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Secondary UITs

CUSIPs Trust Ticker Symbol Price Date Offer1 Liquidation2 Deposit Date Mandatory Maturity Date
  abrdn Blue Chip International Portfolio, 002 CBCIBX 4/16/2024 $0.0000 $11.1244 5/18/2022 5/20/2024 ABCI002 40177H584, 40177H592, 40177H600, 40177H618
  abrdn Blue Chip International Portfolio, 003 CBCICX 4/16/2024 $0.0000 $10.9593 11/21/2022 11/21/2024 ABCI003 40177M666, 40177M674, 40177M682, 40177M690
  abrdn Blue Chip International Portfolio, 004 CBCIDX 4/16/2024 $0.0000 $9.8182 5/17/2023 5/19/2025 ABCI004 40177Q725, 40177Q733, 40177Q741, 40177Q758
  Advisory Series: Investment Grade Corporate 3-7 Year Trust, 002 CAGIBX 4/16/2024 $0.0000 $236.1300 6/27/2018 5/15/2025 AGIGS002 40173X443
  Advisory Series: Investment Grade Corporate Trust 3-7 Year (FEE-BASED ONLY), 001 CAGIAX 4/16/2024 $0.0000 $169.3200 4/18/2018 3/25/2025 AGIGS001 40173V124
  ARK Early Stage Disruptors Portfolio, 003 CARKCX 4/16/2024 $0.0000 $3.8371 5/3/2022 5/6/2024 ARKD003 40177H220, 40177H238, 40177H246, 40177H253
  ARK Early Stage Disruptors Portfolio, 004 CARKDX 4/16/2024 $0.0000 $6.3281 11/3/2022 11/4/2024 ARKD004 40177M385, 40177M393, 40177M401, 40177M419
  ARK Early Stage Disruptors Portfolio, 005 CARKEX 4/16/2024 $0.0000 $7.4934 5/3/2023 5/5/2025 ARKD005 40177Q568, 40177Q576, 40177Q584, 40177Q592
  Balanced Income Builder Portfolio, 039 CGBINX 4/16/2024 $0.0000 $9.1042 4/20/2022 4/22/2024 GBIB039 40177G727, 40177G735, 40177G743, 40177G750
  Balanced Income Builder Portfolio, 040 CGBIOX 4/16/2024 $0.0000 $9.9964 7/20/2022 7/22/2024 GBIB040 40177J523, 40177J531, 40177J549, 40177J556
  Balanced Income Builder Portfolio, 041 CGBIPX 4/16/2024 $0.0000 $10.1056 10/19/2022 10/23/2024 GBIB041 40177L668, 40177L676, 40177L684, 40177L692
  Balanced Income Builder Portfolio, 042 CGBIQX 4/16/2024 $0.0000 $9.2311 1/19/2023 1/21/2025 GBIB042 40177N227, 40177N235, 40177N243, 40177N250
  Balanced Income Builder Portfolio, 043 CGBIRX 4/16/2024 $0.0000 $9.4983 4/20/2023 4/21/2025 GBIB043 40177Q386, 40177Q394, 40177Q402, 40177Q410
  Balanced Income Builder Portfolio, 044 CGBISX 4/16/2024 $0.0000 $9.6210 7/19/2023 7/21/2025 GBIB044 40177R822, 40177R830, 40177R848, 40177R855
  Balanced Income Builder Portfolio, 045 CGBITX 4/16/2024 $0.0000 $10.3267 10/18/2023 10/20/2025 GBIB045 40177U825, 40177U833, 40177U841, 40177U858
  Blue Chip Dividend Portfolio, 008 CBCDHX 4/16/2024 $0.0000 $9.8269 5/31/2022 5/20/2024 BCDV008 40177H741, 40177H758, 40177H766, 40177H774
  Blue Chip Dividend Portfolio, 009 CBCDIX 4/16/2024 $0.0000 $9.6359 8/17/2022 8/19/2024 BCDV009 40177K389, 40177K397, 40177K405, 40177K413
  Blue Chip Dividend Portfolio, 010 CBCDJX 4/16/2024 $0.0000 $10.3200 11/16/2022 11/18/2024 BCDV010 40177M427, 40177M435, 40177M443, 40177M450
  Blue Chip Dividend Portfolio, 011 CBCDKX 4/16/2024 $0.0000 $10.0328 2/16/2023 2/18/2025 BCDV011 40177P107, 40177P115, 40177P123, 40177P131
  Blue Chip Dividend Portfolio, 012 CBCDLX 4/16/2024 $0.0000 $10.8397 5/17/2023 5/19/2025 BCDV012 40177R103, 40177R111, 40177R129, 40177R137
  Blue Chip Dividend Portfolio, 013 CBCDMX 4/16/2024 $0.0000 $10.2945 8/17/2023 8/18/2025 BCDV013 40177T687, 40177T695, 40177T703, 40177T711
  Blue Chip Dividend Portfolio, 014 CBCDNX 4/16/2024 $0.0000 $10.5824 11/20/2023 11/20/2025 BCDV014 40177V708, 40177V716, 40177V724, 40177V732
  Blue Chip Growth Portfolio, 034 CBCHIX 4/16/2024 $0.0000 $14.5340 5/18/2022 5/20/2024 BCHP034 40177H782, 40177H790, 40177H808, 40177H816
  Blue Chip Growth Portfolio, 035 CBCHJX 4/16/2024 $0.0000 $12.5593 8/17/2022 8/19/2024 BCHP035 40177K744, 40177K751, 40177K769, 40177K777
  Blue Chip Growth Portfolio, 036 CBCHKX 4/16/2024 $0.0000 $14.0457 11/16/2022 11/18/2024 BCHP036 40177M468, 40177M476, 40177M484, 40177M492
  Blue Chip Growth Portfolio, 037 CBCHLX 4/16/2024 $0.0000 $13.0509 2/16/2023 2/18/2025 BCHP037 40177P149, 40177P156, 40177P164, 40177P172
  Blue Chip Growth Portfolio, 038 CBCHMX 4/16/2024 $0.0000 $11.6101 5/17/2023 5/19/2025 BCHP038 40177R145, 40177R152, 40177R160, 40177R178
  Blue Chip Growth Portfolio, 039 CBCHNX 4/16/2024 $0.0000 $11.8083 8/17/2023 8/18/2025 BCHP039 40177T729, 40177T737, 40177T745, 40177T752
  Blue Chip Growth Portfolio, 040 CBCHOX 4/16/2024 $0.0000 $11.0871 11/20/2023 11/20/2025 BCHP040 40177V740, 40177V757, 40177V765, 40177V773
  Blue Chip Multinationals Portfolio, 023 CMNTWX 4/16/2024 $0.0000 $12.5900 8/10/2022 8/12/2024 MNTP023 40177K264, 40177K272, 40177K280, 40177K298
  Blue Chip Multinationals Portfolio, 024 CMNTYX 4/16/2024 $0.0000 $12.3246 2/8/2023 2/10/2025 MNTP024 40177N607, 40177N615, 40177N623, 40177N631
  Blue Chip Multinationals Portfolio, 025 CMNTZX 4/16/2024 $0.0000 $11.1569 8/8/2023 8/8/2025 MNTP025 40177T489, 40177T497, 40177T505, 40177T513
  Blue Chip Value Portfolio, 005 CBCVEX 4/16/2024 $0.0000 $10.3825 8/17/2022 8/19/2024 BCVA005 40177K421, 40177K439, 40177K447, 40177K454
  Blue Chip Value Portfolio, 006 CBCVFX 4/16/2024 $0.0000 $10.0676 2/16/2023 2/18/2025 BCVA006 40177P180, 40177P198, 40177P206, 40177P214
  Blue Chip Value Portfolio, 007 CBCVGX 4/16/2024 $0.0000 $10.7674 8/17/2023 8/18/2025 BCVA007 40177T760, 40177T778, 40177T786, 40177T794
  Build America Bonds Trust, 002 CGBABX 4/16/2024 $0.0000 $271.8300 8/12/2010 2/1/2042 GBAB002 18387Q503, 18387Q511
  Build America Bonds Trust, 003 CGBACX 4/16/2024 $0.0000 $481.3100 8/20/2010 7/1/2042 GBAB003 18387Q529, 18387Q537
  Build America Bonds Trust, 004 CGBADX 4/16/2024 $0.0000 $340.0800 9/10/2010 8/1/2042 GBAB004 18387R105, 18387R113
  Build America Bonds Trust, 005 CGBAEX 4/16/2024 $0.0000 $443.3200 10/7/2010 7/1/2042 GBAB005 40167C488, 40167C496
  Build America Bonds Trust, 006 CGBAFX 4/16/2024 $0.0000 $365.1600 11/16/2010 7/1/2045 GBAB006 40167C868, 40167C876
  Build America Bonds Trust, 007 CGBAGX 4/16/2024 $0.0000 $305.6500 1/14/2011 1/1/2042 GBAB007 40167R782, 40167R790
  California Municipal Portfolio of CEFs, 041 CECAPX 4/16/2024 $0.0000 $8.2994 6/6/2022 6/6/2024 DCCA041 40177J184, 40177J192, 40177J200, 40177J218
  California Municipal Portfolio of CEFs, 042 CECAQX 4/16/2024 $0.0000 $8.7670 9/8/2022 9/9/2024 DCCA042 40177K223, 40177K231, 40177K249, 40177K256
  California Municipal Portfolio of CEFs, 043 CECARX 4/16/2024 $0.0000 $8.8403 12/5/2022 12/5/2024 DCCA043 40171A726, 40171A734, 40171A742, 40171A759
  California Municipal Portfolio of CEFs, 044 CECASX 4/16/2024 $0.0000 $9.3954 3/8/2023 3/10/2025 DCCA044 40177P446, 40177P453, 40177P461, 40177P479
  California Municipal Portfolio of CEFs, 045 CECATX 4/16/2024 $0.0000 $9.6852 6/7/2023 6/9/2025 DCCA045 40177R483, 40177R491, 40177R509, 40177R517
  California Municipal Portfolio of CEFs, 046 CECAUX 4/16/2024 $0.0000 $10.0153 9/7/2023 9/8/2025 DCCA046 40177U189, 40177U197, 40177U205, 40177U213
  California Municipal Portfolio of CEFs, 047 CECAVX 4/16/2024 $0.0000 $9.6782 12/6/2023 12/8/2025 DCCA047 40177W102, 40177W110, 40177W128, 40177W136
  Consumer Innovation Portfolio, 004 CCNSDX 4/16/2024 $0.0000 $12.7021 9/19/2022 9/19/2024 CNSR004 40177L189, 40177L197, 40177L205, 40177L213
  Consumer Innovation Portfolio, 005 CCNSEX 4/16/2024 $0.0000 $12.2561 3/27/2023 3/27/2025 CNSR005 40177P602, 40177P610, 40177P628, 40177P636
  Convertible & Income Portfolio of Funds, 038 CECIMX 4/16/2024 $0.0000 $10.1918 10/3/2022 10/3/2024 DCEC038 40177L262, 40177L270, 40177L288, 40177L296
  Convertible & Income Portfolio of Funds, 039 CECINX 4/16/2024 $0.0000 $10.1320 4/5/2023 4/7/2025 DCEC039 40177P743, 40177P750, 40177P768, 40177P776
  Convertible & Income Portfolio of Funds, 040 CECIOX 4/16/2024 $0.0000 $10.4227 10/4/2023 10/6/2025 DCEC040 40177U502, 40177U510, 40177U528, 40177U536
  Core Four 60/40 Allocation Portfolio, 023 CCFOWX 4/16/2024 $0.0000 $10.2625 5/22/2023 8/19/2024 CFOR023 40177R301, 40177R319, 40177R327, 40177R335
  Core Four 60/40 Allocation Portfolio, 024 CCFOYX 4/16/2024 $0.0000 $10.1306 8/17/2023 11/20/2024 CFOR024 40177T802, 40177T810, 40177T828, 40177T836
  Core Four 60/40 Allocation Portfolio, 025 CCFOZX 4/16/2024 $0.0000 $10.1964 11/20/2023 2/24/2025 CFOR025 40177V823, 40177V831, 40177V849, 40177V856
  Core Four 60/40 Retirement Portfolio, 022 CCFOVX 4/16/2024 $0.0000 $10.3565 2/22/2023 5/22/2024 CFOR022 40177P222, 40177P230, 40177P248, 40177P255
  Corporate High Yield & Income Portfolio of CEFs, 042 CEIPNX 4/16/2024 $0.0000 $8.2911 4/19/2022 5/6/2024 DCEI042 40177J101, 40177J119, 40177J127, 40177J135
  Corporate High Yield & Income Portfolio of CEFs, 043 CEIPOX 4/16/2024 $0.0000 $10.0373 10/3/2022 10/3/2024 DCEI043 40177M146, 40177M153, 40177M161, 40177M179
  Corporate High Yield & Income Portfolio of CEFs, 044 CEIPPX 4/16/2024 $0.0000 $10.1410 4/5/2023 4/7/2025 DCEI044 40177P784, 40177P792, 40177P800, 40177P818
  Corporate High Yield & Income Portfolio of CEFs, 045 CEIPQX 4/16/2024 $0.0000 $10.3328 10/5/2023 10/6/2025 DCEI045 40177U544, 40177U551, 40177U569, 40177U577
  Covered Call & Income Portfolio of CEFs, 051 CCCIWX 4/16/2024 $0.0000 $10.3638 10/7/2022 10/7/2024 COV051 40177L585, 40177L593, 40177L601, 40177L619
  Covered Call & Income Portfolio of CEFs, 052 CCCIYX 4/16/2024 $0.0000 $9.8948 4/5/2023 4/7/2025 COV052 40177Q220, 40177Q238, 40177Q246, 40177Q253
  Covered Call & Income Portfolio of CEFs, 053 CCCIZX 4/16/2024 $0.0000 $10.3147 10/5/2023 10/6/2025 COV053 40177U742, 40177U759, 40177U767, 40177U775
  Defined GNMA Portfolio, 016 CGNMDX 4/16/2024 $0.0000 $0.0905 3/8/2005 3/8/2035 DGNMA016 183840222
  Defined GNMA Portfolio, 017 CGNMEX 4/16/2024 $0.0000 $0.1126 12/8/2005 12/31/2035 DGNMA017 183842236
  Discount Opportunity Strategy Portfolio of CEFs, 024 CGDOYX 4/16/2024 $0.0000 $10.0217 10/3/2022 10/3/2024 GDOS024 40177L304, 40177L312, 40177L320, 40177L338
  Discount Opportunity Strategy Portfolio of CEFs, 025 CGDOZX 4/16/2024 $0.0000 $9.8281 4/5/2023 4/7/2025 GDOS025 40177P826, 40177P834, 40177P842, 40177P859
  Discount Opportunity Strategy Portfolio of CEFs, 026 CGDOAX 4/16/2024 $0.0000 $10.6243 10/5/2023 10/6/2025 GDOS026 40177U627, 40177U635, 40177U643, 40177U650
  Diversified Credit Portfolio of ETFs, 021 CDCPUX 4/16/2024 $0.0000 $9.1276 8/17/2022 8/19/2024 DCP021 40177K587, 40177K595, 40177K603, 40177K611
  Diversified Credit Portfolio of ETFs, 022 CDCPVX 4/16/2024 $0.0000 $9.5288 2/13/2023 2/13/2025 DCP022 40177N722, 40177N730, 40177N748, 40177N755
  Diversified Credit Portfolio of ETFs, 023 CDCPWX 4/16/2024 $0.0000 $9.6907 8/14/2023 8/14/2025 DCP023 40177T604, 40177T612, 40177T620, 40177T638
  Diversified Dividend & Income Portfolio, 037 CDDILX 4/16/2024 $0.0000 $10.2828 9/8/2022 9/9/2024 DDI037 40177J721, 40177J739, 40177J747, 40177J754
  Diversified Dividend & Income Portfolio, 038 CDDIMX 4/16/2024 $0.0000 $10.6737 3/8/2023 3/10/2025 DDI038 40177P529, 40177P537, 40177P545, 40177P552
  Diversified Dividend & Income Portfolio, 039 CDDINX 4/16/2024 $0.0000 $10.0848 9/7/2023 9/8/2025 DDI039 40177U221, 40177U239, 40177U247, 40177U254
  Diversified Income Wave Portfolio, 088 CFWAWX 4/16/2024 $0.0000 $8.9977 2/2/2023 5/3/2024 FWAV088 40177N441, 40177N458, 40177N466, 40177N474
  Diversified Income Wave Portfolio, 089 CFWAYX 4/16/2024 $0.0000 $10.0566 5/3/2023 8/5/2024 FWAV089 40177Q600, 40177Q618, 40177Q626, 40177Q634
  Diversified Income Wave Portfolio, 090 CFWAZX 4/16/2024 $0.0000 $9.6014 8/3/2023 11/4/2024 FWAV090 40177T323, 40177T331, 40177T349, 40177T356
  Diversified Income Wave Portfolio, 091 CFWAAX 4/16/2024 $0.0000 $10.2926 11/2/2023 2/3/2025 FWAV091 40177V385, 40177V393, 40177V401, 40177V419
  Dividend Growth Portfolio, 016 CDGPPX 4/16/2024 $0.0000 $13.1066 8/15/2019 8/15/2024 DGP016 40175A540, 40175A557, 40175A565, 40175A573
  Dividend Growth Portfolio, 017 CDGPQX 4/16/2024 $0.0000 $12.3829 2/18/2020 2/18/2025 DGP017 40175F804, 40175F812, 40175F820, 40175F838
  Dividend Growth Portfolio, 018 CDGPRX 4/16/2024 $0.0000 $13.8654 8/18/2020 8/18/2025 DGP018 40175X425, 40175X433, 40175X441, 40175X458
  Dividend Growth Portfolio, 019 CDGPSX 4/16/2024 $0.0000 $11.0525 2/19/2021 2/19/2026 DGP019 40176W301, 40176W319, 40176W327, 40176W335
  Dividend Growth Portfolio, 020 CDGPTX 4/16/2024 $0.0000 $10.4769 8/19/2021 8/19/2026 DGP020 40177B348, 40177B355, 40177B363, 40177B371
  Dividend Growth Portfolio, 021 CDGPUX 4/16/2024 $0.0000 $9.5405 2/22/2022 2/22/2027 DGP021 40177F141, 40177F158, 40177F166, 40177F174
  Dividend Growth Portfolio, 022 CDGPVX 4/16/2024 $0.0000 $9.8076 8/24/2022 8/24/2027 DGP022 40177K629, 40177K637, 40177K645, 40177K652
  Dividend Growth Portfolio, 023 CDGPWX 4/16/2024 $0.0000 $9.7313 2/13/2023 2/14/2028 DGP023 40177N763, 40177N771, 40177N789, 40177N797
  Dividend Growth Portfolio, 024 CDGPYX 4/16/2024 $0.0000 $9.7347 8/15/2023 8/15/2028 DGP024 40177T646, 40177T653, 40177T661, 40177T679
  Dividend Strength Portfolio, 046 CGROUX 4/16/2024 $0.0000 $10.2065 5/26/2022 5/28/2024 GROW046 40177H709, 40177H717, 40177H725, 40177H733
  Dividend Strength Portfolio, 047 CGROVX 4/16/2024 $0.0000 $10.2136 8/24/2022 8/26/2024 GROW047 40177K660, 40177K678, 40177K686, 40177K694
  Dividend Strength Portfolio, 048 CGROWX 4/16/2024 $0.0000 $9.9942 11/28/2022 11/29/2024 GROW048 40177M740, 40177M757, 40177M765, 40177M773
  Dividend Strength Portfolio, 049 CGROYX 4/16/2024 $0.0000 $9.9699 2/22/2023 2/24/2025 GROW049 40177P263, 40177P271, 40177P289, 40177P297
  Dividend Strength Portfolio, 050 CGROZX 4/16/2024 $0.0000 $10.8055 5/24/2023 5/27/2025 GROW050 40177R343, 40177R350, 40177R368, 40177R376
  Dividend Strength Portfolio, 051 CGROAX 4/16/2024 $0.0000 $9.9134 8/21/2023 8/21/2025 GROW051 40177U148, 40177U155, 40177U163, 40177U171
  Dividend Strength Portfolio, 052 CGROBX 4/16/2024 $0.0000 $10.2786 11/20/2023 11/20/2025 GROW052 40177V781, 40177V799, 40177V807, 40177V815
  Dow 10 Portfolio, 053 CDOWCX 4/16/2024 $0.0000 $9.7328 4/5/2023 7/8/2024 DDP053 40177Q105, 40177Q113, 40177Q121, 40177Q139
  Dow 10 Portfolio, 054 CDOWDX 4/16/2024 $0.0000 $10.1007 7/6/2023 10/4/2024 DDP054 40177R624, 40177R632, 40177R640, 40177R657
  Dow 10 Portfolio, 055 CDOWEX 4/16/2024 $0.0000 $10.3293 10/4/2023 1/16/2025 DDP055 40177U585, 40177U593, 40177U601, 40177U619
  Dow 10 Portfolio, 056 CDOWFX 4/16/2024 $0.0000 $9.5739 1/16/2024 4/7/2025 DDP056 40177W300, 40177W318, 40177W326, 40177W334
  Dow 50 Value Dividend Portfolio, 052 CRBDBX 4/16/2024 $0.0000 $11.2569 3/16/2023 6/20/2024 RBPD052 40177P685, 40177P693, 40177P701, 40177P719
  Dow 50 Value Dividend Portfolio, 053 CRBDCX 4/16/2024 $0.0000 $10.6005 6/20/2023 9/19/2024 RBPD053 40177R566, 40177R574, 40177R582, 40177R590
  Dow 50 Value Dividend Portfolio, 054 CRBDDX 4/16/2024 $0.0000 $10.5114 9/19/2023 12/19/2024 RBPD054 40177U387, 40177U395, 40177U403, 40177U411
  Dow 50 Value Dividend Portfolio, 055 CRBDEX 4/16/2024 $0.0000 $10.0968 12/19/2023 3/18/2025 RBPD055 40177W227, 40177W235, 40177W243, 40177W250
  Emerging Markets Dividend Strategy Portfolio, 040 CGEMOX 4/16/2024 $0.0000 $9.2530 7/13/2022 7/15/2024 GEMD040 40177J408, 40177J416, 40177J424, 40177J432
  Emerging Markets Dividend Strategy Portfolio, 041 CGEMPX 4/16/2024 $0.0000 $9.9605 1/12/2023 1/13/2025 GEMD041 40177M807, 40177M815, 40177M823, 40177M831
  Emerging Markets Dividend Strategy Portfolio, 042 CGEMQX 4/16/2024 $0.0000 $10.3073 7/6/2023 7/7/2025 GEMD042 40177R707, 40177R715, 40177R723, 40177R731
  Energy Innovation Portfolio, 002 CGEIBX 4/16/2024 $0.0000 $9.9094 8/10/2022 8/12/2024 EIP002 40177K306, 40177K314, 40177K322, 40177K330
  Energy Innovation Portfolio, 003 CGEICX 4/16/2024 $0.0000 $9.6446 2/8/2023 2/10/2025 EIP003 40177N649, 40177N656, 40177N664, 40177N672
  Energy Innovation Portfolio, 004 CGEIDX 4/16/2024 $0.0000 $9.4091 8/8/2023 8/8/2025 EIP004 40177T521, 40177T539, 40177T547, 40177T554
  Equity & Income Portfolio of CEFs, 052 CCEEBX 4/16/2024 $0.0000 $8.5457 6/6/2022 6/6/2024 CEEI052 40177J143, 40177J150, 40177J168, 40177J176
  Equity & Income Portfolio of CEFs, 053 CCEECX 4/16/2024 $0.0000 $9.2913 12/5/2022 12/5/2024 CEEI053 40171A676, 40171A684, 40171A692, 40171A718
  Equity & Income Portfolio of CEFs, 054 CCEEDX 4/16/2024 $0.0000 $9.5720 6/7/2023 6/9/2025 CEEI054 40177R442, 40177R459, 40177R467, 40177R475
  European Capital Strength Portfolio, 024 CECPYX 4/16/2024 $0.0000 $9.6008 5/18/2022 5/20/2024 ECAP024 40177H501, 40177H519, 40177H527, 40177H535
  European Capital Strength Portfolio, 025 CECPZX 4/16/2024 $0.0000 $10.9751 11/16/2022 11/18/2024 ECAP025 40177M542, 40177M559, 40177M567, 40177M575
  European Capital Strength Portfolio, 026 CECPAX 4/16/2024 $0.0000 $9.5945 5/17/2023 5/19/2025 ECAP026 40177R269, 40177R277, 40177R285, 40177R293
  Financials Portfolio, 020 CFINTX 4/16/2024 $0.0000 $10.9135 10/7/2022 10/7/2024 FIN020 40177L502, 40177L510, 40177L528, 40177L536
  Financials Portfolio, 021 CFINUX 4/16/2024 $0.0000 $12.2224 4/5/2023 4/7/2025 FIN021 40177Q147, 40177Q154, 40177Q162, 40177Q170
  Financials Portfolio, 022 CFINVX 4/16/2024 $0.0000 $11.6907 10/5/2023 10/6/2025 FIN022 40177U668, 40177U676, 40177U684, 40177U692
  Flaherty & Crumrine Preferred Portfolio, 056 CPREFX 4/16/2024 $0.0000 $7.4903 8/10/2022 8/12/2024 PREF056 40177K181, 40177K199, 40177K207, 40177K215
  Flaherty & Crumrine Preferred Portfolio, 057 CPREGX 4/16/2024 $0.0000 $8.0596 2/8/2023 2/12/2025 PREF057 40177P404, 40177P412, 40177P420, 40177P438
  Flaherty & Crumrine Preferred Portfolio, 058 CPREHX 4/16/2024 $0.0000 $9.3757 4/12/2023 4/14/2025 PREF058 40177R400, 40177R418, 40177R426, 40177R434
  Flaherty & Crumrine Preferred Portfolio, 059 CPREIX 4/16/2024 $0.0000 $10.1146 10/11/2023 10/8/2025 PREF059 40177U783, 40177U791, 40177U809, 40177U817
  Floating Rate & Dividend Growth Portfolio, 026 CFRDAX 4/16/2024 $0.0000 $9.6753 5/2/2022 5/2/2024 FRDG026 40177H261, 40177H279, 40177H287, 40177H295
  Floating Rate & Dividend Growth Portfolio, 027 CFRDBX 4/16/2024 $0.0000 $10.5322 11/2/2022 11/4/2024 FRDG027 40177M344, 40177M351, 40177M369, 40177M377
  Floating Rate & Dividend Growth Portfolio, 028 CFRDCX 4/16/2024 $0.0000 $10.0847 5/1/2023 5/1/2025 FRDG028 40177Q527, 40177Q535, 40177Q543, 40177Q550
  Global Balanced Income Builder Portfolio, 020 CGBLTX 4/16/2024 $0.0000 $10.5419 9/30/2022 9/27/2024 GBAL020 40177L221, 40177L239, 40177L247, 40177L254
  Global Balanced Income Builder Portfolio, 021 CGBLUX 4/16/2024 $0.0000 $9.7514 3/30/2023 3/31/2025 GBAL021 40177P644, 40177P651, 40177P669, 40177P677
  Global Balanced Income Builder Portfolio, 022 CGBLVX 4/16/2024 $0.0000 $10.0848 9/29/2023 9/29/2025 GBAL022 40177U429, 40177U437, 40177U445, 40177U452
  GNMA Portfolio, 018 CGNMQX 4/16/2024 $0.0000 $2.5955 7/21/2011 10/15/2040 DGNMA018 40167J467, 40167J475
  Health Care Portfolio, 033 CHCRHX 4/16/2024 $0.0000 $10.2639 7/13/2022 7/15/2024 DHS033 40177J440, 40177J457, 40177J465, 40177J473
  Health Care Portfolio, 034 CHCRIX 4/16/2024 $0.0000 $9.5490 1/17/2023 1/17/2025 DHS034 40177N144, 40177N151, 40177N169, 40177N177
  Health Care Portfolio, 035 CHCRJX 4/16/2024 $0.0000 $9.7334 7/17/2023 7/17/2025 DHS035 40177R749, 40177R756, 40177R764, 40177R772
  Income & Treasury Limited Duration Portfolio of Funds, 075 CFICWX 4/16/2024 $0.0000 $9.5460 3/9/2023 6/10/2024 FICE075 40177P487, 40177P495, 40177P503, 40177P511
  Income & Treasury Limited Duration Portfolio of Funds, 076 CFICYX 4/16/2024 $0.0000 $9.9403 6/8/2023 9/11/2024 FICE076 40177R525, 40177R533, 40177R541, 40177R558
  Income & Treasury Limited Duration Portfolio of Funds, 077 CFICZX 4/16/2024 $0.0000 $9.9318 9/11/2023 12/11/2024 FICE077 40177U262, 40177U270, 40177U288, 40177U296
  Income & Treasury Limited Duration Portfolio of Funds, 078 CFICAX 4/16/2024 $0.0000 $9.8878 12/11/2023 3/11/2025 FICE078 40177W185, 40177W193, 40177W201, 40177W219
  Investment Grade Corporate Bond Portfolio, 003 CIGCAX 4/16/2024 $0.0000 $583.8500 6/13/2002 6/1/2034 DIGIT003 183845429
  Investment Grade Corporate Bond Portfolio, 005 CIGCCX 4/16/2024 $0.0000 $494.2000 12/4/2002 8/15/2034 DIGIT005 183845817
  Investment Grade Corporate Trust 3-7 Year, 012 CGIGMX 4/16/2024 $0.0000 $175.4000 10/18/2018 12/1/2024 GIGS012 40173W643
  Investment Grade Corporate Trust 3-7 Year, 013 CGIGNX 4/16/2024 $0.0000 $860.3400 10/19/2022 8/15/2029 GIGS013 40171A668, 40171A700
  Investment Grade Corporate Trust 3-7 Year, 014 CGIGOX 4/16/2024 $0.0000 $831.1500 11/16/2022 8/15/2029 GIGS014 40177M781, 40177M799
  Investment Grade Corporate Trust 3-7 Year, 015 CGIGPX 4/16/2024 $0.0000 $912.6400 12/8/2022 8/15/2029 GIGS015 40177N425, 40177N433
  Investment Grade Corporate Trust 3-7 Year, 016 CGIGQX 4/16/2024 $903.7500 $886.1200 1/18/2023 8/15/2029 GIGS016 40177P388, 40177P396
  Investment Grade Corporate Trust 3-7 Year, 017 CGIGRX 4/16/2024 $905.3400 $887.6900 4/6/2023 2/25/2030 GIGS017 40177R384, 40177R392
  Investment Grade Corporate Trust 3-7 Year, 018 CGIGSX 4/16/2024 $933.7200 $915.5200 7/19/2023 5/19/2030 GIGS018 40177T265, 40177T273
  Investment Grade Corporate Trust 3-7 Year, 019 CGIGTX 4/16/2024 $981.9800 $962.8300 9/13/2023 9/8/2030 GIGS019 40177V344, 40177V351
  Investment Grade Corporate Trust 3-7 Year, 020 CGIGUX 4/16/2024 $1,023.9200 $1,003.9600 1/24/2024 1/15/2030 GIGS020 40177X589, 40177X597
  Investment Grade Corporate Trust 5-8 Year, 001 CIGIAX 4/16/2024 $0.0000 $295.6900 9/22/2016 10/8/2024 GIGI001 40171L623, 40171L631
  Investment Grade Corporate Trust 5-8 Year, 002 CIGIBX 4/16/2024 $0.0000 $575.3900 4/28/2017 3/15/2025 GIGI002 40172V141, 40172V158
  Large Cap Buffer 20 Portfolio, 006 CDOBFX 4/16/2024 $0.0000 $11.0782 9/21/2023 9/23/2025 DOB20006 40177U486, 40177U494
  Large Cap Buffer 20 Portfolio, 007 CDOBGX 4/16/2024 $0.0000 $11.1207 10/19/2023 10/22/2025 DOB20007 40177V369, 40177V377
  Large Cap Buffer 20 Portfolio, 008 CDOBHX 4/16/2024 $0.0000 $10.3120 1/11/2024 1/14/2026 DOB20008 40177W706, 40177W714
  Large-Cap Core Portfolio, 042 CACEQX 4/16/2024 $0.0000 $12.5710 8/29/2022 8/29/2024 LCAP042 40177K702, 40177K710, 40177K728, 40177K736
  Large-Cap Core Portfolio, 043 CACERX 4/16/2024 $0.0000 $12.6632 2/22/2023 2/24/2025 LCAP043 40177P305, 40177P313, 40177P321, 40177P339
  Large-Cap Core Portfolio, 044 CACESX 4/16/2024 $0.0000 $11.3623 8/21/2023 8/21/2025 LCAP044 40177T844, 40177T851, 40177T869, 40177T877
  ML Top Picks for 2023 (AVAILABLE THROUGH MERRILL LYNCH ADVISORS ONLY), 011 CMPIKX 4/16/2024 $0.0000 $11.2517 3/1/2023 5/2/2024 MPIX011 40177P727, 40177P735
  National Municipal Portfolio of CEFs, 054 CENMDX 4/16/2024 $0.0000 $8.2058 5/4/2022 5/6/2024 DCEN054 40177H386, 40177H394, 40177H402, 40177H410
  National Municipal Portfolio of CEFs, 055 CENMEX 4/16/2024 $0.0000 $7.8450 8/3/2022 8/5/2024 DCEN055 40177K108, 40177K116, 40177K124, 40177K132
  National Municipal Portfolio of CEFs, 056 CENMFX 4/16/2024 $0.0000 $9.8239 11/2/2022 11/4/2024 DCEN056 40177M260, 40177M278, 40177M286, 40177M294
  National Municipal Portfolio of CEFs, 057 CENMGX 4/16/2024 $0.0000 $8.6652 2/2/2023 2/3/2025 DCEN057 40177N482, 40177N490, 40177N508, 40177N516
  National Municipal Portfolio of CEFs, 058 CENMHX 4/16/2024 $0.0000 $9.1419 4/10/2023 5/5/2025 DCEN058 40177Q642, 40177Q659, 40177Q667, 40177Q675
  National Municipal Portfolio of CEFs, 059 CENMIX 4/16/2024 $0.0000 $9.5764 8/3/2023 8/4/2025 DCEN059 40177T364, 40177T372, 40177T380, 40177T398
  National Municipal Portfolio of CEFs, 060 CENMJX 4/16/2024 $0.0000 $10.5695 11/2/2023 11/3/2025 DCEN060 40177V427, 40177V435, 40177V443, 40177V450
  NDR Precious Metals & Miners Portfolio, 023 CPMMWX 4/16/2024 $0.0000 $12.0103 10/7/2022 10/7/2024 PMMP023 40177L544, 40177L551, 40177L569, 40177L577
  NDR Precious Metals & Miners Portfolio, 024 CPMMYX 4/16/2024 $0.0000 $9.6363 4/20/2023 4/21/2025 PMMP024 40177Q261, 40177Q279, 40177Q287, 40177Q295
  NDR Precious Metals & Miners Portfolio, 025 CPMMZX 4/16/2024 $0.0000 $10.9442 10/18/2023 10/20/2025 PMMP025 40177V104, 40177V112, 40177V120, 40177V138
  New York Municipal Portfolio of CEFs, 039 CENYNX 4/16/2024 $0.0000 $8.4361 8/3/2022 8/5/2024 DCNY039 40177H428, 40177H436, 40177H444, 40177H451
  New York Municipal Portfolio of CEFs, 040 CENYOX 4/16/2024 $0.0000 $8.8759 2/2/2023 2/3/2025 DCNY040 40177N565, 40177N573, 40177N581, 40177N599
  New York Municipal Portfolio of CEFs, 041 CENYPX 4/16/2024 $0.0000 $9.6574 8/3/2023 8/4/2025 DCNY041 40177T406, 40177T414, 40177T422, 40177T430
  Quality High Dividend Portfolio, 001 CQHDAX 4/16/2024 $0.0000 $10.3740 6/22/2023 6/20/2025 QHD001 40177T281, 40177T299, 40177T307, 40177T315
  REIT Portfolio, 027 CGRTBX 4/16/2024 $0.0000 $7.8480 8/10/2022 8/12/2024 GRET027 40177K348, 40177K355, 40177K363, 40177K371
  REIT Portfolio, 028 CGRTCX 4/16/2024 $0.0000 $8.4125 2/8/2023 2/10/2025 GRET028 40177N680, 40177N698, 40177N706, 40177N714
  REIT Portfolio, 029 CGRTDX 4/16/2024 $0.0000 $9.0752 8/8/2023 8/8/2025 GRET029 40177T562, 40177T570, 40177T588, 40177T596
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 030 CACTEX 4/16/2024 $0.0000 $10.6503 1/25/2023 4/29/2024 ACTS030 40177N342, 40177N359, 40177N367, 40177N375
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 031 CACTFX 4/16/2024 $0.0000 $10.2031 4/27/2023 7/29/2024 ACTS031 40177Q428, 40177Q436, 40177Q444, 40177Q451
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 032 CACTGX 4/16/2024 $0.0000 $9.5867 7/27/2023 10/25/2024 ACTS032 40177T182, 40177T190, 40177T208, 40177T216
  S&P Dividend Aristocrats Select 25 Strategy Portfolio, 033 CACTHX 4/16/2024 $0.0000 $11.1149 10/25/2023 1/27/2025 ACTS033 40177V187, 40177V195, 40177V203, 40177V211
  Select Quality Municipal Portfolio, 001 CGSQAX 4/16/2024 $0.0000 $458.2600 3/28/2014 8/15/2052 GSQM001 40167W229, 40167W237
  Select Quality Municipal Portfolio, 002 CGSQBX 4/16/2024 $0.0000 $479.6400 8/7/2014 11/15/2044 GSQM002 40169A340, 40169A357
  Select Quality Municipal Portfolio, 003 CGSQCX 4/16/2024 $0.0000 $765.6200 4/29/2015 11/15/2045 GSQM003 40169M583, 40169M591
  Select Quality Municipal Portfolio, 004 CGSQDX 4/16/2024 $0.0000 $849.8300 12/4/2015 6/15/2046 GSQM004 40169Y652, 40169Y660
  Select Quality Municipal Portfolio, 005 CGSQEX 4/16/2024 $902.5900 $870.9900 4/18/2023 10/1/2053 GSQM005 40177Q501, 40177Q519
  Select Quality Municipal Portfolio, 006 CGSQFX 4/16/2024 $922.1600 $889.8700 6/7/2023 4/1/2054 GSQM006 40177R608, 40177R616
  Select Quality Municipal Portfolio, 007 CGSQGX 4/16/2024 $1,031.7000 $995.0900 11/7/2023 3/1/2054 GSQM007 40177U460, 40177U478
  Select Quality Municipal Portfolio, 008 CGSQHX 4/16/2024 $1,007.9200 $972.6400 1/17/2024 12/1/2054 GSQM008 40177W722, 40177W730
  Senior Loan & Income Portfolio of CEFs, 043 CESLQX 4/16/2024 $0.0000 $9.0372 4/19/2022 5/6/2024 DCES043 40177H469, 40177H477, 40177H485, 40177H493
  Senior Loan & Income Portfolio of CEFs, 044 CESLRX 4/16/2024 $0.0000 $10.2761 10/3/2022 10/3/2024 DCES044 40177M187, 40177M195, 40177M203, 40177M211
  Senior Loan & Income Portfolio of CEFs, 045 CESLSX 4/16/2024 $0.0000 $10.4943 4/5/2023 4/7/2025 DCES045 40177Q188, 40177Q196, 40177Q204, 40177Q212
  Senior Loan & Income Portfolio of CEFs, 046 CESLTX 4/16/2024 $0.0000 $10.2166 10/5/2023 10/6/2025 DCES046 40177U700, 40177U718, 40177U726, 40177U734
  SMid Dividend Strength Portfolio, 018 CSMDRX 4/16/2024 $0.0000 $9.2411 7/20/2022 7/22/2024 SMDS018 40177J564, 40177J572, 40177J580, 40177J598
  SMid Dividend Strength Portfolio, 019 CSMDSX 4/16/2024 $0.0000 $9.2755 1/23/2023 1/23/2025 SMDS019 40177N268, 40177N276, 40177N284, 40177N292
  SMid Dividend Strength Portfolio, 020 CSMDTX 4/16/2024 $0.0000 $9.6814 7/24/2023 7/21/2025 SMDS020 40177T141, 40177T158, 40177T166, 40177T174
  Strategic Income Portfolio, 116 CFSIRX 4/16/2024 $0.0000 $9.2329 9/8/2022 9/9/2024 FSIP116 40177K504, 40177K512, 40177K520, 40177K538
  Strategic Income Portfolio, 117 CFSISX 4/16/2024 $0.0000 $9.3862 1/12/2023 1/13/2025 FSIP117 40177M849, 40177M856, 40177M864, 40177M872
  Strategic Income Portfolio, 118 CFSITX 4/16/2024 $0.0000 $9.8263 7/6/2023 7/7/2025 FSIP118 40177R665, 40177R673, 40177R681, 40177R699
  Technological Innovation Portfolio, 020 CATETX 4/16/2024 $0.0000 $14.2649 9/19/2022 9/19/2024 ATEC020 40177L106, 40177L114, 40177L122, 40177L130
  Technological Innovation Portfolio, 021 CATEUX 4/16/2024 $0.0000 $12.9995 3/15/2023 3/17/2025 ATEC021 40177P560, 40177P578, 40177P586, 40177P594
  Technological Innovation Portfolio, 022 CATEVX 4/16/2024 $0.0000 $11.0955 9/15/2023 9/15/2025 ATEC022 40177U304, 40177U312, 40177U320, 40177U338
  Technology Portfolio, 031 CTECFX 4/16/2024 $0.0000 $12.6433 4/20/2022 4/22/2024 DTS031 40177G768, 40177G776, 40177G784, 40177G792
  Technology Portfolio, 032 CTECGX 4/16/2024 $0.0000 $15.5626 10/25/2022 10/25/2024 DTS032 40177L742, 40177L759, 40177L767, 40177L775
  Technology Portfolio, 033 CTECHX 4/16/2024 $0.0000 $13.3297 4/20/2023 4/21/2025 DTS033 40177Q303, 40177Q311, 40177Q329, 40177Q337
  Tekla Medical Science Innovation Portfolio, 004 CTMEDX 4/16/2024 $0.0000 $10.9175 5/18/2022 5/20/2024 TMED004 40177H824, 40177H832, 40177H840, 40177H857
  Tekla Medical Science Innovation Portfolio, 005 CTMEEX 4/16/2024 $0.0000 $9.4399 11/21/2022 11/21/2024 TMED005 40177M708, 40177M716, 40177M724, 40177M732
  Tekla Medical Science Innovation Portfolio, 006 CTMEFX 4/16/2024 $0.0000 $9.1282 5/17/2023 5/19/2025 TMED006 40177R186, 40177R194, 40177R202, 40177R210
  Total Income Portfolio, 028 CTIPCX 4/16/2024 $0.0000 $9.4888 8/29/2022 8/29/2024 TIP028 40177K785, 40177K793, 40177K801, 40177K819
  Total Income Portfolio, 029 CTIPDX 4/16/2024 $0.0000 $9.6784 2/28/2023 2/28/2025 TIP029 40177P347, 40177P354, 40177P362, 40177P370
  Total Income Portfolio, 030 CTIPEX 4/16/2024 $0.0000 $9.8518 8/28/2023 8/28/2025 TIP030 40177U106, 40177U114, 40177U122, 40177U130
  US 50 Dividend Strategy Portfolio, 035 CUFTJX 4/16/2024 $0.0000 $9.3124 1/25/2023 4/29/2024 UFTY035 40177N383, 40177N391, 40177N409, 40177N417
  US 50 Dividend Strategy Portfolio, 036 CUFTKX 4/16/2024 $0.0000 $10.2412 4/27/2023 7/29/2024 UFTY036 40177Q469, 40177Q477, 40177Q485, 40177Q493
  US 50 Dividend Strategy Portfolio, 037 CUFTLX 4/16/2024 $0.0000 $9.5901 7/27/2023 10/25/2024 UFTY037 40177T224, 40177T232, 40177T240, 40177T257
  US 50 Dividend Strategy Portfolio, 038 CUFTMX 4/16/2024 $0.0000 $10.6219 10/25/2023 1/27/2025 UFTY038 40177V260, 40177V278, 40177V286, 40177V294
  US Capital Strength Portfolio, 024 CUCAYX 4/16/2024 $0.0000 $13.1955 5/18/2022 5/20/2024 UCAP024 40177H543, 40177H550, 40177H568, 40177H576
  US Capital Strength Portfolio, 025 CUCAYZ 4/16/2024 $0.0000 $12.0360 11/16/2022 11/18/2024 UCAP025 40177M500, 40177M518, 40177M526, 40177M534
  US Capital Strength Portfolio, 026 CUCAAZ 4/16/2024 $0.0000 $11.1826 5/17/2023 5/19/2025 UCAP026 40177R228, 40177R236, 40177R244, 40177R251
  US High Dividend Strategy Portfolio, 047 CUSHVX 4/16/2024 $0.0000 $9.2907 1/23/2023 4/22/2024 USHD047 40177N300, 40177N318, 40177N326, 40177N334
  US High Dividend Strategy Portfolio, 048 CUSHWX 4/16/2024 $0.0000 $9.6059 4/20/2023 7/22/2024 USHD048 40177Q345, 40177Q352, 40177Q360, 40177Q378
  US High Dividend Strategy Portfolio, 049 CUSHYX 4/16/2024 $0.0000 $9.7894 7/20/2023 10/18/2024 USHD049 40177T109, 40177T117, 40177T125, 40177T133
  US High Dividend Strategy Portfolio, 050 CUSHZX 4/16/2024 $0.0000 $10.6626 10/18/2023 1/23/2025 USHD050 40177V146, 40177V153, 40177V161, 40177V179
  US Low Volatility Strategy Portfolio, 042 CULOQX 4/16/2024 $0.0000 $10.1731 2/2/2023 5/3/2024 ULOW042 40177N524, 40177N532, 40177N540, 40177N557
  US Low Volatility Strategy Portfolio, 043 CULORX 4/16/2024 $0.0000 $9.7053 5/3/2023 8/5/2024 ULOW043 40177Q683, 40177Q691, 40177Q709, 40177Q717
  US Low Volatility Strategy Portfolio, 044 CULOSX 4/16/2024 $0.0000 $10.1566 8/3/2023 11/4/2024 ULOW044 40177T448, 40177T455, 40177T463, 40177T471
  US Low Volatility Strategy Portfolio, 045 CULOTX 4/16/2024 $0.0000 $10.3605 11/2/2023 2/5/2025 ULOW045 40177V468, 40177V476, 40177V484, 40177V492
  Utilities Portfolio, 036 COPULX 4/16/2024 $0.0000 $8.8699 7/13/2022 7/15/2024 DUS036 40177J481, 40177J499, 40177J507, 40177J515
  Utilities Portfolio, 037 COPUMX 4/16/2024 $0.0000 $8.4094 1/17/2023 1/17/2025 DUS037 40177N185, 40177N193, 40177N201, 40177N219
  Utilities Portfolio, 038 COPUNX 4/16/2024 $0.0000 $9.1393 7/17/2023 7/17/2025 DUS038 40177R780, 40177R798, 40177R806, 40177R814

1 The "offer" price represents the net asset value of one unit of a trust plus a transactional sales charge.

2 The "liquidation" price represents the net asset value of one unit of a trust and includes any front-end and deferred sales charges accounted for if investors liquidate units.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. Investors units, when redeemed, may be worth more or less than their original cost.

Form 8937 & Appendix (2019)
Form 8937 & Appendix (2018)
Form 8937 & Appendix (2017)
Form 8937 & Appendix (2016)
Form 8937 & Appendix (2015)
Form 8937 & Appendix (2014)
Form 8937 & Appendix (2013)
Form 8937 & Appendix (2012)



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Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Europe Limited, Guggenheim Partners Japan Limited, and GS GAMMA Advisors.

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