1. Home
  2. Mutual Funds
  3. Fund Action Reporting

Fund Action Reporting

Certain Guggenheim Investments Products have taken organizational actions that affect their basis. These organizational actions can include, but are not limited to fund mergers, fund closures, share splits and return of capital. Please see the Fund Actions listed below for Mutual Funds, ETFs and Variable Insurance Funds.

Date Product Name Product Type Action IRS FORM 8937
11/29/2022 High Yield Fund Mutual Fund Return on Capital High Yield Fund - 11/29/2022
11/29/2022 RBP Dividend Fund Mutual Fund Return on Capital RBP Dividend Fund - 11/29/2022
11/29/2021 Macro Opportunities Fund Mutual Fund Return on Capital Macro Opportunities - 11/29/2021
11/29/2021 High Yield Fund Mutual Fund Return on Capital High Yield - 11/29/2021
11/29/2021 Floating Rate Strategies Fund Mutual Fund Return on Capital Floating Rate Strategies - 11/29/2021
1/18/2021 Macro Opportunities Fund Mutual Fund Return on Capital Macro Opportunities - 1/18/2021
11/27/2020 RBP® Dividend Fund Mutual Fund Return on Capital RBP® Dividend - 11/27/2020
11/27/2020 Floating Rate Strategies Fund Mutual Fund Return on Capital Floating Rate Strategies - 11/27/2020
8/14/2020 High Yield Strategy Fund Mutual Fund Share Splits High Yield Strategy - 8/14/2020
8/14/2020 Inverse Government Long Bond Strategy Fund Mutual Fund Share Splits Inverse Government Long Bond Strategy - 8/14/2020
8/14/2020 Inverse Mid-Cap Strategy Fund Mutual Fund Share Splits Inverse Mid-Cap Strategy - 8/14/2020
8/14/2020 Inverse Russell® 2000 Strategy Fund Mutual Fund Share Splits Inverse Russell® 2000 Strategy - 8/14/2020
8/14/2020 Inverse S&P 500® 2x Strategy Fund Mutual Fund Share Splits Inverse S&P 500® 2x Strategy - 8/14/2020
8/14/2020 S&P SmallCap 600® Pure Value Fund Mutual Fund Share Splits S&P SmallCap 600® Pure Value - 8/14/2020
8/7/2020 Energy Services Mutual Fund Share Splits Energy Services - 8/7/2020
8/7/2020 Energy Mutual Fund Share Splits Energy - 8/7/2020
8/7/2020 Inverse NASDAQ-100® 2x Strategy Fund Mutual Fund Share Splits Inverse NASDAQ-100® 2x Strategy - 8/7/2020
8/7/2020 Inverse Dow 2x Strategy Fund Mutual Fund Share Splits Inverse Dow 2x Strategy - 8/7/2020
1/15/2020 Smid Cap Value Institutional Fund Mutual Fund Return on Capital Smid Cap Value Institutional - 1/15/2020
1/15/2018 Floating Rate Strategies Mutual Fund Return on Capital Floating Rate Strategies - 1/15/2018
11/7/2016 Emerging Markets Bond Strategy Mutual Fund Share Splits Emerging Markets Bond Strategy - 11/7/2016
11/7/2016 Inverse S&P 500® 2x Strategy Mutual Fund Share Splits Inverse S&P 500® 2x Strategy - 11/7/2016
11/7/2016 Energy Mutual Fund Share Splits Energy - 11/7/2016
11/7/2016 Inverse High Yield Strategy Mutual Fund Share Splits Inverse High Yield Strategy - 11/7/2016
11/7/2016 Inverse Russell 2000® 2x Strategy Mutual Fund Share Splits Inverse Russell 2000® 2x Strategy - 11/7/2016
11/7/2016 Inverse NASDAQ-100® Strategy Mutual Fund Share Splits Inverse NASDAQ-100® Strategy - 11/7/2016
11/7/2016 Japan 2x Strategy Mutual Fund Share Splits Japan 2x Strategy - 11/7/2016
10/31/2016 Financial Services Mutual Fund Share Splits Financial Services - 10/31/2016
10/31/2016 S&P 500 Pure Value Mutual Fund Share Splits S&P 500 Pure Value - 10/31/2016
10/31/2016 NASDAQ-100® 2x Strategy Mutual Fund Share Splits NASDAQ-100® 2x Strategy - 10/31/2016
10/31/2016 Russell 2000® 2x Strategy Mutual Fund Share Splits Russell 2000® 2x Strategy - 10/31/2016
10/31/2016 Inverse S&P 500® Strategy Mutual Fund Share Splits Inverse S&P 500® Strategy - 10/31/2016
10/31/2016 Weakening Dollar 2x Strategy Mutual Fund Share Splits Weakening Dollar 2x Strategy - 10/31/2016
10/31/2016 Commodities Strategy Mutual Fund Share Splits Commodities Strategy - 10/31/2016
10/31/2016 Inverse Emerging Markets 2x Strategy Mutual Fund Share Splits Inverse Emerging Markets 2x Strategy - 10/31/2016
10/31/2016 Inverse NASDAQ-100® 2x Strategy Mutual Fund Share Splits Inverse NASDAQ-100® 2x Strategy - 10/31/2016
10/31/2016 Europe 1.25x Strategy Mutual Fund Share Splits Europe 1.25x Strategy - 10/31/2016
5/13/2015 Government Long Bond 1.2x Strategy Mutual Fund Return on Capital Government Long Bond 1.2x Strategy - 5/13/2015
11/25/2014 Macro Opportunities Fund Mutual Fund Return on Capital Macro Opportunities - 11/25/2014
2/7/2014 Government Long Bond 1.2x Strategy Mutual Fund Share
Splits		 Government Long Bond 1.2x Strategy - 2/7/2014
2/7/2014 Technology Mutual Fund Share
Splits		 Technology - 2/7/2014
2/7/2014 Inverse Russell 2000® Strategy Mutual Fund Share
Splits		 Inverse Russell 2000® Strategy
 - 2/7/2014
2/7/2014 Strengthening Dollar 2x Strategy Mutual Fund Share
Splits		 Strengthening Dollar 2x Strategy
2/7/2014
2/7/2014 Telecommunication Mutual Fund Share
Splits		 Telecommunication
2/7/2014
2/7/2014 Inverse Mid Cap Strategy Mutual Fund Share
Splits		 Inverse Mid Cap Strategy
2/7/2014
2/21/2014 Inverse S&P 500® 2x Strategy Mutual Fund Share
Splits		 Inverse S&P 500® 2x Strategy
2/21/2014
2/21/2014 Inverse Nasdaq-100® 2x Strategy Mutual Fund Share
Splits		 Inverse Nasdaq-100® 2x Strategy
2/21/2014
2/21/2014 Inverse Dow 2x Strategy Mutual Fund Share
Splits		 Inverse Dow 2x Strategy
2/21/2014
2/21/2014 Inverse Government Long Bond Strategy Mutual Fund Share
Splits		 Inverse Government Long Bond Strategy
2/21/2014
2/21/2014 Inverse Russell 2000® 2x Strategy Mutual Fund Share
Splits		 Inverse Russell 2000® 2x Strategy
2/21/2014
2/21/2014 Inverse Nasdaq-100® Strategy Mutual Fund Share
Splits		 Inverse Nasdaq-100® Strategy
2/21/2014
2/21/2014 Emerging Market 2x Strategy Mutual Fund Share
Splits		 Emerging Market 2x Strategy
2/21/2014
01/18/2013 Flexible Strategies - A Class Mutual Fund Merger Flexible Strategies - A Class
01/18/2013
01/18/2013 Flexible Strategies - C Class Mutual Fund Merger Flexible Strategies - C Class
01/18/2013
01/18/2013 Flexible Strategies - H Class Mutual Fund Merger Flexible Strategies - H Class
01/18/2013
01/18/2013 Flexible Strategies - Institutional Class Mutual Fund Merger Flexible Strategies - Institutional Class
01/18/2013
07/13/2012 Rydex Series Funds -
Alternative Strategies Allocation Fund
- A Class		 Mutual Fund Merger Alternative Strategies Allocation Fund 
- A  Class- 07/13/2012
07/13/2012 Rydex Series Funds -
Alternative Strategies Allocation Fund
- C Class		 Mutual Fund Merger Alternative Strategies Allocation Fund
- C Class - 07/13/2012
07/13/2012 Rydex Series Funds -
Alternative Strategies Allocation Fund
- H Class		 Mutual Fund Merger Alternative Strategies Allocation Fund
- H Class - 07/13/2012

Share Splits

Split information is shown in order of most recent event.
Effective Date: For splits, the date that the share price changes to reflect the split.
Date of record: Date on which an individual must own shares in order to be eligible to receive split price.

Fund Date of Split Split Type Reason Effective Date
S&P Small Cap 600 Pure Value 08/14/2020 One-for-Five Reverse Split Increase share price 08/17/2020
Inverse S&P 500® 2x Strategy 08/14/2020 One-for-Five Reverse Split Increase share price 08/17/2020
Inverse Russell 2000® Strategy 08/14/2020 One-for-Five Reverse Split Increase share price 08/17/2020
Inverse Mid-Cap Strategy 08/14/2020 One-for-Five Reverse Split Increase share price 08/17/2020
Inverse Government Long Bond Strategy 08/14/2020 One-for-Five Reverse Split Increase share price 08/17/2020
High Yield Strategy 08/14/2020 One-for-Five Reverse Split Increase share price 08/17/2020
Energy Services 08/07/2020 One-for-Fifteen Reverse Split Increase share price 08/10/2020
Energy 08/07/2020 One-for-Three Reverse Split Increase share price 08/10/2020
Inverse Dow 2x Strategy 08/07/2020 One-for-Fifteen Reverse Split Increase share price 08/10/2020
Inverse NASDAQ-100® 2x Strategy 08/07/2020 One-for-Ten Reverse Split Increase share price 08/10/2020
Japan 2x Strategy 11/04/2016 One-for-Four Reverse Split Increase share price 11/07/2016
Inverse NASDAQ-100® Strategy 11/04/2016 One-for-Four Reverse Split Increase share price 11/07/2016
Inverse Russell 2000® 2x Strategy 11/04/2016 One-for-Four Reverse Split Increase share price 11/07/2016
Emerging Markets Bond Strategy 11/04/2016 One-for-Four Reverse Split Increase share price 11/07/2016
Inverse S&P 500® 2x Strategy 11/04/2016 One-for-Four Reverse Split Increase share price 11/07/2016
Energy 11/04/2016 One-for-Four Reverse Split Increase share price 11/07/2016
Inverse High Yield Strategy 11/04/2016 One-for-Four Reverse Split Increase share price 11/07/2016
NASDAQ-100® 2x Strategy 10/28/2016 Five-for-One Split Decrease share price 10/31/2016
Russell 2000® 2x Strategy 10/28/2016 Three-for-One Split Decrease share price 10/31/2016
S&P 500® Pure Value 10/28/2016 Two-for-One Split Decrease share price 10/31/2016
Financial Services 10/28/2016 Two-for-One Split Decrease share price 10/31/2016
Inverse Emerging Markets 2x Strategy 10/28/2016 One-for-Six Reverse Split Increase share price 10/31/2016
Inverse NASDAQ-100® 2x Strategy 10/28/2016 One-for-Six Reverse Split Increase share price 10/31/2016
Europe 1.25x Strategy 10/28/2016 One-for-Six Reverse Split Increase share price 10/31/2016
Weakening Dollar 2x Strategy 10/28/2016 One-for-Six Reverse Split Increase share price 10/31/2016
Inverse S&P 500® Strategy 10/28/2016 One-for-Six Reverse Split Increase share price 10/31/2016
Commodities Strategy 10/28/2016 One-for-Twelve Reverse Split Increase share price 10/31/2016
Government Long Bond 1.2x Strategy 02/07/2014 One-for-Three Reverse Split Increase share price 02/07/2014
Technology 02/07/2014 One-for-Three Reverse Split Increase share price 02/07/2014
Inverse Russell 2000® Strategy 02/07/2014 One-for-Three Reverse Split Increase share price 02/07/2014
Strengthening Dollar 2x Strategy 02/07/2014 One-for-Three Reverse Split Increase share price 02/07/2014
Telecommunication 02/07/2014 One-for-Three Reverse Split Increase share price 02/07/2014
Inverse Mid-Cap Strategy 02/07/2014 One-for-Three Reverse Split Increase share price 02/07/2014
Inverse S&P 500® 2x Strategy 02/21/2014 One-for-Seven Reverse Split Increase share price 02/21/2014
Inverse NASDAQ-100® 2x Strategy 02/21/2014 One-for-Seven Reverse Split Increase share price 02/21/2014
Inverse Dow 2x Strategy 02/21/2014 One-for-Seven Reverse Split Increase share price 02/21/2014
Inverse Government Long Bond Strategy 02/21/2014 One-for-Five Reverse Split Increase share price 02/21/2014
Inverse Russell 2000® 2x Strategy 02/21/2014 One-for-Five Reverse Split Increase share price 02/21/2014
Inverse NASDAQ-100®Strategy 02/21/2014 One-for-Five Reverse Split Increase share price 02/21/2014
Emerging Markets 2x Strategy 02/21/2014 One-for-Five Reverse Split Increase share price 02/21/2014
Inverse NASDAQ-100® 2x Strategy 12/02/2011 One-for-Four Reverse Split Increase share price 12/05/2011
Inverse Russell 2000® 2x Strategy 12/02/2011 One-for-Four Reverse Split Increase share price 12/05/2011
Large Cap Core 04/08/2011 One-for-Four Reverse Split Increase share price 04/11/2011
Large Cap Value 04/08/2011 One-for-Four Reverse Split Increase share price 04/11/2011
Mid Cap Growth 04/08/2011 One-for-Four Reverse Split Increase share price 04/11/2011
U.S. Intermediate Bond 04/08/2011 One-for-Four Reverse Split Increase share price 04/11/2011
Banking 04/17/2009 One-for-Ten Reverse Split Increase share price 04/20/2009
Electronics 04/17/2009 One-for-Five Reverse Split Increase share price 04/20/2009
Financial Services 04/17/2009 One-for-Ten Reverse Split Increase share price 04/20/2009
NASDAQ-100® 2x Strategy 04/17/2009 One-for-Five Reverse Split Increase share price 04/20/2009
Russell 2000® 2x Strategy 04/17/2009 One-for-Ten Reverse Split Increase share price 04/20/2009
S&P 500® Pure Value 04/17/2009 One-for-Five Reverse Split Increase share price 04/20/2009
Inverse S&P 500® Strategy 04/20/2007 One-for-Five Reverse Split Increase share price 04/23/2007
S&P 500® 2x Strategy 04/17/2003 One-for-Three Reverse Split Increase share price 04/21/2003
Japan 1.25x Strategy 04/17/2003 One-for-Three Reverse Split Increase share price 04/21/2003
Basic Materials 04/17/2003 One-for-Three Reverse Split Increase share price 04/21/2003
Consumer Products 04/17/2003 One-for-Three Reverse Split Increase share price 04/21/2003
Energy Services 04/17/2003 One-for-Three Reverse Split Increase share price 04/21/2003
Leisure 04/17/2003 One-for-Three Reverse Split Increase share price 04/21/2003
Telecommunications 04/17/2003 One-for-Three Reverse Split Increase share price 04/21/2003
Transportation 04/17/2003 One-for-Three Reverse Split Increase share price 04/21/2003
Utilities 04/17/2003 One-for-Three Reverse Split Increase share price 04/21/2003
Inverse Gov't Long Bond Strategy 02/07/2003 One-for-Three Reverse Split Increase share price 02/10/2003
NASDAQ-100® 2x Strategy 04/20/2001 One-for-Ten Reverse Split Increase share price 04/23/2001
Internet 04/20/2001 One-for-Twenty Reverse Split Increase share price 04/23/2001
Inverse NASDAQ-100®Strategy 04/14/2000 One-for-Five Reverse Split Increase share price 04/17/2000
NASDAQ-100® 04/14/2000 Three-for-One Split Decrease share price 04/17/2000
Precious Metals 04/14/2000 One-for-Five Reverse Increase share price 04/17/2000
Inverse S&P 500® Strategy 08/14/1998 One-for-Two Reverse Split Increase share price 08/17/1998

Large Cap Core, Large Cap Value, Mid Cap Growth and U.S. Intermediate Bond Funds Reverse Share Split
A one-for-four reverse share split was executed for all share classes of the Large Cap Core, Large Cap Value, Mid Cap Growth, and U.S. Intermediate Bond Funds for shareholders of record on April 8, 2011. The ex-date, or date the share price was changed to reflect the split, was April 10, 2011. Shares of the fund were divided by four and net asset value of the fund was multiplied by four.

Banking, Electronics, Financial Services, NASDAQ-100® 2x Strategy, Russell 2000® 2x Strategy and S&P 500® Pure Value Fund Reverse Share Split
A one-for-ten reverse share split was executed for all share classes of the Banking Fund, Financial Services Fund and Russell 2000® 2x Strategy Fund for shareholders of record on April 17, 2009. The ex-date, or date the share price was changed to reflect the split, was April 20, 2009. Shares of the fund were divided by ten and net asset value of the fund was multiplied by ten. Shares of the fund were divided by ten and net asset value of the fund was multiplied by ten.

A one-for-five reverse share split was executed for all share classes of the Electronics Fund, NASDAQ-100® 2x Strategy Fund and S&P 500® Pure Value Fund for shareholders of record on April 17, 2009. The ex-date, or date the share price was changed to reflect the split, was April 20, 2009. Shares of the fund were divided by ten and net asset value of the fund was multiplied by five.
 

S&P 500® 2x Strategy, Japan 1.25x Strategy, Basic Materials Fund, Consumer Product Fund, Energy Services Fund, Leisure Fund, Telecommunications Fund, Transportation Fund, and the Utilities Fund Reverse Share Split
A one-for-three reverse share split was executed for all share classes of the S&P 500® 2x Strategy, Japan 1.25x Strategy, Basic Materials Fund Consumer Product Fund, Energy Services Fund, Leisure Fund, Telecommunications Fund, Transportation Fund, and the Utilities Fund for shareholders of record on April 17, 2003. The ex-date, or date the share price was changed to reflect the split, was April 21, 2003. Shares of the fund were divided by three and net asset value of the fund was multiplied by three.

Inverse Government Long Bond Strategy Fund Reverse Share Split
A one-for-three reverse share split was executed for all share classes of the Inverse Government Long Bond Strategy Fund for shareholders of record on February 7, 2003. The ex-date, or date the share price was changed to reflect the split, was February 10, 2003. Shares of the fund were divided by three and net asset value of the fund was multiplied by three.

NASDAQ-100® 2x Strategy Fund Reverse Share Split
A one-for-ten reverse share split was executed for all share classes of the NASDAQ-100® 2x Strategy for shareholders of record on April 20, 2001. The ex-date, or date the share price was changed to reflect the split, was April 23, 2001. Shares of the fund were divided by ten and net asset value of the fund was multiplied by ten.

Internet Fund Reverse Share Split
A one-for-twenty reverse share split was executed for all share classes of the Internet Fund for shareholders of record on February 7, 2003. The ex-date, or date the share price was changed to reflect the split, was February 10, 2003. Shares of the fund were divided by twenty and net asset value of the fund was multiplied by twenty.

Inverse NASDAQ-100®Strategy and Precious Metals Funds Reverse Share Split
A one-for-five reverse share split was executed for all share classes of the Inverse NASDAQ-100®Strategy Fund and Precious Metals Fund for shareholders of record on April 14, 2000. The ex-date, or date the share price was changed to reflect the split, was April 17, 2000. Shares of the fund were divided by five and net asset value of the fund was multiplied by five.

NASDAQ-100®Fund Share Split
A three-for-one share split was executed for all share classes of the NASDAQ-100®Fund for shareholders of record on April 14, 2000. The ex-date, or date the share price was changed to reflect the split, was April 17, 2003. Shares of the fund were multiplied by three and net asset value of the fund was divided by three.

Inverse S&P 500® Strategy Fund Reverse Share Split
A one-for-two reverse share split was executed for all share classes of the Inverse S&P 500® Strategy Fund for shareholders of record on August 14, 1998. The ex-date, or date the share price was changed to reflect the split, was August 17, 1998. Shares of the fund were divided by two and net asset value of the fund was multiplied by two.

Subscribe to Our Perspectives
 
PRIVACY POLICY
BUSINESS CONTINUITY
LEGAL INFORMATION
Your Privacy Rights

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Europe Limited, Guggenheim Partners Japan Limited, and GS GAMMA Advisors.

© Guggenheim Investments. All rights reserved.

Research our firm with FINRA Broker Check.

• Not FDIC Insured • No Bank Guarantee • May Lose Value

This website is directed to and intended for use by citizens or residents of the United States of America only. The material provided on this website is not intended as a recommendation or as investment advice of any kind, including in connection with rollovers, transfers, and distributions. Such material is not provided in a fiduciary capacity, may not be relied upon for or in connection with the making of investment decisions, and does not constitute a solicitation of an offer to buy or sell securities. All content has been provided for informational or educational purposes only and is not intended to be and should not be construed as legal or tax advice and/or a legal opinion. Always consult a financial, tax and/or legal professional regarding your specific situation. Investing involves risk, including the possible loss of principal.