio, 035 CDOWJX 11/19/2019 $0.0000 $10.2249 10/2/2018 1/2/2020 DDP035 40174B556, 40174B564, 40174B572, 40174B580
  Dow 10 Portfolio, 036 CDOWKX 11/19/2019 $0.0000 $10.4039 1/2/2019 4/3/2020 DDP036 40174E238, 40174E246, 40174E253, 40174E261
  Dow 10 Portfolio, 037 CDOWLX 11/19/2019 $0.0000 $9.7917 4/3/2019 7/6/2020 DDP037 40174G563, 40174G571, 40174G589, 40174G597
  Dow 10 Portfolio, 038 CDOWMX 11/19/2019 $0.0000 $9.7742 7/3/2019 10/2/2020 DDP038 40174K101, 40174K119, 40174K127, 40174K135
  Dow Jones Sustainable Growth Portfolio, 005 CSUSEX 11/19/2019 $0.0000 $11.8386 11/16/2018 2/19/2020 SUST005 40174D107, 40174D115, 40174D123, 40174D131
  Dow Jones Sustainable Growth Portfolio, 006 CSUSFX 11/19/2019 $0.0000 $11.5578 2/19/2019 5/20/2020 SUST006 40174F789, 40174F797, 40174F805, 40174F813
  Dow Jones Sustainable Growth Portfolio, 007 CSUSGX 11/19/2019 $0.0000 $10.9580 5/20/2019 8/17/2020 SUST007 40174J104, 40174J112, 40174J120, 40174J138
  Dow Jones Sustainable Growth Portfolio, 008 CSUSHX 11/19/2019 $0.0000 $10.5193 8/16/2019 11/18/2020 SUST008 40175A227, 40175A235, 40175A243, 40175A250
  Dow Jones Value Dividend Focus Portfolio, 034 CRBDIX 11/19/2019 $0.0000 $9.2662 9/17/2018 12/17/2019 RBPD034 40174B358, 40174B366, 40174B374, 40174B382
  Dow Jones Value Dividend Focus Portfolio, 035 CRBDJX 11/19/2019 $0.0000 $11.2141 12/17/2018 3/16/2020 RBPD035 40174E105, 40174E113, 40174E121, 40174E139
  Dow Jones Value Dividend Focus Portfolio, 036 CRBDKX 11/19/2019 $0.0000 $10.1926 3/15/2019 6/17/2020 RBPD036 40174G340, 40174G357, 40174G365, 40174G373
  Dow Jones Value Dividend Focus Portfolio, 037 CRBDLX 11/19/2019 $0.0000 $10.6231 6/17/2019 9/17/2020 RBPD037 40174J708, 40174J716, 40174J724, 40174J732
  Emerging Markets Dividend Strategy Portfolio, 027 CGEMBX 11/19/2019 $0.0000 $10.1688 8/23/2018 11/26/2019 GEMD027 40174A665, 40174A673, 40174A681, 40174A699
  Emerging Markets Dividend Strategy Portfolio, 028 CGEMCX 11/19/2019 $0.0000 $10.7721 11/26/2018 2/25/2020 GEMD028 40174D222, 40174D230, 40174D248, 40174D255
  Emerging Markets Dividend Strategy Portfolio, 029 CGEMDX 11/19/2019 $0.0000 $9.0347 2/25/2019 5/26/2020 GEMD029 40174F623, 40174F631, 40174F649, 40174F656
  Emerging Markets Dividend Strategy Portfolio, 030 CGEMEX 11/19/2019 $0.0000 $9.8600 5/23/2019 8/24/2020 GEMD030 40174J146, 40174J153, 40174J161, 40174J179
  Energy Portfolio, 024 CENPYX 11/19/2019 $0.0000 $7.1749 1/12/2018 1/13/2020 DES024 40173T343, 40173T350, 40173T368, 40173T376
  Energy Portfolio, 025 CENPZX 11/19/2019 $0.0000 $6.4245 7/12/2018 7/13/2020 DES025 40173Y508, 40173Y516, 40173Y524, 40173Y532
  Energy Portfolio, 026 CENPAX 11/19/2019 $0.0000 $7.8343 1/14/2019 1/14/2021 DES026 40174E436, 40174E444, 40174E451, 40174E469
  Enhanced Quality 16 Strategy Portfolio, 013 CEQSMX 11/19/2019 $0.0000 $9.9334 10/5/2018 1/8/2020 EQST013 40174B671, 40174B689, 40174B697, 40174B705
  Enhanced Quality 16 Strategy Portfolio, 014 CEQSNX 11/19/2019 $0.0000 $12.4102 1/8/2019 4/8/2020 EQST014 40174E394, 40174E402, 40174E410, 40174E428
  Equity & Income Portfolio of CEFs, 043 CCEERX 11/19/2019 $0.0000 $9.5307 12/6/2017 12/6/2019 CEEI043 40173C449, 40173C456, 40173C464, 40173C472
  Equity & Income Portfolio of CEFs, 044 CCEESX 11/19/2019 $0.0000 $9.5086 6/6/2018 6/5/2020 CEEI044 40173X450, 40173X468, 40173X476, 40173X484
  Equity & Income Portfolio of CEFs, 045 CCEETX 11/19/2019 $0.0000 $10.6699 12/6/2018 12/7/2020 CEEI045 40174D461, 40174D479, 40174D487, 40174D495
  European Capital Strength Portfolio, 016 CECPPX 11/19/2019 $0.0000 $9.7775 5/17/2018 5/18/2020 ECAP016 40173X229, 40173X237, 40173X245, 40173X252
  European Capital Strength Portfolio, 017 CECPQX 11/19/2019 $0.0000 $11.6629 11/16/2018 11/16/2020 ECAP017 40174D149, 40174D156, 40174D164, 40174D172
  European Capital Strength Portfolio, 018 CECPRX 11/19/2019 $0.0000 $10.0919 5/15/2019 5/17/2021 ECAP018 40174H744, 40174H751, 40174H769, 40174H777
  European High Dividend Portfolio, 013 CEUHMX 11/19/2019 $0.0000 $9.9239 9/17/2018 12/17/2019 EUHD013 40174B432, 40174B440, 40174B457, 40174B465
  European High Dividend Portfolio, 014 CEUHNX 11/19/2019 $0.0000 $11.1093 12/17/2018 3/16/2020 EUHD014 40174D743, 40174D750, 40174D768, 40174D776
  Financials Portfolio, 011 CFINKX 11/19/2019 $0.0000 $10.0300 4/13/2018 4/13/2020 FIN011 40173W601, 40173W619, 40173W627, 40173W635
  Financials Portfolio, 012 CFINLX 11/19/2019 $0.0000 $10.7325 10/12/2018 10/12/2020 FIN012 40174C109, 40174C117, 40174C125, 40174C133
  Flaherty & Crumrine Preferred Portfolio, 045 CPRETX 11/19/2019 $0.0000 $9.7824 1/24/2018 1/24/2020 PREF045 40173T665, 40173T673, 40173T681, 40173T699
  Flaherty & Crumrine Preferred Portfolio, 046 CPREUX 11/19/2019 $0.0000 $9.7966 5/18/2018 5/18/2020 PREF046 40173W403, 40173W411, 40173W429, 40173W437
  Flaherty & Crumrine Preferred Portfolio, 047 CPREVX 11/19/2019 $0.0000 $10.3776 11/14/2018 11/16/2020 PREF047 40174C703, 40174C711, 40174C729, 40174C737
  Flaherty & Crumrine Preferred Portfolio, 048 CPREWX 11/19/2019 $0.0000 $9.9955 5/10/2019 5/10/2021 PREF048 40174H587, 40174H595, 40174H603, 40174H611
  Floating Rate & Dividend Growth Portfolio, 017 CFRDQX 11/19/2019 $0.0000 $10.3476 4/30/2018 4/30/2020 FRDG017 40173W486, 40173W494, 40173W502, 40173W510
  Floating Rate & Dividend Growth Portfolio, 018 CFRDRX 11/19/2019 $0.0000 $10.4339 10/31/2018 11/2/2020 FRDG018 40174C422, 40174C430, 40174C448, 40174C455
  Floating Rate & Dividend Growth Portfolio, 019 CFRDSX 11/19/2019 $0.0000 $10.0155 4/29/2019 4/29/2021 FRDG019 40174H306, 40174H314, 40174H322, 40174H330
  Global 100 Dividend Strategy Portfolio, 016 CGONPX 11/19/2019 $0.0000 $9.1005 9/17/2018 12/17/2019 GONE016 40174B317, 40174B325, 40174B333, 40174B341
  Global 100 Dividend Strategy Portfolio, 017 CGONQX 11/19/2019 $0.0000 $10.3870 12/17/2018 3/16/2020 GONE017 40174D784, 40174D792, 40174D800, 40174D818
  Global 100 Dividend Strategy Portfolio, 018 CGONRX 11/19/2019 $0.0000 $9.7573 3/15/2019 6/17/2020 GONE018 40174G423, 40174G431, 40174G449, 40174G456
  Global 100 Dividend Strategy Portfolio, 019 CGONSX 11/19/2019 $0.0000 $9.8953 6/17/2019 9/17/2020 GONE019 40174J740, 40174J757, 40174J765, 40174J773
  Global Balanced Income Builder Portfolio, 011 CGBLKX 11/19/2019 $0.0000 $9.5422 1/26/2018 1/27/2020 GBAL011 40173T707, 40173T715, 40173T723, 40173T731
  Global Balanced Income Builder Portfolio, 012 CGBLLX 11/19/2019 $0.0000 $9.8182 7/26/2018 7/27/2020 GBAL012 40174A103, 40174A111, 40174A129, 40174A137
  Global Balanced Income Builder Portfolio, 013 CGBLMX 11/19/2019 $0.0000 $10.1410 2/12/2019 2/12/2021 GBAL013 40174E790, 40174E808, 40174E816, 40174E824
  GNMA Portfolio, 018 CGNMQX 11/19/2019 $0.0000 $5.5906 7/21/2011 10/15/2040 DGNMA018 40167J467, 40167J475
  GNMA Portfolio, 019 CGNMRX 11/19/2019 $0.0000 $5.4763 11/20/2012 11/15/2042 DGNMA019 40166G183, 40166G191
  Health Care Portfolio, 024 CHCRYX 11/19/2019 $0.0000 $10.9092 1/12/2018 1/13/2020 DHS024 40173T384, 40173T392, 40173T400, 40173T418
  Health Care Portfolio, 025 CHCRZX 11/19/2019 $0.0000 $10.4143 7/12/2018 7/13/2020 DHS025 40173Y540, 40173Y557, 40173Y565, 40173Y573
  Health Care Portfolio, 026 CHCRAX 11/19/2019 $0.0000 $10.9559 1/14/2019 1/14/2021 DHS026 40174E477, 40174E485, 40174E493, 40174E501
  Income & Treasury Limited Duration Portfolio of Funds, 057 CFICEX 11/19/2019 $0.0000 $9.8243 9/7/2018 12/9/2019 FICE057 40174B150, 40174B168, 40174B176, 40174B184
  Income & Treasury Limited Duration Portfolio of Funds, 058 CFICFX 11/19/2019 $0.0000 $10.4720 12/7/2018 3/9/2020 FICE058 40174D628, 40174D636, 40174D644, 40174D651
  Income & Treasury Limited Duration Portfolio of Funds, 059 CFICGX 11/19/2019 $0.0000 $10.0782 3/7/2019 6/8/2020 FICE059 40174G100, 40174G118, 40174G126, 40174G134
  Income & Treasury Limited Duration Portfolio of Funds, 060 CFICHX 11/19/2019 $0.0000 $9.9179 6/7/2019 9/9/2020 FICE060 40174J542, 40174J559, 40174J567, 40174J575
  Infrastructure & MLP Portfolio of CEFs, 033 CCEIHX 11/19/2019 $0.0000 $7.2897 2/15/2018 2/17/2020 CEIF033 40173U407, 40173U415, 40173U423, 40173U431
  Infrastructure & MLP Portfolio of CEFs, 034 CCEIIX 11/19/2019 $0.0000 $7.9161 5/2/2018 5/4/2020 CEIF034 40173W817, 40173W825, 40173W833, 40173W841
  Infrastructure & MLP Portfolio of CEFs, 035 CCEIJX 11/19/2019 $0.0000 $7.2519 8/2/2018 8/3/2020 CEIF035 40174A228, 40174A236, 40174A244, 40174A251
  Infrastructure & MLP Portfolio of CEFs, 036 CCEIKX 11/19/2019 $0.0000 $8.8677 11/2/2018 11/2/2020 CEIF036 40174C661, 40174C679, 40174C687, 40174C695
  Infrastructure & MLP Portfolio of CEFs, 037 CCEILX 11/19/2019 $0.0000 $8.8152 2/8/2019 2/8/2021 CEIF037 40174F185, 40174F193, 40174F201, 40174F219
  Infrastructure & MLP Portfolio of CEFs, 038 CCEIMX 11/19/2019 $0.0000 $8.6678 5/8/2019 5/10/2021 CEIF038 40174H546, 40174H553, 40174H561, 40174H579
  Infrastructure & MLP Portfolio of CEFs, 039 CCEINX 11/19/2019 $0.0000 $9.0468 8/7/2019 8/9/2021 CEIF039 40174K705, 40174K713, 40174K721, 40174K739
  Intermediate Investment-Grade Corporate Trust, 017 CGIIQX 11/19/2019 $0.0000 $113.3200 1/28/2010 3/1/2021 GIIC017 18387J343, 18387J350
  Intermediate Investment-Grade Corporate Trust, 023 CGIIWX 11/19/2019 $0.0000 $166.4200 7/16/2010 4/15/2021 GIIC023 18387Q305, 18387Q313
  Intermediate Investment-Grade Corporate Trust, 024 CGIIYX 11/19/2019 $0.0000 $370.2000 8/10/2010 4/15/2021 GIIC024 18387Q420, 18387Q438
  Intermediate Investment-Grade Corporate Trust, 025 CGIIZX 11/19/2019 $0.0000 $217.2800 9/8/2010 4/15/2021 GIIC025 18387R204, 18387R212
  Intermediate Investment-Grade Corporate Trust, 026 CGIAAX 11/19/2019 $0.0000 $330.3800 10/19/2010 4/15/2021 GIIC026 40167C504, 40167C512
  Intermediate Investment-Grade Corporate Trust, 027 CGIABX 11/19/2019 $0.0000 $188.2800 12/17/2010 3/1/2021 GIIC027 40167R261, 40167R279
  Intermediate Investment-Grade Corporate Trust, 028 CGIACX 11/19/2019 $0.0000 $463.2100 3/10/2011 9/30/2020 GIIC028 40167D387, 40167D395
  Intermediate Investment-Grade Corporate Trust, 029 CGIADX 11/19/2019 $0.0000 $636.9000 6/9/2011 5/15/2021 GIIC029 40167E740, 40167E757
  International Dividend Strategy Portfolio, 041 CMVPPX 11/19/2019 $0.0000 $8.8211 10/2/2018 1/2/2020 MVP041 40174B598, 40174B606, 40174B614, 40174B622
  International Dividend Strategy Portfolio, 042 CMVPQX 11/19/2019 $0.0000 $10.1951 1/2/2019 4/3/2020 MVP042 40174E279, 40174E287, 40174E295, 40174E303
  International Dividend Strategy Portfolio, 043 CMVPRX 11/19/2019 $0.0000 $9.1023 4/3/2019 7/6/2020 MVP043 40174G605, 40174G613, 40174G621, 40174G639
  International Dividend Strategy Portfolio, 044 CMVPSX 11/19/2019 $0.0000 $9.3549 7/3/2019 10/2/2020 MVP044 40174K143, 40174K150, 40174K168, 40174K176
  Investment Grade Corporate Bond Portfolio, 003 CIGCAX 11/19/2019 $0.0000 $819.9500 6/13/2002 6/1/2034 DIGIT003 183845429
  Investment Grade Corporate Bond Portfolio, 005 CIGCCX 11/19/2019 $0.0000 $631.4500 12/4/2002 8/15/2034 DIGIT005 183845817
  Investment Grade Corporate Trust 3-7 Year, 001 CGIGAX 11/19/2019 $0.0000 $778.4600 8/28/2015 4/1/2022 GIGS001 40170A768, 40170A784
  Investment Grade Corporate Trust 3-7 Year, 002 CGIGBX 11/19/2019 $0.0000 $665.9200 2/3/2016 1/20/2023 GIGS002 40170X503, 40170X511
  Investment Grade Corporate Trust 3-7 Year, 003 CGIGCX 11/19/2019 $0.0000 $790.8700 3/3/2016 1/20/2023 GIGS003 40170C764, 40170C772
  Investment Grade Corporate Trust 3-7 Year, 004 CGIGDX 11/19/2019 $0.0000 $708.0500 3/24/2016 1/20/2023 GIGS004 40170X867, 40170X875
  Investment Grade Corporate Trust 3-7 Year, 005 CGIGEX 11/19/2019 $0.0000 $879.8300 4/22/2016 1/20/2023 GIGS005 40171J347, 40171J354
  Investment Grade Corporate Trust 3-7 Year, 006 CGIGFX 11/19/2019 $0.0000 $957.5900 6/24/2016 1/20/2023 GIGS006 40171K229, 40171K237
  Investment Grade Corporate Trust 3-7 Year, 007 CGIGGX 11/19/2019 $0.0000 $932.7700 8/18/2016 3/1/2023 GIGS007 40171K245, 40171K252
  Investment Grade Corporate Trust 3-7 Year, 008 CGIGHX 11/19/2019 $0.0000 $917.4700 2/9/2017 7/15/2023 GIGS008 40171L649, 40171L656
  Investment Grade Corporate Trust 3-7 Year, 009 CGIGIX 11/19/2019 $0.0000 $1,033.1700 7/13/2017 5/20/2024 GIGS009 40172R744, 40172R751
  Investment Grade Corporate Trust 3-7 Year, 010 CGIGJX 11/19/2019 $0.0000 $976.5800 11/30/2017 3/15/2024 GIGS010 40172X469, 40172X477
  Investment Grade Corporate Trust 3-7 Year, 011 CGIGLX 11/19/2019 $0.0000 $966.7700 2/16/2018 5/15/2024 GIGS011 40173U142
  Investment Grade Corporate Trust 3-7 Year, 012 CGIGMX 11/19/2019 $1,038.8900 $1,018.6200 10/18/2018 12/1/2024 GIGS012 40173W643
  Investment Grade Corporate Trust 5-8 Year, 001 CIGIAX 11/19/2019 $0.0000 $1,049.3200 9/22/2016 10/8/2024 GIGI001 40171L623, 40171L631
  Investment Grade Corporate Trust 5-8 Year, 002 CIGIBX 11/19/2019 $0.0000 $969.8700 4/28/2017 3/15/2025 GIGI002 40172V141, 40172V158
  Kensho New Horizons Portfolio, 001 CKSPAX 11/19/2019 $0.0000 $12.7936 12/12/2018 3/12/2020 KSPC001 40174E196, 40174E204, 40174E212, 40174E220
  Kensho New Horizons Portfolio, 002 CKSPBX 11/19/2019 $0.0000 $11.9034 3/12/2019 6/12/2020 KSPC002 40174G266, 40174G274, 40174G282, 40174G290
  Kensho New Horizons Portfolio, 003 CKSPCX 11/19/2019 $0.0000 $10.8781 6/12/2019 9/14/2020 KSPC003 40174J823, 40174J831, 40174J849, 40174J856
  Large-Cap Core Portfolio, 033 CACEHX 11/19/2019 $0.0000 $11.3517 2/28/2018 2/28/2020 LCAP033 40173U803, 40173U811, 40173U829, 40173U837
  Large-Cap Core Portfolio, 034 CACEIX 11/19/2019 $0.0000 $10.8337 8/27/2018 8/27/2020 LCAP034 40174A822, 40174A830, 40174A848, 40174A855
  Large-Cap Core Portfolio, 035 CACEJX 11/19/2019 $0.0000 $11.1151 2/22/2019 2/22/2021 LCAP035 40174F706, 40174F714, 40174F722, 40174F730
  Long-Term National Municipal Trust, 002 CGLTBX 11/19/2019 $0.0000 $548.9700 5/6/2011 8/15/2038 GLTM002 40167C520, 40167C538
  Long-Term National Municipal Trust, 003 CGLTCX 11/19/2019 $0.0000 $477.0700 6/16/2011 8/15/2043 GLTM003 40167H784, 40167H792
  ML Top Picks for 2019 (AVAILABLE THROUGH MERRILL LYNCH ADVISORS ONLY), 007 CMPIGX 11/19/2019 $0.0000 $10.5998 2/25/2019 4/17/2020 MPIX007 40174G548, 40174G555
  MLP & Energy Funds Portfolio, 020 CMLPTX 11/19/2019 $0.0000 $6.2395 12/22/2017 12/23/2019 MLP020 40173C845, 40173C852, 40173C860, 40173C878
  MLP & Energy Funds Portfolio, 021 CMLPUX 11/19/2019 $0.0000 $7.3176 3/23/2018 3/23/2020 MLP021 40173V538, 40173V546, 40173V553, 40173V561
  MLP & Energy Funds Portfolio, 022 CMLPVX 11/19/2019 $0.0000 $6.3417 6/22/2018 6/22/2020 MLP022 40173Y185, 40173Y193, 40173Y201, 40173Y219
  MLP & Energy Funds Portfolio, 023 CMLPWX 11/19/2019 $0.0000 $6.1497 9/28/2018 9/28/2020 MLP023 40174B515, 40174B523, 40174B531, 40174B549
  MLP & Energy Funds Portfolio, 024 CMLPYX 11/19/2019 $0.0000 $7.3616 1/31/2019 1/29/2021 MLP024 40174E147, 40174E154, 40174E162, 40174E170
  MLP & Energy Funds Portfolio, 025 CMLPZX 11/19/2019 $0.0000 $7.8744 5/31/2019 6/24/2021 MLP025 40174J385, 40174J393, 40174J401, 40174J419
  Multinational Titans Portfolio, 014 CMNTNX 11/19/2019 $0.0000 $12.3944 2/9/2018 4/9/2020 MNTP014 40173U324, 40173U332, 40173U340, 40173U357
  Multinational Titans Portfolio, 015 CMNTOX 11/19/2019 $0.0000 $11.0355 8/9/2018 8/10/2020 MNTP015 40174A343, 40174A350, 40174A368, 40174A376
  Multinational Titans Portfolio, 016 CMNTPX 11/19/2019 $0.0000 $11.7375 2/8/2019 2/8/2021 MNTP016 40174F268, 40174F276, 40174F284, 40174F292
  National Municipal Portfolio of CEFs, 037 CENMLX 11/19/2019 $0.0000 $10.4141 2/2/2018 2/3/2020 DCEN037 40173U209, 40173U217, 40173U225, 40173U233
  National Municipal Portfolio of CEFs, 038 CENMMX 11/19/2019 $0.0000 $10.4664 5/2/2018 5/4/2020 DCEN038 40173W775, 40173W783, 40173W791, 40173W809
  National Municipal Portfolio of CEFs, 039 CENMNX 11/19/2019 $0.0000 $10.3409 8/2/2018 8/3/2020 DCEN039 40174A186, 40174A194, 40174A202, 40174A210
  National Municipal Portfolio of CEFs, 040 CENMOX 11/19/2019 $0.0000 $11.2046 11/2/2018 11/2/2020 DCEN040 40174C620, 40174C638, 40174C646, 40174C653
  National Municipal Portfolio of CEFs, 041 CENMPX 11/19/2019 $0.0000 $10.4233 2/4/2019 2/4/2021 DCEN041 40174F144, 40174F151, 40174F169, 40174F177
  National Municipal Portfolio of CEFs, 042 CENMQX 11/19/2019 $0.0000 $10.0658 5/2/2019 5/3/2021 DCEN042 40174H421, 40174H439, 40174H447, 40174H454
  National Municipal Portfolio of CEFs, 043 CENMRX 11/19/2019 $0.0000 $9.4862 8/7/2019 8/9/2021 DCEN043 40174K663, 40174K671, 40174K689, 40174K697
  NDR Precious Metals & Miners Portfolio, 015 CPMMOX 11/19/2019 $0.0000 $12.5699 9/20/2018 9/21/2020 PMMP015 40174A384, 40174A392, 40174A400, 40174A418
  NDR Precious Metals & Miners Portfolio, 016 CPMMPX 11/19/2019 $0.0000 $11.3095 3/20/2019 4/20/2021 PMMP016 40174G464, 40174G472, 40174G480, 40174G498
  NDR Rising Rate Defensive Equity Portfolio, 011 CRREKX 11/19/2019 $0.0000 $10.3727 10/19/2018 10/19/2020 RREP011 40174C224, 40174C232, 40174C240, 40174C257
  NDR Rising Rate Defensive Equity Portfolio, 012 CRRELX 11/19/2019 $0.0000 $10.1056 4/22/2019 4/22/2021 RREP012 40174H181, 40174H199, 40174H207, 40174H215
  NDR Thematic Opportunities Portfolio, 005 CTOPEX 11/19/2019 $0.0000 $9.6357 8/27/2018 11/29/2019 TOP005 40174A780, 40174A798, 40174A806, 40174A814
  NDR Thematic Opportunities Portfolio, 006 CTOPFX 11/19/2019 $0.0000 $10.8185 11/28/2018 2/28/2020 TOP006 40174D388, 40174D396, 40174D404, 40174D412
  NDR Thematic Opportunities Portfolio, 007 CTOPGX 11/19/2019 $0.0000 $10.8593 2/28/2019 5/28/2020 TOP007 40174F540, 40174F557, 40174F565, 40174F573
  NDR Thematic Opportunities Portfolio, 008 CTOPHX 11/19/2019 $0.0000 $11.3047 5/28/2019 8/27/2020 TOP008 40174J302, 40174J310, 40174J328, 40174J336
  New Jersey Municipal Portfolio of CEFs, 021 CENJUX 11/19/2019 $0.0000 $9.6055 1/4/2018 1/6/2020 DCNJ021 40173T186, 40173T194, 40173T202, 40173T210
  New Jersey Municipal Portfolio of CEFs, 022 CENJVX 11/19/2019 $0.0000 $10.5735 6/20/2018 6/22/2020 DCNJ022 40173Y227, 40173Y235, 40173Y243, 40173Y250
  New York Municipal Portfolio of CEFs, 030 CENYEX 11/19/2019 $0.0000 $10.5753 5/2/2018 5/4/2020 DCNY030 40173W734, 40173W742, 40173W759, 40173W767
  New York Municipal Portfolio of CEFs, 031 CENYFX 11/19/2019 $0.0000 $11.1066 11/2/2018 11/2/2020 DCNY031 40174C588, 40174C596, 40174C604, 40174C612
  New York Municipal Portfolio of CEFs, 032 CENYGX 11/19/2019 $0.0000 $9.9766 5/2/2019 5/3/2021 DCNY032 40174H504, 40174H512, 40174H520, 40174H538
  Precious Metals & Miners Portfolio, 014 CPMMNX 11/19/2019 $0.0000 $11.2027 2/9/2018 4/9/2020 PMMP014 40173U365, 40173U373, 40173U381, 40173U399
  Quality Core Equity Portfolio, 004 CQQPDX 11/19/2019 $0.0000 $10.5056 8/15/2019 11/16/2020 QQP004 40175A581, 40175A599, 40175A607, 40175A615
  Quality Quantamental Portfolio (AVAILABLE THROUGH WELLS FARGO ADVISORS ONLY), 001 CQQPAX 11/19/2019 $0.0000 $11.2095 11/15/2018 2/18/2020 QQP001 40174D420, 40174D438, 40174D446, 40174D453
  Quality Quantamental Portfolio (AVAILABLE THROUGH WELLS FARGO ADVISORS ONLY), 002 CQQPBX 11/19/2019 $0.0000 $10.8670 2/15/2019 5/15/2020 QQP002 40174F383, 40174F391, 40174F409, 40174F417
  Quality Quantamental Portfolio (AVAILABLE THROUGH WELLS FARGO ADVISORS ONLY), 003 CQQPCX 11/19/2019 $0.0000 $10.4769 5/15/2019 8/17/2020 QQP003 40174H785, 40174H793, 40174H801, 40174H819
  REIT Portfolio, 018 CGRTRX 11/19/2019 $0.0000 $11.9679 2/9/2018 4/9/2020 GRET018 40173U282, 40173U290, 40173U308, 40173U316
  REIT Portfolio, 019 CGRTSX 11/19/2019 $0.0000 $11.1080 8/9/2018 8/10/2020 GRET019 40174A301, 40174A319, 40174A327, 40174A335
  REIT Portfolio, 020 CGRTTX 11/19/2019 $0.0000 $10.5466 2/8/2019 2/8/2021 GRET020 40174F227, 40174F235, 40174F243, 40174F250
  Rising Rate Defensive Equity Portfolio, 010 CRREJX 11/19/2019 $0.0000 $9.1601 4/20/2018 4/20/2020 RREP010 40173W361, 40173W379, 40173W387, 40173W395
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 013 CACTMX 11/19/2019 $0.0000 $11.5503 10/23/2018 1/23/2020 ACTS013 40174C307, 40174C315, 40174C323, 40174C331
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 014 CACTNX 11/19/2019 $0.0000 $11.8067 1/23/2019 4/27/2020 ACTS014 40174E717, 40174E725, 40174E733, 40174E741
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 015 CACTOX 11/19/2019 $0.0000 $10.4931 4/25/2019 7/27/2020 ACTS015 40174H223, 40174H231, 40174H249, 40174H256
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 016 CACTPX 11/19/2019 $0.0000 $10.3957 7/25/2019 10/23/2020 ACTS016 40174K549, 40174K556, 40174K564, 40174K572
  Select Quality Municipal Portfolio, 001 CGSQAX 11/19/2019 $0.0000 $1,008.7600 3/28/2014 8/15/2052 GSQM001 40167W229, 40167W237
  Select Quality Municipal Portfolio, 002 CGSQBX 11/19/2019 $0.0000 $1,093.3600 8/7/2014 11/15/2044 GSQM002 40169A340, 40169A357
  Select Quality Municipal Portfolio, 003 CGSQCX 11/19/2019 $0.0000 $1,027.9800 4/29/2015 11/15/2045 GSQM003 40169M583, 40169M591
  Select Quality Municipal Portfolio, 004 CGSQDX 11/19/2019 $0.0000 $1,083.7900 12/4/2015 6/15/2046 GSQM004 40169Y652, 40169Y660
  Senior Loan & Income Portfolio of CEFs, 034 CESLHX 11/19/2019 $0.0000 $8.5384 5/2/2018 5/4/2020 DCES034 40173W692, 40173W700, 40173W718, 40173W726
  Senior Loan & Income Portfolio of CEFs, 035 CESLIX 11/19/2019 $0.0000 $9.4120 11/2/2018 11/2/2020 DCES035 40174C547, 40174C554, 40174C562, 40174C570
  Senior Loan & Income Portfolio of CEFs, 036 CESLJX 11/19/2019 $0.0000 $9.3289 5/2/2019 5/3/2021 DCES036 40174H462, 40174H470, 40174H488, 40174H496
  Short Duration High Yield Trust, 021 CGSHUX 11/19/2019 $0.0000 $111.0800 12/13/2012 10/1/2022 GSHY021 40167V783, 40167V791
  Short Duration High Yield Trust, 022 CGSHVX 11/19/2019 $0.0000 $81.3700 1/24/2013 10/1/2022 GSHY022 40166J708, 40166J716
  Short Duration High Yield Trust, 025 CGSHZX 11/19/2019 $0.0000 $85.4000 5/23/2013 9/15/2022 GSHY025 40168E343, 40168E350
  Short Duration High Yield Trust, 033 CGSYHX 11/19/2019 $0.0000 $105.5600 3/27/2014 8/15/2024 GSHY033 40168U784, 40168U792
  Short Duration High Yield Trust, 034 CGSYIX 11/19/2019 $0.0000 $73.1100 4/24/2014 7/15/2023 GSHY034 40167X227, 40167X235
  Short Duration High Yield Trust, 035 CGSYJX 11/19/2019 $0.0000 $257.2500 5/30/2014 12/15/2023 GSHY035 40168L149, 40168L156
  Short Duration High Yield Trust, 036 CGSYKX 11/19/2019 $0.0000 $143.9900 6/26/2014 10/15/2023 GSHY036 40168L685, 40168L693
  Short Duration High Yield Trust, 037 CGSYLX 11/19/2019 $0.0000 $102.1000 8/21/2014 8/15/2023 GSHY037 40169A803, 40169A811
  Short Duration High Yield Trust, 038 CGSYMX 11/19/2019 $0.0000 $76.9600 11/20/2014 8/15/2024 GSHY038 40169A829, 40169A837
  Short Duration High Yield Trust, 039 CGSYNX 11/19/2019 $0.0000 $243.4500 2/20/2015 7/15/2024 GSHY039 40169G180, 40169G198
  Short Duration High Yield Trust, 040 CGSYOX 11/19/2019 $0.0000 $104.9100 4/23/2015 4/15/2023 GSHY040 40169L502, 40169L510
  Short Duration High Yield Trust, 041 CGSYPX 11/19/2019 $0.0000 $426.9000 6/25/2015 8/15/2024 GSHY041 40169N268, 40169N276
  Short Duration High Yield Trust, 042 CGSYQX 11/19/2019 $0.0000 $436.3000 8/14/2015 4/15/2023 GSHY042 40170A347, 40170A354
  Short Duration High Yield Trust, 043 CGSYRX 11/19/2019 $0.0000 $312.8000 11/19/2015 8/15/2023 GSHY043 40169Y546, 40169Y553
  Short Duration High Yield Trust, 044 CGSYSX 11/19/2019 $0.0000 $430.9600 2/5/2016 1/15/2024 GSHY044 40170C707, 40170C715
  Short Duration High Yield Trust, 045 CGSYTX 11/19/2019 $0.0000 $553.3800 5/26/2016 1/15/2024 GSHY045 40170X529, 40170X537
  Short Duration High Yield Trust, 046 CGSYUX 11/19/2019 $0.0000 $670.0100 9/15/2016 1/15/2026 GSHY046 40171H226, 40171H234
  Short Duration High Yield Trust, 047 CGSYVX 11/19/2019 $0.0000 $732.3600 2/24/2017 3/15/2025 GSHY047 40171M787, 40171M795
  Short Duration High Yield Trust, 048 CGSYWX 11/19/2019 $0.0000 $874.9900 9/15/2017 9/1/2025 GSHY048 40172U226, 40172U234
  SMid Dividend Strength Portfolio, 009 CSMDIX 11/19/2019 $0.0000 $10.0937 1/25/2018 1/27/2020 SMDS009 40173T582, 40173T590, 40173T608, 40173T616
  SMid Dividend Strength Portfolio, 010 CSMDJX 11/19/2019 $0.0000 $9.7257 7/25/2018 7/27/2020 SMDS010 40173Y789, 40173Y797, 40173Y805, 40173Y813
  SMid Dividend Strength Portfolio, 011 CSMDKX 11/19/2019 $0.0000 $11.1375 1/22/2019 1/22/2021 SMDS011 40174E675, 40174E683, 40174E691, 40174E709
  Strategic Income Portfolio, 103 CFSIEX 11/19/2019 $0.0000 $9.8082 10/5/2018 1/6/2020 FSIP103 40174B630, 40174B648, 40174B655, 40174B663
  Strategic Income Portfolio, 104 CFSIFX 11/19/2019 $0.0000 $11.2362 1/4/2019 4/6/2020 FSIP104 40174E311, 40174E329, 40174E337, 40174E345
  Strategic Income Portfolio, 105 CFSIGX 11/19/2019 $0.0000 $9.9556 4/4/2019 7/6/2020 FSIP105 40174G647, 40174G654, 40174G662, 40174G670
  Strategic Income Portfolio, 106 CFSIHX 11/19/2019 $0.0000 $9.7048 7/5/2019 10/7/2020 FSIP106 40174K184, 40174K192, 40174K200, 40174K218
  Technological Innovation Portfolio, 011 CATEKX 11/19/2019 $0.0000 $11.4379 3/16/2018 3/16/2020 ATEC011 40173V454, 40173V462, 40173V470, 40173V488
  Technological Innovation Portfolio, 012 CATELX 11/19/2019 $0.0000 $10.1625 9/17/2018 9/17/2020 ATEC012 40174B275, 40174B283, 40174B291, 40174B309
  Technological Innovation Portfolio, 013 CATEMX 11/19/2019 $0.0000 $10.4743 3/15/2019 3/15/2021 ATEC013 40174G381, 40174G399, 40174G407, 40174G415
  Technology Portfolio, 023 CTECWX 11/19/2019 $0.0000 $12.3182 4/20/2018 4/20/2020 DTS023 40173W288, 40173W296, 40173W304, 40173W312
  Technology Portfolio, 024 CTECYX 11/19/2019 $0.0000 $12.3293 10/19/2018 10/19/2020 DTS024 40174C182, 40174C190, 40174C208, 40174C216
  Technology Portfolio, 025 CTECZX 11/19/2019 $0.0000 $10.4194 4/22/2019 4/22/2021 DTS025 40174H140, 40174H157, 40174H165, 40174H173
  Total Income Portfolio, 014 CTIPNX 11/19/2019 $0.0000 $9.4477 8/27/2018 11/27/2019 TIP014 40174B101, 40174B119, 40174B127, 40174B135
  Total Income Portfolio, 015 CTIPOX 11/19/2019 $0.0000 $9.8347 11/27/2018 2/24/2020 TIP015 40174D347, 40174D354, 40174D362, 40174D370
  Total Income Portfolio, 016 CTIPPX 11/19/2019 $0.0000 $9.8093 2/13/2019 5/28/2020 TIP016 40174F664, 40174F672, 40174F680, 40174F698
  Total Income Portfolio, 017 CTIPQX 11/19/2019 $0.0000 $9.9294 5/28/2019 8/27/2020 TIP017 40174J260, 40174J278, 40174J286, 40174J294
  UBS Opportunistic Equity Income List: Equity Advisory Group 2018-3 (AVAILABLE THROUGH UBS ADVISORS ONLY), 014 CUBCNX 11/19/2019 $0.0000 $10.5613 9/11/2018 12/11/2019 UCAM014 40174B234, 40174B242, 40174B259, 40174B267
  UBS Opportunistic Equity Income List: Equity Advisory Group 2018-4 (AVAILABLE THROUGH UBS ADVISORS ONLY), 015 CUBCOX 11/19/2019 $0.0000 $11.1665 12/11/2018 3/11/2020 UCAM015 40174D826, 40174D834, 40174D842, 40174D859
  UBS Opportunistic Equity Income List: Equity Advisory Group 2019-1 (AVAILABLE THROUGH UBS ADVISORS ONLY), 016 CUBCPX 11/19/2019 $0.0000 $10.7593 3/11/2019 6/11/2020 UCAM016 40174G225, 40174G233, 40174G241, 40174G258
  UBS Opportunistic Equity Income: 2019-2 (AVAILABLE THROUGH UBS ADVISORS ONLY), 017 CUBCQX 11/19/2019 $0.0000 $10.2564 6/11/2019 9/11/2020 UCAM017 40174J781, 40174J799, 40174J807, 40174J815
  Undervalued Top Picks Portfolio, 018 CUVARX 11/19/2019 $0.0000 $8.4141 8/23/2018 11/26/2019 UVAL018 40174A707, 40174A715, 40174A723, 40174A731
  Undervalued Top Picks Portfolio, 019 CUVASX 11/19/2019 $0.0000 $10.7177 11/26/2018 2/25/2020 UVAL019 40174D305, 40174D313, 40174D321, 40174D339
  Undervalued Top Picks Portfolio, 020 CUVATX 11/19/2019 $0.0000 $9.9501 2/25/2019 5/26/2020 UVAL020 40174F581, 40174F599, 40174F607, 40174F615
  Undervalued Top Picks Portfolio, 021 CUVAUX 11/19/2019 $0.0000 $10.5187 5/23/2019 8/24/2020 UVAL021 40174J187, 40174J195, 40174J203, 40174J211
  US 50 Dividend Strategy Portfolio, 018 CUFTRX 11/19/2019 $0.0000 $9.0340 10/23/2018 1/23/2020 UFTY018 40174C349, 40174C356, 40174C364, 40174C372
  US 50 Dividend Strategy Portfolio, 019 CUFTSX 11/19/2019 $0.0000 $9.9115 1/23/2019 4/27/2020 UFTY019 40174E758, 40174E766, 40174E774, 40174E782
  US 50 Dividend Strategy Portfolio, 020 CUFTTX 11/19/2019 $0.0000 $9.5778 4/25/2019 7/27/2020 UFTY020 40174H264, 40174H272, 40174H280, 40174H298
  US 50 Dividend Strategy Portfolio, 021 CUFTUX 11/19/2019 $0.0000 $9.8142 7/25/2019 10/23/2020 UFTY021 40174K507, 40174K515, 40174K523, 40174K531
  US Capital Strength Portfolio, 016 CUCAPX 11/19/2019 $0.0000 $11.5044 5/17/2018 5/18/2020 UCAP016 40173X302, 40173X401, 40173X500, 40173X609
  US Capital Strength Portfolio, 017 CUCAQX 11/19/2019 $0.0000 $11.3611 11/16/2018 11/16/2020 UCAP017 40174C828, 40174C836, 40174C844, 40174C851
  US Capital Strength Portfolio, 018 CUCARX 11/19/2019 $0.0000 $10.7995 5/15/2019 5/17/2021 UCAP018 40174H660, 40174H678, 40174H686, 40174H694
  US High Dividend Strategy Portfolio, 030 CUSHEX 11/19/2019 $0.0000 $9.9127 10/16/2018 1/21/2020 USHD030 40174C141, 40174C158, 40174C166, 40174C174
  US High Dividend Strategy Portfolio, 031 CUSHFX 11/19/2019 $0.0000 $10.8785 1/18/2019 4/20/2020 USHD031 40174E634, 40174E642, 40174E659, 40174E667
  US High Dividend Strategy Portfolio, 032 CUSHGX 11/19/2019 $0.0000 $10.0969 4/18/2019 7/20/2020 USHD032 40174G845, 40174G852, 40174G860, 40174G878
  US High Dividend Strategy Portfolio, 033 CUSHHX 11/19/2019 $0.0000 $10.1010 7/18/2019 10/16/2020 USHD033 40174K382, 40174K390, 40174K408, 40174K416
  US Low Volatility Strategy Portfolio, 025 CULOZX 11/19/2019 $0.0000 $11.6305 11/1/2018 2/3/2020 ULOW025 40174C505, 40174C513, 40174C521, 40174C539
  US Low Volatility Strategy Portfolio, 026 CULOAX 11/19/2019 $0.0000 $11.3017 2/1/2019 5/1/2020 ULOW026 40174F102, 40174F110, 40174F128, 40174F136
  US Low Volatility Strategy Portfolio, 027 CULOBX 11/19/2019 $0.0000 $10.4541 5/1/2019 8/3/2020 ULOW027 40174H389, 40174H397, 40174H405, 40174H413
  US Low Volatility Strategy Portfolio, 028 CULOCX 11/19/2019 $0.0000 $10.1337 8/1/2019 11/2/2020 ULOW028 40174K622, 40174K630, 40174K648, 40174K655
  US SMID High Dividend Portfolio, 030 CSMHEX 11/19/2019 $0.0000 $8.9778 10/16/2018 1/21/2020 SMHD030 40174B838, 40174B846, 40174B853, 40174B861
  US SMID High Dividend Portfolio, 031 CSMHFX 11/19/2019 $0.0000 $10.4934 1/18/2019 4/20/2020 SMHD031 40174E592, 40174E600, 40174E618, 40174E626
  US SMID High Dividend Portfolio, 032 CSMHGX 11/19/2019 $0.0000 $9.6195 4/18/2019 7/20/2020 SMHD032 40174H108, 40174H116, 40174H124, 40174H132
  US SMID High Dividend Portfolio, 033 CSMHHX 11/19/2019 $0.0000 $9.7758 7/18/2019 10/16/2020 SMHD033 40174K341, 40174K358, 40174K366, 40174K374
  Utilities Portfolio, 027 COPUCX 11/19/2019 $0.0000 $11.7435 1/12/2018 1/13/2020 DUS027 40173T426, 40173T434, 40173T442, 40173T459
  Utilities Portfolio, 028 COPUDX 11/19/2019 $0.0000 $11.7106 7/12/2018 7/13/2020 DUS028 40173Y581, 40173Y599, 40173Y607, 40173Y615
  Utilities Portfolio, 029 COPUEX 11/19/2019 $0.0000 $11.5289 1/14/2019 1/14/2021 DUS029 40174E519, 40174E527, 40174E535, 40174E543
  Zacks Income Advantage Strategy Portfolio, 044 CCZISX 11/19/2019 $0.0000 $9.6469 11/15/2018 2/18/2020 CZIP044 40174C745, 40174C752, 40174C760, 40174C778
  Zacks Income Advantage Strategy Portfolio, 045 CCZITX 11/19/2019 $0.0000 $9.3353 2/15/2019 5/15/2020 CZIP045 40174F425, 40174F433, 40174F441, 40174F458
  Zacks Income Advantage Strategy Portfolio, 046 CCZIUX 11/19/2019 $0.0000 $9.3864 5/15/2019 8/17/2020 CZIP046 40174H702, 40174H710, 40174H728, 40174H736
  Zacks Income Advantage Strategy Portfolio, 047 CCZIVX 11/19/2019 $0.0000 $10.0553 8/15/2019 11/16/2020 CZIP047 40175A102, 40175A110, 40175A128, 40175A136

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge.

2 The "bid" price represents the net asset value of one unit of a trust (excluding deferred sales charge).

3 The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges accounted for if investors liquidate units.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.

Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



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