GUG

Guggenheim Active Allocation Fund

As of 5/26/23
Closing Market Price $13.78
Closing NAV $15.73
Premium/(Discount) -12.40%
Current Distribution Rate1, 210.34%
Fund Resources
Fact Card

Portfolio


Duration

Weighted Average Duration (years) 4.12

Asset Class Breakdown

Fixed Income 86.01%
Equity Strategy 9.75%
Other Equity 1.98%
Cash & Cash Equivalents 1.09%
Commodities 1.04%
Other Fixed Income 0.42%
Derivatives -0.25%

Portfolio Concentration

High Yield Corporate Bonds 50.01%
Bank Loans 28.17%
Asset-Backed Securities 15.80%
Equity Strategy 12.84%
Investment Grade Corporate Bonds 6.61%
Preferred Securities 6.54%
Net Derivatives 4.47%
Other Equity 2.60%
Agency Mortgage-Backed Securities 1.98%
Non-Agency Mortgage-Backed Securities 1.60%
Cash & Cash Equivalents 1.43%
Commodities 1.38%
Treasury 1.32%
Other Fixed Income 0.55%
Private Placements 0.52%
Military Housing Bonds 0.33%
Foreign Government & Agencies 0.23%
Mortgage Loans 0.19%
Derivatives -0.33%
Borrowings -36.17%

Sub-Category: Asset-Backed Securities

ABS:CLO 6.24%
ABS:Transportation 3.46%
ABS:Infrastructure 2.18%
ABS:Financial 1.56%
ABS:CRE CLO 0.93%
ABS:Other 0.50%
ABS: Net Lease 0.49%
ABS:Whole Business 0.32%
ABS:Insurance 0.09%

Top 10 Holdings

CIFC Funding Ltd Cifc_14-4Ra 11.79 01/17/2035 1.48%
Madison Park Funding Ltd Mdpk_22-53A 10.65 04/21/2035 1.34%
Hotwire Communications Hwire_21-1 4.46 11/20/2051 1.23%
Nustar Energy LP 6.38 10/01/2030 1.12%
Laseraway Intermediate Holdings II LLC 10.58 10/14/2027 1.05%
Charter Communications Inc 4.50 06/01/2033 1.00%
Finastra Group Holdings Ltd 8.33 06/13/2024 1.00%
Platinum Equities LLC 9.41 12/29/2028 0.95%
CP Atlas Buyer Inc 8.31 11/23/2027 0.95%
Markel Corporation 6.00 12/31/2070 0.92%

Credit Quality

AAA 2.97%
AA 0.26%
A 7.19%
BBB 15.60%
BB 25.54%
B 40.24%
CCC 4.46%
Not Rated 2.45%
Cash & Cash Equivalents* 1.29%




Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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