Guggenheim Active Allocation Fund

As of 5/29/24
Closing Market Price $14.71
Closing NAV $16.40
Premium/(Discount) -10.30%
Current Distribution Rate1, 29.69%
Fund Resources
Fact Card

Distribution History

Record Date Ex-Distribution Date Payable Date Declaration Date Total Distribution Drip Price
2/4/2022 2/3/2022 2/18/2022 1/14/2022 $0.118750 $17.698900
3/15/2022 3/14/2022 3/31/2022 3/1/2022 $0.118750 $17.594800
4/14/2022 4/13/2022 4/29/2022 4/1/2022 $0.118750 $16.215000
5/13/2022 5/12/2022 5/31/2022 5/2/2022 $0.118750 $15.838500
6/15/2022 6/14/2022 6/30/2022 6/1/2022 $0.118750 $14.331700
7/15/2022 7/14/2022 7/29/2022 7/1/2022 $0.118750 $15.621700
8/15/2022 8/12/2022 8/31/2022 8/1/2022 $0.118750 $14.985400
9/15/2022 9/14/2022 9/30/2022 1/1/0001 $0.118750 $13.870000
10/14/2022 10/13/2022 10/31/2022 10/3/2022 $0.118750 $13.690000
11/15/2022 11/14/2022 11/30/2022 11/1/2022 $0.118750 $14.360000
12/15/2022 12/14/2022 12/30/2022 12/1/2022 $0.118750 $13.560000
1/13/2023 1/12/2023 1/31/2023 1/3/2023 $0.118750 $14.860000
2/15/2023 2/14/2023 2/28/2023 2/1/2023 $0.118750 $14.482000
3/15/2023 3/14/2023 3/31/2023 3/1/2023 $0.118750 $14.230000
4/14/2023 4/13/2023 4/28/2023 4/3/2023 $0.118750 $13.970000
5/15/2023 5/12/2023 5/31/2023 5/1/2023 $0.118750 $13.860000
6/15/2023 6/14/2023 6/30/2023 6/1/2023 $0.118750 $14.320000
7/14/2023 7/13/2023 7/31/2023 7/3/2023 $0.118750 $14.190000
8/15/2023 8/14/2023 8/31/2023 8/1/2023 $0.118750 $14.130000
9/15/2023 9/14/2023 9/29/2023 9/1/2023 $0.118750 $13.610000
10/13/2023 10/12/2023 10/31/2023 10/2/2023 $0.118750 $13.550000
11/15/2023 11/14/2023 11/30/2023 11/1/2023 $0.118750 $13.970000
12/15/2023 12/14/2023 12/29/2023 12/1/2023 $0.118750 $14.620000
1/12/2024 1/11/2024 1/31/2024 1/2/2024 $0.118750 $14.410000
2/15/2024 2/14/2024 2/29/2024 2/1/2024 $0.118750 $14.610000
3/15/2024 3/14/2024 3/29/2024 3/1/2024 $0.118750 $14.580000
4/15/2024 4/12/2024 4/30/2024 4/1/2024 $0.118750 $14.730000
5/15/2024 5/14/2024 5/31/2024 5/1/2024 $0.118750 N/A

See the Fund’s Section 19a-1 letters, if any, located on the Fund's website under the News & Literature Tab for estimates of distribution sources other than income. See the "Tax Information" on the Fund’s website under the Distributions Tab for final characterization of the Fund's distributions for federal income tax purposes.

The distribution history represents distributions that were paid by the Fund and is not a guarantee of the Fund's future distribution-paying ability. If you participate in the "DRIP" (the Dividend Reinvestment Plan) your distributions are reinvested in additional common shares.

For listed closed-end funds, the reinvestment price is determined by one of two scenarios. One, if the common shares are trading at a discount, the DRIP price is the weighted average cost to purchase the common shares from the NYSE or elsewhere. Lastly, if the common shares are trading at a premium, the DRIP price is the determined by the higher of the NAV per common share or approximately 95% of the common share price.

2023 Tax Information

Total Ordinary Dividends1 Long-Term Capital Gains2 Return of Capital3 Qualified Dividend Income (QDI)4 Dividends Received Deduction5 Direct U.S. Gov't Obligations6 Section 163(j) Interest Dividends7 QBI Deduction (199A)8
58.73% 0.00% 41.27% 3.76% 3.28% 1.05% 95.83% 0.00%
2023 Tax Information
2022 Tax Information
2021 Tax Information

Ordinary Dividends, Tax-Exempt Income, Long-Term Capital Gains and Return of Capital figures are a percentage of the total distribution.

Final determination of the tax character of distributions paid by the Fund for the current calendar year will be distributed to shareholders in January of the following year.

  1. Reported on Form 1099-DIV in box 1a; shows the percentage of total distributions designated as ordinary dividends.
  2. Reported on Form 1099-DIV in box 2a; shows the percentage of total distributions designated as long-term capital gain distributions.
  3. Reported on Form 1099-DIV in box 3; portion of distribution that is nontaxable (i.e. return of capital basis).
  4. Reported on Form 1099-DIV in box 1b; the percentage of total ordinary dividends that may be eligible for the long-term capital gains rates.
  5. Percentage of total ordinary dividends that may be eligible for the corporate dividends received.
  6. Percentage of total ordinary dividends from direct U.S. government obligations.
  7. Flow through of business interest income for purposes of calculating the limitation on business interest income.
  8. QBI Dividends from domestic real estate investment trusts. These dividends may qualify for the Section 199aA QBI deduction.

Guggenheim Funds Distributors, Inc. does not provide tax advice, and investors should consult their tax advisor for further information.

This information does not represent an offer to sell securities of the funds and it is not soliciting an offer to buy securities of the funds. There can be no assurance that any closed-end fund will achieve its investment objective(s). Past performance does not guarantee future results. The value of any closed-end fund will fluctuate with the value of the underlying securities. The portions of the distributions deemed “Ordinary Income, Tax Exempt Income, Long-Term Capital Gains, Qualified Dividend Income, Dividends Received Deduction, Direct U.S. Gov’t Obligations, Alternative Minimum Tax, and Return of Capital” are not indicative of future distributions and these figures may not be achieved in future years. Historically closed-end funds often trade at a discount to their net asset value. Please click on each fund link for more information regarding the fund.

Investors should consider the investment objectives and policies, risk considerations, charges and expenses of the funds carefully before they invest. For this and more information, please contact a securities representative or Guggenheim Funds Distributors, LLC, 2455 Corporate West Drive, Lisle, Illinois 60532, 800-345-7999.

The Fund’s shares do not represent a deposit or obligation of, and are not guaranteed or endorsed by, any bank or other insured depository institution, and are not federally insured by the Federal Deposit Insurance Corporation, the Federal Reserve Board or any other government agency.

Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

© 2024 Guggenheim Investments. All Rights Reserved.

Research our firm with FINRA Broker Check.

• Not FDIC Insured • No Bank Guarantee • May Lose Value

This website is directed to and intended for use by citizens or residents of the United States of America only. The material provided on this website is not intended as a recommendation or as investment advice of any kind, including in connection with rollovers, transfers, and distributions. Such material is not provided in a fiduciary capacity, may not be relied upon for or in connection with the making of investment decisions, and does not constitute a solicitation of an offer to buy or sell securities. All content has been provided for informational or educational purposes only and is not intended to be and should not be construed as legal or tax advice and/or a legal opinion. Always consult a financial, tax and/or legal professional regarding your specific situation. Investing involves risk, including the possible loss of principal.