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Secondary UITs

CUSIPs Trust Ticker Symbol Price Date Offer1 Liquidation2 Deposit Date Mandatory Maturity Date
  abrdn Blue Chip International Portfolio, 001 CBCIAX 9/20/2023 $0.0000 $7.3805 11/18/2021 11/20/2023 ABCI001 40171A189, 40171A197, 40171A205, 40171A213
  abrdn Blue Chip International Portfolio, 002 CBCIBX 9/20/2023 $0.0000 $10.1272 5/18/2022 5/20/2024 ABCI002 40177H584, 40177H592, 40177H600, 40177H618
  abrdn Blue Chip International Portfolio, 003 CBCICX 9/20/2023 $0.0000 $9.9478 11/21/2022 11/21/2024 ABCI003 40177M666, 40177M674, 40177M682, 40177M690
  Advisory Series: Investment Grade Corporate 3-7 Year Trust, 002 CAGIBX 9/20/2023 $0.0000 $272.4000 6/27/2018 5/15/2025 AGIGS002 40173X443
  Advisory Series: Investment Grade Corporate Trust 3-7 Year (FEE-BASED ONLY), 001 CAGIAX 9/20/2023 $0.0000 $236.8000 4/18/2018 3/25/2025 AGIGS001 40173V124
  ARK Early Stage Disruptors Portfolio, 002 CARKBX 9/20/2023 $0.0000 $2.3163 11/3/2021 11/3/2023 ARKD002 40177C601, 40177C619, 40177C627, 40177C635
  ARK Early Stage Disruptors Portfolio, 003 CARKCX 9/20/2023 $0.0000 $5.2793 5/3/2022 5/6/2024 ARKD003 40177H220, 40177H238, 40177H246, 40177H253
  ARK Early Stage Disruptors Portfolio, 004 CARKDX 9/20/2023 $0.0000 $7.5006 11/3/2022 11/4/2024 ARKD004 40177M385, 40177M393, 40177M401, 40177M419
  Balanced Income Builder Portfolio, 037 CGBILX 9/20/2023 $0.0000 $8.8901 10/18/2021 10/18/2023 GBIB037 40171A346, 40171A353, 40171A361, 40171A379
  Balanced Income Builder Portfolio, 038 CGBIMX 9/20/2023 $0.0000 $9.2734 1/21/2022 1/22/2024 GBIB038 40177D344, 40177D351, 40177D369, 40177D377
  Balanced Income Builder Portfolio, 039 CGBINX 9/20/2023 $0.0000 $8.7182 4/20/2022 4/22/2024 GBIB039 40177G727, 40177G735, 40177G743, 40177G750
  Balanced Income Builder Portfolio, 040 CGBIOX 9/20/2023 $0.0000 $9.4646 7/20/2022 7/22/2024 GBIB040 40177J523, 40177J531, 40177J549, 40177J556
  Balanced Income Builder Portfolio, 041 CGBIPX 9/20/2023 $0.0000 $9.8649 10/19/2022 10/23/2024 GBIB041 40177L668, 40177L676, 40177L684, 40177L692
  Balanced Income Builder Portfolio, 042 CGBIQX 9/20/2023 $0.0000 $8.9532 1/19/2023 1/21/2025 GBIB042 40177N227, 40177N235, 40177N243, 40177N250
  Balanced Income Builder Portfolio, 043 CGBIRX 9/20/2023 $0.0000 $9.3735 4/20/2023 4/21/2025 GBIB043 40177Q386, 40177Q394, 40177Q402, 40177Q410
  Blue Chip Dividend Portfolio, 006 CBCDFX 9/20/2023 $0.0000 $9.0171 11/18/2021 11/20/2023 BCDV006 40177C387, 40177C395, 40177C403, 40177C411
  Blue Chip Dividend Portfolio, 007 CBCDGX 9/20/2023 $0.0000 $9.2552 2/22/2022 2/22/2024 BCDV007 40177D823, 40177D831, 40177D849, 40177D856
  Blue Chip Dividend Portfolio, 008 CBCDHX 9/20/2023 $0.0000 $9.2034 5/31/2022 5/20/2024 BCDV008 40177H741, 40177H758, 40177H766, 40177H774
  Blue Chip Dividend Portfolio, 009 CBCDIX 9/20/2023 $0.0000 $8.9380 8/17/2022 8/19/2024 BCDV009 40177K389, 40177K397, 40177K405, 40177K413
  Blue Chip Dividend Portfolio, 010 CBCDJX 9/20/2023 $0.0000 $9.5406 11/16/2022 11/18/2024 BCDV010 40177M427, 40177M435, 40177M443, 40177M450
  Blue Chip Dividend Portfolio, 011 CBCDKX 9/20/2023 $0.0000 $9.2327 2/16/2023 2/18/2025 BCDV011 40177P107, 40177P115, 40177P123, 40177P131
  Blue Chip Dividend Portfolio, 012 CBCDLX 9/20/2023 $0.0000 $9.8665 5/17/2023 5/19/2025 BCDV012 40177R103, 40177R111, 40177R129, 40177R137
  Blue Chip Growth Portfolio, 032 CBCHGX 9/20/2023 $0.0000 $9.3533 11/18/2021 11/20/2023 BCHP032 40177C429, 40177C437, 40177C445, 40177C452
  Blue Chip Growth Portfolio, 033 CBCHHX 9/20/2023 $0.0000 $10.3145 2/22/2022 2/22/2024 BCHP033 40177F422, 40177F430, 40177F448, 40177F455
  Blue Chip Growth Portfolio, 034 CBCHIX 9/20/2023 $0.0000 $11.8861 5/18/2022 5/20/2024 BCHP034 40177H782, 40177H790, 40177H808, 40177H816
  Blue Chip Growth Portfolio, 035 CBCHJX 9/20/2023 $0.0000 $10.5222 8/17/2022 8/19/2024 BCHP035 40177K744, 40177K751, 40177K769, 40177K777
  Blue Chip Growth Portfolio, 036 CBCHKX 9/20/2023 $0.0000 $11.4412 11/16/2022 11/18/2024 BCHP036 40177M468, 40177M476, 40177M484, 40177M492
  Blue Chip Growth Portfolio, 037 CBCHLX 9/20/2023 $0.0000 $10.9699 2/16/2023 2/18/2025 BCHP037 40177P149, 40177P156, 40177P164, 40177P172
  Blue Chip Growth Portfolio, 038 CBCHMX 9/20/2023 $0.0000 $10.2765 5/17/2023 5/19/2025 BCHP038 40177R145, 40177R152, 40177R160, 40177R178
  Blue Chip Multinationals Portfolio, 022 CMNTVX 9/20/2023 $0.0000 $9.9753 2/22/2022 2/22/2024 MNTP022 40177F182, 40177F190, 40177F208, 40177F216
  Blue Chip Multinationals Portfolio, 023 CMNTWX 9/20/2023 $0.0000 $10.5717 8/10/2022 8/12/2024 MNTP023 40177K264, 40177K272, 40177K280, 40177K298
  Blue Chip Multinationals Portfolio, 024 CMNTYX 9/20/2023 $0.0000 $10.2613 2/8/2023 2/10/2025 MNTP024 40177N607, 40177N615, 40177N623, 40177N631
  Blue Chip Value Portfolio, 004 CBCVDX 9/20/2023 $0.0000 $9.3107 2/22/2022 2/22/2024 BCVA004 40177F109, 40177F117, 40177F125, 40177F133
  Blue Chip Value Portfolio, 005 CBCVEX 9/20/2023 $0.0000 $9.4557 8/17/2022 8/19/2024 BCVA005 40177K421, 40177K439, 40177K447, 40177K454
  Blue Chip Value Portfolio, 006 CBCVFX 9/20/2023 $0.0000 $9.5755 2/16/2023 2/18/2025 BCVA006 40177P180, 40177P198, 40177P206, 40177P214
  Build America Bonds Trust, 002 CGBABX 9/20/2023 $0.0000 $335.1600 8/12/2010 2/1/2042 GBAB002 18387Q503, 18387Q511
  Build America Bonds Trust, 003 CGBACX 9/20/2023 $0.0000 $582.9000 8/20/2010 7/1/2042 GBAB003 18387Q529, 18387Q537
  Build America Bonds Trust, 004 CGBADX 9/20/2023 $0.0000 $346.5700 9/10/2010 8/1/2042 GBAB004 18387R105, 18387R113
  Build America Bonds Trust, 005 CGBAEX 9/20/2023 $0.0000 $530.7600 10/7/2010 7/1/2042 GBAB005 40167C488, 40167C496
  Build America Bonds Trust, 006 CGBAFX 9/20/2023 $0.0000 $444.5100 11/16/2010 7/1/2045 GBAB006 40167C868, 40167C876
  Build America Bonds Trust, 007 CGBAGX 9/20/2023 $0.0000 $308.9200 1/14/2011 1/1/2042 GBAB007 40167R782, 40167R790
  California Municipal Portfolio of CEFs, 039 CECANX 9/20/2023 $0.0000 $6.5429 12/6/2021 12/6/2023 DCCA039 40177C726, 40177C734, 40177C742, 40177C759
  California Municipal Portfolio of CEFs, 040 CECAOX 9/20/2023 $0.0000 $7.3707 3/7/2022 3/7/2024 DCCA040 40177F802, 40177F810, 40177F828, 40177F836
  California Municipal Portfolio of CEFs, 041 CECAPX 9/20/2023 $0.0000 $7.8329 6/6/2022 6/6/2024 DCCA041 40177J184, 40177J192, 40177J200, 40177J218
  California Municipal Portfolio of CEFs, 042 CECAQX 9/20/2023 $0.0000 $8.3219 9/8/2022 9/9/2024 DCCA042 40177K223, 40177K231, 40177K249, 40177K256
  California Municipal Portfolio of CEFs, 043 CECARX 9/20/2023 $0.0000 $8.3988 12/5/2022 12/5/2024 DCCA043 40171A726, 40171A734, 40171A742, 40171A759
  California Municipal Portfolio of CEFs, 044 CECASX 9/20/2023 $0.0000 $8.9119 3/8/2023 3/10/2025 DCCA044 40177P446, 40177P453, 40177P461, 40177P479
  California Municipal Portfolio of CEFs, 045 CECATX 9/20/2023 $0.0000 $9.1515 6/7/2023 6/9/2025 DCCA045 40177R483, 40177R491, 40177R509, 40177R517
  Consumer Innovation Portfolio, 002 CCNSBX 9/20/2023 $0.0000 $6.5990 9/24/2021 9/25/2023 CNSR002 40177B744, 40177B751, 40177B769, 40177B777
  Consumer Innovation Portfolio, 003 CCNSCX 9/20/2023 $0.0000 $8.4558 3/16/2022 3/18/2024 CNSR003 40177G305, 40177G313, 40177G321, 40177G339
  Consumer Innovation Portfolio, 004 CCNSDX 9/20/2023 $0.0000 $10.7089 9/19/2022 9/19/2024 CNSR004 40177L189, 40177L197, 40177L205, 40177L213
  Consumer Innovation Portfolio, 005 CCNSEX 9/20/2023 $0.0000 $10.6692 3/27/2023 3/27/2025 CNSR005 40177P602, 40177P610, 40177P628, 40177P636
  Convertible & Income Portfolio of Funds, 035 CECIJX 9/20/2023 $0.0000 $6.5299 10/4/2021 10/4/2023 DCEC035 40171A106, 40171A114, 40171A122, 40171A130
  Convertible & Income Portfolio of Funds, 036 CECIKX 9/20/2023 $0.0000 $7.5860 1/19/2022 1/19/2024 DCEC036 40177F604, 40177F612, 40177F620, 40177F638
  Convertible & Income Portfolio of Funds, 037 CECILX 9/20/2023 $0.0000 $7.8859 4/8/2022 4/8/2024 DCEC037 40177G602, 40177G610, 40177G628, 40177G636
  Convertible & Income Portfolio of Funds, 038 CECIMX 9/20/2023 $0.0000 $9.8768 10/3/2022 10/3/2024 DCEC038 40177L262, 40177L270, 40177L288, 40177L296
  Core Four 60/40 Allocation Portfolio, 023 CCFOWX 9/20/2023 $0.0000 $9.8625 5/22/2023 8/19/2024 CFOR023 40177R301, 40177R319, 40177R327, 40177R335
  Core Four 60/40 Retirement Portfolio, 020 CCFOTX 9/20/2023 $0.0000 $9.2673 8/17/2022 11/20/2023 CFOR020 40177K546, 40177K553, 40177K561, 40177K579
  Core Four 60/40 Retirement Portfolio, 021 CCFOUX 9/20/2023 $0.0000 $9.7529 11/18/2022 2/22/2024 CFOR021 40177M583, 40177M591, 40177M609, 40177M617
  Core Four 60/40 Retirement Portfolio, 022 CCFOVX 9/20/2023 $0.0000 $9.7750 2/22/2023 5/22/2024 CFOR022 40177P222, 40177P230, 40177P248, 40177P255
  Corporate High Yield & Income Portfolio of CEFs, 041 CEIPMX 9/20/2023 $0.0000 $6.9907 1/7/2022 1/12/2024 DCEI041 40177D625, 40177D633, 40177D641, 40177D658
  Corporate High Yield & Income Portfolio of CEFs, 042 CEIPNX 9/20/2023 $0.0000 $8.2300 4/19/2022 5/6/2024 DCEI042 40177J101, 40177J119, 40177J127, 40177J135
  Corporate High Yield & Income Portfolio of CEFs, 043 CEIPOX 9/20/2023 $0.0000 $9.8594 10/3/2022 10/3/2024 DCEI043 40177M146, 40177M153, 40177M161, 40177M179
  Covered Call & Income Portfolio of CEFs, 048 CCCITX 9/20/2023 $0.0000 $7.6093 10/5/2021 10/5/2023 COV048 40171A221, 40171A239, 40171A247, 40171A254
  Covered Call & Income Portfolio of CEFs, 049 CCCIUX 9/20/2023 $0.0000 $7.3811 1/7/2022 1/12/2024 COV049 40177F463, 40177F471, 40177F489, 40177F497
  Covered Call & Income Portfolio of CEFs, 050 CCCIVX 9/20/2023 $0.0000 $7.9492 4/8/2022 4/8/2024 COV050 40177G560, 40177G578, 40177G586, 40177G594
  Covered Call & Income Portfolio of CEFs, 051 CCCIWX 9/20/2023 $0.0000 $10.0493 10/7/2022 10/7/2024 COV051 40177L585, 40177L593, 40177L601, 40177L619
  Defined GNMA Portfolio, 016 CGNMDX 9/20/2023 $0.0000 $0.0934 3/8/2005 3/8/2035 DGNMA016 183840222
  Defined GNMA Portfolio, 017 CGNMEX 9/20/2023 $0.0000 $0.1118 12/8/2005 12/31/2035 DGNMA017 183842236
  Defined Outcome Trust: Large Cap Buffer 15 Portfolio, 002 CDOFBX 9/20/2023 $0.0000 $9.7511 12/27/2021 12/29/2023 DOB15002 40177C585, 40177C593
  Defined Outcome Trust: Large Cap Buffer 15 Portfolio, 003 CDOFCX 9/20/2023 $0.0000 $10.0080 1/31/2022 2/2/2024 DOB15003 40177F588, 40177F596
  Discount Opportunity Strategy Portfolio of CEFs, 021 CGDOUX 9/20/2023 $0.0000 $7.5032 10/5/2021 10/5/2023 GDOS021 40171A262, 40171A270, 40171A288, 40171A296
  Discount Opportunity Strategy Portfolio of CEFs, 022 CGDOVX 9/20/2023 $0.0000 $7.0796 1/7/2022 1/12/2024 GDOS022 40177F547, 40177F554, 40177F562, 40177F570
  Discount Opportunity Strategy Portfolio of CEFs, 023 CGDOWX 9/20/2023 $0.0000 $8.0226 4/5/2022 4/5/2024 GDOS023 40177G529, 40177G537, 40177G545, 40177G552
  Discount Opportunity Strategy Portfolio of CEFs, 024 CGDOYX 9/20/2023 $0.0000 $9.6257 10/3/2022 10/3/2024 GDOS024 40177L304, 40177L312, 40177L320, 40177L338
  Diversified Credit Portfolio of ETFs, 020 CDCPTX 9/20/2023 $0.0000 $8.4480 2/14/2022 2/14/2024 DCP020 40177D781, 40177D799, 40177D807, 40177D815
  Diversified Credit Portfolio of ETFs, 021 CDCPUX 9/20/2023 $0.0000 $9.0594 8/17/2022 8/19/2024 DCP021 40177K587, 40177K595, 40177K603, 40177K611
  Diversified Credit Portfolio of ETFs, 022 CDCPVX 9/20/2023 $0.0000 $9.4491 2/13/2023 2/13/2025 DCP022 40177N722, 40177N730, 40177N748, 40177N755
  Diversified Dividend & Income Portfolio, 036 CDDIKX 9/20/2023 $0.0000 $8.9968 3/7/2022 3/7/2024 DDI036 40177F844, 40177F851, 40177F869, 40177F877
  Diversified Dividend & Income Portfolio, 037 CDDILX 9/20/2023 $0.0000 $9.6787 9/8/2022 9/9/2024 DDI037 40177J721, 40177J739, 40177J747, 40177J754
  Diversified Dividend & Income Portfolio, 038 CDDIMX 9/20/2023 $0.0000 $9.8832 3/8/2023 3/10/2025 DDI038 40177P529, 40177P537, 40177P545, 40177P552
  Diversified Income Wave Portfolio, 086 CFWAUX 9/20/2023 $0.0000 $8.2124 8/3/2022 11/2/2023 FWAV086 40177J762, 40177J770, 40177J788, 40177J796
  Diversified Income Wave Portfolio, 087 CFWAVX 9/20/2023 $0.0000 $9.3914 11/2/2022 2/2/2024 FWAV087 40177M229, 40177M237, 40177M245, 40177M252
  Diversified Income Wave Portfolio, 088 CFWAWX 9/20/2023 $0.0000 $8.7269 2/2/2023 5/3/2024 FWAV088 40177N441, 40177N458, 40177N466, 40177N474
  Diversified Income Wave Portfolio, 089 CFWAYX 9/20/2023 $0.0000 $9.7644 5/3/2023 8/5/2024 FWAV089 40177Q600, 40177Q618, 40177Q626, 40177Q634
  Dividend Growth Portfolio, 015 CDGPOX 9/20/2023 $0.0000 $12.0248 2/15/2019 2/15/2024 DGP015 40174F342, 40174F359, 40174F367, 40174F375
  Dividend Growth Portfolio, 016 CDGPPX 9/20/2023 $0.0000 $11.9910 8/15/2019 8/15/2024 DGP016 40175A540, 40175A557, 40175A565, 40175A573
  Dividend Growth Portfolio, 017 CDGPQX 9/20/2023 $0.0000 $11.3013 2/18/2020 2/18/2025 DGP017 40175F804, 40175F812, 40175F820, 40175F838
  Dividend Growth Portfolio, 018 CDGPRX 9/20/2023 $0.0000 $12.6273 8/18/2020 8/18/2025 DGP018 40175X425, 40175X433, 40175X441, 40175X458
  Dividend Growth Portfolio, 019 CDGPSX 9/20/2023 $0.0000 $10.5963 2/19/2021 2/19/2026 DGP019 40176W301, 40176W319, 40176W327, 40176W335
  Dividend Growth Portfolio, 020 CDGPTX 9/20/2023 $0.0000 $9.9311 8/19/2021 8/19/2026 DGP020 40177B348, 40177B355, 40177B363, 40177B371
  Dividend Growth Portfolio, 021 CDGPUX 9/20/2023 $0.0000 $9.2329 2/22/2022 2/22/2027 DGP021 40177F141, 40177F158, 40177F166, 40177F174
  Dividend Growth Portfolio, 022 CDGPVX 9/20/2023 $0.0000 $9.2471 8/24/2022 8/24/2027 DGP022 40177K629, 40177K637, 40177K645, 40177K652
  Dividend Growth Portfolio, 023 CDGPWX 9/20/2023 $0.0000 $9.3528 2/13/2023 2/14/2028 DGP023 40177N763, 40177N771, 40177N789, 40177N797
  Dividend Strength Portfolio, 044 CGROSX 9/20/2023 $0.0000 $8.9800 11/22/2021 11/22/2023 GROW044 40177C544, 40177C551, 40177C569, 40177C577
  Dividend Strength Portfolio, 045 CGROTX 9/20/2023 $0.0000 $8.8969 2/28/2022 2/28/2024 GROW045 40177F349, 40177F356, 40177F364, 40177F372
  Dividend Strength Portfolio, 046 CGROUX 9/20/2023 $0.0000 $9.3993 5/26/2022 5/28/2024 GROW046 40177H709, 40177H717, 40177H725, 40177H733
  Dividend Strength Portfolio, 047 CGROVX 9/20/2023 $0.0000 $9.3662 8/24/2022 8/26/2024 GROW047 40177K660, 40177K678, 40177K686, 40177K694
  Dividend Strength Portfolio, 048 CGROWX 9/20/2023 $0.0000 $9.4018 11/28/2022 11/29/2024 GROW048 40177M740, 40177M757, 40177M765, 40177M773
  Dividend Strength Portfolio, 049 CGROYX 9/20/2023 $0.0000 $9.3912 2/22/2023 2/24/2025 GROW049 40177P263, 40177P271, 40177P289, 40177P297
  Dividend Strength Portfolio, 050 CGROZX 9/20/2023 $0.0000 $10.3012 5/24/2023 5/27/2025 GROW050 40177R343, 40177R350, 40177R368, 40177R376
  Dow 10 Portfolio, 050 CDOWZX 9/20/2023 $0.0000 $9.5250 7/6/2022 10/4/2023 DDP050 40177J366, 40177J374, 40177J382, 40177J390
  Dow 10 Portfolio, 051 CDOWAX 9/20/2023 $0.0000 $10.5291 10/4/2022 1/16/2024 DDP051 40177L460, 40177L478, 40177L486, 40177L494
  Dow 10 Portfolio, 052 CDOWBX 9/20/2023 $0.0000 $9.0451 1/12/2023 4/5/2024 DDP052 40177N102, 40177N110, 40177N128, 40177N136
  Dow 10 Portfolio, 053 CDOWCX 9/20/2023 $0.0000 $9.4409 4/5/2023 7/8/2024 DDP053 40177Q105, 40177Q113, 40177Q121, 40177Q139
  Dow 50 Growth Portfolio, 020 CSUSTX 9/20/2023 $0.0000 $10.8262 8/17/2022 11/20/2023 SUST020 40177K462, 40177K470, 40177K488, 40177K496
  Dow 50 Growth Portfolio, 021 CSUSUX 9/20/2023 $0.0000 $10.9406 11/18/2022 2/22/2024 SUST021 40177M625, 40177M633, 40177M641, 40177M658
  Dow 50 Value Dividend Portfolio, 050 CRBDZX 9/20/2023 $0.0000 $9.3462 9/19/2022 12/19/2023 RBPD050 40177L148, 40177L155, 40177L163, 40177L171
  Dow 50 Value Dividend Portfolio, 051 CRBDAX 9/20/2023 $0.0000 $9.7218 12/19/2022 3/18/2024 RBPD051 40171A809, 40171A817, 40171A825, 40171A833
  Dow 50 Value Dividend Portfolio, 052 CRBDBX 9/20/2023 $0.0000 $10.4834 3/16/2023 6/20/2024 RBPD052 40177P685, 40177P693, 40177P701, 40177P719
  Dow 50 Value Dividend Portfolio, 053 CRBDCX 9/20/2023 $0.0000 $9.8694 6/20/2023 9/19/2024 RBPD053 40177R566, 40177R574, 40177R582, 40177R590
  Emerging Markets Dividend Strategy Portfolio, 039 CGEMNX 9/20/2023 $0.0000 $6.7150 1/13/2022 1/16/2024 GEMD039 40177D187, 40177D195, 40177D203, 40177D211
  Emerging Markets Dividend Strategy Portfolio, 040 CGEMOX 9/20/2023 $0.0000 $9.4535 7/13/2022 7/15/2024 GEMD040 40177J408, 40177J416, 40177J424, 40177J432
  Emerging Markets Dividend Strategy Portfolio, 041 CGEMPX 9/20/2023 $0.0000 $9.8095 1/12/2023 1/13/2025 GEMD041 40177M807, 40177M815, 40177M823, 40177M831
  Energy Innovation Portfolio, 001 CGEIAX 9/20/2023 $0.0000 $10.0694 2/10/2022 2/12/2024 EIP001 40177G222, 40177G230, 40177G248, 40177G255
  Energy Innovation Portfolio, 002 CGEIBX 9/20/2023 $0.0000 $9.3990 8/10/2022 8/12/2024 EIP002 40177K306, 40177K314, 40177K322, 40177K330
  Energy Innovation Portfolio, 003 CGEICX 9/20/2023 $0.0000 $9.1417 2/8/2023 2/10/2025 EIP003 40177N649, 40177N656, 40177N664, 40177N672
  Equity & Income Portfolio of CEFs, 051 CCEEAX 9/20/2023 $0.0000 $6.9803 12/6/2021 12/6/2023 CEEI051 40177C684, 40177C692, 40177C700, 40177C718
  Equity & Income Portfolio of CEFs, 052 CCEEBX 9/20/2023 $0.0000 $8.1279 6/6/2022 6/6/2024 CEEI052 40177J143, 40177J150, 40177J168, 40177J176
  Equity & Income Portfolio of CEFs, 053 CCEECX 9/20/2023 $0.0000 $8.8634 12/5/2022 12/5/2024 CEEI053 40171A676, 40171A684, 40171A692, 40171A718
  European Capital Strength Portfolio, 023 CECPWX 9/20/2023 $0.0000 $7.9563 11/15/2021 11/15/2023 ECAP023 40177C262, 40177C270, 40177C288, 40177C296
  European Capital Strength Portfolio, 024 CECPYX 9/20/2023 $0.0000 $9.1964 5/18/2022 5/20/2024 ECAP024 40177H501, 40177H519, 40177H527, 40177H535
  European Capital Strength Portfolio, 025 CECPZX 9/20/2023 $0.0000 $10.5835 11/16/2022 11/18/2024 ECAP025 40177M542, 40177M559, 40177M567, 40177M575
  Financials Portfolio, 018 CFINRX 9/20/2023 $0.0000 $7.2638 10/5/2021 10/5/2023 FIN018 40171A304, 40171A312, 40171A320, 40171A338
  Financials Portfolio, 019 CFINSX 9/20/2023 $0.0000 $7.5524 4/11/2022 4/11/2024 FIN019 40177G644, 40177G651, 40177G669, 40177G677
  Financials Portfolio, 020 CFINTX 9/20/2023 $0.0000 $9.4400 10/7/2022 10/7/2024 FIN020 40177L502, 40177L510, 40177L528, 40177L536
  Flaherty & Crumrine Preferred Portfolio, 054 CPREDX 9/20/2023 $0.0000 $6.8598 9/29/2021 9/29/2023 PREF054 40171A627, 40171A635, 40171A643, 40171A650
  Flaherty & Crumrine Preferred Portfolio, 055 CPREEX 9/20/2023 $0.0000 $7.2997 2/3/2022 2/5/2024 PREF055 40177F760, 40177F778, 40177F786, 40177F794
  Flaherty & Crumrine Preferred Portfolio, 056 CPREFX 9/20/2023 $0.0000 $7.5244 8/10/2022 8/12/2024 PREF056 40177K181, 40177K199, 40177K207, 40177K215
  Flaherty & Crumrine Preferred Portfolio, 057 CPREGX 9/20/2023 $0.0000 $8.0871 2/8/2023 2/12/2025 PREF057 40177P404, 40177P412, 40177P420, 40177P438
  Floating Rate & Dividend Growth Portfolio, 024 CFRDYX 9/20/2023 $0.0000 $8.6554 10/29/2021 10/30/2023 FRDG024 40171A585, 40171A593, 40171A601, 40171A619
  Floating Rate & Dividend Growth Portfolio, 025 CFRDZX 9/20/2023 $0.0000 $8.6903 1/19/2022 1/19/2024 FRDG025 40177F646, 40177F653, 40177F661, 40177F679
  Floating Rate & Dividend Growth Portfolio, 026 CFRDAX 9/20/2023 $0.0000 $9.1833 5/2/2022 5/2/2024 FRDG026 40177H261, 40177H279, 40177H287, 40177H295
  Floating Rate & Dividend Growth Portfolio, 027 CFRDBX 9/20/2023 $0.0000 $10.0220 11/2/2022 11/4/2024 FRDG027 40177M344, 40177M351, 40177M369, 40177M377
  Global Balanced Income Builder Portfolio, 018 CGBLRX 9/20/2023 $0.0000 $8.4982 9/30/2021 9/29/2023 GBAL018 40177B785, 40177B793, 40177B801, 40177B819
  Global Balanced Income Builder Portfolio, 019 CGBLSX 9/20/2023 $0.0000 $8.3634 3/30/2022 4/1/2024 GBAL019 40177G388, 40177G396, 40177G404, 40177G412
  Global Balanced Income Builder Portfolio, 020 CGBLTX 9/20/2023 $0.0000 $10.3152 9/30/2022 9/27/2024 GBAL020 40177L221, 40177L239, 40177L247, 40177L254
  GNMA Portfolio, 018 CGNMQX 9/20/2023 $0.0000 $2.7179 7/21/2011 10/15/2040 DGNMA018 40167J467, 40167J475
  GNMA Portfolio, 019 CGNMRX 9/20/2023 $0.0000 $2.3053 11/20/2012 11/15/2042 DGNMA019 40166G183, 40166G191
  Health Care Portfolio, 032 CHCRGX 9/20/2023 $0.0000 $10.2780 1/13/2022 1/16/2024 DHS032 40177D229, 40177D237, 40177D245, 40177D252
  Health Care Portfolio, 033 CHCRHX 9/20/2023 $0.0000 $10.1488 7/13/2022 7/15/2024 DHS033 40177J440, 40177J457, 40177J465, 40177J473
  Health Care Portfolio, 034 CHCRIX 9/20/2023 $0.0000 $9.5948 1/17/2023 1/17/2025 DHS034 40177N144, 40177N151, 40177N169, 40177N177
  Income & Treasury Limited Duration Portfolio of Funds, 073 CFICUX 9/20/2023 $0.0000 $9.1646 9/9/2022 12/11/2023 FICE073 40177K827, 40177K835, 40177K843, 40177K850
  Income & Treasury Limited Duration Portfolio of Funds, 074 CFICVX 9/20/2023 $0.0000 $9.4102 12/9/2022 3/11/2024 FICE074 40171A767, 40171A775, 40171A783, 40171A791
  Income & Treasury Limited Duration Portfolio of Funds, 075 CFICWX 9/20/2023 $0.0000 $9.3588 3/9/2023 6/10/2024 FICE075 40177P487, 40177P495, 40177P503, 40177P511
  Income & Treasury Limited Duration Portfolio of Funds, 076 CFICYX 9/20/2023 $0.0000 $9.7318 6/8/2023 9/11/2024 FICE076 40177R525, 40177R533, 40177R541, 40177R558
  Investment Grade Corporate Bond Portfolio, 003 CIGCAX 9/20/2023 $0.0000 $595.1500 6/13/2002 6/1/2034 DIGIT003 183845429
  Investment Grade Corporate Bond Portfolio, 005 CIGCCX 9/20/2023 $0.0000 $502.5700 12/4/2002 8/15/2034 DIGIT005 183845817
  Investment Grade Corporate Trust 3-7 Year, 011 CGIGLX 9/20/2023 $0.0000 $104.8100 2/16/2018 5/15/2024 GIGS011 40173U142
  Investment Grade Corporate Trust 3-7 Year, 012 CGIGMX 9/20/2023 $0.0000 $323.2100 10/18/2018 12/1/2024 GIGS012 40173W643
  Investment Grade Corporate Trust 3-7 Year, 013 CGIGNX 9/20/2023 $905.1300 $887.4900 10/19/2022 8/15/2029 GIGS013 40171A668, 40171A700
  Investment Grade Corporate Trust 3-7 Year, 014 CGIGOX 9/20/2023 $884.1300 $866.8900 11/16/2022 8/15/2029 GIGS014 40177M781, 40177M799
  Investment Grade Corporate Trust 3-7 Year, 015 CGIGPX 9/20/2023 $973.2600 $954.2800 12/8/2022 8/15/2029 GIGS015 40177N425, 40177N433
  Investment Grade Corporate Trust 3-7 Year, 016 CGIGQX 9/20/2023 $953.2200 $934.4700 1/18/2023 8/15/2029 GIGS016 40177P388, 40177P396
  Investment Grade Corporate Trust 3-7 Year, 017 CGIGRX 9/20/2023 $967.9700 $949.0000 4/6/2023 2/25/2030 GIGS017 40177R384, 40177R392
  Investment Grade Corporate Trust 3-7 Year, 018 CGIGSX 9/20/2023 $975.9600 $956.9300 7/19/2023 5/19/2030 GIGS018 40177T265, 40177T273
  Investment Grade Corporate Trust 5-8 Year, 001 CIGIAX 9/20/2023 $0.0000 $371.0600 9/22/2016 10/8/2024 GIGI001 40171L623, 40171L631
  Investment Grade Corporate Trust 5-8 Year, 002 CIGIBX 9/20/2023 $0.0000 $567.8900 4/28/2017 3/15/2025 GIGI002 40172V141, 40172V158
  Kensho Space Exploration & Innovation Portfolio, 011 CKSPKX 9/20/2023 $0.0000 $9.6993 12/17/2021 12/18/2023 KSPC011 40177D104, 40177D112, 40177D120, 40177D138
  Large-Cap Core Portfolio, 041 CACEPX 9/20/2023 $0.0000 $9.5098 2/28/2022 2/28/2024 LCAP041 40177F380, 40177F398, 40177F406, 40177F414
  Large-Cap Core Portfolio, 042 CACEQX 9/20/2023 $0.0000 $10.6857 8/29/2022 8/29/2024 LCAP042 40177K702, 40177K710, 40177K728, 40177K736
  Large-Cap Core Portfolio, 043 CACERX 9/20/2023 $0.0000 $10.7941 2/22/2023 2/24/2025 LCAP043 40177P305, 40177P313, 40177P321, 40177P339
  ML Top Picks for 2023 (AVAILABLE THROUGH MERRILL LYNCH ADVISORS ONLY), 011 CMPIKX 9/20/2023 $0.0000 $10.2689 3/1/2023 5/2/2024 MPIX011 40177P727, 40177P735
  National Municipal Portfolio of CEFs, 052 CENMBX 9/20/2023 $0.0000 $6.3321 11/4/2021 11/6/2023 DCEN052 40177C148, 40177C155, 40177C163, 40177C171
  National Municipal Portfolio of CEFs, 053 CENMCX 9/20/2023 $0.0000 $6.3287 1/7/2022 2/5/2024 DCEN053 40177D666, 40177D674, 40177D682, 40177D690
  National Municipal Portfolio of CEFs, 054 CENMDX 9/20/2023 $0.0000 $7.7751 5/4/2022 5/6/2024 DCEN054 40177H386, 40177H394, 40177H402, 40177H410
  National Municipal Portfolio of CEFs, 055 CENMEX 9/20/2023 $0.0000 $7.4355 8/3/2022 8/5/2024 DCEN055 40177K108, 40177K116, 40177K124, 40177K132
  National Municipal Portfolio of CEFs, 056 CENMFX 9/20/2023 $0.0000 $9.3347 11/2/2022 11/4/2024 DCEN056 40177M260, 40177M278, 40177M286, 40177M294
  National Municipal Portfolio of CEFs, 057 CENMGX 9/20/2023 $0.0000 $8.2209 2/2/2023 2/3/2025 DCEN057 40177N482, 40177N490, 40177N508, 40177N516
  National Municipal Portfolio of CEFs, 058 CENMHX 9/20/2023 $0.0000 $8.6959 4/10/2023 5/5/2025 DCEN058 40177Q642, 40177Q659, 40177Q667, 40177Q675
  NDR Precious Metals & Miners Portfolio, 021 CPMMUX 9/20/2023 $0.0000 $9.1050 10/18/2021 10/18/2023 PMMP021 40171A429, 40171A437, 40171A445, 40171A452
  NDR Precious Metals & Miners Portfolio, 022 CPMMVX 9/20/2023 $0.0000 $7.7404 4/11/2022 4/11/2024 PMMP022 40177G685, 40177G693, 40177G701, 40177G719
  NDR Precious Metals & Miners Portfolio, 023 CPMMWX 9/20/2023 $0.0000 $10.7520 10/7/2022 10/7/2024 PMMP023 40177L544, 40177L551, 40177L569, 40177L577
  New York Municipal Portfolio of CEFs, 037 CENYLX 9/20/2023 $0.0000 $6.5435 11/4/2021 11/6/2023 DCNY037 40177C221, 40177C239, 40177C247, 40177C254
  New York Municipal Portfolio of CEFs, 038 CENYMX 9/20/2023 $0.0000 $7.2147 2/17/2022 2/20/2024 DCNY038 40177G446, 40177G453, 40177G461, 40177G479
  New York Municipal Portfolio of CEFs, 039 CENYNX 9/20/2023 $0.0000 $7.9795 8/3/2022 8/5/2024 DCNY039 40177H428, 40177H436, 40177H444, 40177H451
  New York Municipal Portfolio of CEFs, 040 CENYOX 9/20/2023 $0.0000 $8.3901 2/2/2023 2/3/2025 DCNY040 40177N565, 40177N573, 40177N581, 40177N599
  REIT Portfolio, 026 CGRTAX 9/20/2023 $0.0000 $7.6627 2/7/2022 2/7/2024 GRET026 40177D740, 40177D757, 40177D765, 40177D773
  REIT Portfolio, 027 CGRTBX 9/20/2023 $0.0000 $8.0229 8/10/2022 8/12/2024 GRET027 40177K348, 40177K355, 40177K363, 40177K371
  REIT Portfolio, 028 CGRTCX 9/20/2023 $0.0000 $8.6704 2/8/2023 2/10/2025 GRET028 40177N680, 40177N698, 40177N706, 40177N714
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 028 CACTCX 9/20/2023 $0.0000 $9.9560 7/27/2022 10/25/2023 ACTS028 40177J648, 40177J655, 40177J663, 40177J671
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 029 CACTDX 9/20/2023 $0.0000 $10.0799 10/25/2022 1/25/2024 ACTS029 40177L700, 40177L718, 40177L726, 40177L734
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 030 CACTEX 9/20/2023 $0.0000 $9.9529 1/25/2023 4/29/2024 ACTS030 40177N342, 40177N359, 40177N367, 40177N375
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 031 CACTFX 9/20/2023 $0.0000 $9.7719 4/27/2023 7/29/2024 ACTS031 40177Q428, 40177Q436, 40177Q444, 40177Q451
  Select Quality Municipal Portfolio, 001 CGSQAX 9/20/2023 $0.0000 $552.5900 3/28/2014 8/15/2052 GSQM001 40167W229, 40167W237
  Select Quality Municipal Portfolio, 002 CGSQBX 9/20/2023 $0.0000 $557.1000 8/7/2014 11/15/2044 GSQM002 40169A340, 40169A357
  Select Quality Municipal Portfolio, 003 CGSQCX 9/20/2023 $0.0000 $762.7300 4/29/2015 11/15/2045 GSQM003 40169M583, 40169M591
  Select Quality Municipal Portfolio, 004 CGSQDX 9/20/2023 $0.0000 $842.4600 12/4/2015 6/15/2046 GSQM004 40169Y652, 40169Y660
  Select Quality Municipal Portfolio, 005 CGSQEX 9/20/2023 $870.8000 $840.3000 4/18/2023 10/1/2053 GSQM005 40177Q501, 40177Q519
  Select Quality Municipal Portfolio, 006 CGSQFX 9/20/2023 $889.0800 $857.9400 6/7/2023 4/1/2054 GSQM006 40177R608, 40177R616
  Senior Loan & Income Portfolio of CEFs, 041 CESLOX 9/20/2023 $0.0000 $7.8200 11/4/2021 11/6/2023 DCES041 40177C189, 40177C197, 40177C205, 40177C213
  Senior Loan & Income Portfolio of CEFs, 042 CESLPX 9/20/2023 $0.0000 $7.7290 1/7/2022 1/12/2024 DCES042 40177F505, 40177F513, 40177F521, 40177F539
  Senior Loan & Income Portfolio of CEFs, 043 CESLQX 9/20/2023 $0.0000 $8.6970 4/19/2022 5/6/2024 DCES043 40177H469, 40177H477, 40177H485, 40177H493
  Senior Loan & Income Portfolio of CEFs, 044 CESLRX 9/20/2023 $0.0000 $9.9227 10/3/2022 10/3/2024 DCES044 40177M187, 40177M195, 40177M203, 40177M211
  SMid Dividend Strength Portfolio, 017 CSMDQX 9/20/2023 $0.0000 $8.1949 1/21/2022 1/22/2024 SMDS017 40177D385, 40177D393, 40177D401, 40177D419
  SMid Dividend Strength Portfolio, 018 CSMDRX 9/20/2023 $0.0000 $9.1058 7/20/2022 7/22/2024 SMDS018 40177J564, 40177J572, 40177J580, 40177J598
  SMid Dividend Strength Portfolio, 019 CSMDSX 9/20/2023 $0.0000 $8.6875 1/23/2023 1/23/2025 SMDS019 40177N268, 40177N276, 40177N284, 40177N292
  Strategic Income Portfolio, 114 CFSIPX 9/20/2023 $0.0000 $7.0680 1/13/2022 1/16/2024 FSIP114 40177D260, 40177D278, 40177D286, 40177D294
  Strategic Income Portfolio, 115 CFSIQX 9/20/2023 $0.0000 $8.1020 3/8/2022 3/8/2024 FSIP115 40177H147, 40177H154, 40177H162, 40177H170
  Strategic Income Portfolio, 116 CFSIRX 9/20/2023 $0.0000 $8.8923 9/8/2022 9/9/2024 FSIP116 40177K504, 40177K512, 40177K520, 40177K538
  Strategic Income Portfolio, 117 CFSISX 9/20/2023 $0.0000 $9.0921 1/12/2023 1/13/2025 FSIP117 40177M849, 40177M856, 40177M864, 40177M872
  Technological Innovation Portfolio, 019 CATESX 9/20/2023 $0.0000 $9.2633 3/16/2022 3/18/2024 ATEC019 40177G263, 40177G271, 40177G289, 40177G297
  Technological Innovation Portfolio, 020 CATETX 9/20/2023 $0.0000 $11.4428 9/19/2022 9/19/2024 ATEC020 40177L106, 40177L114, 40177L122, 40177L130
  Technological Innovation Portfolio, 021 CATEUX 9/20/2023 $0.0000 $11.1933 3/15/2023 3/17/2025 ATEC021 40177P560, 40177P578, 40177P586, 40177P594
  Technology Portfolio, 030 CTECEX 9/20/2023 $0.0000 $8.0226 10/25/2021 10/25/2023 DTS030 40171A502, 40171A510, 40171A528, 40171A536
  Technology Portfolio, 031 CTECFX 9/20/2023 $0.0000 $10.1894 4/20/2022 4/22/2024 DTS031 40177G768, 40177G776, 40177G784, 40177G792
  Technology Portfolio, 032 CTECGX 9/20/2023 $0.0000 $12.2426 10/25/2022 10/25/2024 DTS032 40177L742, 40177L759, 40177L767, 40177L775
  Tekla Medical Science Innovation Portfolio, 003 CTMECX 9/20/2023 $0.0000 $6.7889 11/15/2021 11/15/2023 TMED003 40177C304, 40177C312, 40177C320, 40177C338
  Tekla Medical Science Innovation Portfolio, 004 CTMEDX 9/20/2023 $0.0000 $10.0125 5/18/2022 5/20/2024 TMED004 40177H824, 40177H832, 40177H840, 40177H857
  Tekla Medical Science Innovation Portfolio, 005 CTMEEX 9/20/2023 $0.0000 $8.5831 11/21/2022 11/21/2024 TMED005 40177M708, 40177M716, 40177M724, 40177M732
  Total Income Portfolio, 027 CTIPBX 9/20/2023 $0.0000 $8.9624 2/24/2022 2/26/2024 TIP027 40177F307, 40177F315, 40177F323, 40177F331
  Total Income Portfolio, 028 CTIPCX 9/20/2023 $0.0000 $9.3465 8/29/2022 8/29/2024 TIP028 40177K785, 40177K793, 40177K801, 40177K819
  Total Income Portfolio, 029 CTIPDX 9/20/2023 $0.0000 $9.5482 2/28/2023 2/28/2025 TIP029 40177P347, 40177P354, 40177P362, 40177P370
  US 50 Dividend Strategy Portfolio, 033 CUFTHX 9/20/2023 $0.0000 $9.3939 7/27/2022 10/25/2023 UFTY033 40177J689, 40177J697, 40177J705, 40177J713
  US 50 Dividend Strategy Portfolio, 034 CUFTIX 9/20/2023 $0.0000 $9.7224 10/25/2022 1/25/2024 UFTY034 40177M104, 40177M112, 40177M120, 40177M138
  US 50 Dividend Strategy Portfolio, 035 CUFTJX 9/20/2023 $0.0000 $8.8572 1/25/2023 4/29/2024 UFTY035 40177N383, 40177N391, 40177N409, 40177N417
  US 50 Dividend Strategy Portfolio, 036 CUFTKX 9/20/2023 $0.0000 $9.8080 4/27/2023 7/29/2024 UFTY036 40177Q469, 40177Q477, 40177Q485, 40177Q493
  US Capital Strength Portfolio, 023 CUCAWX 9/20/2023 $0.0000 $9.0117 11/15/2021 11/15/2023 UCAP023 40177C346, 40177C353, 40177C361, 40177C379
  US Capital Strength Portfolio, 024 CUCAYX 9/20/2023 $0.0000 $11.2425 5/18/2022 5/20/2024 UCAP024 40177H543, 40177H550, 40177H568, 40177H576
  US Capital Strength Portfolio, 025 CUCAYZ 9/20/2023 $0.0000 $10.6909 11/16/2022 11/18/2024 UCAP025 40177M500, 40177M518, 40177M526, 40177M534
  US High Dividend Strategy Portfolio, 045 CUSHTX 9/20/2023 $0.0000 $9.8291 7/20/2022 10/18/2023 USHD045 40177J606, 40177J614, 40177J622, 40177J630
  US High Dividend Strategy Portfolio, 046 CUSHUX 9/20/2023 $0.0000 $9.8441 10/18/2022 1/23/2024 USHD046 40177L627, 40177L635, 40177L643, 40177L650
  US High Dividend Strategy Portfolio, 047 CUSHVX 9/20/2023 $0.0000 $8.7203 1/23/2023 4/22/2024 USHD047 40177N300, 40177N318, 40177N326, 40177N334
  US High Dividend Strategy Portfolio, 048 CUSHWX 9/20/2023 $0.0000 $9.3831 4/20/2023 7/22/2024 USHD048 40177Q345, 40177Q352, 40177Q360, 40177Q378
  US Low Volatility Strategy Portfolio, 040 CULOOX 9/20/2023 $0.0000 $9.4330 8/3/2022 11/2/2023 ULOW040 40177K140, 40177K157, 40177K165, 40177K173
  US Low Volatility Strategy Portfolio, 041 CULOPX 9/20/2023 $0.0000 $9.8434 11/2/2022 2/5/2024 ULOW041 40177M302, 40177M310, 40177M328, 40177M336
  US Low Volatility Strategy Portfolio, 042 CULOQX 9/20/2023 $0.0000 $9.7926 2/2/2023 5/3/2024 ULOW042 40177N524, 40177N532, 40177N540, 40177N557
  US Low Volatility Strategy Portfolio, 043 CULORX 9/20/2023 $0.0000 $9.4777 5/3/2023 8/5/2024 ULOW043 40177Q683, 40177Q691, 40177Q709, 40177Q717
  Utilities Portfolio, 035 COPUKX 9/20/2023 $0.0000 $8.9190 1/13/2022 1/16/2024 DUS035 40177D302, 40177D310, 40177D328, 40177D336
  Utilities Portfolio, 036 COPULX 9/20/2023 $0.0000 $9.0754 7/13/2022 7/15/2024 DUS036 40177J481, 40177J499, 40177J507, 40177J515
  Utilities Portfolio, 037 COPUMX 9/20/2023 $0.0000 $8.6667 1/17/2023 1/17/2025 DUS037 40177N185, 40177N193, 40177N201, 40177N219

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge.

2 The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges accounted for if investors liquidate units.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.

Form 8937 & Appendix (2019)
Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



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