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Secondary UITs

CUSIPs Trust Ticker Symbol Price Date Offer1 Liquidation2 Deposit Date Mandatory Maturity Date
  Advisory Series: Investment Grade Corporate 3-7 Year Trust, 002 CAGIBX 7/27/2021 $0.0000 $672.9000 6/27/2018 5/15/2025 AGIGS002 40173X443
  Advisory Series: Investment Grade Corporate Trust 3-7 Year (FEE-BASED ONLY), 001 CAGIAX 7/27/2021 $0.0000 $790.1400 4/18/2018 3/25/2025 AGIGS001 40173V124
  Alerian Energy Infrastructure & MLP Capital Strength Portfolio, 011 CAMIKX 7/27/2021 $0.0000 $12.9771 7/8/2020 10/8/2021 AMII011 40176B661, 40176B679, 40176B687, 40176B695
  Alternative Income Portfolio, 014 CAIPNX 7/27/2021 $0.0000 $8.0003 10/8/2019 10/8/2021 AIP014 40175B589, 40175B597, 40175B605, 40175B613
  Balanced Income Builder Portfolio, 029 CGBIDX 7/27/2021 $0.0000 $9.9318 10/18/2019 10/18/2021 GBIB029 40175B704, 40175B712, 40175B720, 40175B738
  Balanced Income Builder Portfolio, 030 CGBIEX 7/27/2021 $0.0000 $9.8882 1/27/2020 1/27/2022 GBIB030 40175F424, 40175F432, 40175F440, 40175F457
  Balanced Income Builder Portfolio, 031 CGBIFX 7/27/2021 $0.0000 $12.4818 4/20/2020 4/20/2022 GBIB031 40175Y589, 40175Y597, 40175Y605, 40175Y613
  Balanced Income Builder Portfolio, 032 CGBIGX 7/27/2021 $0.0000 $11.4367 7/20/2020 7/20/2022 GBIB032 40176B547, 40176B554, 40176B562, 40176B570
  Balanced Income Builder Portfolio, 033 CGBIHX 7/27/2021 $0.0000 $11.3557 10/19/2020 10/19/2022 GBIB033 40176D105, 40176D113, 40176D121, 40176D139
  Balanced Income Builder Portfolio, 034 CGBIIX 7/27/2021 $0.0000 $10.5108 1/19/2021 1/19/2023 GBIB034 40176E582, 40176E590, 40176E608, 40176E616
  Balanced Income Builder Portfolio, 035 CGBIJX 7/27/2021 $0.0000 $9.8421 4/20/2021 4/20/2023 GBIB035 40176X564, 40176X572, 40176X580, 40176X598
  BDC Scorecard Portfolio, 020 CBDCTX 7/27/2021 $0.0000 $13.0867 6/17/2020 9/17/2021 BDCS020 40176B224, 40176B232, 40176B240, 40176B257
  BDC Scorecard Portfolio, 021 CBDCUX 7/27/2021 $0.0000 $13.2077 9/17/2020 12/17/2021 BDCS021 40175X706, 40175X714, 40175X722, 40175X730
  Blue Chip Dividend Portfolio, 001 CBCDAX 7/27/2021 $0.0000 $13.3640 5/28/2020 5/31/2022 BCDV001 40176A663, 40176A671, 40176A689, 40176A697
  Blue Chip Dividend Portfolio, 002 CBCDBX 7/27/2021 $0.0000 $11.1756 11/16/2020 11/16/2022 BCDV002 40176C784, 40176C792, 40176C800, 40176C818
  Blue Chip Dividend Portfolio, 003 CBCDCX 7/27/2021 $0.0000 $10.8233 2/16/2021 2/16/2023 BCDV003 40176W509, 40176W517, 40176W525, 40176W533
  Blue Chip Growth Portfolio, 023 CBCHWX 7/27/2021 $0.0000 $15.5315 8/19/2019 8/19/2021 BCHP023 40175A300, 40175A318, 40175A326, 40175A334
  Blue Chip Growth Portfolio, 024 CBCHYX 7/27/2021 $0.0000 $15.1603 11/18/2019 11/18/2021 BCHP024 40175D627, 40175D635, 40175D643, 40175D650
  Blue Chip Growth Portfolio, 025 CBCHZX 7/27/2021 $0.0000 $13.8977 2/20/2020 2/22/2022 BCHP025 40175G141, 40175G158, 40175G166, 40175G174
  Blue Chip Growth Portfolio, 026 CBCHAX 7/27/2021 $0.0000 $13.9660 5/18/2020 5/18/2022 BCHP026 40176A382, 40176A390, 40176A408, 40176A416
  Blue Chip Growth Portfolio, 027 CBCHBX 7/27/2021 $0.0000 $12.0743 8/17/2020 8/17/2022 BCHP027 40175X508, 40175X516, 40175X524, 40175X532
  Blue Chip Growth Portfolio, 028 CBCHCX 7/27/2021 $0.0000 $11.8750 11/16/2020 11/16/2022 BCHP028 40176D469, 40176D477, 40176D485, 40176D493
  Blue Chip Growth Portfolio, 029 CBCHDX 7/27/2021 $0.0000 $11.2185 2/16/2021 2/16/2023 BCHP029 40176W541, 40176W558, 40176W566, 40176W574
  Blue Chip Value Portfolio, 001 CBCVAX 7/27/2021 $0.0000 $12.2967 8/17/2020 8/17/2022 BCVA001 40176C149, 40176C156, 40176C164, 40176C172
  Build America Bonds Trust, 001 CGBAAX 7/27/2021 $0.0000 $399.0200 7/20/2010 7/1/2042 GBAB001 18387Q446, 18387Q453
  Build America Bonds Trust, 002 CGBABX 7/27/2021 $0.0000 $525.3600 8/12/2010 2/1/2042 GBAB002 18387Q503, 18387Q511
  Build America Bonds Trust, 003 CGBACX 7/27/2021 $0.0000 $761.2100 8/20/2010 7/1/2042 GBAB003 18387Q529, 18387Q537
  Build America Bonds Trust, 004 CGBADX 7/27/2021 $0.0000 $546.9700 9/10/2010 8/1/2042 GBAB004 18387R105, 18387R113
  Build America Bonds Trust, 005 CGBAEX 7/27/2021 $0.0000 $743.5400 10/7/2010 7/1/2042 GBAB005 40167C488, 40167C496
  Build America Bonds Trust, 006 CGBAFX 7/27/2021 $0.0000 $667.1600 11/16/2010 7/1/2045 GBAB006 40167C868, 40167C876
  Build America Bonds Trust, 007 CGBAGX 7/27/2021 $0.0000 $510.8100 1/14/2011 1/1/2042 GBAB007 40167R782, 40167R790
  California Municipal Portfolio of CEFs, 030 CECAEX 7/27/2021 $0.0000 $10.0877 9/6/2019 9/7/2021 DCCA030 40175A789, 40175A797, 40175A805, 40175A813
  California Municipal Portfolio of CEFs, 031 CECAFX 7/27/2021 $0.0000 $10.2954 12/6/2019 12/6/2021 DCCA031 40175E344, 40175E351, 40175E369, 40175E377
  California Municipal Portfolio of CEFs, 032 CECAGX 7/27/2021 $0.0000 $10.1354 3/5/2020 3/7/2022 DCCA032 40175G422, 40175G430, 40175G448, 40175G455
  California Municipal Portfolio of CEFs, 033 CECAHX 7/27/2021 $0.0000 $10.8210 6/5/2020 6/6/2022 DCCA033 40176A747, 40176A754, 40176A762, 40176A770
  California Municipal Portfolio of CEFs, 034 CECAIX 7/27/2021 $0.0000 $10.4041 9/8/2020 9/8/2022 DCCA034 40176C263, 40176C271, 40176C289, 40176C297
  California Municipal Portfolio of CEFs, 035 CECAJX 7/27/2021 $0.0000 $10.1797 12/4/2020 12/5/2022 DCCA035 40176D782, 40176D790, 40176D808, 40176D816
  California Municipal Portfolio of CEFs, 036 CECAKX 7/27/2021 $0.0000 $10.3502 3/8/2021 3/8/2023 DCCA036 40176W780, 40176W798, 40176W806, 40176W814
  Convertible & Income Portfolio of Funds, 031 CECIFX 7/27/2021 $0.0000 $13.5626 10/3/2019 10/4/2021 DCEC031 40175B464, 40175B472, 40175B480, 40175B498
  Convertible & Income Portfolio of Funds, 032 CECIGX 7/27/2021 $0.0000 $16.0342 4/8/2020 4/8/2022 DCEC032 40175Y340, 40175Y357, 40175Y365, 40175Y373
  Convertible & Income Portfolio of Funds, 033 CECIHX 7/27/2021 $0.0000 $12.3835 10/2/2020 10/3/2022 DCEC033 40176C420, 40176C438, 40176C446, 40176C453
  Core Four 60/40 Retirement Portfolio, 011 CCFOKX 7/27/2021 $0.0000 $12.5711 5/20/2020 8/17/2021 CFOR011 40176A507, 40176A515, 40176A523, 40176A531
  Core Four 60/40 Retirement Portfolio, 012 CCFOLX 7/27/2021 $0.0000 $11.4292 8/17/2020 11/18/2021 CFOR012 40175X300, 40175X318, 40175X326, 40175X334
  Core Four 60/40 Retirement Portfolio, 013 CCFOMX 7/27/2021 $0.0000 $10.9073 11/18/2020 2/22/2022 CFOR013 40176D584, 40176D592, 40176D600, 40176D618
  Core Four 60/40 Retirement Portfolio, 014 CCFONX 7/27/2021 $0.0000 $10.4655 2/19/2021 5/20/2022 CFOR014 40176W228, 40176W236, 40176W244, 40176W251
  Corporate High Yield & Income Portfolio of CEFs, 036 CEIPHX 7/27/2021 $0.0000 $9.7652 8/1/2019 8/2/2021 DCEI036 40174K580, 40174K598, 40174K606, 40174K614
  Corporate High Yield & Income Portfolio of CEFs, 037 CEIPIX 7/27/2021 $0.0000 $9.6291 2/3/2020 2/3/2022 DCEI037 40175F481, 40175F499, 40175F507, 40175F515
  Corporate High Yield & Income Portfolio of CEFs, 038 CEIPJX 7/27/2021 $0.0000 $11.4684 8/3/2020 8/3/2022 DCEI038 40175X185, 40175X193, 40175X201, 40175X219
  Covered Call & Income Portfolio of CEFs, 044 CCCIPX 7/27/2021 $0.0000 $10.8061 12/6/2019 12/6/2021 COV044 40175E385, 40175E393, 40175E401, 40175E419
  Covered Call & Income Portfolio of CEFs, 045 CCCIQX 7/27/2021 $0.0000 $13.2511 4/8/2020 4/8/2022 COV045 40175Y845, 40175Y852, 40175Y860, 40175Y878
  Covered Call & Income Portfolio of CEFs, 046 CCCIRX 7/27/2021 $0.0000 $12.0523 10/8/2020 10/10/2022 COV046 40176C545, 40176C552, 40176C560, 40176C578
  Defined GNMA Portfolio, 016 CGNMDX 7/27/2021 $0.0000 $0.1366 3/8/2005 3/8/2035 DGNMA016 183840222
  Defined GNMA Portfolio, 017 CGNMEX 7/27/2021 $0.0000 $0.1629 12/8/2005 12/31/2035 DGNMA017 183842236
  Defined Outcome Trust: Large Cap Buffer 10 Portfolio, July 2021 CDOTBX 7/27/2021 $0.0000 $11.9231 4/29/2020 7/29/2021 DOB10002 40175X128, 40175X136
  Defined Outcome Trust: Large Cap Buffer 20 Portfolio, April 2022 CDOBEX 7/27/2021 $0.0000 $11.7002 3/27/2020 4/5/2022 DOB20005 40175Y787, 40175Y795
  Defined Outcome Trust: Large Cap Buffer 20 Portfolio, December 2021 CDOBBX 7/27/2021 $0.0000 $11.5471 12/19/2019 12/22/2021 DOB20002 40175E740, 40175E757
  Defined Outcome Trust: Large Cap Buffer 20 Portfolio, January 2022 CDOBCX 7/27/2021 $0.0000 $11.4355 1/24/2020 1/26/2022 DOB20003 40175F465, 40175F473
  Defined Outcome Trust: Large Cap Buffer 20 Portfolio, March 2022 CDOBDX 7/27/2021 $0.0000 $11.4882 2/28/2020 3/22/2022 DOB20004 40175Y142, 40175Y159
  Discount Opportunity Strategy Portfolio of CEFs, 017 CGDOQX 7/27/2021 $0.0000 $11.0002 12/6/2019 12/6/2021 GDOS017 40175E302, 40175E310, 40175E328, 40175E336
  Discount Opportunity Strategy Portfolio of CEFs, 018 CGDORX 7/27/2021 $0.0000 $13.1925 4/6/2020 4/6/2022 GDOS018 40175Y803, 40175Y811, 40175Y829, 40175Y837
  Discount Opportunity Strategy Portfolio of CEFs, 019 CGDOSX 7/27/2021 $0.0000 $12.3035 10/2/2020 10/3/2022 GDOS019 40176C388, 40176C396, 40176C404, 40176C412
  Diversified Credit Portfolio of ETFs, 015 CDCPOX 7/27/2021 $0.0000 $9.8614 8/12/2019 8/12/2021 DCP015 40174K820, 40174K838, 40174K846, 40174K853
  Diversified Credit Portfolio of ETFs, 016 CDCPPX 7/27/2021 $0.0000 $9.7141 2/14/2020 2/14/2022 DCP016 40175F762, 40175F770, 40175F788, 40175F796
  Diversified Credit Portfolio of ETFs, 017 CDCPQX 7/27/2021 $0.0000 $9.9594 8/17/2020 8/17/2022 DCP017 40175X342, 40175X359, 40175X367, 40175X375
  Diversified Dividend & Income Portfolio, 031 CDDIFX 7/27/2021 $0.0000 $11.9750 9/5/2019 9/7/2021 DDI031 40175A623, 40175A631, 40175A649, 40175A656
  Diversified Dividend & Income Portfolio, 032 CDDIGX 7/27/2021 $0.0000 $12.2880 3/5/2020 3/7/2022 DDI032 40175G463, 40175G471, 40175G489, 40175G497
  Diversified Dividend & Income Portfolio, 033 CDDIHX 7/27/2021 $0.0000 $12.1500 9/8/2020 9/8/2022 DDI033 40176C180, 40176C198, 40176C206, 40176C214
  Diversified Income Wave Portfolio, 077 CFWALX 7/27/2021 $0.0000 $11.8071 6/8/2020 9/9/2021 FWAV077 40176A820, 40176A838, 40176A846, 40176A853
  Diversified Income Wave Portfolio, 078 CFWAMX 7/27/2021 $0.0000 $11.8047 9/9/2020 12/9/2021 FWAV078 40175X623, 40175X631, 40175X649, 40175X656
  Diversified Income Wave Portfolio, 079 CFWANX 7/27/2021 $0.0000 $10.8884 12/9/2020 3/9/2022 FWAV079 40176E186, 40176E194, 40176E202, 40176E210
  Diversified Income Wave Portfolio, 080 CFWAOX 7/27/2021 $0.0000 $10.2425 3/9/2021 6/8/2022 FWAV080 40176X101, 40176X119, 40176X127, 40176X135
  Dividend Growth Portfolio, 010 CDGPJX 7/27/2021 $0.0000 $16.2045 11/23/2016 11/23/2021 DGP010 40171N629, 40171N637, 40171N645, 40171N652
  Dividend Growth Portfolio, 011 CDGPKX 7/27/2021 $0.0000 $15.3254 5/23/2017 5/23/2022 DGP011 40172U648, 40172U655, 40172U663, 40172U671
  Dividend Growth Portfolio, 012 CDGPLX 7/27/2021 $0.0000 $15.7110 8/16/2017 11/16/2022 DGP012 40170D523, 40170D531, 40170D549, 40170D556
  Dividend Growth Portfolio, 013 CDGPMX 7/27/2021 $0.0000 $13.5645 2/15/2018 2/15/2023 DGP013 40173V579, 40173V587, 40173V595, 40173V603
  Dividend Growth Portfolio, 014 CDGPNX 7/27/2021 $0.0000 $14.0516 8/15/2018 8/15/2023 DGP014 40174A426, 40174A434, 40174A442, 40174A459
  Dividend Growth Portfolio, 015 CDGPOX 7/27/2021 $0.0000 $12.3209 2/15/2019 2/15/2024 DGP015 40174F342, 40174F359, 40174F367, 40174F375
  Dividend Growth Portfolio, 016 CDGPPX 7/27/2021 $0.0000 $12.1629 8/15/2019 8/15/2024 DGP016 40175A540, 40175A557, 40175A565, 40175A573
  Dividend Growth Portfolio, 017 CDGPQX 7/27/2021 $0.0000 $11.2370 2/18/2020 2/18/2025 DGP017 40175F804, 40175F812, 40175F820, 40175F838
  Dividend Growth Portfolio, 018 CDGPRX 7/27/2021 $0.0000 $12.2499 8/18/2020 8/18/2025 DGP018 40175X425, 40175X433, 40175X441, 40175X458
  Dividend Strength Portfolio, 035 CGROJX 7/27/2021 $0.0000 $11.8022 8/23/2019 8/23/2021 GROW035 40175A383, 40175A391, 40175A409, 40175A417
  Dividend Strength Portfolio, 036 CGROKX 7/27/2021 $0.0000 $11.8880 11/22/2019 11/22/2021 GROW036 40175D668, 40175D676, 40175D684, 40175D692
  Dividend Strength Portfolio, 037 CGROLX 7/27/2021 $0.0000 $11.7608 2/26/2020 2/28/2022 GROW037 40175G265, 40175G273, 40175G281, 40175G299
  Dividend Strength Portfolio, 038 CGROMX 7/27/2021 $0.0000 $12.9809 5/26/2020 5/26/2022 GROW038 40176A580, 40176A598, 40176A606, 40176A614
  Dividend Strength Portfolio, 039 CGRONX 7/27/2021 $0.0000 $11.6874 8/24/2020 8/24/2022 GROW039 40175X466, 40175X474, 40175X482, 40175X490
  Dividend Strength Portfolio, 040 CGROOX 7/27/2021 $0.0000 $11.1045 11/27/2020 11/28/2022 GROW040 40176D667, 40176D675, 40176D683, 40176D691
  Dividend Strength Portfolio, 041 CGROPX 7/27/2021 $0.0000 $11.0855 2/22/2021 2/22/2023 GROW041 40176W665, 40176W673, 40176W681, 40176W699
  Dow 10 Portfolio, 042 CDOWQX 7/27/2021 $0.0000 $12.4626 7/6/2020 10/4/2021 DDP042 40176B265, 40176B273, 40176B281, 40176B299
  Dow 10 Portfolio, 043 CDOWRX 7/27/2021 $0.0000 $12.0168 10/2/2020 1/13/2022 DDP043 40175X821, 40175X839, 40175X847, 40175X854
  Dow 10 Portfolio, 044 CDOWSX 7/27/2021 $0.0000 $10.9051 1/4/2021 4/5/2022 DDP044 40176E343, 40176E350, 40176E368, 40176E376
  Dow 10 Portfolio, 045 CDOWTX 7/27/2021 $0.0000 $9.7541 4/5/2021 7/6/2022 DDP045 40176X325, 40176X333, 40176X341, 40176X358
  Dow Jones Sustainable Growth Portfolio, 011 CSUSKX 7/27/2021 $0.0000 $15.2005 5/20/2020 8/17/2021 SUST011 40176A549, 40176A556, 40176A564, 40176A572
  Dow Jones Sustainable Growth Portfolio, 012 CSUSLX 7/27/2021 $0.0000 $12.5178 8/17/2020 11/18/2021 SUST012 40175X383, 40175X391, 40175X409, 40175X417
  Dow Jones Sustainable Growth Portfolio, 013 CSUSMX 7/27/2021 $0.0000 $12.5107 11/18/2020 2/22/2022 SUST013 40176D626, 40176D634, 40176D642, 40176D659
  Dow Jones Sustainable Growth Portfolio, 014 CSUSNX 7/27/2021 $0.0000 $11.4466 2/19/2021 5/20/2022 SUST014 40176W343, 40176W350, 40176W368, 40176W376
  Dow Jones Value Dividend Focus Portfolio, 041 CRBDPX 7/27/2021 $0.0000 $13.8154 6/17/2020 9/17/2021 RBPD041 40176B141, 40176B158, 40176B166, 40176B174
  Dow Jones Value Dividend Focus Portfolio, 042 CRBDQX 7/27/2021 $0.0000 $13.2841 9/17/2020 12/17/2021 RBPD042 40175X664, 40175X672, 40175X680, 40175X698
  Dow Jones Value Dividend Focus Portfolio, 043 CRBDRX 7/27/2021 $0.0000 $11.5341 12/17/2020 3/16/2022 RBPD043 40176E228, 40176E236, 40176E244, 40176E251
  Dow Jones Value Dividend Focus Portfolio, 044 CRBDSX 7/27/2021 $0.0000 $10.0916 3/16/2021 6/17/2022 RBPD044 40176X184, 40176X192, 40176X200, 40176X218
  Emerging Markets Dividend Strategy Portfolio, 035 CGEMJX 7/27/2021 $0.0000 $12.4987 7/9/2020 10/11/2021 GEMD035 40176B380, 40176B398, 40176B406, 40176B414
  Emerging Markets Dividend Strategy Portfolio, 036 CGEMKX 7/27/2021 $0.0000 $11.6627 10/7/2020 1/13/2022 GEMD036 40176C503, 40176C511, 40176C529, 40176C537
  Emerging Markets Dividend Strategy Portfolio, 037 CGEMLX 7/27/2021 $0.0000 $9.9876 1/6/2021 1/12/2023 GEMD037 40176E467, 40176E475, 40176E483, 40176E491
  Energy Portfolio, 027 CENPBX 7/27/2021 $0.0000 $9.0115 8/27/2019 8/27/2021 DES027 40175A144, 40175A151, 40175A169, 40175A177
  Equity & Income Portfolio of CEFs, 047 CCEEVX 7/27/2021 $0.0000 $10.9353 12/6/2019 12/6/2021 CEEI047 40175E260, 40175E278, 40175E286, 40175E294
  Equity & Income Portfolio of CEFs, 048 CCEEWX 7/27/2021 $0.0000 $12.7035 6/5/2020 6/6/2022 CEEI048 40176A705, 40176A713, 40176A721, 40176A739
  Equity & Income Portfolio of CEFs, 049 CCEEYX 7/27/2021 $0.0000 $11.2364 12/4/2020 12/5/2022 CEEI049 40176D824, 40176D832, 40176D840, 40176D857
  European Capital Strength Portfolio, 019 CECPSX 7/27/2021 $0.0000 $12.2237 11/15/2019 11/15/2021 ECAP019 40175D460, 40175D478, 40175D486, 40175D494
  European Capital Strength Portfolio, 020 CECPTX 7/27/2021 $0.0000 $13.9838 5/18/2020 5/18/2022 ECAP020 40176A465, 40176A473, 40176A481, 40176A499
  European Capital Strength Portfolio, 021 CECPUX 7/27/2021 $0.0000 $11.8784 11/16/2020 11/16/2022 ECAP021 40176D543, 40176D550, 40176D568, 40176D576
  Financials Portfolio, 014 CFINNX 7/27/2021 $0.0000 $11.4471 11/27/2019 11/29/2021 FIN014 40175E104, 40175E112, 40175E120, 40175E138
  Financials Portfolio, 015 CFINOX 7/27/2021 $0.0000 $14.2896 4/9/2020 4/11/2022 FIN015 40176A101, 40176A119, 40176A127, 40176A135
  Financials Portfolio, 016 CFINPX 7/27/2021 $0.0000 $14.0996 10/7/2020 10/7/2022 FIN016 40176C628, 40176C636, 40176C644, 40176C651
  Flaherty & Crumrine Preferred Portfolio, 049 CPREYX 7/27/2021 $0.0000 $9.6800 10/3/2019 10/4/2021 PREF049 40175E229, 40175E237, 40175E245, 40175E252
  Flaherty & Crumrine Preferred Portfolio, 050 CPREZX 7/27/2021 $0.0000 $10.5044 5/6/2020 5/6/2022 PREF050 40175Y183, 40175Y191, 40175Y209, 40175Y217
  Flaherty & Crumrine Preferred Portfolio, 051 CPREAX 7/27/2021 $0.0000 $10.0712 10/28/2020 11/7/2022 PREF051 40176D428, 40176D436, 40176D444, 40176D451
  Flaherty & Crumrine Preferred Portfolio, 052 CPREBX 7/27/2021 $0.0000 $9.8374 2/4/2021 2/6/2023 PREF052 40176X267, 40176X275, 40176X283, 40176X291
  Floating Rate & Dividend Growth Portfolio, 020 CFRDTX 7/27/2021 $0.0000 $10.4877 10/29/2019 10/29/2021 FRDG020 40175D148, 40175D155, 40175D163, 40175D171
  Floating Rate & Dividend Growth Portfolio, 021 CFRDUX 7/27/2021 $0.0000 $11.7504 4/30/2020 5/2/2022 FRDG021 40175Y621, 40175Y639, 40175Y647, 40175Y654
  Floating Rate & Dividend Growth Portfolio, 022 CFRDVX 7/27/2021 $0.0000 $11.2256 11/2/2020 11/2/2022 FRDG022 40176D386, 40176D394, 40176D402, 40176D410
  Global 100 Dividend Strategy Portfolio, 023 CGONWX 7/27/2021 $0.0000 $13.3929 6/17/2020 9/17/2021 GONE023 40176B182, 40176B190, 40176B208, 40176B216
  Global 100 Dividend Strategy Portfolio, 024 CGONYX 7/27/2021 $0.0000 $12.9706 9/17/2020 12/17/2021 GONE024 40176C347, 40176C354, 40176C362, 40176C370
  Global Balanced Income Builder Portfolio, 014 CGBLNX 7/27/2021 $0.0000 $10.2692 9/30/2019 9/30/2021 GBAL014 40175B340, 40175B357, 40175B365, 40175B373
  Global Balanced Income Builder Portfolio, 015 CGBLOX 7/27/2021 $0.0000 $12.2044 3/30/2020 3/30/2022 GBAL015 40175Y100, 40175Y118, 40175Y126, 40175Y134
  Global Balanced Income Builder Portfolio, 016 CGBLPX 7/27/2021 $0.0000 $10.7528 9/30/2020 9/30/2022 GBAL016 40175X748, 40175X755, 40175X763, 40175X771
  GNMA Portfolio, 018 CGNMQX 7/27/2021 $0.0000 $3.9496 7/21/2011 10/15/2040 DGNMA018 40167J467, 40167J475
  GNMA Portfolio, 019 CGNMRX 7/27/2021 $0.0000 $3.7987 11/20/2012 11/15/2042 DGNMA019 40166G183, 40166G191
  Health Care Portfolio, 028 CHCRCX 7/27/2021 $0.0000 $12.3405 1/13/2020 1/13/2022 DHS028 40175F143, 40175F150, 40175F168, 40175F176
  Health Care Portfolio, 029 CHCRDX 7/27/2021 $0.0000 $12.5361 7/13/2020 7/13/2022 DHS029 40176B463, 40176B471, 40176B489, 40176B497
  Health Care Portfolio, 030 CHCREX 7/27/2021 $0.0000 $10.1496 1/14/2021 1/17/2023 DHS030 40176E541, 40176E558, 40176E566, 40176E574
  Income & Treasury Limited Duration Portfolio of Funds, 064 CFICLX 7/27/2021 $0.0000 $10.3726 6/8/2020 9/9/2021 FICE064 40176A788, 40176A796, 40176A804, 40176A812
  Income & Treasury Limited Duration Portfolio of Funds, 065 CFICMX 7/27/2021 $0.0000 $10.7052 9/9/2020 12/9/2021 FICE065 40176C305, 40176C313, 40176C321, 40176C339
  Income & Treasury Limited Duration Portfolio of Funds, 066 CFICNX 7/27/2021 $0.0000 $10.2828 12/9/2020 3/9/2022 FICE066 40176E103, 40176E111, 40176E129, 40176E137
  Income & Treasury Limited Duration Portfolio of Funds, 067 CFICOX 7/27/2021 $0.0000 $10.0637 3/9/2021 6/8/2022 FICE067 40176W822, 40176W830, 40176W848, 40176W855
  Infrastructure & MLP Portfolio of CEFs, 039 CCEINX 7/27/2021 $0.0000 $6.5471 8/7/2019 8/9/2021 CEIF039 40174K705, 40174K713, 40174K721, 40174K739
  Infrastructure & MLP Portfolio of CEFs, 040 CCEIOX 7/27/2021 $0.0000 $7.2360 11/4/2019 11/4/2021 CEIF040 40175D346, 40175D353, 40175D361, 40175D379
  Infrastructure & MLP Portfolio of CEFs, 041 CCEIPX 7/27/2021 $0.0000 $7.0812 2/3/2020 2/3/2022 CEIF041 40175F606, 40175F614, 40175F622, 40175F630
  International Dividend Strategy Portfolio, 048 CMVPWX 7/27/2021 $0.0000 $12.1092 7/6/2020 10/4/2021 MVP048 40176B349, 40176B356, 40176B364, 40176B372
  International Dividend Strategy Portfolio, 049 CMVPYX 7/27/2021 $0.0000 $11.2861 10/2/2020 1/13/2022 MVP049 40176B828, 40176B836, 40176B844, 40176B851
  International Dividend Strategy Portfolio, 050 CMVPZX 7/27/2021 $0.0000 $9.9484 1/4/2021 4/5/2022 MVP050 40176E384, 40176E392, 40176E400, 40176E418
  International Dividend Strategy Portfolio, 051 CMVPAX 7/27/2021 $0.0000 $9.8082 4/5/2021 7/6/2022 MVP051 40176X366, 40176X374, 40176X382, 40176X390
  Investment Grade Corporate Bond Portfolio, 003 CIGCAX 7/27/2021 $0.0000 $839.6900 6/13/2002 6/1/2034 DIGIT003 183845429
  Investment Grade Corporate Bond Portfolio, 005 CIGCCX 7/27/2021 $0.0000 $657.0000 12/4/2002 8/15/2034 DIGIT005 183845817
  Investment Grade Corporate Trust 3-7 Year, 002 CGIGBX 7/27/2021 $0.0000 $188.4400 2/3/2016 1/20/2023 GIGS002 40170X503, 40170X511
  Investment Grade Corporate Trust 3-7 Year, 003 CGIGCX 7/27/2021 $0.0000 $237.3700 3/3/2016 1/20/2023 GIGS003 40170C764, 40170C772
  Investment Grade Corporate Trust 3-7 Year, 004 CGIGDX 7/27/2021 $0.0000 $249.0000 3/24/2016 1/20/2023 GIGS004 40170X867, 40170X875
  Investment Grade Corporate Trust 3-7 Year, 005 CGIGEX 7/27/2021 $0.0000 $215.3800 4/22/2016 1/20/2023 GIGS005 40171J347, 40171J354
  Investment Grade Corporate Trust 3-7 Year, 006 CGIGFX 7/27/2021 $0.0000 $217.9800 6/24/2016 1/20/2023 GIGS006 40171K229, 40171K237
  Investment Grade Corporate Trust 3-7 Year, 007 CGIGGX 7/27/2021 $0.0000 $310.4900 8/18/2016 3/1/2023 GIGS007 40171K245, 40171K252
  Investment Grade Corporate Trust 3-7 Year, 008 CGIGHX 7/27/2021 $0.0000 $598.5600 2/9/2017 7/15/2023 GIGS008 40171L649, 40171L656
  Investment Grade Corporate Trust 3-7 Year, 009 CGIGIX 7/27/2021 $0.0000 $666.3700 7/13/2017 5/20/2024 GIGS009 40172R744, 40172R751
  Investment Grade Corporate Trust 3-7 Year, 010 CGIGJX 7/27/2021 $0.0000 $639.5200 11/30/2017 3/15/2024 GIGS010 40172X469, 40172X477
  Investment Grade Corporate Trust 3-7 Year, 011 CGIGLX 7/27/2021 $0.0000 $646.5700 2/16/2018 5/15/2024 GIGS011 40173U142
  Investment Grade Corporate Trust 3-7 Year, 012 CGIGMX 7/27/2021 $0.0000 $992.9900 10/18/2018 12/1/2024 GIGS012 40173W643
  Investment Grade Corporate Trust 5-8 Year, 001 CIGIAX 7/27/2021 $0.0000 $979.8200 9/22/2016 10/8/2024 GIGI001 40171L623, 40171L631
  Investment Grade Corporate Trust 5-8 Year, 002 CIGIBX 7/27/2021 $0.0000 $969.7000 4/28/2017 3/15/2025 GIGI002 40172V141, 40172V158
  Kensho New Horizons Portfolio, 007 CKSPGX 7/27/2021 $0.0000 $13.1986 6/12/2020 9/14/2021 KSPC007 40176B109, 40176B117, 40176B125, 40176B133
  Kensho New Horizons Portfolio, 008 CKSPHX 7/27/2021 $0.0000 $12.4913 9/14/2020 12/14/2021 KSPC008 40175X789, 40175X797, 40175X805, 40175X813
  Kensho New Horizons Portfolio, 009 CKSPIX 7/27/2021 $0.0000 $10.2329 12/9/2020 12/9/2022 KSPC009 40176E269, 40176E277, 40176E285, 40176E293
  Large-Cap Core Portfolio, 036 CACEKX 7/27/2021 $0.0000 $13.5927 8/19/2019 8/19/2021 LCAP036 40175A268, 40175A276, 40175A284, 40175A292
  Large-Cap Core Portfolio, 037 CACELX 7/27/2021 $0.0000 $13.6127 2/28/2020 2/28/2022 LCAP037 40175G349, 40175G356, 40175G364, 40175G372
  Large-Cap Core Portfolio, 038 CACEMX 7/27/2021 $0.0000 $12.1259 8/27/2020 8/29/2022 LCAP038 40175X540, 40175X557, 40175X565, 40175X573
  Long-Term National Municipal Trust, 002 CGLTBX 7/27/2021 $0.0000 $193.4600 5/6/2011 8/15/2038 GLTM002 40167C520, 40167C538
  ML Top Picks for 2021 (AVAILABLE THROUGH MERRILL LYNCH ADVISORS ONLY), 009 CMPIIX 7/27/2021 $0.0000 $10.8651 2/23/2021 4/25/2022 MPIX009 40176X309, 40176X317
  MLP/Midstream & Energy Portfolio, 026 CMLPAX 7/27/2021 $0.0000 $5.4949 9/27/2019 9/27/2021 MLP026 40175B266, 40175B274, 40175B282, 40175B290
  MLP/Midstream & Energy Portfolio, 027 CMLPBX 7/27/2021 $0.0000 $5.6937 12/23/2019 12/23/2021 MLP027 40175E708, 40175E716, 40175E724, 40175E732
  Multinational Titans Portfolio, 017 CMNTQX 7/27/2021 $0.0000 $15.6226 8/7/2019 8/9/2021 MNTP017 40174K788, 40174K796, 40174K804, 40174K812
  Multinational Titans Portfolio, 018 CMNTRX 7/27/2021 $0.0000 $13.5593 2/7/2020 2/7/2022 MNTP018 40175F689, 40175F697, 40175F705, 40175F713
  Multinational Titans Portfolio, 019 CMNTSX 7/27/2021 $0.0000 $13.1143 8/10/2020 8/10/2022 MNTP019 40175X268, 40175X276, 40175X284, 40175X292
  National Municipal Portfolio of CEFs, 043 CENMRX 7/27/2021 $0.0000 $10.3928 8/7/2019 8/9/2021 DCEN043 40174K663, 40174K671, 40174K689, 40174K697
  National Municipal Portfolio of CEFs, 044 CENMSX 7/27/2021 $0.0000 $10.5606 11/4/2019 11/4/2021 DCEN044 40175D304, 40175D312, 40175D320, 40175D338
  National Municipal Portfolio of CEFs, 045 CENMTX 7/27/2021 $0.0000 $10.2384 2/3/2020 2/3/2022 DCEN045 40175F523, 40175F531, 40175F549, 40175F556
  National Municipal Portfolio of CEFs, 046 CENMUX 7/27/2021 $0.0000 $11.7037 5/4/2020 5/4/2022 DCEN046 40176A267, 40176A275, 40176A283, 40176A291
  National Municipal Portfolio of CEFs, 047 CENMVX 7/27/2021 $0.0000 $10.4558 8/3/2020 8/3/2022 DCEN047 40175X144, 40175X151, 40175X169, 40175X177
  National Municipal Portfolio of CEFs, 048 CENMWX 7/27/2021 $0.0000 $10.7540 11/2/2020 11/2/2022 DCEN048 40176D220, 40176D238, 40176D246, 40176D253
  National Municipal Portfolio of CEFs, 049 CENMYX 7/27/2021 $0.0000 $10.0395 2/4/2021 2/6/2023 DCEN049 40176W384, 40176W392, 40176W400, 40176W418
  NDR Precious Metals & Miners Portfolio, 017 CPMMQX 7/27/2021 $0.0000 $11.1604 9/20/2019 10/20/2021 PMMP017 40175B225, 40175B233, 40175B241, 40175B258
  NDR Precious Metals & Miners Portfolio, 018 CPMMRX 7/27/2021 $0.0000 $12.3858 4/9/2020 4/11/2022 PMMP018 40175Y423, 40175Y431, 40175Y449, 40175Y456
  NDR Precious Metals & Miners Portfolio, 019 CPMMSX 7/27/2021 $0.0000 $9.1517 10/7/2020 10/7/2022 PMMP019 40176C461, 40176C479, 40176C487, 40176C495
  NDR Rising Rate Defensive Equity Portfolio, 013 CRREMX 7/27/2021 $0.0000 $12.8773 10/25/2019 10/25/2021 RREP013 40175D106, 40175D114, 40175D122, 40175D130
  New York Municipal Portfolio of CEFs, 033 CENYHX 7/27/2021 $0.0000 $10.2306 11/4/2019 11/4/2021 DCNY033 40175D262, 40175D270, 40175D288, 40175D296
  New York Municipal Portfolio of CEFs, 034 CENYIX 7/27/2021 $0.0000 $11.5559 5/4/2020 5/4/2022 DCNY034 40176A341, 40176A358, 40176A366, 40176A374
  New York Municipal Portfolio of CEFs, 035 CENYJX 7/27/2021 $0.0000 $10.8320 11/2/2020 11/2/2022 DCNY035 40176D303, 40176D311, 40176D329, 40176D337
  REIT Portfolio, 021 CGRTUX 7/27/2021 $0.0000 $11.2787 8/7/2019 8/9/2021 GRET021 40174K747, 40174K754, 40174K762, 40174K770
  REIT Portfolio, 022 CGRTVX 7/27/2021 $0.0000 $10.3794 2/7/2020 2/7/2022 GRET022 40175F648, 40175F655, 40175F663, 40175F671
  REIT Portfolio, 023 CGRTWX 7/27/2021 $0.0000 $11.6894 8/10/2020 8/10/2022 GRET023 40175X227, 40175X235, 40175X243, 40175X250
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 020 CACTTX 7/27/2021 $0.0000 $13.3907 6/16/2020 10/25/2021 ACTS020 40176B745, 40176B752, 40176B760, 40176B778
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 021 CACTUX 7/27/2021 $0.0000 $12.5004 10/23/2020 1/25/2022 ACTS021 40176D147, 40176D154, 40176D162, 40176D170
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 022 CACTVX 7/27/2021 $0.0000 $11.4835 1/25/2021 4/27/2022 ACTS022 40176E707, 40176E715, 40176E723, 40176E731
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 023 CACTWX 7/27/2021 $0.0000 $10.3573 4/27/2021 7/27/2022 ACTS023 40176X689, 40176X697, 40176X705, 40176X713
  Select Quality Municipal Portfolio, 001 CGSQAX 7/27/2021 $0.0000 $956.3800 3/28/2014 8/15/2052 GSQM001 40167W229, 40167W237
  Select Quality Municipal Portfolio, 002 CGSQBX 7/27/2021 $0.0000 $887.9400 8/7/2014 11/15/2044 GSQM002 40169A340, 40169A357
  Select Quality Municipal Portfolio, 003 CGSQCX 7/27/2021 $0.0000 $882.8300 4/29/2015 11/15/2045 GSQM003 40169M583, 40169M591
  Select Quality Municipal Portfolio, 004 CGSQDX 7/27/2021 $0.0000 $1,075.0800 12/4/2015 6/15/2046 GSQM004 40169Y652, 40169Y660
  Senior Loan & Income Portfolio of CEFs, 037 CESLKX 7/27/2021 $0.0000 $9.4107 11/4/2019 11/4/2021 DCES037 40175D221, 40175D239, 40175D247, 40175D254
  Senior Loan & Income Portfolio of CEFs, 038 CESLLX 7/27/2021 $0.0000 $12.7841 5/4/2020 5/4/2022 DCES038 40176A309, 40176A317, 40176A325, 40176A333
  Senior Loan & Income Portfolio of CEFs, 039 CESLMX 7/27/2021 $0.0000 $11.5210 11/2/2020 11/2/2022 DCES039 40176D261, 40176D279, 40176D287, 40176D295
  Short Duration High Yield Trust, 021 CGSHUX 7/27/2021 $0.0000 $83.4700 12/13/2012 10/1/2022 GSHY021 40167V783, 40167V791
  Short Duration High Yield Trust, 039 CGSYNX 7/27/2021 $0.0000 $139.5900 2/20/2015 7/15/2024 GSHY039 40169G180, 40169G198
  Short Duration High Yield Trust, 043 CGSYRX 7/27/2021 $0.0000 $57.1400 11/19/2015 8/15/2023 GSHY043 40169Y546, 40169Y553
  Short Duration High Yield Trust, 045 CGSYTX 7/27/2021 $0.0000 $186.0100 5/26/2016 1/15/2024 GSHY045 40170X529, 40170X537
  Short Duration High Yield Trust, 046 CGSYUX 7/27/2021 $0.0000 $173.9400 9/15/2016 1/15/2026 GSHY046 40171H226, 40171H234
  Short Duration High Yield Trust, 047 CGSYVX 7/27/2021 $0.0000 $149.4400 2/24/2017 3/15/2025 GSHY047 40171M787, 40171M795
  Short Duration High Yield Trust, 048 CGSYWX 7/27/2021 $0.0000 $355.3400 9/15/2017 9/1/2025 GSHY048 40172U226, 40172U234
  SMid Dividend Strength Portfolio, 013 CSMDMX 7/27/2021 $0.0000 $10.4396 1/21/2020 1/21/2022 SMDS013 40175F309, 40175F317, 40175F325, 40175F333
  SMid Dividend Strength Portfolio, 014 CSMDNX 7/27/2021 $0.0000 $13.6009 7/20/2020 7/20/2022 SMDS014 40176B703, 40176B711, 40176B729, 40176B737
  SMid Dividend Strength Portfolio, 015 CSMDOX 7/27/2021 $0.0000 $10.6265 1/22/2021 1/23/2023 SMDS015 40176E665, 40176E673, 40176E681, 40176E699
  Strategic Income Portfolio, 110 CFSILX 7/27/2021 $0.0000 $12.1132 7/6/2020 10/7/2021 FSIP110 40176B307, 40176B315, 40176B323, 40176B331
  Strategic Income Portfolio, 111 CFSIMX 7/27/2021 $0.0000 $11.6369 10/7/2020 1/13/2022 FSIP111 40176C586, 40176C594, 40176C602, 40176C610
  Strategic Income Portfolio, 112 CFSINX 7/27/2021 $0.0000 $10.6493 1/6/2021 1/12/2023 FSIP112 40176E426, 40176E434, 40176E442, 40176E459
  Technological Innovation Portfolio, 014 CATENX 7/27/2021 $0.0000 $16.6803 9/30/2019 9/30/2021 ATEC014 40175B308, 40175B316, 40175B324, 40175B332
  Technological Innovation Portfolio, 015 CATEOX 7/27/2021 $0.0000 $19.3880 3/16/2020 3/16/2022 ATEC015 40175G661, 40175G679, 40175G687, 40175G695
  Technological Innovation Portfolio, 016 CATEPX 7/27/2021 $0.0000 $13.2199 9/17/2020 9/19/2022 ATEC016 40176C222, 40176C230, 40176C248, 40176C255
  Technology Portfolio, 026 CTECAX 7/27/2021 $0.0000 $16.0495 10/25/2019 10/25/2021 DTS026 40175B829, 40175B837, 40175B845, 40175B852
  Technology Portfolio, 027 CTECBX 7/27/2021 $0.0000 $17.0535 4/20/2020 4/20/2022 DTS027 40175Y506, 40175Y514, 40175Y522, 40175Y530
  Technology Portfolio, 028 CTECCX 7/27/2021 $0.0000 $12.7428 10/19/2020 10/19/2022 DTS028 40176C826, 40176C834, 40176C842, 40176C859
  Tekla Medical Science Innovation Portfolio, 001 CTMEAX 7/27/2021 $0.0000 $10.5737 11/19/2020 11/21/2022 TMED001 40176D741, 40176D758, 40176D766, 40176D774
  Total Income Portfolio, 021 CTIPUX 7/27/2021 $0.0000 $11.7421 5/28/2020 8/27/2021 TIP021 40176A622, 40176A630, 40176A648, 40176A655
  Total Income Portfolio, 022 CTIPVX 7/27/2021 $0.0000 $11.7365 8/27/2020 11/29/2021 TIP022 40175X581, 40175X599, 40175X607, 40175X615
  Total Income Portfolio, 023 CTIPWX 7/27/2021 $0.0000 $10.6826 11/27/2020 2/24/2022 TIP023 40176D709, 40176D717, 40176D725, 40176D733
  Total Income Portfolio, 024 CTIPYX 7/27/2021 $0.0000 $10.2327 2/24/2021 5/31/2022 TIP024 40176W707, 40176W715, 40176W723, 40176W731
  US 50 Dividend Strategy Portfolio, 025 CUFTZX 7/27/2021 $0.0000 $13.6394 7/27/2020 10/25/2021 UFTY025 40176B786, 40176B794, 40176B802, 40176B810
  US 50 Dividend Strategy Portfolio, 026 CUFTAX 7/27/2021 $0.0000 $13.1911 10/23/2020 1/25/2022 UFTY026 40176D188, 40176D196, 40176D204, 40176D212
  US 50 Dividend Strategy Portfolio, 027 CUFTBX 7/27/2021 $0.0000 $11.1212 1/25/2021 4/27/2022 UFTY027 40176E749, 40176E756, 40176E764, 40176E772
  US 50 Dividend Strategy Portfolio, 028 CUFTCX 7/27/2021 $0.0000 $9.7224 4/27/2021 7/27/2022 UFTY028 40176X721, 40176X739, 40176X747, 40176X754
  US Capital Strength Portfolio, 019 CUCASX 7/27/2021 $0.0000 $13.1130 11/15/2019 11/15/2021 UCAP019 40175D387, 40175D395, 40175D403, 40175D411
  US Capital Strength Portfolio, 020 CUCATX 7/27/2021 $0.0000 $13.5341 5/18/2020 5/18/2022 UCAP020 40176A424, 40176A432, 40176A440, 40176A457
  US Capital Strength Portfolio, 021 CUCAUX 7/27/2021 $0.0000 $11.5744 11/16/2020 11/16/2022 UCAP021 40176D501, 40176D519, 40176D527, 40176D535
  US High Dividend Strategy Portfolio, 037 CUSHLX 7/27/2021 $0.0000 $13.7775 6/24/2020 10/18/2021 USHD037 40176B620, 40176B638, 40176B646, 40176B653
  US High Dividend Strategy Portfolio, 038 CUSHMX 7/27/2021 $0.0000 $12.6329 10/16/2020 1/21/2022 USHD038 40176C743, 40176C750, 40176C768, 40176C776
  US High Dividend Strategy Portfolio, 039 CUSHNX 7/27/2021 $0.0000 $11.6515 1/21/2021 4/20/2022 USHD039 40176E822, 40176E830, 40176E848, 40176E855
  US High Dividend Strategy Portfolio, 040 CUSHOX 7/27/2021 $0.0000 $9.9516 4/20/2021 7/20/2022 USHD040 40176X606, 40176X614, 40176X622, 40176X630
  US Low Volatility Strategy Portfolio, 031 CULOFX 7/27/2021 $0.0000 $13.2582 5/1/2020 8/3/2021 ULOW031 40176A226, 40176A234, 40176A242, 40176A259
  US Low Volatility Strategy Portfolio, 032 CULOGX 7/27/2021 $0.0000 $11.2997 8/3/2020 11/2/2021 ULOW032 40176C107, 40176C115, 40176C123, 40176C131
  US Low Volatility Strategy Portfolio, 033 CULOHX 7/27/2021 $0.0000 $11.6584 11/2/2020 2/3/2022 ULOW033 40176D345, 40176D352, 40176D360, 40176D378
  US Low Volatility Strategy Portfolio, 034 CULOIX 7/27/2021 $0.0000 $11.1855 2/3/2021 5/3/2022 ULOW034 40176W145, 40176W152, 40176W160, 40176W178
  US SMID High Dividend Portfolio, 037 CSMHLX 7/27/2021 $0.0000 $13.9428 7/20/2020 10/18/2021 SMHD037 40176B588, 40176B596, 40176B604, 40176B612
  US SMID High Dividend Portfolio, 038 CSMHMX 7/27/2021 $0.0000 $13.6301 10/16/2020 1/21/2022 SMHD038 40176C701, 40176C719, 40176C727, 40176C735
  Utilities Portfolio, 031 COPUGX 7/27/2021 $0.0000 $9.7958 1/13/2020 1/13/2022 DUS031 40175F184, 40175F192, 40175F200, 40175F218
  Utilities Portfolio, 032 COPUHX 7/27/2021 $0.0000 $11.3811 7/13/2020 7/13/2022 DUS032 40176B505, 40176B513, 40176B521, 40176B539
  Utilities Portfolio, 033 COPUIX 7/27/2021 $0.0000 $10.6965 1/14/2021 1/17/2023 DUS033 40176E624, 40176E632, 40176E640, 40176E657
  Zacks Income Advantage Strategy Portfolio, 051 CCZIAX 7/27/2021 $0.0000 $13.7855 7/13/2020 10/13/2021 CZIP051 40176B422, 40176B430, 40176B448, 40176B455
  Zacks Income Advantage Strategy Portfolio, 052 CCZIBX 7/27/2021 $0.0000 $13.3880 10/8/2020 1/10/2022 CZIP052 40176C669, 40176C677, 40176C685, 40176C693

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge.

2 The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges accounted for if investors liquidate units.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.

Form 8937 & Appendix (2019)
Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



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