GUG

Guggenheim Active Allocation Fund

As of 9/23/22
Closing Market Price $13.53
Closing NAV $15.53
Premium/(Discount) -12.88%
Current Distribution Rate1, 210.53%
Fund Resources
Fact Card

Portfolio


Duration

Weighted Average Duration (years) 4.09

Asset Class Breakdown

Fixed Income 86.32%
Equity Strategy 9.31%
Commodities 0.77%
Other Fixed Income 0.46%
Derivatives 0.12%
Other Equity 3.00%

Portfolio Concentration

High Yield Corporate Bonds 0.00%
Bank Loans 0.00%
Equity Strategy 0.00%
ABS 11.60%
Agency Mortgage-Backed Securities 0.00%
Preferred Securities 0.00%
Investment Grade Corporate Bonds 0.00%
Other Equity 0.00%
Net Derivatives 0.00%
Private Placements 0.00%
Treasury 0.00%
Commodities 0.00%
Other Fixed Income 0.00%
Military Housing Bonds 0.00%
Non-Agency Mortgage-Backed Securities 0.00%
Foreign Government & Agencies 0.00%
FX Forward 0.00%
Cash & Cash Equivalents 0.00%
Borrowings 0.00%

Sub-Category: Asset-Backed Securities

ABS:CLO 0.00%
ABS:Transportation 0.00%
ABS:Infrastructure 0.00%
ABS:Financial 0.00%
ABS:CRE CLO 0.00%
ABS: Net Lease 0.00%

Top 10 Holdings

UNIFORM MBS 4.00 09/14/2022 7.03%
MIDCAP FUNDING XLVI TRUST 5.30 11/22/2023 2.32%
CIFC FUNDING LTD CIFC_14-4RA 9.74 01/17/2035 1.47%
HOTWIRE COMMUNICATIONS HWIRE_21-1 4.46 11/20/2051 1.17%
MADISON PARK FUNDING LTD MDPK_22-53A 8.47 04/21/2035 1.13%
NUSTAR ENERGY LP 6.38 10/01/2030 1.01%
LASERAWAY INTERMEDIATE HOLDINGS II LLC 8.23 10/14/2027 1.00%
CHARTER COMMUNICATIONS INC 4.50 06/01/2033 0.99%
SIERRA ENTERPRISES LLC 6.37 11/11/2024 0.97%
FINASTRA GROUP HOLDINGS LTD 6.87 06/13/2024 0.95%

Credit Quality

AAA 8.89%
A 4.58%
BBB 11.98%
BB 30.60%
B 38.06%
CCC 2.91%
CC 0.08%
Not Rated 2.89%




Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

© 2022 Guggenheim Investments. All Rights Reserved.

Research our firm with FINRA Broker Check.

• Not FDIC Insured • No Bank Guarantee • May Lose Value

This website is directed to and intended for use by citizens or residents of the United States of America only. The material provided on this website is not intended as a recommendation or as investment advice of any kind, including in connection with rollovers, transfers, and distributions. Such material is not provided in a fiduciary capacity, may not be relied upon for or in connection with the making of investment decisions, and does not constitute a solicitation of an offer to buy or sell securities. All content has been provided for informational or educational purposes only and is not intended to be and should not be construed as legal or tax advice and/or a legal opinion. Always consult a financial, tax and/or legal professional regarding your specific situation. Investing involves risk, including the possible loss of principal.