GUG

Guggenheim Active Allocation Fund

As of 5/13/22
Closing Market Price $14.41
Closing NAV $17.04
Premium/(Discount) -15.43%
Current Distribution Rate1, 29.89%
Fund Resources
Fact Card

Portfolio


Duration

Weighted Average Duration (years) 4.55

Asset Class Breakdown

Fixed Income 70.86%
Equity Strategy 23.53%
Cash & Cash Equivalents 0.00%
Commodities 1.72%
Other Equity 3.54%
Other Fixed Income 0.40%

Portfolio Concentration

High Yield Corporate Bonds 46.49%
Equity Strategy 32.50%
Bank Loans 27.99%
ABS 10.90%
Preferred Securities 6.66%
Net Derivatives 5.27%
Other Equity 4.89%
Investment Grade Corporate Bonds 3.20%
Commodities 2.38%
Private Placements 2.08%
Other Fixed Income 0.55%
Military Housing Bonds 0.31%
Foreign Government & Agencies 0.26%
FX Forward -0.07%
Cash & Cash Equivalents -2.33%
Borrowings -41.06%

Sub-Category: Asset-Backed Securities

ABS:CLO 5.34%
ABS:Transportation 2.30%
ABS:Infrastructure 1.92%
ABS:Financial 0.65%
ABS:CRE CLO 0.51%
ABS: Net Lease 0.16%

Top 10 Holdings

MIDCAP FUNDING XLVI TRUST 3.79 11/22/2023 2.08%
CIFC FUNDING LTD CIFC_14-4RA 7.24 01/17/2035 1.39%
MADISON PARK FUNDING LTD MDPK_22-53A 6.40 04/21/2035 1.18%
HOTWIRE COMMUNICATIONS HWIRE_21-1 4.46 11/20/2051 1.14%
NUSTAR ENERGY LP 6.38 10/01/2030 1.00%
CHARTER COMMUNICATIONS INC 4.50 06/01/2033 0.95%
LASERAWAY INTERMEDIATE HOLDINGS II LLC 6.50 10/14/2027 0.91%
FINASTRA GROUP HOLDINGS LTD 4.50 06/13/2024 0.90%
GIBSON BRANDS INC 5.75 08/11/2028 0.90%
PELICAN PRODUCTS INC 5.26 12/29/2028 0.90%

Credit Quality

A 4.68%
BBB 12.32%
BB 34.41%
B 42.67%
CCC 2.84%
Not Rated 3.08%




Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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