GUG

Guggenheim Active Allocation Fund

As of 3/1/24
Closing Market Price $14.74
Closing NAV $16.56
Premium/(Discount) -10.99%
Current Distribution Rate1, 29.67%
Fund Resources
Fact Card

Portfolio


Duration

Weighted Average Duration (years) 3.31

Portfolio Characterstics

YTM 9.66

Asset Class Breakdown

Fixed Income 93.47%
Equity Strategy 4.85%
Other Equity 1.61%
Other Fixed Income 0.44%
FX Forward -0.10%
Derivatives -0.32%

Portfolio Concentration

High Yield Corporate Bonds 45.56%
Bank Loans 29.83%
Asset-Backed Securities 17.80%
Investment Grade Corporate Bonds 6.53%
Preferred Securities 6.35%
Equity Strategy 5.96%
Agency Mortgage-Backed Securities 4.16%
Other Equity 1.97%
Non-Agency Mortgage-Backed Securities 1.55%
Net Derivatives 1.31%
Treasury 1.18%
Other Fixed Income 0.54%
Mortgage Loans 0.46%
CMBS:Traditional 0.40%
Municipal Bond 0.36%
Military Housing Bonds 0.30%
Foreign Government & Agencies 0.21%
Cash & Cash Equivalents 0.05%
FX Forward -0.12%
Derivatives -0.39%
Borrowings -24.05%

Sub-Category: Asset-Backed Securities

ABS:CLO 7.45%
ABS:Transportation 3.25%
ABS:Financial 2.33%
ABS:Infrastructure 2.25%
ABS:CRE CLO 1.05%
ABS: Net Lease 0.75%
ABS:Other 0.49%
ABS:Whole Business 0.17%
ABS:Insurance 0.09%

Top 10 Holdings

CIFC Funding Ltd CIFC 14-4Ra 12.66 01/17/2035 1.64%
Madison Park Funding Ltd Mdpk_22-53A 11.41 04/21/2035 1.30%
Hotwire Funding LLC 4.46 11/20/2051 1.19%
Nustar Energy LP 6.38 10/01/2030 1.11%
Laseraway Intermediate Holdings II LLC 11.41 10/14/2027 1.01%
CP Atlas Buyer Inc 9.21 11/23/2027 1.01%
Charter Communications Inc 4.50 06/01/2033 1.00%
Sierra Enterprises LLC 7.88 05/10/2027 0.99%
Platinum Equities LLC 9.75 12/29/2028 0.95%
Gibson Brands Inc 10.66 08/11/2028 0.92%

Credit Quality

AAA 4.74%
AA 0.71%
A 8.76%
BBB 13.94%
BB 26.48%
B 38.62%
CCC 3.90%
Not Rated 2.82%
Cash & Cash Equivalents* 0.04%




Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

© 2024 Guggenheim Investments. All Rights Reserved.

Research our firm with FINRA Broker Check.

• Not FDIC Insured • No Bank Guarantee • May Lose Value

This website is directed to and intended for use by citizens or residents of the United States of America only. The material provided on this website is not intended as a recommendation or as investment advice of any kind, including in connection with rollovers, transfers, and distributions. Such material is not provided in a fiduciary capacity, may not be relied upon for or in connection with the making of investment decisions, and does not constitute a solicitation of an offer to buy or sell securities. All content has been provided for informational or educational purposes only and is not intended to be and should not be construed as legal or tax advice and/or a legal opinion. Always consult a financial, tax and/or legal professional regarding your specific situation. Investing involves risk, including the possible loss of principal.