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Quality High Dividend Portfolio Series 1

Trust Resources
Fact Card

Investment Objective

The Quality High Dividend Portfolio, Series 1 ("Trust") seeks to provide dividend income potential coupled with the potential for long-term capital appreciation.

Principal Investment Strategy

Selection Criteria

Risks and Other Considerations

Portfolio Information

Daily Data

Offer Price $10.0516
Wrap Fee Price $9.8252
Liquidation Price $9.8252
Remaining Deferred Sales Charge $0.2250


Cash 40177T281
Reinvest 40177T299
Fee/Cash 40177T307
Fee/Reinvest 40177T315


Deposit Information

Inception Date 6/22/2023
Non-Reoffered Date 12/19/2023
Mandatory Maturity Date 6/20/2025
Ticker Symbol CQHDAX
Trust Structure Grantor
Inception Unit Price $10.0000
Inception Liquidation Price $9.7750
Deferred Sales Charge Dates Jan 2024
Feb 2024
Mar 2024
Term 2 Years
Number of Holdings 40

Historical Annual Dividend Distribution*

Per Unit $0.4313
Rate 4.29%
Rate Fee Based 4.39%

* The Historical Annual Dividend Distribution (HADD) per unit is as of the day prior to trust deposit and subject to change. The HADD per unit is the weighted average of the trailing twelve-month distributions paid by the securities included in the portfolio. The HADD rate is based on the HADD divided by the current offer price and recalculated daily. Both the HADD per unit and the rate shown are reduced to account for the effects of fees and expenses, which will be incurred when investing in the Trust. The HADD per unit and rate will vary due to certain factors that may include, but are not limited to, a change in the dividends paid by issuers, a change in Trust expenses or the sale or maturity of securities in the portfolio. There is no guarantee the issuers of the securities included in the Trust will declare dividends or distributions in the future. The HADD of the securities included in the Trust is for illustrative purposes only and is not indicative of the Trust’s distribution. Due to the negative economic impact across many industries caused by the recent COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of, or cancel entirely, dividends and/or distributions paid in the future. As a result, the HADD figure will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust.

Portfolio Holdings Analysis

All data is subject to change daily. Data may differ from the prospectus due to different data sources or market changes. Please refer to prospectus for additional information about the trust including the portfolio section criteria. Source: FactSet Research Systems Inc. unless otherwise noted. The total percentages may not be equal to 100% due to rounding. N/A indicates that certain securities have not been identified and/or classified by the data provider. A unit is a combination of securities or types of securities traded together.

Fundamental Data

Weighted Average Price/Earnings (P/E) Ratio 26.46
Weighted Average Price/Book (P/B) Ratio 5.04
Weighted Average Market Cap (MM) $82,001.33

Market Cap & Style Breakdown

Value Growth Total
Large-Cap 46.01% 11.15% 57.16%
Mid-Cap 35.26% 5.20% 40.45%
Small-Cap 1.87% 0.52% 2.39%
Total 83.14% 16.86% 100.00%

Asset Class

US Common Stock 87.19%
REIT 9.68%
MLP 3.13%
Total 100.00%

Market Cap Breakdown

Style Breakdown

Sector & Industry Breakdown

Financials 18.51%
 Banks 9.97%
 Capital Markets 5.62%
 Insurance 2.93%
Health Care 17.98%
 Biotechnology 8.42%
 Health Care Providers & Services 5.07%
 Pharmaceuticals 4.48%
Energy 14.60%
 Oil Gas & Consumable Fuels 14.60%
Real Estate 9.68%
 Health Care REITs 2.27%
 Industrial REITs 2.34%
 Specialized REITs 5.06%
Utilities 7.86%
 Electric Utilities 5.88%
 Multi-Utilities 1.98%
Consumer Staples 7.16%
 Beverages 2.36%
 Tobacco 4.80%
Information Technology 5.30%
 Communications Equipment 2.62%
 IT Services 2.67%
Materials 4.80%
 Chemicals 4.80%
Communication Services 4.74%
 Diversified Telecommunication Services 4.74%
Industrials 4.70%
 Air Freight & Logistics 2.21%
 Professional Services 2.48%
Consumer Discretionary 4.67%
 Hotels Restaurants & Leisure 4.67%
Total 100.00%

Country Breakdown

United States 100.00%
Total 100.00%

Regional Breakdown

North America 100.00%
Total 100.00%

Developed Status

Developed 100.00%
Total 100.00%

Past performance is no guarantee of future results. Investment returns and principal value will fluctuate with changes in market conditions. Investors' units, when redeemed, may be worth more or less than their original cost.

Principal Investment Strategy

Under normal circumstances, the Trust will invest at least 80% of the value of its assets in quality, dividend-paying equity securities. The Trust will invest in quality equity securities, which are companies that exhibit an attractive blend of quality, valuation and price appreciation characteristics. When assessing quality, the Trust evaluates companies by looking for positive and improving profitability, earnings that are cash generative, declining leverage and improving liquidity. The Trust seeks to provide dividend income that is greater than its benchmark, the Russell 3000® Index. The sponsor believes that companies that distribute significant dividends on a consistent basis generally demonstrate strong financial strength and positive performance relative to their peers. There can be no assurance that the selected securities will continue to pay dividends or that the Trust will achieve its investment objective.

The Trust invests in domestically-traded companies. The Trust may invest in securities of companies with small-, mid- and large market capitalization and may invest in real estate investment Trusts.

As of the date of deposit, this Trust will hold a significant amount of its assets in small-, mid- and large-capitalization companies and common stocks of U.S. companies.

Selection Criteria

The Sponsor selects domestically-traded equities which it believes are core holdings of a diversified dividend-paying portfolio. To select the portfolio, the Sponsor follows a disciplined process which includes both quantitative screening and qualitative analysis. The Sponsor begins with the companies currently in the Russell 3000® Index with at least $1 billion in current market cap and an indicated yield greater than the average of the Russell 3000® Index. From this initial universe of approximately 700 companies, the Sponsor identifies companies for inclusion in the portfolio through a qualitative analysis, which may be primarily based on, but not limited to, the following factors:

  • Cash-flow Adequacy. The Sponsor favors companies with recent earnings, operating cash-flow, and free cashflow significantly higher than the dividends paid.
  • Balance Sheet. The Sponsor favors companies that possess overall financial strength and exhibit balance sheet improvements relative to their peers and the marketplace.
  • Valuation. The Sponsor favors companies whose valuations appear to be attractive based on measures such as price-to-earnings, price-to-book and price-to-cash flow.
  • Industry Leadership. The Sponsor favors companies that possess a strong competitive position among their domestic and global peers.
  • Growth. The Sponsor favors companies with a history of (and prospects for) above average growth of dividends, sales and earnings.

For the final step, the Sponsor weights the selected securities such that the portfolio has no more than approximately 20% of its net assets (as of the date of deposit) in any one given Global Industry Classification Standard (GICS) sector, while no sector has less than approximately 5%. Additionally, the real estate sector will have a maximum weighting of 10%. Please note that due to the fluctuating nature of security prices, the weighting of a sector in the Trust portfolio may change after the date of deposit.

Risks and Other Considerations

As with all investments, you may lose some or all of your investment in the Trust. No assurance can be given that the Trust’s investment objective will be achieved. The Trust also might not perform as well as you expect.This can happen for reasons such as these:

  • Securities prices can be volatile. The value of your investment may fall over time. Market value fluctuates in response to various factors. These can include stock market movements, purchases or sales of securities by the Trust, government policies, litigation, and changes in interest rates, inflation, the financial condition of the securities’ issuer or even perceptions of the issuer. Changes in legal, political, regulatory, tax and economic conditions may cause fluctuations in markets and securities prices, which could negatively impact the value of the Trust. Additionally, events such as war, terrorism, natural and environmental disasters and the spread of infectious illnesses or other public health emergencies may adversely affect the economy, various markets and issuers. An outbreak of a novel form of coronavirus disease (“COVID-19”) was first detected in December 2019 and rapidly spread around the globe leading the World Health Organization to declare the COVID-19 outbreak a pandemic in March 2020 and resulting in major disruptions to economies and markets around the world. The complete economic impacts of COVID-19 are not yet fully known. The COVID-19 pandemic, or any future public health crisis, is impossible to predict and could result in adverse market conditions which may negatively impact the performance of the Trust and the Trust's ability to achieve its investment objectives. Units of the Trust are not deposits of any bank and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency.
  • Share prices or dividend rates on the securities in the Trust may decline during the life of the Trust. There is no guarantee that share prices of the securities in the Trust will not decline and that the issuers of the securities will declare dividends in the future and, if declared, whether they will remain at current levels or increase over time.
  • The Trust invests in dividend-paying securities. The Trust’s investment in dividend-paying securities could cause the Trust to underperform similar funds that invest without consideration of a company’s track record of paying dividends. Securities of companies with a history of paying dividends may not participate in a broad market advance to the same degree as most other securities, and a sharp rise in interest rates or economic downturn could cause a company to unexpectedly reduce or eliminate its dividend. There is no guarantee that the issuers of the securities held by the Trust will declare dividends in the future or that, if declared, they will remain at their current levels or increase over time.
  • The Trust invests in securities issued by small- and mid-capitalization companies. These securities customarily involve more investment risk than securities of largecapitalization companies. Small- and mid-capitalization companies may have limited product lines, markets or financial resources and may be more vulnerable to adverse general market or economic developments.
  • The Trust may be susceptible to potential risks through breaches in cybersecurity. A breach in cybersecurity refers to both intentional and unintentional events that may cause the Trust to lose proprietary information, suffer data corruption or lose operational capacity. Such events could cause the Sponsor of the Trust to incur regulatory penalties, reputational damage, additional compliance costs associated with corrective measures and/or financial loss. In addition, cybersecurity breaches of the Trust’s third-party service providers, or issuers in which the Trust invests, can also subject the Trust to many of the same risks associated with direct cybersecurity breaches.
  • The Trust is subject to risks arising from various operational factors and their service providers. Operational factors include, but not limited to, human error, processing and communication errors, errors of the Trust’s service providers, counterparties or other third-parties, failed or inadequate processes and technology or systems failures. Additionally, the Trust may be subject to the risk that a service provider may not be willing or able to perform their duties as required or contemplated by their agreements with the Trust. Although the Trust seeks to reduce these operational risks through controls and procedures, there is no way to completely protect against such risks.
  • Inflation may lead to a decrease in the value of assets or income from investments.
  • The Sponsor does not actively manage the portfolio. The Trust will generally hold, and may, when creating additional units, continue to buy, the same securities even though a security’s outlook, rating, market value or yield may have changed.
See “Investment Risks” in Part A of the prospectus and “Risk Factors” in Part B of the prospectus for additional information.

Please see the Trust prospectus for more complete risk information.

Unit Investment Trusts are fixed, not actively managed and should be considered as part of a long-term strategy. Investors should consider their ability to invest in successive portfolios, if available, at the applicable sales charge. UITs are subject to annual fund operating expenses in addition to the sales charge. Investors should consult an attorney or tax advisor regarding tax consequences associated with an investment from one series to the next, if available, and with the purchase or sale of units. Guggenheim Funds Distributors, LLC does not offer tax advice.

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Partners Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Europe Limited, Guggenheim Partners Fund Management (Europe) Limited, Guggenheim Partners Japan Limited, GS GAMMA Advisors, LLC, and Guggenheim Partners India Management. Securities offered through Guggenheim Funds Distributors, LLC.

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