Guggenheim Active Allocation Fund

As of 5/26/23
Closing Market Price $13.78
Closing NAV $15.73
Premium/(Discount) -12.40%
Current Distribution Rate1, 210.34%
Fund Resources
Fact Card

News & Literature

Date Title
1/14/2022 Guggenheim Active Allocation Fund Declares Initial Distribution
11/30/2021 GUG Semiannual Report November 2021
3/1/2022 Guggenheim Investments Announces March 2022 Closed-End Fund Distributions
3/25/2022 GUG March 2022 Section 19A-1 Notice Letter
4/1/2022 Guggenheim Investments Announces April 2022 Closed-End Fund Distributions
4/25/2022 GUG April 2022 Section 19A-1 Letter
2/28/2022 GUG Portfolio Holdings 2-28-22
5/2/2022 GUG April 2022 FORM 8-K
5/2/2022 Guggenheim Investments Announces May 2022 Closed-End Fund Distributions
5/27/2022 GUG May 2022 Section 19A-1 Letter
6/1/2022 Guggenheim Investments Announces June 2022 Closed-End Fund Distributions
6/28/2022 GUG June 2022 Section 19A-1 Letter
7/1/2022 Guggenheim Investments Announces July 2022 Closed-End Fund Distributions
7/27/2022 GUG July 2022 Section 19A-1 Letter
8/1/2022 Guggenheim Investments Announces August 2022 Closed-End Fund Distributions
8/2/2022 GUG Annual Report May 2022
9/1/2022 September 2022 Closed-End Fund Distributions
9/23/2022 GUG September 2022 Section 19A-1 Letter
10/3/2022 October 2022 Closed-End Fund Distributions
10/26/2022 GUG October 2022 Section 19A-1 Letter
8/31/2022 GUG Portfolio Holdings 8-31-2022
11/1/2022 November 2022 Closed-End Fund Distributions
11/23/2022 GUG November 2022 Section 19A-1 Letter
12/1/2022 December 2022 Closed-End Fund Distributions
12/23/2022 GUG December 2022 Section 19A-1 Letter
1/3/2023 January 2023 Closed-End Fund Distributions
1/26/2023 GUG January 2023 Section 19A-1 Letter
1/27/2023 GUG November 2022 Semi-Annual Report
2/1/2023 February 2023 Closed-End Fund Distributions
2/17/2023 GUG February 2023 Section 19A-1 Letter
3/1/2023 Guggenheim Investments Announces March 2023 Closed-End Fund Distributions
3/28/2023 GUG March 2023 Section 19A-1 Letter
4/3/2023 Guggenheim Investments Announces April 2023 Closed-End Fund Distributions
4/24/2023 GUG April 2023 Section 19A-1 Letter
2/28/2023 GUG Portfolio Holdings 2-28-23
5/1/2023 May 2023 Closed-End Fund Distributions
5/26/2023 GUG May 2023 Section 19A-1 Letter

Filings & Charters

Audit Committee Charter
N&G Committee Charter
Fund’s Filed Section 16 Forms (Forms 3, 4 & 5)
SEC Filings (Form N-PX, N-Q, NSAR, N-CSR, 3, 4, 5, among others
GUG April 2022 FORM 8-K

Information in periodic reports and fund prospectuses may have changed since the date the document was issued. In particular, the information in the common stock and where applicable, the preferred share prospectuses is historical and should not be relied upon when evaluating whether to purchase, hold or sell shares of the Fund.

Guggenheim Investments represents the investment management business of Guggenheim Partners, LLC ("Guggenheim"). Guggenheim Funds Distributors, LLC is an affiliate of Guggenheim.

© 2023 Guggenheim Investments. All Rights Reserved.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

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