*As of 09/30/2018. US Bank Loans ranking based on gross returns for Guggenheim’s US Bank Loans Composite versus 12 competitors in the eVestment Alliance US Floating-Rate Bank Loan Fixed Income universe. For the last 1-, 3-, 5-, 7- and 10-year periods, US Bank Loans ranked in the top 47%, 63%,20%, 13% and 7%, respectively, versus 78, 77, 71, 59 and 43 competitors, respectively. Data taken from eVestment Alliance on 10/19/2018. US Bank Loans ranking is based on the preliminary results. High Yield ranking based on gross returns for Guggenheim’s High Yield Traditional Composite versus 142 competitors in the eVestment Alliance US High Yield Fixed Income universe. For the last 1-, 3-, 5- and 7-year periods, High Yield ranked in the top 62%, 42%, 38%, and 32%, respectively, versus 219, 213, 190 and 167 competitors, respectively. Data taken from eVestment Alliance on 07/19/2018. Guggenheim Investments composite peer rankings represent percentile rankings which are based on monthly gross of fee returns and reflect where those returns fall within the indicated eVestment Alliance (EA) universe. EA provides third party databases, including the institutional investment database from which the presented information was extracted. The EA institutional investment database consists of over 1,500 active institutional managers, investment consultants, plan sponsors, and other similar financial institutions actively reporting on over 10,000 products. Only information regarding full year performance and rankings is presented as Guggenheim Investments believes performance for a full year period is an important factor. Additional information regarding EA rankings for year to date and since inception performance of the composites is available on EA’s website.
Past performance is not a guarantee of future results. Investing involves risk, including the possible loss of principal. There is no guarantee that any investment strategy will achieve its investment objectives or is suitable for all investors. Diversification does not ensure profit nor protect against loss. Every asset class is subject to various risks that affect their performance in different market cycles. Fixed income investments are subject to certain risks including market, interest-rate, issuer, credit, and inflation risk. Equity investments are subject to market risk or the risk of loss due to adverse company and industry news, or general economic decline. Alternative investments are subject to market risk, currency risk, foreign investment risks, liquidity risks, higher fees and expenses, regulatory restrictions, and volatility due to speculative trading and use of leverage.